<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>LPAD-based fall risk assessment</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Luca Cattelani</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pierpaolo Palumbo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Federico Chesani</string-name>
          <email>federico.chesani@unibo.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luca Palmerini</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lorenzo Chiari</string-name>
          <email>lorenzo.chiarig@unibo.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>DEI - University of Bologna</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>DISI - University of Bologna</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>About 30% of persons over 65 are subject to at least one fall during a year. A number of published studies identify statistical relations between risk factors and the probability of fall in terms of odds ratios. In this paper we present a tool based on the representation of risk factors as odds ratios. Such representation is exploited to automatically build a computational logic probabilistic program, that in turn computes the fall risk of the subject given the presence/absence of risk factors in his/her status.</p>
      </abstract>
      <kwd-group>
        <kwd>Odds Ratio</kwd>
        <kwd>Logic Programming with Annotated Disjunctions (LPAD)</kwd>
        <kwd>Fall Risk Factor</kwd>
        <kwd>Risk Assessment</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Epidemiological studies have shown in the past that almost 30% of people aged
65 or more are subject to an unintentional fall each year [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Falls consequences
range from health- and psychological-related aspects (such as hip fracture and
loss of self-con dence or personal autonomy), to nancial burdens supported
by the relatives as well as by the social health and welfare systems. A number
of publicly- and privately- nanced initiatives and projects are dealing with the
many aspects related to the falls, such as fall risk assessment, fall risk prevention,
falls detection, fall treatment etc. In particular, fall risk assessment/evaluation
consists in determining the probability of a subject to experience a fall within a
certain time window. Several risk assessment tools exist (e.g., see [
        <xref ref-type="bibr" rid="ref5 ref7 ref8 ref9">9,7,8,5</xref>
        ], or the
review in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]), each tool based on a di erent approach and/or di erent
assumptions. However, as discussed in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], only few tools have been tested and applied
in di erent settings (e.g., community, home-support, acute-care settings), while
the majority of them has been \tuned" for speci c settings or for speci c
population sub-groups.
      </p>
      <p>
        Usually, fall risk assessment tools focus on the presence or absence of fall
risk factors in the subject under evaluation. A huge literature is available on
risk factors, de ned as \aspects of personal behaviour or lifestyle, environmental
exposure, or inborn or inherited characteristic, which, on the basis of
epidemiological evidence, are known to be associated with falls". For an example of a
systematic review, see [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The majority of these contributions follow a classic
epidemiological approach, and compute as results the odds ratio, w.r.t. the fall
event, of the two cohorts experiencing (and not, respectively) the risk factor.
The odds ratio is a measure of e ect size, describing the strength of association
between two values. It can be de ned in terms of group-wise odds: the odds
ratio is the ratio of the odds of an event occurring in one group to the odds of
it occurring in another group.
      </p>
      <p>
        Within the European project Farseeing3 we are investigating new models
for assessing the fall risk of a subject. The approach we introduce in this work
aims to exploit the existing literature, and in particular the statistical results,
to directly compute the probability of a fall within a year as a consequence of
a patient exhibiting one or more risk factors. To this end, we introduced a light
classi cation of risk factors (a minimal ontology), and for each factor we take into
consideration the Odds Ratios (OR) published in the literature. Starting from
the ORs, we generate a Logic Program with Annotated Disjunction (LPAD,
[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]). The program receives as input the characteristics of a subject, in terms
of the list of known risk factors a ecting her/him, and computes the overall fall
probability by combining each contribution following the Distribution Semantics
[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Architecture</title>
      <p>The overall architecture of our tool is shown in Figure 1. The information about
the risk factors is stored as an ontology expressed in the OWL language: from
such knowledge base, a rst component computes probabilities (from odds ratios)
and generates three LPAD rule sets containing higher and lower bounds (from
the con dence intervals) and average odds ratios. Then, these LPADs and a
subject pro le are fed to a Prolog engine extended to support also LPAD clauses:
the subject pro le speci es which are the risk factors the subject is exposed to.
