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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Cross-language experiments with IR-n system¤</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Fernando Llopis</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rafael Mun˜oz</string-name>
          <email>rafaelg@dlsi.ua.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Alicante</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes the third participation of IR-n system at CLEF-2003. Two previous participation are focused on Spanish monolingual task. This year, we participated in three different tasks: multilingual task (four languages), bilingual task (Italian-Spanish) and monolingual task (Spanish, German, French, Italian). This paper describes the experiments carried out as training process in order to set up the main system features and shows the results obtained. These results shows that IR-n system obtains good scores for the three tasks improving the average of the CLEF 2003 systems.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Information Retrieval (IR) systems have to find the relevant documents to a user’s query from
a document collection. We can find different kind of IR system at the literature. On the one
hand, if the document collection and the user’s question are written in the same language then
the IR system is a monolingual system. On the other hand, if the document collection and the
user’s question are written in different languages then the IR system is a bilingual (two different
languages) or multilingual (more than two languages) system. Obviously, the document collection
for multilingual system is written in two different languages at least.</p>
      <p>
        This paper presents the adaptation of IR-n system [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] to participate at CLEF’2003. Our system
participates in the following tasks:
² monolingual tasks:
– Spanish
– French
– German
– Italian
² bilingual tasks:
      </p>
      <p>– Italian-Spanish
² multilingual tasks:</p>
      <p>– Spanish-German-French-Italian</p>
      <p>
        IR-n system is an IR system based on passages instead of traditional systems based on full
document. Every passage is made up of a fragment or piece of text [
        <xref ref-type="bibr" rid="ref1 ref6">1, 6</xref>
        ]. Theses systems calculates
the document’s relevance studying their passage’s relevances. IR-n system calculates the similitude
between user’s query and documents using a set of passages.
      </p>
      <p>This proposal adds the following advantages:
² To consider the proximity of appearance of query terms into the documents.
² To define a new information transmission unit, more adequate both users than further
treatment.</p>
      <p>² To avoid normalization problems of documents.
2</p>
    </sec>
    <sec id="sec-2">
      <title>IR-n: a information retrieval system based on passages</title>
      <p>This section presents the conceptual modelling of IR-n. The following main features are presented
in the next subsections:</p>
      <sec id="sec-2-1">
        <title>1. Passage concept.</title>
        <p>2. Similarity measure between the user’s question and the documents collection
3. Similarity measure between the user’s question and the documents collection based on
similarity passages</p>
      </sec>
      <sec id="sec-2-2">
        <title>4. The use of query expansion in the IR-n system</title>
        <p>2.1</p>
        <sec id="sec-2-2-1">
          <title>Passage concept</title>
          <p>First Passage Retrieval systems (PR) used the paragraph as passage size. The use of paragraph
as passage unit caused the built of an heterogeneous collection of passages due to the different
size of paragraphs. Moreover, this segmentation do not guarantee the fact that every passage is
related to different subjects. For this reason, further proposals of PR systems used more than one
paragraph as passage.</p>
          <p>
            A different trend proposes the use of a number of words as passage [
            <xref ref-type="bibr" rid="ref1 ref6">6, 1</xref>
            ]. These proposals
solve the heterogenous size problem of previous PR systems. Moreover, this kind of system can
to adapte easily the number of words to the document collection and the user’s query. This
flexibility is very important to increase the performance of systems [
            <xref ref-type="bibr" rid="ref6">6</xref>
            ]. However, these systems
lose the syntactic structure. In fact, a passage made up of 100 words can including one or two
incomplete sentences.
          </p>
          <p>Between the word and the paragraph exists an unit with structure that it is the sentence. The
main aspect of the sentence is the self-contained of meaning. This aspect is very important in
Information Retrieval because the answer of system can be understood by the user. Obviously,
an only sentence does not have an enough identity to determine if a document that contains it
is relevant in relation to certain topic. Although it establishes some limits and helps to value
the fact that terms of the user’s query appear in the same sentence. Since the sentence does not
have an entity the sufficiently complete to define a passage, the passages are defined as a set of
consecutive sentences. The system IR-n uses the sentence as basic information unit to define the
passages. The size of passage can be adapted to improve the efficiency of the IR-n system. The
size of passage is measured in number of sentences. The use of sentence to define passages presents
advantages against the use of paragraph or word.</p>
          <p>The use of paragraph as unit to define the passage has two main problems:
- It is possible that the documents collection does not have information about the paragraphs
marks in the document.
