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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>EXETER AT CLEF 2002: Experiments with Machine Translation for Monolingual and Bilingual Retrieval</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Adenike M. Lam-Adesina, Gareth J. F. Jones Department of Computer Science University of Exeter EX4 4QF</institution>
          <country country="UK">United Kingdom</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This year, the University of Exeter participated in both the CLEF 2002 monolingual and bilingual task for two languages: Italian and Spanish. We submitted 4 ranked results each for both Italian and Spanish Monolingual tasks and 5 each for the bilingual tasks. We report experimental results from our investigations of merging topic translations from two machine translation (MT) systems and recent experimental results for query expansion and term weighting from alternative collections. Our results show that although, query expansion and term weighting from a pilot collection has been shown to be effective in improving retrieval performance in information retrieval, the performance can be affected negatively if the lexicon of the pilot and the test collection differ. The main objective of our participation in CLEF 2002 was to test the effectiveness of some of our methods developed after CLEF 2001, and also to investigate the retrieval behavior of document collection in Italian and Spanish using topic sets in several other languages. Our official submissions included Italian and Spanish monolingual tasks as well as bilingual tasks using topic sets in German, French, English, Italian and Spanish. To present a fair comparison of results across all language pairs and methods for the bilingual runs, we used the same translation resources for each pair and we also present results for each retrieval method for each pair. Both the collections and the topics were translated from the source language into English. Firstly, because we had intended to participate in the multilingual task and secondly because the retrieval system we used could not deal with accented words. We were unable to submit results for the multilingual task because of time constraints. Our general approach was to use the collection and topic translation strategy for CLIR. The document collection and the topic statements were submitted to the selected MT system, the output was then collected and applied on the information retrieval (IR) system. For all our submissions and subsequent runs presented in this paper, we used both the Systran Version: 3.0 and the Globalink Power Translation Pro Version: 6.4 MT systems for topic translation. It should be noted that the two collections used in our experiments were translated using only Systran Version 3.0. Pseudo-relevance feedback (PRF) has been shown to be an effective approach to improving retrieval performance in IR and also in CLIR [1][2][3]. In our experimental work in [4][5] we demonstrated the effectiveness of a new PRF method using the Okapi BM25 probabilistic model [6]. In this work we investigated the idea of selecting expansion terms for document summaries and found this method to be more reliable than query expansion from full documents. Since CLEF 2001, we have also explored data combination techniques that merge the output of the two MT systems for the topics, and use this as the initial query set. Furthermore, we have also been investigating the use of a comparable collection (pilot) for generating expansion terms and term weighting. The method is described fully below. Our experiments for CLEF 2002 explore the effectiveness of these methods with automatically translated documents and topics. The remainder of this paper is organized as follows: Section 2 reviews the information retrieval methods used, Section 3 gives a brief description of the data processing techniques used, Section 4 describes the different methods of PRF, Section 5 gives the experimental results and section 6 concludes the paper.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>cfw(i) × tf (i, j) × ( K1 + 1)</p>
      <p>K1 × ((1 − b) + (b × ndl( j))) + tf (ij)
where cw(i,j) = the weight of term i in document (j),
cfw(i) = the standard collection frequency weight
tf(i,j) = the document term frequency
ndl(j) = the normalized document length calculated as follows
ndl( j) =</p>
      <p>dl( j)</p>
      <sec id="sec-1-1">
        <title>Averagedlforalldocuments</title>
        <p>where dl(j) = the length of j
K1 and b are empirically selected tuning constants for a particular collection. K1 modifies the effect of term
frequency and b modifies the effect of document length. All our experiments were done with K1and b set to 1.4
and 0.6. The parameters were set using the CLEF 2001 data sets.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2.1 Relevance Feedback</title>
      <p>Relevance feedback is a method used to improve retrieval effectiveness by either improving the query terms
(Query modification) or the term weights (term-reweighting). All our experiments used query expansion to
modify the query to attempt to improve the quality of the initial query by adding new terms selected from a pool
of potential expansion terms from the initial retrieval run.</p>
      <p>
        Our query expansion method selects terms from summaries of the top 5 ranked documents. The summaries
were generated using the method described in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The summary generation method combines the Luhn’s
Keyword Cluster Method [8], Title terms frequency method [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], Location/header method [9] and the Query-bias
method [10] to form an overall significance score for each sentence. For all our experiments we used the top 6
ranked sentences as the summary of each document. From this summary we collected all non-stopwords and
ranked them using a slightly modified version of the Robertson selection value (rsv) [11] reproduced below. The
top 20 terms was then selected in all our experiments.