The Prolog engine computes the higher, lower and average estimates of risk
probability, that are returned to the user.</p>
      <p>The Ontology. Risk factors are represented through a simple ontology, containing
a list of all relevant risk factors and an odds ratio for each of them. The majority
of risk factors cited in the scienti c literature can be classi ed into three di erent
types, depending on how they contribute to the fall risk:
a Dichotomic risk factors are the most common: either the risk factor is present
or not; its contribution to the fall risk is xed, and depends only on the
presence/absence of the risk factor. Typical examples of dichotomic risk
factors are Parkinson or diabetes.
b Scalar risk factors too are either present or not in the subject's pro le.</p>
      <p>However, these risk factors are observed with a certain degree: usually with
more than two possible \levels", starting from zero (absence of the factor) to
3 http://farseeingresearch.eu/
n (maximum magnitude of the risk factor). These risk factors contribute to
the fall risk depending on their \level": a typical case is a linear contribution
based on such level. Examples of this kind of factor are the age of the subject
or the number of medications.
c Synergy risk factors exist when more than one of risk factor of other type
are present contemporaneously. Synergy risk factors capture the well known
nature of sets of risk factors to be synergistic and produce an increment to
the risk that is bigger than the one produced by the factors when considered
independently.</p>
      <p>The ontology stores also data about the con dence intervals of the odds ratio
(typically at 95%). Having con dence intervals data permits to run three risk
assessing algorithms: one using the lower extremes, one using the upper extremes
and another with the average values; this may give the user a feeling of the
uncertainty in quantitative knowledge about risk factors.</p>
      <p>Moreover, the ontology contains also the estimators, i.e. the concepts that
provide indication of a subject being exposed to a risk factor. Indeed, certain risk
factors can be directly characterised: e.g., either a subject su ers the Parkinson
disease or not, depending on a medical diagnosis. However, there is a number
of risk factors that are determined on the basis of many di erent assessments
and criteria: e.g. , the visual impairment is a known risk factor, whose presence
in a subject is determined on di erent medical exams (often alternative exams),
such as the visual acuity on a three meter distance, the visual stereognosis, or
the contrast sensitivity of the subject.</p>
      <p>Generated LPAD The generated LPADs are sets of rules that, depending on
the risk factor type, are di erently de ned. Given the list of estimators L for a
speci c subject, the rules are Prolog clauses of the form:
where Pi is the probability associated to risk factor Ri. Estimators can be
easily taken into account by introducing further conditions in the bodies of the
rules. For example, in the case of the visual impairment, we model the di erent
estimators with the following rule:
fall(L) : 0.06 :- visionImpairment(L).
visionImpairment(L) :- member(visualAcuity3M(X),L), X =&lt; 5.
visionImpairment(L) :- member(visualStereognosis(X),L), X =&lt; 3.
visionImpairment(L) :- member(contrastSensitivity(X),L), X =&lt; 16.
Subject pro le The subject pro le is a simple Prolog list of the estimators that
characterise the subject. It has the form: [age(71), 'Parkinson', 'diabetes'],
indicating that for example the subject has an age of 71, and she/he su ers
diabetes and Parkinson diseases.</p>
      <p>Moreover, the current version of our tool supports three di erent alternatives:
{ if the subject su ers a risk factor, such risk factor is listed in the pro le and
it is labelled with a term true, and the risk probability associated to the
factor directly contributes to the overall fall risk;
{ if the subject does not su er the risk factor, then the factor is not present
in the list
{ if the subject is unsure about su ering a risk factor, then the factor is present
in the list with a label \unknown": in that case speci c LPAD rules are used,
and the distribution probability of the speci c risk factor over the population
is used to compute the overall fall risk.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Conclusions</title>
      <p>
        In this paper we have introduced a tool for assessing the fall risk depending
on a speci c subject pro le. Our architecture is still in a prototypical stage,
and many aspects still need to be researched and developed. At the moment of
writing, we are evaluating the quality of our tool by using a prototype based
on the statistical ndings in [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], and the InChianti data set available within
the Farseeing Project. Although rst results show that our approach performs
similarly to other existing approaches, the validation is far to be completed, and
de nitely more investigation is required.
