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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Ontology of Vaccine Adverse Events (OVAE) and its usage in representing and analyzing vaccine adverse events</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Erica Marcos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yongqun He</string-name>
          <email>yongqunh@med.umich.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>College of Literature</institution>
          ,
          <addr-line>Science</addr-line>
          ,
          <institution>and the Arts, University of Michigan</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Unit for Laboratory Animal Medicine, Department of Microbiology and Immunology, Center for Computational Medicine, and Comprehensive Cancer Center, University of Michigan</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Licensed human vaccines can induce various adverse events in vaccinated patients. Many known vaccine adverse events (VAEs) have been recorded in the package inserts of commercial vaccine products. To better represent and analyse VAEs, we developed the Ontology of Vaccine Adverse Events (OVAE) as an extension of the Ontology of Adverse Events (OAE) and the Vaccine Ontology (VO). OVAE has been used to represent and classify the adverse events recorded in package insert documents of commercial vaccines licensed by the USA Food and Drug Administration (FDA). OVAE currently includes over 1100 terms, including 87 distinct types of VAEs associated with 63 human vaccines licensed in the USA. Specific VAE occurrence rates associated with different age groups have been recorded in OVAE. SPARQL scripts were developed to query and analyse the OVAE knowledge base data. The top 10 vaccines accompanying with the highest numbers of VAEs and the top 10 VAEs most frequently observed among vaccines were identified and analysed. Different VAE occurrences in different age groups were also analysed. The ontological representation and analysis of the VAE data associated with licensed human vaccines improves the classification and understanding of vaccine-specific VAEs which supports rational VAE prevention and treatment and benefits public health.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>INTRODUCTION</title>
      <p>
        Many licensed vaccines exist to protect against a
variety of diseases and infections. They are extremely useful
in decreasing infection prevalence in human populations.
Due to the public health benefits of vaccines, their
coverage has been increasing in recent years. Each vaccine
often induces different types of adverse events. As vaccine
usage increases, the risk of adverse events proportionally
increases
        <xref ref-type="bibr" rid="ref2">(Cunha, Dorea, Marques, &amp; Leao, 2013)</xref>
        . Many
known vaccine adverse events (VAEs) have been
recorded in the package inserts of commercial vaccine products.
There is also a need to predict probabilities of different
adverse events arising in different individuals, which can
potentially lead to a decline in the risk of developing an
adverse event.
      </p>
      <p>
        Two existing ontologies are closely related to the
VAE studies. The Ontology of Adverse Events (OAE) is a
community-based biomedical ontology in the area of
adverse events
        <xref ref-type="bibr" rid="ref14 ref5 ref7 ref8">(He, Xiang, Sarntivijai, Toldo, &amp; Ceusters,
2011; Sarntivijai et al., 2012)</xref>
        . OAE defines an ‘adverse
event’ as a pathological bodily process that occurs after a
medical intervention (e.g., vaccination, drug
administration). The OAE ‘adverse event’ is a subclass of the
ontology term ‘pathological bodily process’ defined in the
Ontology of General Medicine Science (OGMS)
(http://code.google.com/p/ogms/). To be consistent with
most practice uses of the term, OAE does not assume a
causal relation between an ‘adverse event’ and a medical
intervention. OAE has defined over 2,000 types of
adverse events that are commonly found in different medical
interventions. The community-based Vaccine Ontology
(VO) represents various vaccines, vaccine components,
and vaccinations
        <xref ref-type="bibr" rid="ref13 ref4 ref6">(He et al., 2009; Lin &amp; He, 2012)</xref>
        . Both
OAE and VO are OBO Foundry candidate ontologies and
are developed by following the OBO Foundry principles
        <xref ref-type="bibr" rid="ref9">(Smith et al., 2007)</xref>
        .
      </p>
      <p>
        OAE has been shown to significantly increase the
power of analysis of case report data from the Vaccine
Adverse Event Reporting System (VAERS)
        <xref ref-type="bibr" rid="ref8">(Sarntivijai,
et al., 2012)</xref>
        . However, there has been no published paper
to analyze commonly known VAEs recorded in the
package insert documents of FDA licensed vaccines.