rsv(i) = rw(i) × rw(i)
where r(i) = number of relevant documents containing term i
      </p>
      <p>rw(i) is the standard Robertson/Sparck Jones relevance weight [12] reproduced below
rw(i) = log
(r(i) + 0.5)( N − n(i) − R + r(i) + 0.5)</p>
      <p>(n(i) − r(i) + 0.5)(R − r(i) + 0.5)
where n(i) = the total number of documents containing term i
r(i) = the total number of relevant documents term i occurs in
R = the total number of relevant documents for this query</p>
      <p>N = the total number of documents
In our modified version, although potential expansion terms are selected from the summaries of the top 5 ranked
documents, they are ranked using the top 20 ranked documents from the initial run.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Data Processing</title>
      <p>The two document collections used in our experiments, Italian and Spanish were translated to English using the
Systran Translation Software version 3.0. This was necessitated by the inability of the retrieval system (Okapi)
used for our experiments to deal with accented terms as well as languages other than English. All queries were
translated from the source language into English using both the Systran Version 3.0 and Globalink Power
Translation Pro version 6.4 MT software. All our experiments were done using both the title and description
fields of the CLEF topics.</p>
    </sec>
    <sec id="sec-4">
      <title>4.1 Standard Method</title>
      <p>
        This method is the same as that used in our CLEF 2001 official submissions [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Initial retrieval run using
translated queries was performed. The top 5 assumed relevant documents were summarized and the pool of
potential expansion terms was generated from the summaries. The top 20 terms was then added to the initial
query for the feedback run. (Indicated “Test coll. terms and weight” in the results).
      </p>
    </sec>
    <sec id="sec-5">
      <title>4.2 Pilot searching</title>
      <p>Query expansion is aimed at improving initial search topic in order to make it a better expression of user’s
information need. This is normally achieved by adding terms selected from assumed relevant document retrieved
from the test collection, to the initial query. Another approach that has been shown to be effective is the selection
of expansion terms from a larger collection, a subset of which would be the test collection. Based on the
assumption that if additional documents from the same corpus as the test collection are available, these can be
used for improved query expansion, we explore the idea of pilot searching [13]. The larger data collection is
likely to enable more accurate parameter estimation and hopefully better retrieval and document ranking. The
Okapi submissions for the TREC-7 [13] adhoc tasks used the TREC disks 1-5 of which the TREC-8 data is a
subset, for parameter estimation and query expansion. The method was found to be very effective. Our post
CLEF 2001 results for bilingual English also demonstrated the effectiveness of this approach [14]. The TREC-8
data collection consisting of more than half a million documents was used as “pilot collection” in our
experiments. The CLEF 2002 English collection is a subset of the TREC-8 data collection. Two different
approaches were taken to the pilot searching procedure. They are as follows
1
2</p>
      <p>
        Apply the original query terms on the pilot collection using the Okapi system without feedback. Extract
terms from the top R assumed relevant documents; rank the extracted terms and select the desired number of
expansion terms from the top of the list. The corresponding cfw(i) term weights are also stored along with
the expansion terms. The expansion terms are added to the initial query terms and applied on the test
collection (Test coll. weight and Pilot coll. expansion terms). This approach is shown to give an