      </p>
      <p>
        The current implementation is based on the ndings in the scienti c
literature. We plan as future work to apply learning algorithms, like
ExpectationMaximization, for parameters and structures of LPADs [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">3,2,1</xref>
        ], in particular on
the datasets available within the Farseeing Project: for example, the
possibility of using the same LPAD structure but with parameters learned on speci c
situations is a promising way to customize the tool and gain better results for
speci c cases.
Finally, we are implementing a web-based application (see Figure 2), that
allows the users to de ne the subject pro le by means of a sort of questionnaire,
and directly computes the fall risk.
      </p>
      <p>Acknowledgments This work is supported by the FARSEEING project,
cofunded by the European Commission, Seventh Framework Programme,
CooperationICT, Grant Agreement no. 288940.</p>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          1.
          <string-name>
            <given-names>E.</given-names>
            <surname>Bellodi</surname>
          </string-name>
          .
          <article-title>Integration of Logic and Probability in Terminological and Inductive Reasoning</article-title>
          .
          <source>PhD thesis</source>
          , University of Ferrara, Italy,
          <year>2013</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          2.
          <string-name>
            <given-names>E.</given-names>
            <surname>Bellodi</surname>
          </string-name>
          and
          <string-name>
            <given-names>F.</given-names>
            <surname>Riguzzi</surname>
          </string-name>
          .
          <article-title>Learning the structure of probabilistic logic programs</article-title>
          .
          <source>In Inductive Logic Programming 21st International Conference, ILP</source>
          <year>2011</year>
          , London, UK,
          <source>July 31 - August 3</source>
          ,
          <year>2011</year>
          . Revised Papers, volume
          <volume>7207</volume>
          <source>of LNCS</source>
          , pages
          <volume>61</volume>
          {
          <fpage>75</fpage>
          , Heidelberg, Germany,
          <year>2012</year>
          . Springer.
        </mixed-citation>
      </ref>
      <ref id="ref3">
        <mixed-citation>
          3.
          <string-name>
            <given-names>E.</given-names>
            <surname>Bellodi</surname>
          </string-name>
          and
          <string-name>
            <given-names>F.</given-names>
            <surname>Riguzzi</surname>
          </string-name>
          .
          <article-title>Expectation Maximization over binary decision diagrams for probabilistic logic programs</article-title>
          .
          <source>Intelligent Data Analysis</source>
          ,
          <volume>17</volume>
          (
          <issue>2</issue>
          ):
          <volume>343</volume>
          {
          <fpage>363</fpage>
          ,
          <year>2013</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref4">
        <mixed-citation>
          4.
          <string-name>
            <given-names>J. C. T.</given-names>
            <surname>Close</surname>
          </string-name>
          and
          <string-name>
            <given-names>S R</given-names>
            <surname>Lord.</surname>
          </string-name>
          <article-title>Fall assessment in older people</article-title>
          .
          <source>BMJ</source>
          ,
          <volume>343</volume>
          (
          <issue>sep14 1</issue>
          ),
          <year>September 2011</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref5">
        <mixed-citation>
          5.
          <string-name>
            <given-names>G.</given-names>
            <surname>Cuaya</surname>
          </string-name>
          ,
          <string-name>
            <surname>A</surname>
          </string-name>
          . Mun~oz Melendez,
          <string-name>
            <given-names>L. N.</given-names>
            <surname>Carrera</surname>
          </string-name>
          ,
          <string-name>
            <given-names>E. F.</given-names>
            <surname>Morales</surname>
          </string-name>
          ,
          <string-name>
            <surname>I.</surname>
          </string-name>
          <article-title>Quin~ones, A. I. Perez, and</article-title>
          <string-name>
            <given-names>A.</given-names>
            <surname>Alessi</surname>
          </string-name>
          .
