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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>When to Recommend What? A Study on the Role of Contextual Factors in IP-based TV Services</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jing Yuan</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Fikret Sivrikaya Stefan Marx Frank Hopfgartner Technische Universitat Berlin Ernst-Reuter-Platz 7</institution>
          ,
          <addr-line>10587 Berlin, Germany kret.sivrikaya, stefan.marx, frank.hopfgartner</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2014</year>
      </pub-date>
      <abstract>
        <p>According to a recent survey performed by Point Topic [1], the number of subscribers of IPTV services has reached 87.2 million globally as of mid-2013. 17 million of these subscribers have been acquired within the last twelve months alone. This success story is due to various factors. First of all, novel techniques for the compression and streaming of multimedia content have been developed. Moreover, the rapid development of xed and mobile broadband communication technologies resulted in increased availability of bandwidth for the streaming of multimedia content over the web. Apart from these technological advancements, the main reason for the success of IPTV services can be considered as the exible, dynamic access to content provided via these services. Di ering from traditional television channels that broadcast rather static content for all consumers, content provided by IP-based television and Video-on-Demand (VoD) services can be adapted to the individual customer's interests. An important aspect of this adaptation process is the development of appropriate recommendation techniques such as [2, 3, 4].</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Today's IP-based TV services commonly
strive for personalizing their content o ers
using complex recommendation systems to
match their users' interests. These systems
try to capture the relevance of content
recommended to a user, which may also depend
on many contextual factors such as time,
location, or social company. Nevertheless, in
most cases, these factors are either omitted or
integrated in recommendation systems
without a concrete modeling of what di erent roles
each may play on di erent users' experiences.
Do users really care about all of these
speci c factors? How do those factors interact
with or in uence each other? Can this
interaction be modeled commonly for all users or
is it more speci c to the user pro le? To the
best of our knowledge, answers to these
questions have not been studied in detail yet. In
this paper, we introduce the results of a
questionnaire and a focus group discussion to
elaborate on the in uence of contextual factors on
IP-based TV services from the users'
point-ofview.</p>
      <p>
        These personalization techniques strongly depend
on understanding users' needs, which is, however, a
non-trivial task. Users' needs and interests can change
over time and can depend on external contextual
factors such as the time, location or company of other
people [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Various studies (e.g., [
        <xref ref-type="bibr" rid="ref6 ref7 ref8">6, 7, 8</xref>
        ]) have shown
that recommender systems can bene t signi cantly
when these contextual factors are incorporated. Given
that we are all individuals though, it is not premature
to assume that contextual factors are not equally
important for all of us. For example, the time of the day
might be important for some people, but not so
important for others. As far as we know, a detailed analysis
of the choice of contextual factors for a recommender
has not been studied yet.
      </p>
      <p>With this paper, we intend to shed some light on
the role of contextual factors on individual users. The
work is divided into two parts. First, we present the
outcome of an online questionnaire where we asked
participants about their usage of IP-based TV
services. Second, we summarize the results of a focus
group discussion where we discussed the results of the
questionnaire with various participants of our survey.</p>
      <p>The paper is structured as follows. In Section 2,
four possible in uential contextual factors are
proposed, which form the basis of the questionnaire
presented and analyzed in Section 3. Section 4
summarizes the participants' opinions in the focus group
discussion. Finally, Section 5 concludes the work and
outlines future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Contextual Factors</title>
      <p>In literature, various contextual factors have been
proposed that should be considered when providing
recommendations. In the context of this paper, we
concentrate on a subset of them, i.e., the most commonly
used contextual factors. These include time, location,
social company and external breaking news, each of
which we elaborate next.</p>
      <p>
        Time Various researchers (e.g., [
        <xref ref-type="bibr" rid="ref10 ref11 ref9">9, 10, 11</xref>
        ]) focus
on time as contextual factor to improve their
recommendation algorithms. Although these works suggest
that time can be a very strong and thus helpful factor,
it remains unclear if this observation is valid for every
user in an IP-based TV scenario. For example,
freelancers with exible working hours might not consider
time to be a signi cant factor, while employees on a
strict work schedule generally consider it to be highly
important. We argue that further investigations are
required to study the role of time as contextual factor.
      </p>
      <p>
        Location is another frequently mentioned
contextual factor for recommenders [
        <xref ref-type="bibr" rid="ref12 ref6">6, 12</xref>
        ]. In most cases,
location as a contextual factor is considered by following
simple matching rules. A concrete approach for
building relations between location and content evaluation
procedure has not been studied yet. Given the unclear
picture of location factor's involvement in
personalization and recommendation methods, we consider it to
be a relevant factor that need to be investigated
further.
