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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Thomson Legal and Regulatory at CLEF 2001: monolingual and bilingual experiments</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Hugo Molina-Salgado</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Isabelle Moulinier</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Knutson</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Elizabeth Lund</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kirat Sekhon TLR</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Opperman Drive Eagan</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>USA Isabelle.Moulinier@westgroup.com</string-name>
        </contrib>
      </contrib-group>
      <abstract>
        <p>Thomson Legal and Regulatory participated in the monolingual track for all five languages and in the bilingual track with Spanish-English runs. Our monolingual runs for Dutch, Spanish and Italian use settings and rules derived from our runs in French and German last year. Our bilingual runs compared merging strategies for query translation resources. Thomson Legal and Regulatory (TLR) participated in CLEF-2001 with two goals: reuse of rules and settings inside a family of languages for monolingual retrieval, and start our effort on bilingual retrieval. In our monolingual runs, we considered Dutch and German as being one family of languages, while French, Spanish and Italian formed another. We used the parameters we derived from our runs at CLEF2000 for German and French for each language in their respective family. In addition, we investigated the use of phrases for French and Spanish document retrieval. Our first attempt at the bilingual track was from Spanish queries to English documents. In that task, we experimented with combining various resources for query translation. Our submitted runs used similarity thesauri and a machine-readable dictionary to translate a Spanish query into a single English query. We also compared our official runs with the merging of individual runs, one per translation resource. In this paper, we briefly present our search engine and the settings common to all experiments. Then, we discuss our bilingual effort. Finally, we describe our participation in the monolingual track.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>usually relies on various resources: a stopword list, a list of noise phrases (“Find cases about…”, “A
relevant document describes…”) , a dictionary of (legal) phrases, and a list of common misspelled terms.
We used stopword and noise phrases lists for all languages, while for French and monolingual Spanish,
we also used a phrase dictionary. We used our French and German stopword lists from last year, the
Dutch list given on the CLEF homepage, and compiled Spanish and Italian stopword lists from various
sources on the Web. For all languages, we extracted introductory phrases from the query sets of previous
CLEF and TREC conferences. As we had no Italian speaker in our team, our introductory list in Italian is
very limited and simple.</p>
      <p>Finally, we submitted two sets of runs: runs including only the title and description fields from the CLEF
topic, and runs including the whole topic. The former runs are labeled with ‘td’ and doubled weighted the
title fields. The latter are labeled with ‘tdn’ and used a weight of 4 for the title field, 2 for the description
field, and 1 for the narrative.</p>
    </sec>
    <sec id="sec-2">
      <title>Spanish-English bilingual retrieval experiments and results</title>
      <p>In our bilingual runs, we concentrated on query translation and more specifically the combination of
various translation resources. We used three main resources, a machine-readable dictionary (MRD) that
we downloaded from http://www.freedict.com and two different similarity thesauri. Coverage of these
resources is reported in Table 1.</p>
      <p>We implemented a variant of the similarity thesaurus approach described in [PBS97] for multilingual
retrieval. We used a parallel corpus, the UN parallel text corpus produced by the Linguistic Data
Consortium. We generated two different thesauri: a unigram thesaurus and a bigram thesaurus. Our intent
with the bigram thesaurus was to capture some phrase translation. We limited the number of bigrams by
constraining bigrams to not contain stopwords, and by frequency thresholding. We used at most 15
translations from each thesaurus, and also used a threshold on the similarity to filter out translations that
we thought would not be helpful. This threshold was determined on training data from CLEF 2000. We
used all translations from the MRD. In all cases, multiple translations of the same Spanish term were
grouped as the same concept given a translation source.
We investigated two main approaches to combine our translation resources: a priori merging, i.e.
combining translations during query construction, and a posteriori merging, i.e. merging runs produced
by queries translated from a single resource. For a posteriori merging, we used a score-based and a
rankbased technique to generate the merged score. The score based technique relies on a feature of the WIN
engine. WIN computes the best score a document can achieve for a given query. We used that maximum
score to normalize individual runs. Normalized runs are merged in a straightforward manner. The rank
based technique is also fairly simple. The score in the merged result list is a function of the ranks in the
original lists. Here, we report experiments using the sum of the logarithms of the document rank in each
run.</p>
      <p>Our official runs relied on the a priori approach, combining translations during construction. Runs
tlres2entdw and tlres2entdnw2 combined only the unigram thesaurus to the dictionary, while runs
tlres2entdb and tlres2entdb combined both thesauri with the dictionary. In
2 The only difference between runs tlrdetdw and tlrdetdnw and between runs tlres2entdb and tlres2entdnb
is whether the narrative field is used or not.
