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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>DRAFT PAPER Cross-Language Information Retrieval using Dutch Query Translation Anne R. Diekema and Wen-Yuan Hsiao</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>D. A. (</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Speech Retrieval</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>March</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Palo Alto</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Syracuse University School of Information Studies 4-206 Ctr. for Science and Technology Syracuse</institution>
          ,
          <addr-line>NY 13244-4500</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes a hastily carried out, rather limited bilingual information retrieval experiment. The experiment takes Dutch topics to retrieve relevant English documents using Microsoft SQL Server version 7.0. In order to cross the language barrier between query and document, the researchers use query translation by means of a machine-readable dictionary. The Dutch run was void of the typical natural language processing techniques such as parsing, stemming, or part of speech tagging. A monolingual run was carried out for comparison purposes. Due to limitations in time, retrieval system, translation method, and test collection, there is only a preliminary analysis of the results.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>2. Experimental Setup</title>
      <p>In monolingual information retrieval experiments, researchers commonly vary the information retrieval
system while keeping the test queries and documents constant. This allows for comparison between
systems and comparison between different versions of the same system. The same practice is followed
in CLIR experiments when comparing different systems. However, CLIR experiments vary the test
queries rather than the system, to allow for comparison between the cross-language and monolingual
capabilities of the same system. The experiments in this research rely on varying the test queries.
1 Cognate matching facilitates matching cognates (words that have identical spelling) across languages
by allowing for minor spelling differences between the cognates.</p>
      <p>By manually translating test queries into a foreign language and using these test queries as the
crosslanguage equivalents, the cross-language performance of a system can be compared directly to its
monolingual performance (see figure 1). Manual translation of queries is now a widely used evaluation
strategy because it permits existing test collections to be inexpensively extended to any language pair
for which translation resources are available. The disadvantage of this evaluation technique is that
manual translation requires the application of human judgment, and evaluation collections constructed
this way exhibit some variability based on the terminology chosen by a particular translator.</p>
      <sec id="sec-1-1">
        <title>Dutch</title>
      </sec>
      <sec id="sec-1-2">
        <title>Query</title>
      </sec>
      <sec id="sec-1-3">
        <title>English</title>
      </sec>
      <sec id="sec-1-4">
        <title>Query</title>
      </sec>
      <sec id="sec-1-5">
        <title>Automatic</title>
      </sec>
      <sec id="sec-1-6">
        <title>Translation</title>
      </sec>
      <sec id="sec-1-7">
        <title>English</title>
      </sec>
      <sec id="sec-1-8">
        <title>Query</title>
      </sec>
      <sec id="sec-1-9">
        <title>Cross</title>
      </sec>
      <sec id="sec-1-10">
        <title>Language</title>
      </sec>
      <sec id="sec-1-11">
        <title>Results</title>
      </sec>
      <sec id="sec-1-12">
        <title>Monolingual</title>
      </sec>
      <sec id="sec-1-13">
        <title>Results</title>
      </sec>
      <sec id="sec-1-14">
        <title>English</title>
      </sec>
      <sec id="sec-1-15">
        <title>Docs comparison</title>
        <p>The CLEF experiments described in this paper are modeled after the experiments described above.
CLEF provided topic sets in both languages. Of these, we used only the descriptions and narratives.
The English topics were pos-tagged to aid phrase detection and stopwords were filtered out using the
SMART stop list. We wrote a crude perl program to convert the English query into a boolean
representation that was usable by the retrieval system (described in section 3). The Dutch topics were
processed differently since we lacked Dutch text processing resources. For each query, we extracted
individual tokens, treating each token separated by spaces as a single word. A dictionary lookup took
place for each token and all possible translations with their parts of speech (nouns, adjectives, verbs,
and adverbs only) were inserted into the query translation file. Words that lacked a translation were left
untranslated. The translation file was converted into a logical representation. Translation synonyms
were combined using the OR operator and phrases were added using double quotes around the phrase.
We assumed that capitalized translated tokens were important to the query and used the AND operator
to add them to the logical representation (see table 1).</p>
        <p>Unfortunately our plain and simple approach was thwarted by the retrieval system which stumbled on
our rather lengthy query representations. Since we only had hours to spare before we had to submit our
results, we decided to drastically shorten our Dutch queries. The translations we used were grouped by
part-of-speech so we decided to pick only those translations listed under the very first part-of-speech.
The queries were still too long so we further limited the translation to the first term within that
part-ofspeech (excluding all synonyms). Looking back, we should probably have limited our queries to the
title fields rather than using the lengthy description and narrative but we ran out of time. It is not
surprising that our results were a bit dismal (see section 4).</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>3. System Overview</title>
      <p>
        The system used in the experiments utilized the full-text support of Microsoft SQL Server version 7.0
[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. SQL Server is a commercial relational database system. Besides regular relational operations, in
version 7.0, it introduces facilities that allow full text indexing and searching of textual data residing in
the server. Full-text search on database data is enabled by proprietary extensions to the SQL language.