      </p>
      <p>
        Social company Users' acceptance of social
company during IP-based TV service usage has been
identi ed in literature (e.g., [
        <xref ref-type="bibr" rid="ref13 ref14">13, 14</xref>
        ]). In a social
context, functionalities such as exchanging thoughts on
TV programs or recommending each other
interesting TV content are very common amongst users.
Social context can provide users an opportunity to evade
the ltering bubble, which guides users to their own
preferred directions, thus leading to large amount of
hidden content. Nevertheless, it can not easily be
assumed that social company is important for every
consumer of IP-based TV services. In this paper, we
include social networks, which are a more detectable
social factor, into the discussion range to observe users'
attitudes towards social company.
      </p>
      <p>
        External breaking news may be treated not
only as a content type for recommendation, but also
as a contextual factor. Studies in [
        <xref ref-type="bibr" rid="ref15 ref16">15, 16</xref>
        ] make use
of trending topics on microblogs to mine real-time hot
news. In IP-based TV services, external breaking news
might be quite relevant for the consumer's choice on
programs beyond news, and thus worthy of being
studied as a contextual factor. For example, a famous
singer's death may arouse users' interests in his old
music videos or concerts, apart from the news of his
death itself.
      </p>
      <p>In order to study the role of these contextual factors
for individual users, we performed a user survey where
we asked participants to answer speci c questions on
ve-point likert scale, multiple choice or radio.
Moreover, we organized a focus group session where we
discussed the role of these factors with di erent types of
IP-based TV content consumers.
3</p>
    </sec>
    <sec id="sec-3">
      <title>User Study Questionnaire</title>
      <p>In our design of the user questionnaire, we focused on
the four speci c contextual factors for IP-based TV
recommendations introduced in the previous section.
At the beginning of the questionnaire, we gave users
a description of our \IP-based TV service" concept,
which covers not just IPTV through set-top boxes,
but also WebTV and web-based mobile apps. In this
section we share some of the statistical results of the
survey, through which we try to provide a clearer
picture of the contextual factors' in uence from the users'
perspective.
3.1</p>
      <sec id="sec-3-1">
        <title>Respondents' Basic Info</title>
        <p>
          The online questionnaire remained in e ect
throughout the month of August 2013, with a total of 51
respondents. The demographic information of the
questionnaire respondents is listed in Table 1. All
respondents are digital natives, i.e. were born after the start
of the digital age (around 1960); so their
understandings of legacy TV (terrestrial, cable, satellite) and
IPbased TV services are clear. Most participants are
either employees or students at our university. In terms
of their place of birth and residence, Asians and
Europeans form the two largest groups of our respondents.
This coincides with the survey result from Point Topic
[
          <xref ref-type="bibr" rid="ref1">1</xref>
          ], which shows that Asia and Europe are the two
biggest markets for IP-based TV content with 48.7%
and 36.6% market share of the worldwide IPTV
subscribers, respectively. Given these similarities, we
argue that our participants form a subset of the main
target groups for such services.
        </p>
        <p>Table 2 represents TV usage habits of the
respondents. We rst observe that a large majority
consumes IP-based TV services much more than
traditional TV, with more than half of the participants
spending at least ve times more time on IP-based
TV services than on normal TV. Moreover, 86.3%
(19.6%+25.5%+41.2%) report that they have been
using IP-based TV services for over two years. These
statistics con rm that the respondents to the
questionnaire represent experienced IP-based TV service
users, possessing the required reference value for our
survey.
The rst question that we analyze in the questionnaire
tries to capture the temporal changes in users'
interests for speci c types of content: \What kind of
programs would you prefer watching a) in the morning, b)
during a break at daily work, c) in the evening and d)
on weekends?" As presented in Figure 1, twelve basic
genres of TV content were listed as choices for each
of the four categorical time periods. In line with the
intuitive reasoning, we observe the following trends:
i) weather report and daily news seem to be
favorable choices in the morning or during a break at work,
when people usually spend much less time watching
TV; ii) similarly, during a break at work, those
relatively short TV content such as daily news, sport,
music and entertainment content are usually consumed;
iii) users' preference in the evening and on weekends
show very similar behavior, with the comparatively
longer programs such as movies, TV series and
documentaries outweighing other content types. Despite
of the resemblances to some TV company strategies,
users' intuitive choices still make these trends worthy
of being referred to when recommending, especially for
VoD services.
The next question that we cover is on the user's
direct opinion on a more limited set of
recommendation types given to them in a set of changing
contexts regarding time and location: \Consider three
types of content recommendations provided to you at
the same time (habitual content at this time, breaking
news or events happening just now, friends' instant
suggestions). In each of the contexts (at home in the
morning; at work hours during a break; at home in the
evening; on weekends), which of those recommended
contents are you most likely to choose for watching?"