improvement for the CLEF 2001 bilingual task [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>The second method involve using the expansion terms from the pilot collection as above but this time the
cfw(i) weights from the pilot collection are used instead of the term weights from the test collection (Pilot
coll. terms and weight). This method gave a further improvement for the CLEF 2001 bilingual task.</p>
    </sec>
    <sec id="sec-6">
      <title>4.3 Combination Methods</title>
      <p>MT systems sometimes make translation errors due to the limitations of the dictionaries used in them. However,
this problem can be tackled by combining the outputs of multiple MT systems. This idea is based on the proven
notion that combination of evidence from multiple information sources is beneficial to text retrieval. Thus, in
this method, for each untranslated query, two different translations of the query from the two different translators
used in these experiments are merged into a single query.</p>
      <sec id="sec-6-1">
        <title>Furthermore, the merged queries are then used in two different ways as follows.</title>
      </sec>
      <sec id="sec-6-2">
        <title>1 The first method uses only the combined queries as the initial query (Combined MT queries) 2 The second (exemgcnt) uses the combined queries and upweight the weight of terms occurring in both translation by 2 (Combined MT upweighted).</title>
        <p>5</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Experimental Results</title>
      <p>In this section we report the results of our investigation for all methods described above. Baseline results without
feedback and results after the application of the different methods of feedback are presented for Italian and
Spanish Monolingual and Bilingual tasks. All our official submissions are indicated by a *. In all cases the
results use the Title and Description fields of the search topics and we present the average precision (Avep), the
% change in average precision relative to the baseline for the MT system used (% chg) and the total number of
relevant documents retrieved (R-ret). For feedback runs all initial query terms are upweighted by multiplying the
original term weights by 3.5.</p>
    </sec>
    <sec id="sec-8">
      <title>5.1 Italian Monolingual runs</title>
      <p>Run-id</p>
      <sec id="sec-8-1">
        <title>Baseline no feedback</title>
      </sec>
      <sec id="sec-8-2">
        <title>Test coll. weight, pilot</title>
        <p>coll. expansion terms</p>
      </sec>
      <sec id="sec-8-3">
        <title>Test coll. term and weight</title>
      </sec>
      <sec id="sec-8-4">
        <title>Pilot coll.term and weight</title>
        <sec id="sec-8-4-1">
          <title>Avep</title>
          <p>388
*414
*453
376</p>
        </sec>
        <sec id="sec-8-4-2">
          <title>Systran MT % chg</title>
          <p>6.70%
16.75%
-3.09%</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-9">
      <title>5.2 Italian Bilingual runs</title>
      <p>347
362
373
407
364
379
359</p>
      <sec id="sec-9-1">
        <title>Globalink MT % chg</title>
        <p>Table 3-8 shows the retrieval behavior for the language pairs before and after various methods of feedback for
Italian bilingual runs. Result using pilot collection for query expansion and term weighting again gives the worst
result for all pairs overall. This is almost certainly due to the differences in the lexicon used in the pilot and the
test collection, which reduces the query-document matching and subsequently result in reduction in retrieval
effectiveness. The result for the combined queries further strengthens the idea that combining the output from
two MT systems might help in reducing the effect of poor MT systems on retrieval. The best result overall is
given by the Italian-English run using test collection weight and pilot collection expansion terms.