Compared to the often noisy data creating difficulty in
identifying the causality, the adverse events recorded in the
official package inserts are known adverse events to
specific vaccines.
      </p>
      <p>To better represent various VAEs and support
vaccine safety study, we developed the Ontology of Vaccine
Adverse Events (OVAE) as an extension of the
biomedical ontologies OAE and VO. In this paper, we introduce
the basic framework of the OVAE and how OVAE is
used to represent and analyze all adverse events reported
in the product package inserts of commercial vaccines
currently used in the USA market.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>METHODS</title>
      <sec id="sec-2-1">
        <title>OVAE ontology generation</title>
        <p>
          Following VO and OAE, OVAE is also edited with the
Web Ontology Language (OWL2) format
(http://www.w3.org/TR/owl-guide/). FDA-licensed
human vaccines represented in VO were imported to OVAE
using the tool OntoFox
          <xref ref-type="bibr" rid="ref1 ref12">(Xiang, Courtot, Brinkman,
Ruttenberg, &amp; He, 2010)</xref>
          . Those adverse event terms
reported in the package inserts of FDA licensed human
vaccines were also imported to the OVAE using OntoFox.
        </p>
        <p>New OVAE-specific terms were generated with IDs
containing the prefix of “OGSF_” followed by seven
autoincremental digital numbers and edited using the Protégé
4.2 OWL ontology editor (http://protege.stanford.edu/).
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Data source of known VAEs</title>
        <p>
          The official FDA website that provides supporting
documents of licensed vaccines was the primary data source
          <xref ref-type="bibr" rid="ref3">(FDA, 2013)</xref>
          . A PDF version of a package insert
document is available for almost every vaccine in the data
source. The PDF document includes a section called
“Adverse Reactions” that contains text descriptions of known
vaccine adverse events associated with the vaccinated
population.
2.3
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Data collection and formatting to ontology</title>
        <p>
          Based on the OVAE framework and the adverse
event description in the package inserts, a design pattern
was first generated to lay out the relations between
different ontology classes, properties, terms and data types. The
design pattern was used to form an MS Excel template for
collection of individual adverse events for different
vaccines. All the data in each package insert were manually
examined and input to the Excel worksheet. Following the
manual data collection and annotation, the program
Ontorat (http://ontorat.hegroup.org) was used to transform
the Excel file data to the OVAE ontology format
          <xref ref-type="bibr" rid="ref13 ref6 ref8">(Xiang,
Lin, &amp; He, 2012)</xref>
          .
2.4
        </p>
      </sec>
      <sec id="sec-2-4">
        <title>VAE data analysis</title>
        <p>To identify specific OAE or VO hierarchical structure
among a list of terms, OntoFox was first used to extract
the input OAE or VO terms and all associated terms
required for proper hierarchical assertion and inference. The
output OWL files were then visualized using a Protégé
OWL editor. The SPARQL Protocol and RDF Query
Language (SPARQL) is a W3C recommended language
to query OWL RDF tripe store ("SPARQL query
language for RDF,"). After OVAE was also deposited in
the Hegroup RDF triple store, SPARQL was used for
querying the OVAE knowledgebase from the RDF triple
store to address a list of scientific questions.
2.5</p>
      </sec>
      <sec id="sec-2-5">
        <title>OVAE ontology websites and license</title>
        <p>
          The OVAE source code is available in a Google Code
website: http://code.google.com/p/ovae. The OVAE
project website is: http://www.violinet.org/ovae. OVAE has
been deposited to the BioPortal project of the National
Center of Biomedical Ontology (NCBO)
(http://bioportal.bioontology.org/ontologies/3227). OVAE
is also deposited in the Ontobee linked data server
(http://www.ontobee.org/browser/index.php?o=OVAE)
          <xref ref-type="bibr" rid="ref14 ref5 ref7">(Xiang, Mungall, Ruttenberg, &amp; He, 2011)</xref>
          . The OVAE
source is freely available under the Apache License 2.0.