As depicted in Figure 2, the users seem to be much
more interested in hearing about breaking news and
events during work hours or in the morning at home,
similar to the earlier question's result. Conversely, the
habitual content or friends' suggestions become much
more favorable in the evening or on weekends. In other
words, the in uence of contextual factors as
breaking news and social company on users' preference may
change with alterations in certain contexts as time and
location.</p>
        <p>In addition to supporting the existence of
contextual factors' in uence on TV content selection or
recommendations, which can be turned out from the rst
question's result, the second question's result also
provides an interesting insight on contextual factors'
mutual in uence, when we consider the breaking news
and social e ects as contextual factors.
Aiming to study the importance of these contextual
factors from the individual users' points of view, we
posed the following question: \How important is each
of the following factors regarding their in uence on
your own (subjective) choice of TV programs
recommended? " Participants were then asked to assess the
importance of the four factors (Time, Location,
Social company and External breaking events ), in
addition to the option of using their standard user pro le
(based on daily viewing habits). The assessment was
based on a ve-point likert scale, ranging from \1-Not
important, 2-Somewhat important, 3-Can't decide,
4Important, 5-Very important ".</p>
        <p>Figure 3 depicts the distribution of the respondents'
ratings. Intuitively, scores for each factor's importance
are relatively evenly distributed in the ve-point
likert scale. Considering the average score for each
factor's importance (Daily Viewing Habit : 2.78, Time:
2.98, Location: 3.39, Social company : 3.25 and
External breaking events: 3.29), location is viewed among
respondents as the one factor having slightly more
inuence than others on TV content selection, although
there is no clear winner. Obviously, there is no
evident preference for any speci c contextual factor from
a general view. When analyzing the sample standard
Somewhat
important
Not important</p>
        <p>Important
deviation for each of the factor's ratings (Daily viewing
habit : 1.12, Time: 1.22, Location: 1.34, Social
company : 1.20 and External breaking event : 1.32), we
observe the largest variation also for Location, although
the di erence among the four factors are again not so
signi cant. These spread distributions (according to
Chebyshev's rule, there will be at least 3/4 of the data
within 2 standard deviations of the mean and at least
8/9 of the data within 3 standard deviations of the
mean) illustrate that there is no strong and uni ed
tendency towards the valued importance of speci c
contextual factors. Moreover, it seems that the contextual
factors' in uences are valued di erently by the users,
and that there is no speci c contextual factor that is
equally important for everyone. This further supports
the existence of individual di erence when considering
the importance of speci c contextual factors, which
di ers from the usual overall consistent treatment of
them.</p>
        <p>We then compute the Pearson Correlation Coe
cient for each pair of the given factors based on
respondents' ratings, as given in Figure 4. The fact that
the correlation between any two factors turns out to
be quite weak indicates that a user's interpretation of
each factor's in uence level may be independent on
their evaluation of the other factors.</p>
        <p>0.43</p>
        <p>0.24
0.40
0.41
0.14
Breaking Events
0.48
0.41
0.16
0.14
0.43
We also provided two free-text style opinion questions
in the questionnaire to gain additional user insight on
the assessment of IP-based TV services and contextual
factors.</p>
        <p>Q1: From your point of view, what features should
a perfect IP-based TV service o er?
Q2: What other contextual factors may in uence
your decision to follow a certain program on
IPbased TV services?
Even though these questions did not have any
prescribed options for the answers, the responses have
shown some natural clustering around a few concepts.</p>
        <p>For Q1, several respondents explicitly referred to
the contextual factors External breaking news and
events and Social company as requirements for an ideal
IP-based TV service. In addition, more variety in
content, less advertisement, free of charge service, and a
clear and fast UI were also suggested. Responses to
Q2 supplemented in uential contextual factors with
some inspiring comments. Some claimed that the
status of \busy or not" would play a central role in users'
preferred type and length of TV content, and others
suggested mood as an independent contextual factor.
As implicit factors though, \busy or not" and \mood"
can not be so easily detected from existing datasets.
Therefore, any clue that can help deduce users' such
status would be quite valuable. Some respondents also
indicated that the quality of TV programs is of
importance. Comprehensive factors such as players, guests,
theme were all referred to as quality evaluation
indicators on programs, which are already well studied and
integrated in most recommendation systems.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Focus Group Discussion</title>
      <p>In order to further nd out users' personal usage
experiences and remedy their unavoidable
misunderstandings of objective questions, we invited participants of
our questionnaire to join a focus group discussion.
Eight respondents were able to participate in the
discussion session. In this section, we label these
participants as P1 to P8 to share some of their valuable
ideas.
4.1</p>
      <sec id="sec-4-1">
        <title>Discussion on Contextual Factors</title>
        <p>Considering the main purpose of the work in this
paper, participants' opinions on contextual factors were
undoubtedly the main focus group discussion.