          <article-title>A dynamic Bayesian network for estimating the risk of falls from real gait data</article-title>
          .
          <source>Medical &amp; biological engineering &amp; computing</source>
          ,
          <volume>51</volume>
          (
          <issue>1-2</issue>
          ):
          <volume>29</volume>
          {
          <fpage>37</fpage>
          ,
          <year>February 2013</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref6">
        <mixed-citation>
          6.
          <string-name>
            <given-names>S.</given-names>
            <surname>Deandrea</surname>
          </string-name>
          ,
          <string-name>
            <given-names>E.</given-names>
            <surname>Lucenteforte</surname>
          </string-name>
          ,
          <string-name>
            <given-names>F.</given-names>
            <surname>Bravi</surname>
          </string-name>
          ,
          <string-name>
            <given-names>R.</given-names>
            <surname>Foschi</surname>
          </string-name>
          ,
          <string-name>
            <given-names>C.</given-names>
            <surname>La Vecchia</surname>
          </string-name>
          ,
          <string-name>
            <given-names>and E.</given-names>
            <surname>Negri</surname>
          </string-name>
          .
          <article-title>Risk Factors for Falls in Community-dwelling Older People: A Systematic Review and Meta-analysis</article-title>
          .
          <source>Epidemiology</source>
          ,
          <volume>21</volume>
          (
          <issue>5</issue>
          ):
          <volume>658</volume>
          {
          <fpage>668</fpage>
          ,
          <year>2010</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref7">
        <mixed-citation>
          7.
          <string-name>
            <given-names>K.</given-names>
            <surname>Delbaere</surname>
          </string-name>
          ,
          <string-name>
            <given-names>J. C. T.</given-names>
            <surname>Close</surname>
          </string-name>
          ,
          <string-name>
            <given-names>J.</given-names>
            <surname>Heim</surname>
          </string-name>
          ,
          <string-name>
            <given-names>P. S.</given-names>
            <surname>Sachdev</surname>
          </string-name>
          ,
          <string-name>
            <given-names>H.</given-names>
            <surname>Brodaty</surname>
          </string-name>
          ,
          <string-name>
            <given-names>M. J.</given-names>
            <surname>Slavin</surname>
          </string-name>
          ,
          <string-name>
            <given-names>N. A.</given-names>
            <surname>Kochan</surname>
          </string-name>
          , and
          <string-name>
            <given-names>S. R.</given-names>
            <surname>Lord</surname>
          </string-name>
          .
          <article-title>A multifactorial approach to understanding fall risk in older people</article-title>
          .
          <source>Journal of the American Geriatrics Society</source>
          ,
          <volume>58</volume>
          (
          <issue>9</issue>
          ):
          <volume>1679</volume>
          {
          <fpage>85</fpage>
          ,
          <year>September 2010</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref8">
        <mixed-citation>
          8.
          <string-name>
            <given-names>D.</given-names>
            <surname>Giansanti</surname>
          </string-name>
          , G. Maccioni,
          <string-name>
            <given-names>S.</given-names>
            <surname>Cesinaro</surname>
          </string-name>
          ,
          <string-name>
            <given-names>F.</given-names>
            <surname>Benvenuti</surname>
          </string-name>
          , and
          <string-name>
            <given-names>V.</given-names>
            <surname>Macellari</surname>
          </string-name>
          .
          <article-title>Assessment of fall-risk by means of a neural network based on parameters assessed by a wearable device during posturography</article-title>
          .
          <source>Medical engineering &amp; physics</source>
          ,
          <volume>30</volume>
          (
          <issue>3</issue>
          ):
          <volume>367</volume>
          {
          <fpage>72</fpage>
          ,
          <string-name>
            <surname>April</surname>
          </string-name>
          <year>2008</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref9">
        <mixed-citation>
          9.