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>RESULTS</title>
      <sec id="sec-3-1">
        <title>OVAE system design and statistics</title>
        <p>
          The goal of current OVAE development is to
generate an ontology-based VAE knowledgebase that
represents known adverse events (AEs) associated with
licensed vaccines. Such a knowledgebase incorporates the
OAE terms of AEs together with the vaccine information
defined in the VO. As the primary developer of the OAE
and VO, we argue that OAE is not appropriate or
responsible for representing various AEs specific for any
particular medical intervention including vaccination due to the
following reasons. First, OAE emphasizes the
representation of various AEs general for most medical
interventions and related topics (e.g., methods for analysis of the
causal relation between AEs and medical interventions,
and factors affecting the causality analysis). Currently
OAE is already large and contains over 3,000 terms. It is
expected that many more AE terms will be added to OAE.
Therefore, it is ideal to make OAE focused and as concise
as possible. Secondly, AE researchers related to specific
medical intervention domains may have more
domainspecific demands and requests. For example, VAE
researchers would like to link AEs to different vaccines.
The vaccine (or drug) researchers may not be interested in
drug (or vaccine) specific AEs. As a relatively
independent domain, VAEs have been focuses of many vaccine
researchers and groups. Independent from drug AEs,
clinical VAEs are reported to vaccine-specific VAERS
system in the USA
          <xref ref-type="bibr" rid="ref11">(Varricchio et al., 2004)</xref>
          . Meanwhile, the
Vaccine Ontology (VO) is not suitable for representing
complex VAE data. VO has been focused on
classification of various vaccines, including licensed vaccines,
vaccines in clinical trials, and vaccines only verified in
laboratory animal models. VO also represents various types of
vaccine components (e.g., vaccine antigens, adjuvants,
and vectors), vaccine attributes (e.g., vaccine organism
viability and virulence), vaccination methods, and other
concise and closely related vaccine information. The
inclusion of complex VAE information to VO would make
VO imbalanced and lack of focus. Due to these reasons,
we generated the VAE-specific OVAE. Since both OAE
and VO use the Basic Formal Ontology (BFO)
(http://www.ifomis.org/bfo) as the top level class, the
alignments between OVAE, OAE, and VO are easy and
straightforward.
        </p>
        <p>
          As an extension of OAE and VO, OVAE targets
for not only importing related terms from these two
ontologies but also including many OVAE-specific terms.
The primary data source for generating vaccine-specific
AE ontology terms in current OVAE is the official
vaccine package inserts available in the USA FDA website
          <xref ref-type="bibr" rid="ref3">(FDA, 2013)</xref>
          . Each official vaccine package insert
document provided by the USA FDA includes a section called
“Adverse Reactions”. The results provided in the section
were obtained from carefully designed clinical trials with
randomized controls and worldwide post-marketing
experience. Therefore, the VAE information provides basic
known VAEs that are likely to occur after an
administration of a specific vaccine in a human vaccinee. Based on
the officially documented information, OVAE includes
many OVAE-specific terms, for example,
‘Afluriaassociated pain AE’ to define a pain AE specific for
Afluria-vaccinated patients. As shown in detail later in the
paper, the generation of these new terms allows the
inclusion of more detailed information about these VAEs, for
example, the VAE occurrences in human vaccinee
populations in different age groups.