4.1.1</p>
      </sec>
      <sec id="sec-4-2">
        <title>Time and Location vs. \Busy or Not"</title>
        <p>Contextual factors of time and location were always
referred together. Participant 3 (P3 ) started by
comparing them as follows: \Location means more than
timing in my case. I only watch program through
internet at home. Whenever in the o ce, I'll be busy
with my work and won't open any TV related
applications." Along the same lines, P1 expressed his view as:
\Whether I'm working or on vacation will result
differently on my willingness to accept recommendations.
For me, time of the day, day of the week can regularly
determine my status of busy or not and thereby drive
my choices." P6 shared a di erent perspective from
her own experience: \Whenever it is or wherever I
am, if I am using IP-based TV services for recreation,
it means I have time and will enjoy the content I'm
interested in; so both time and location factors won't
in uence that much."</p>
        <p>Concluding from these statements, we argue that
\busy or not" might be a decisive factor for users'
choices when watching TV content, while the directly
measurable contextual factors time and location are
less important but might be clues to gure out users'
status of \busy or not".
4.1.2</p>
      </sec>
      <sec id="sec-4-3">
        <title>Comments on Social Company</title>
        <p>When the topic moved on to social company, P2 and
P8 have shown strong interest by expressing that it is
always a great experience to exchange thoughts with
friends on the programs of common interest, and that
they always get great suggestions from friends. P2
mentioned the more concrete case of watching
soccer games while discussing and sharing opinions with
friends. Yet, on the totally opposite side, P3
complained, \I really hate being bothered by others; I just
would like to be immersed in my own interested
programs alone." These statements illustrate that content
categories and occasions should be carefully considered
when providing social-based recommendation.
4.1.3</p>
      </sec>
      <sec id="sec-4-4">
        <title>Being Cautious with Breaking News and</title>
      </sec>
      <sec id="sec-4-5">
        <title>Events</title>
        <p>As to the newly proposed contextual factor of
breaking news and events, P8 stated, \I feel disturbed when
small windows pop-up to remind me of some so-called
'news', unless they are really appealing to me." P7
supported this with: \I routinely view news from the
news websites; I don't think it's necessary to get
recommendation from a TV application with respect to
news again." Just as the participants warned, TV
recommenders should be extra cautious in the way they
select and notify their users of breaking news and
events. Otherwise the recommendation could be more
annoying than appealing, no matter how important it
is.
Aside from the intended discussion on proposed
contextual factors, there were other points initiated by
participants.
Opinions on popularity and quality of TV content, as
appeared in subjective responses of the questionnaire,
were proposed again in the focus group. P4 stated,
\Popularity is a useful reference when I choose TV
content, while it won't work sometimes since content's
popularity can't directly determine its quality." P2
continued, \I also found that some so-called popular
TV content are pushed in front of us only due to
commercial reasons rather than users' preference."
Apparently, users are more sensitive to TV content's quality
now than ever before, and they won't be satis ed with
just the popularity statistics. Thus distinguishing high
quality content would be quite an important aspect for
recommenders.
4.2.2</p>
      </sec>
      <sec id="sec-4-6">
        <title>Bookmarking also Implies Success for</title>
      </sec>
      <sec id="sec-4-7">
        <title>Recommendations</title>
        <p>Another unexpected acquirement from the focus group
was users' supplementary view on recommender's
effectiveness. P1 said, \When I don't have time to
watch TV content that was correctly recommended,
I'll bookmark it and watch it later on." P2 commented
similarly: \I also have the same habit of bookmarking
pages when I use WebTV; it is quite convenient."
Evidently, apart from users' instant positive reaction to
recommendations, such as clicking or watching
duration, the behavior of bookmarking can also be a
representative indicator for a recommender's success.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusion and Future Work</title>
      <p>In this paper, we analyzed the role of common
contextual factors that are usually applied to recommend
content to users of IP-based TV services. We
addressed this question from the perspective of the
consumers, i.e., we asked for their opinions in an online
questionnaire and a succeeding focus group
discussion. We conclude from our samples that i)
contextual factors' in uence and their interplay indeed
exist; ii) users' attitudes toward contextual factors'
inuence are individually di erent, which refutes
traditional contextual factors' treatments of modeling them
separately or incorporating them equally on every
individual. At the same time, users' new suggestions on
contextual factors such as \busy or not" and mood,
their advanced cognition of TV content's quality and
their taboos of being interrupted by dull
recommendations are all factors that should be studied further.
In accordance with the guides and insights turned out
by this paper, our next step is to design and develop
a context-adaptive recommender system for our own
IP-based TV service that incorporates these factors.</p>
      <sec id="sec-5-1">
        <title>Acknowledgements</title>
        <p>The rst author has been funded by the Chinese
Scholarship Council.</p>
      </sec>
    </sec>
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