The following search methods are available in SQL Server 7.0:
• search on words or phrases
• search based on prefix of a word or phrase
• search based on word or phrase proximity
• search based on inflectional form of verb or adjective
• search based on weight assigned to a set of words or phrases
However, we only used the phrase and word or phrase proximity search functions in the experiments
described in this paper. The system requires documents in the collection to be exported to the database
before any indexing and searching can take place. Therefore, a table was created in SQL Server to
represent the whole collection and each document in the collection was converted to a record in the
table. The table was comprised of two columns: DOCNO and DOCTEXT. DOCNO served as the
unique identification of each record in the table. DOCTEXT stored the text content of the documents.
In the TREC collection, all documents are marked up in standard generalized mark up language
(SGML) format. Elements like DOCNO, TITLE, AUTHOR, and TEXT for example, are used to mark
up text segments and to indicate the semantics of that portion of text. Among those elements, text
content of each document’s DOCNO element and the TEXT element was extracted and written into the
table’s DOCNO and DOCTEXT columns respectively. Any SGML tags inside the TEXT elements
were stripped out before the actual export took place. After the table was populated with textual data
from the collection, a full-text index was created based on the table’s DOCTEXT column.
After a query was sent to the system, a result set of document number, DOCNO, along with rank was
returned. The rank was a value between 0 and 1000 which was generated by SQL Server to indicate
how well a record matched the query. The results of each query were sorted by the system specific
rank value in descending order and the 1,000 highest-ranking records were collected to generate the
result submission file. For numerous queries the system retrieved less than 100 documents and in some
cases nearly no documents at all.
      </p>
    </sec>
    <sec id="sec-3">
      <title>4. Results</title>
      <p>As pointed out previously, our results were disappointing. Out of the 33 topics that had relevant
documents, the Dutch-English multilingual run only retrieved relevant documents for approximately
70% (23) of them. The English monolingual run did slightly better retrieving relevant documents for
approximately 76% (25). We believe that the low number of relevant documents for a large number of
topics in the test collection has affected the average precision measure (see section 5) and therefore
report the following numbers with some reservation. Average precision is 0.0364 for our cross-lingual
run and 0.0678 for our monolingual run. A recall-precision table will not be presented since we would
have to change the scale to make it show anything meaningful. As well, the graph will not provide a
fair representation. Our boolean system failed to retrieve the full 1000 documents for a large number of
queries (we retrieved a total of 24,571 documents out of a possible 33,000 for crosslingual and 15,057
out of 33,000 for monolingual).</p>
    </sec>
    <sec id="sec-4">
      <title>5. Analysis</title>
      <p>These results cannot just be blamed on the fact that most of the translations had to be removed to
reduce the length of the queries (see section 2). Clearly, our monolingual results are also disappointing.
We speculate that the lack of sophisticated linguistic processing and techniques such as query
expansion were the main reason for our disappointing results.</p>
      <p>There are, however, issues regarding the test collection used in these experiments that impacts the
evaluation of the results. Many of the topics only have a very limited number of relevant documents.
Out of 40 topics, 7 topics do not have any relevant documents and these topics were left out of the
analysis. This left 33 topics. Out of 33 topics 33% (11 documents) of documents have fewer than 10
relevant documents. And 18% of those (33 documents) have 5 or fewer relevant documents. The lack
of relevant documents is problematic for measures such as average precision because averages are
sensitive to large differences between numbers. Topics 4 and 30, for example, only have 1 relevant
document each. If this document is retrieved on rank 1 precision is 1 but if it is retrieved at rank 2
precision drops to 0.5. Average precision is also very sensitive to queries that perform poorly and these
are represented in greater abbundance in CLIR where extra noise is added in the translation. To soften
the impact of bad queries, a test collection should provide a larger number of topics to reduce the effect
these queries might have. 33 topics alone might not be enough.</p>
      <p>The shortage of relevant documents also affects precision (X) measures. Hull [9] suggests using high
precision measures for cross-language system evaluation because they best reflect the nature of CLIR.
In an ad hoc cross-lingual search, users are less likely to go through large numbers of documents to
assess their relevance since they are not likely to be proficient in the language. It is important therefore
to rank relevant documents at a high level. In addition, cross-lingual searches tend to benefit
substantially from relevance feedback since this adds new foreign language terminology to the query
that might be lacking in the original search. Here too it is important to rank relevant documents highly.
Precision (10) is a good indicator of a system’s ability to rank relevant documents highly. The problem
with this test collection is that for 33% of the topics, a system could never have a perfect precision (10)
score even if a system managed to retrieve all the relevant documents in the top 10.</p>
    </sec>
    <sec id="sec-5">
      <title>6. Future Work</title>
      <p>Afer a more careful analysis of the results described in this paper we plan on carrying out system
testing exploring the system features more carefully. We plan on examining the translation from the
query to the logical representation and the incorporation of query expansion and automatic relevance
feedback.</p>
    </sec>
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