        </p>
        <p>
          Table 1 lists the OVAE statistics as of May 1,
2013. OVAE used the most recent BFO 2.0 Graz version
(http://purl.obolibrary.org/obo/bfo.owl) as the top level
ontology. Since BFO 2.0 is not yet finalized, some
relation terms (e.g., ‘part of’ or BFO_0000050) are still used
in OVAE but do not necessarily comply with the most
recent BFO 2.0. During the process of importing many
AE or vaccine-related terms from OAE and VO to
OVAE, many terms from other existing ontologies,
including OGMS, Ontology for Biomedical Investigation
(OBI)
          <xref ref-type="bibr" rid="ref1">(Brinkman et al., 2010)</xref>
          , Phenotypic Quality
Ontology (PATO) ("PATO - Phenotypic Quality Ontology,"),
and Information Artifact Ontology (IAO)
(http://code.google.com/p/information-artifact-ontology/),
have also been imported to OVAE (Table 1). To maintain
the ontology asserted and inferred hierarchies and support
intact reasoning capability, the OntoFox software was
used for external term importing
          <xref ref-type="bibr" rid="ref12">(Xiang, et al., 2010)</xref>
          . In
summary, OVAE includes 1,199 terms that contains 652
OVAE specific terms (with “OVAE_” prefix). In
addition, OVAE including all 113 terms from the BFO version
2.0, 315 VO terms, 105 OAE terms, 3 OBI terms, 3 IAO
terms, and 2 OGMS terms (Table 1). By referencing the
vaccine package insert data, OVAE represents 87 distinct
AEs associated with 63 licensed human vaccines.
The general design pattern of representing a VAE in
OVAE is shown in Fig. 1. Specifically, a licensed
vaccine, manufactured by a company and having specific
quality (e.g., using inactivated vaccine organism), is
targeted to immunize a human vaccinee against infection of
a microbial pathogen. A particular vaccination route (e.g.,
intramuscular route) is specified. A specific VAE (e.g.,
Afluria-associated injection-site pain adverse event)
occurs in a human vaccinee and after (preceded_by) a
vaccination. The human vaccinee, having a specific age
(defined via a datatype) at the time of vaccination, is part of
the population of human vaccinees using this vaccine.
The VAE occurrence is defined as a frequency of an
adverse event associated with the administration of a
vaccine in a vaccinee population. The new object property
term ‘has VAE occurrence’ is defined in OVAE to
specify a VAE occurrence (xsd:decimal datatype) in a human
vaccinee population that has been individually vaccinated
with a specific vaccine during a specific time period. To
simplify the representation of axioms linking vaccine
adverse event and human vaccinee population, OVAE
generates a shortcut relation ‘occurs in population’ (Fig. 1).
        </p>
        <p>
          The vaccine attributes and vaccination details are
imported from VO. Their inclusion in the design pattern is
due to their possible contribution to the VAE
determination. For example, a live attenuated vaccine and a killed
inactivated vaccine may in general induce different types
or levels of VAEs, which can be analyzed by statistical
analysis
          <xref ref-type="bibr" rid="ref8">(Sarntivijai, et al., 2012)</xref>
          .
        </p>
        <p>organism
(pathogen)
vaccine (OBI)
qiuno(aaorglcritatyoivn)tahi(steVmerOd) qhuaasli_tyvacacginaeivnaismctcmminuicenroizbaetion</p>
        <p>manuifbsay_cturedspecihf(iVaeOsd__)input
company
(VO)
vaccination</p>
        <p>(VO)
unfolds_in
vaccination
route (VO)
has_
specified
_input
preceded
_by
xsd:integer
datatype
has age
part_of</p>
        <p>xsd:integer
datatype (range)</p>
        <p>has age
vaccine adverse
event (OAE)</p>
        <p>is_a
adverse event</p>
        <p>(OAE)
vacchiunmeean(VO) part_of hpuompualnatvioancc(VinOee)
occurs in poocpcuulrastioinn ohcacsurVeAncEe
xsd:decimal
datatype</p>
        <p>One novelty in the design pattern is the generation
and application of the population term ‘human vaccinee
population’ to define a VAE occurrence. In previous
versions of OAE and VO, only ‘vaccinee’ and ‘human
vaccinee’ (i.e., a human being administered with a vaccine)
exist. However, it is incorrect to say that a specific human
vaccinee has a VAE occurrence of some percentage (e.g.,
10%). An occurrence is defined only for a population.
The generation of the term ‘human vaccinee population’
solves the ontology modeling issue. Any particular human
vaccinee is part of a human vaccinee population.