Globalink translated topics gave better performance overall compared to the results using Systran translated
topics although French topics using Systran performed better than that using Globalink.</p>
      </sec>
    </sec>
    <sec id="sec-10">
      <title>5.3 Spanish Monolingual runs</title>
      <p>Run-id</p>
      <sec id="sec-10-1">
        <title>Baseline no feedback</title>
      </sec>
      <sec id="sec-10-2">
        <title>Test coll. weight, pilot</title>
        <p>coll. expansion terms</p>
      </sec>
      <sec id="sec-10-3">
        <title>Test coll. terms and weight</title>
      </sec>
      <sec id="sec-10-4">
        <title>Pilot coll. terms and weight</title>
        <sec id="sec-10-4-1">
          <title>Avep</title>
          <p>442
*473
*475
420</p>
        </sec>
        <sec id="sec-10-4-2">
          <title>Systran MT % chg</title>
          <p>7.01%
7.46%
-4.98%</p>
          <p>R-ret
2413
2538
2517
2249
Table 9 and 10 monolingual Spanish results shows the same trend as the Italian monolingual results in Table1-2
above. Results again show that using pilot collection to estimate term weight and query expansion for Systran
topics is not very effective, it resulted in about 5% reduction in average precision compared to the baseline. The
combined query method (Table 10) is also shown to reduce the negative effect of translation output on retrieval.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-11">
      <title>5.4 Spanish Bilingual runs</title>
      <p>Run-id</p>
      <sec id="sec-11-1">
        <title>Baseline no</title>
        <p>feedback</p>
      </sec>
      <sec id="sec-11-2">
        <title>German</title>
      </sec>
      <sec id="sec-11-3">
        <title>Italy</title>
      </sec>
      <sec id="sec-11-4">
        <title>French</title>
      </sec>
      <sec id="sec-11-5">
        <title>English</title>
        <sec id="sec-11-5-1">
          <title>Avep</title>
          <p>318
359
382</p>
        </sec>
        <sec id="sec-11-5-2">
          <title>Avep</title>
          <p>334
342
373
2372
387
369
414</p>
        </sec>
        <sec id="sec-11-5-3">
          <title>Avep</title>
          <p>350
370
396</p>
          <p>Results for Spanish bilingual runs (Table 11-16) show that Globalink translated topics gave better performance
overall compared to results using Babelfish translated topics. The Spanish to English pair using summary-based
expansion term selection from pilot collection and cfw(i) from test collection gave the best results overall.
Combining the queries from the two MT systems (Table 13 and 14) is again shown to be effective in reducing
degradation in performance brought about by poor MT output.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-12">
      <title>5.5 Further Runs</title>
      <p>Query expansion and term weighting from a pilot collection has been shown to be very effective in information
retrieval. The results above however suggests otherwise. This is probably due to the differences in the language
of the pilot and the test collection. To test this theory, we did some further runs; the pilot and the test collection
were merged to form a single collection. This merged collection was then used as the pilot collection, i.e. for
query expansion and term weighting. The expanded query and the corresponding weight is then applied on the
test collection. The tables below show the effect of this method on retrieval. In all cases we present the result for
both Systran and Globalink translated topics.</p>
      <p>Run-id</p>
      <sec id="sec-12-1">
        <title>Merged coll. terms and weight</title>
      </sec>
      <sec id="sec-12-2">
        <title>Monolingual Italian</title>
      </sec>
      <sec id="sec-12-3">
        <title>Monolingual</title>
      </sec>
      <sec id="sec-12-4">
        <title>Spanish</title>
        <sec id="sec-12-4-1">
          <title>Avep</title>
          <p>442
490</p>
        </sec>
        <sec id="sec-12-4-2">
          <title>Avep</title>
          <p>346
371
371</p>
        </sec>
        <sec id="sec-12-4-3">
          <title>Systran MT % chg</title>
          <p>18.09%
16.30%
14.51%
372
378
366</p>
        </sec>
        <sec id="sec-12-4-4">
          <title>Globalink MT % chg</title>
          <p>21.97%
12.17%
18.06%</p>
          <p>R-ret
874
922
970
In this paper we have presented our results for the CLEF 2002 monolingual and bilingual Italian and Spanish
retrieval tasks. The results suggest that good retrieval results can be achieved by merging the output of two
commercially available MT systems. It also shows that all language pairs behave very differently to different
feedback method, this requires further investigation to determine the causes of such behavior and how they can
be tackled. The combined query method is very effective in smoothing out the negative effects of bad
translations in most cases. Using pilot collection to estimate term weight and for query expansion although
shown to be very effective in [13], the results shown here suggests that when there is a difference in the language
of the pilot and the test collection the method might not be as effective. We show that further improvements can
be achieved by merging the two collections to form a pilot collection.</p>
          <p>Further investigation is needed to determine the reason for the slightly poor performance of the Systran
translated queries compared to the Globalink translated queries. We also noticed that some terms were left
untranslated by the MT systems, this is more predominant in the Systran translations, and might have been
reason for the lower performance achieved using the topics translated using Systran MT compared to the
performance for Globalink topics in the bilingual results.
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