          <string-name>
            <given-names>M.</given-names>
            <surname>Marschollek</surname>
          </string-name>
          , M. Govercin, S. Rust,
          <string-name>
            <given-names>M.</given-names>
            <surname>Gietzelt</surname>
          </string-name>
          ,
          <string-name>
            <given-names>M.</given-names>
            <surname>Schulze</surname>
          </string-name>
          ,
          <string-name>
            <given-names>K.</given-names>
            <surname>Wolf</surname>
          </string-name>
          , and
          <string-name>
            <given-names>E.</given-names>
            <surname>Steinhagen-Thiessen</surname>
          </string-name>
          .
          <article-title>Mining geriatric assessment data for in-patient fall prediction models and high-risk subgroups</article-title>
          .
          <source>BMC medical informatics and decision making</source>
          ,
          <volume>12</volume>
          (
          <issue>1</issue>
          ):
          <fpage>19</fpage>
          ,
          <year>January 2012</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref10">
        <mixed-citation>
          10.
          <string-name>
            <given-names>T.</given-names>
            <surname>Sato</surname>
          </string-name>
          .
          <article-title>A statistical learning method for logic programs with distribution semantics</article-title>
          .
          <source>In ICLP</source>
          , pages
          <volume>715</volume>
          {
          <fpage>729</fpage>
          ,
          <year>1995</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref11">
        <mixed-citation>
          11.
          <string-name>
            <given-names>V.</given-names>
            <surname>Scott</surname>
          </string-name>
          ,
          <string-name>
            <given-names>K.</given-names>
            <surname>Votova</surname>
          </string-name>
          ,
          <string-name>
            <given-names>A.</given-names>
            <surname>Scanlan</surname>
          </string-name>
          , and
          <string-name>
            <given-names>J.</given-names>
            <surname>Close</surname>
          </string-name>
          .
          <article-title>Multifactorial and functional mobility assessment tools for fall risk among older adults in community, home-support, long-term and acute care settings</article-title>
          .
          <source>Age Ageing</source>
          ,
          <volume>36</volume>
          (
          <issue>2</issue>
          ):
          <volume>130</volume>
          {
          <fpage>139</fpage>
          ,
          <string-name>
            <surname>Mar</surname>
          </string-name>
          <year>2007</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref12">
        <mixed-citation>
          12.
          <string-name>
            <surname>A.M Tromp</surname>
            ,
            <given-names>S.M.F</given-names>
          </string-name>
          <string-name>
            <surname>Pluijm</surname>
            ,
            <given-names>J.H</given-names>
          </string-name>
          <string-name>
            <surname>Smit</surname>
            ,
            <given-names>D.J.H</given-names>
          </string-name>
          <string-name>
            <surname>Deeg</surname>
            ,
            <given-names>L.</given-names>
          </string-name>
          <article-title>M Bouter,</article-title>
          and
          <string-name>
            <given-names>P</given-names>
            <surname>Lips</surname>
          </string-name>
          .
          <article-title>Fall-risk screening test: A prospective study on predictors for falls in communitydwelling elderly</article-title>
          .
          <source>Journal of Clinical Epidemiology</source>
          ,
          <volume>54</volume>
          (
          <issue>8</issue>
          ):
          <volume>837</volume>
          {
          <fpage>844</fpage>
          ,
          <year>2001</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref13">
        <mixed-citation>
          13.
          <string-name>
            <surname>J. Vennekens</surname>
            ,
            <given-names>S.</given-names>
          </string-name>
          <string-name>
            <surname>Verbaeten</surname>
            , and
            <given-names>M.</given-names>
          </string-name>
          <string-name>
            <surname>Bruynooghe</surname>
          </string-name>
          .
          <article-title>Logic programs with annotated disjunctions</article-title>
          . In B. Demoen and V. Lifschitz, editors,
          <source>ICLP</source>
          , volume
          <volume>3132</volume>
          of Lecture Notes in Computer Science, pages
          <volume>431</volume>
          {
          <fpage>445</fpage>
          . Springer,
          <year>2004</year>
          .
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>