OVAE
BFO
OBI
PATO
IAO
OAE
OGMS
VO</p>
        <p>Total</p>
        <p>There are two different approaches for representing
the relation between a human vaccinee (or human
vaccinee population) and an age (or age range). One
approach is to link a vaccinee to a quality named ‘age’, and
then link the ‘age’ to a datatype using the OBI relation
term ‘quality measured as’. Another approach for
representing the relation is to generate a shortcut relation ‘has
age’ (or specifically ‘has age in year’). To make the
representation simpler and reasoning efficient, we have taken
the second choice. An example is provided below (Fig. 2).
3.3</p>
      </sec>
      <sec id="sec-3-2">
        <title>OVAE design pattern of representing VAE</title>
        <p>
          The FDA website includes supporting materials for
most human vaccines licensed in the USA
          <xref ref-type="bibr" rid="ref3">(FDA, 2013)</xref>
          .
To efficiently represent VAEs reported in the package
inserts, an MS Excel template was developed with the
following categories: vaccine name, vaccine VO ID, VAE
location, VAE name in package insert, VAE name in
OAE, OAE ID, age category, age years, VAE occurrence,
and reference. Data for each category was manually
collected from individual vaccine package inserts and then
input into the Excel template. The VAE location is listed
as either injection-site or systemic. The injection-site
location is incorporated as part of the OAE term, while the
systemic AEs are set up as default. Age categories
included child (typically under 18 years old), adult (above 18
years old), senior (above 65 years old), or child-adult (all
ages). Specific ages are concerted to years and presented
to comply with the OWL format. Each VAE is referenced
by the package insert citation. The data were then
imported to OVAE using the Ontorat tool
          <xref ref-type="bibr" rid="ref13 ref8">(Xiang, et al., 2012)</xref>
          .
        </p>
        <p>An example of OVAE representation of VAE is
shown in Fig. 2. Briefly, Afluria has been associated with
nine different types of AEs, including injection-site pain
AE that has been defined in OAE (Fig. 2A and 2B). For
each AE, it is likely that different VAE occurrences are
reported based on the age groups. OVAE uses two
datatype property terms (‘has age in year’ and ‘has VAE
occurrence’) to link vaccinee population groups and
VAEs associated with particular VAE occurrences (Fig.
2B). The “OR” clause is used to include vaccinee
populations with different age ranges. The information matches
to the FDA package insert information (Fig. 2C) which is
cited as a definition source (annotation property).
(A)</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.4 OVAE VAE data analysis</title>
        <p>After all VAEs found in FDA licensed vaccines are
represented in OVAE, OVAE was queried using SPARQL.
Different questions were addressed via the analysis of the
OVAE knowledge base as exampled below.</p>
        <p>First, those vaccines that are associated with the largest
number of VAEs were analyzed (Table 2). It is interesting
that many of these vaccines protect against meningitis,
which is caused by different pathogens including
Haemophilus influenza type b (Comvax and PedvaxHIB) and
Neisseria meningitides (Menactra). The list also includes two
influenza vaccines and two Diphtheria-Tetanus vaccines
(Table 2). It is noted that the information does not dictate
the severity of AEs associated with each vaccine, but
instead indicates those vaccines that are licensed for human
use in the USA and display the most variation in their
reported AEs.