Official runs</p>
      <sec id="sec-2-1">
        <title>Tlres2entdw</title>
      </sec>
      <sec id="sec-2-2">
        <title>Tlres2entdb</title>
      </sec>
      <sec id="sec-2-3">
        <title>Tlres2entdnw 0.4264</title>
      </sec>
      <sec id="sec-2-4">
        <title>Tlres2entdnb 0.4338</title>
        <p>Unofficial runs
0.3846
Comparison to the median is indicative. If these runs had been included, the median will be different.</p>
        <p>The poor performance of the bigram thesaurus also impacted our a posteriori merging. Indeed, runs using
the bigram thesaurus show lower average precision than runs only using the unigram thesaurus and the
MRD. The score-based technique performed better than the rank-based technique. The rank-based
technique reported here is based on the product of the ranks. As a result, documents with very different
ranks in the individual runs are penalized.</p>
        <p>Finally, a priori merging performed better than both techniques for a posteriori merging. One reason is
that the number of non-translated terms diminished when resources are combined a priori. Further
analysis is needed to better understand the difference in behaviors.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Monolingual retrieval experiments and results</title>
      <p>In our monolingual runs, we considered two aspects: families of languages, and the use of a phrase
dictionary. We used the same rules for Dutch and German on the one hand, and French, Spanish and
Italian on the other. In addition, we introduce a phrase dictionary in some of our Spanish and French runs.
German and Dutch were considered as compounding languages. Using the LinguistX morphological
analyzer allowed us to detect compound words and break them at indexing and search time. We used a
structured query and loose noun phrases to represent compounds.</p>
      <p>For French, Spanish and Italian, we allowed the LinguistX morphological analyzer to generate several
stems (we did not disambiguate using part-of-speech tags). Multiple stems were grouped as a single
concept (using a OR/SYN or a SUM node for instance) in the structured query. For French and Spanish,
we generated a dictionary of roughly 1000 noun phrases. We extracted noun phrases from the French and
Spanish document collections, we then derived some rules to filter out proper nouns like “Bill Clinton”
and phrases we thought non-content bearing such as “année dernière” or “premier trimestre”. Finally,
we manually filtered the 1500 most frequent noun phrases to remove noisy phrases not captured by our
simple rules. Examples of phrases are “unión europea” and “casque bleu”.</p>
      <p>Using a phrase dictionary was neither harmful, nor helpful. We observed that phrases from the dictionary
were found in only one fifth of the queries. For those queries, there is no clear emerging behavior: some
perform better using phrases, while others do not. The difference in precision per query between the two
runs is usually very small.
Our results for compounding languages are in the better half of the participants for these runs, so are our
Spanish results. We believe that reusing of settings in a family of languages is indeed helpful. We need to
perform some further analysis to confirm that belief.</p>
      <p>Our Italian run was hindered by the lack of a good noise phrase list, as some of our structured queries still
contained terms like information or document.</p>
      <p>While we used last year’s settings for French, we did not achieve the performance we were aiming for. So
far, we have identified two reasons. First, our noise phrase list for French missed capturing some of the
patterns used in this year’s topics. When we manually cleaned the topics, we observed an improvement in
the average precision. Some topics, however, benefited from non-content bearing terms that were not very
frequent in the collection (for instance énumérant in queries 59 and 71). Next, while we originally
intended to consider a term with multiple stems as a single concept, we realized that our scoring was
overweighing such a term. Changing the behaviour would also have helped our French runs.</p>
    </sec>
    <sec id="sec-4">
      <title>Final remarks</title>
      <p>One of the problems in our bilingual runs was the coverage of the translation resources. Many translated
queries still included original Spanish terms. In order to solve that problem, we can either use a MRD
with a wider coverage (20,000 entries is a rather limited dictionary), or try to get a better coverage from
the similarity thesauri. Better coverage may be achieved by using a parallel/comparable corpus in the
same domain as the retrieval collections, if not the retrieval collections themselves (see [SBS97]). We
will be investigating alignments of documents in related collections in the future.</p>
      <p>Our monolingual runs contain no query expansion or pseudo-relevance feedback. Once we have refined
the list used in query processing, for instance adding a list for misspelled terms, we will focus on
automatic query expansion to try and enhance our searches.</p>
    </sec>
  </body>
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