10 VAEs (Table 3) was extracted using the tool OntoFox
and visualized using Protégé ontology editor (Fig. 3). The
hierarchical visualization indicates that most of the top
ranked VAEs belong to the behavior and neurological AE
branch.</p>
        <p>Secondly, we evaluated the top VAEs that have been
reported most frequently among all vaccines licensed in the USA
and represented by OVAE (Table 3). Most of the top 10
frequently observed VAEs are expected, such as
injectionsite pain and redness, fever, and local swelling. The
headache and myalgia (i.e., muscle pain) AEs demonstrate two
types of pain. Similar to different pains, malaise (i.e.,
uneasiness and discomfort) and fatigue are sensory AEs. It is
noted that the information does not dictate which VAEs are the
most severe, but indicates which VAEs are commonly
observed in currently licensed vaccines in the USA.</p>
        <p>To better understand the top VAEs associated with
licensed human vaccines, the hierarchical structure of the top</p>
        <p>Lastly, we compared the VAEs and VAE occurrences
under different age groups. As shown in Fig. 2, the OVAE
clearly represents the associations between VAEs, the VAE
occurrence rates, and different ages (in years) of human
vaccinee population. Our analysis can further identify which
age category has a higher probability of experiencing any
specific adverse events. For example, we found that
Salmonella typhi vaccine Typhim Vi is associated with
injectionsite tenderness adverse events with the highest rate of 97.5%
at the age group of 18-40 years old. Based on the
classification of “child”, “adult”, and “child-adult” described in
Section 3.3, there are 240, 160, and 177 specific VAEs in the
age categories “child”, “adult”, and “child-adult”,
respectively. It is also found that in general the VAE occurrences
shown in the children are typically higher than those in
adults. This suggests that individuals under 18 years may be
more likely to experience an adverse reaction after
vaccination.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>DISCUSSION</title>
      <p>
        The development of OVAE is aimed to align and reuse
existing ontologies OAE and VO, and systematically represent
and analyze vaccine-specific adverse events (VAEs). As
demonstrated in this report, such a strategy has many
advantages. First, as shown in Fig. 2, the ontological
classification is easy for humans to interpret and analyze. A human
can browse the hierarchical tree to quickly understand
which VAEs are typically associated with a licensed
vaccine. Secondly, the ontology OWL representation is also
interpretable by computers and software programs. New
programs can be developed to parse and analyze the
information. Thirdly, the approach of aligning OVAE with
existing ontologies allows efficient integration of data presented
in other ontologies (e.g., VO). Such a seamless integration
makes it possible to analyze VAEs with other tools such as
VO-based literature mining
        <xref ref-type="bibr" rid="ref14 ref5 ref7">(Ozgur, Xiang, Radev, &amp; He,
2011)</xref>
        . In addition to the VAEs associated with USA
licensed vaccines, the OVAE can be used to represent VAEs
associated with vaccines licensed in other countries.
      </p>
      <p>
        It is also possible to apply the OVAE framework to
analyze clinical VAE data such as those case reports stored in
VAERS
        <xref ref-type="bibr" rid="ref11">(Varricchio, et al., 2004)</xref>
        . For example, by
comparing the reported vaccine-specific VAE cases in VAERS
with the VAE occurrences reported in the package inserts
and OVAE, it is easy to differentiate known VAEs and
possibly new VAEs associated with the vaccine. Many
differences exist in terms of the data shown in the package inserts
and in VAERS database. While the data in the package
inserts were typically obtained from well controlled clinical
trials, clinical VAE case reports stored in VAERS came
from random reports from physicians, patients, patients’
parents, or other sources. The VAERS database does not
indicates the total number of vaccinated human vaccinees in
any given period, making it impossible to calculate exact
VAE occurrences as reported in the package inserts and
OVAE. However, ontological approach, together with
statistical analysis, is still useful in VAERS data analysis as
previously demonstrated
        <xref ref-type="bibr" rid="ref8">(Sarntivijai, et al., 2012)</xref>
        . One future
research direction will be to identify novel ways to analyze
VAE clinical data using OVAE.
      </p>
      <p>While many AEs are common, different vaccines are
associated with different AEs with various molecular
mechanisms. The ontology representation of vaccine-specific AEs
is a first step towards refined deep understanding of vaccine
adverse events. It is also noted that the method of
establishing vaccine-specific OAE extension may likely be applied
for developing OAE extensions in other specified domains
such as drug-associated adverse events.</p>
    </sec>
    <sec id="sec-5">
      <title>ACKNOWLEDGEMENTS</title>
      <p>This project was supported by a NIH-NIAID grant
(R01AI081062). We also appreciate the work by Bin Zhao
who helped clean up the ontology.</p>
    </sec>
  </body>
  <back>
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