- The paragraphs can be used for visual reasons instead of structural reasons of the document.
The use of a number of words as unit to define the passage presents two problems:
- The number of words to be considered as a passage depends on the writing style used. The
same event is described using less words in a document of news agency that in a newspaper.</p>
          <p>If the same event is also written in a novel the number of words will be bigger.
- If the system uses words to define the passage, it can happen that the lack of structure of
the considered text fragment can cause the does not understanding of the text recovered.</p>
          <p>
            This is due to the fact that the passage can start and end in any part of document.
Finally, the use of sentences to define the passage presents the following advantages:
- A sentence usually expresses an idea in the document.
- Usually documents use the punctuation signs to separate ideas. There are algorithms to
obtain each sentence from a document using their superficial structure with a precision of
100% [
            <xref ref-type="bibr" rid="ref10">10</xref>
            ].
- Sentences are full units allowing both to show an understandable information by users,
or to provide this information to a subsequent system (for example a system of Question
Answering). For this reason, the use of sentences improves the proposals that define the
passages using a number of word.
- The use of sentences to define the passage allows to work with a heterogeneous document
collection written by different authors an with different literary styles. Moreover, the size
is a parameter of the system easily adaptable to the language, kind of texts, the size of the
user’s query, or the final use of the recovered passages. In this case, it is similar to the
window model that can re-size the wide of window depending on the document collection.
2.2
          </p>
        </sec>
        <sec id="sec-2-2-2">
          <title>Similarity measure between passage and user’s question</title>
          <p>
            At the beginning, the system IR-n used the traditional measure of the cosine [
            <xref ref-type="bibr" rid="ref11">11</xref>
            ]. Nevertheless,
further experiments carried out using other similarity measures obtained better results. The
similarity measures of the system IR-n differs from traditional IR system that IR-n system does
not use the normalization factors related to the passage or document size. This is due to the
fact that passage size is the same for all documents. So, the system IR-n calculates the similarity
between a passage P and the user’s query q in the following way:
where:
sim(Q; P ) =
          </p>
          <p>X (wQ;t ¢ wP;t)
t2Q^P
wQ;t = f reqq;t ¢ loge(</p>
          <p>N ¡ f reqt )</p>
          <p>f reqt
wP;t = 1 + loge(1 + loge(f reqp;t + 1))
(1)
(2)
(3)
where f reqY;t is the number of appearances or the frequency of the term t in the passage or
the question Y . N is the total number of documents in the collection and f reqt is the number of
different documents that contain the term t.</p>
        </sec>
        <sec id="sec-2-2-3">
          <title>Similarity measure of document based on similarity passages</title>
          <p>
            All systems of PR calculate the similarity measure of the document in function of the similarity
measure of their passages using the sum of similarity measure for each passage or using the best
similarity measure of passage for each document. The experiments carried out in [
            <xref ref-type="bibr" rid="ref5">5</xref>
            ] have been
ran by the IR-n system, obtaining better results when using the best similarity measure of passage
like similarity measure of the document.
          </p>
          <p>Our proposal is based on the fact that if a passage is relevant then the document is also relevant.
In fact, if a PR system uses the sum of every similarity measure of passage the the system has the
same behavior like IR system based on document adding concepts of proximity.</p>
          <p>Moreover, the use of the best similarity measure of passage allows to obtain the best passage
improving further search process.</p>
          <p>The system IR-n calculates the similarity measure of the document based on the best similarity
measure of their passages in the following way:
sim(Q; D) = max sim(Q; Pi)
8i:Pi2D
(4)
2.4</p>
        </sec>
        <sec id="sec-2-2-4">
          <title>Query expansion</title>
          <p>The techniques of query expansion allow to locate relevant documents that do not contain the
exactly words of the user’s query.</p>
          <p>
            Different studies have been carried out in order to add these techniques to the system
IRn. These studies were two: the former, in the CLEF-2001 [
            <xref ref-type="bibr" rid="ref9">9</xref>
            ], the system added the synonyms
of the terms of user’s question. This experiment achieved lower results than the IR-n system
without question expansion. The latter, in the CLEF-2002 [
            <xref ref-type="bibr" rid="ref8">8</xref>
            ], a model of Relevance Feedback
was proposed achieving a few better results.
          </p>
          <p>
            This year, the pattern proposed in [
            <xref ref-type="bibr" rid="ref3">3</xref>
            ] has been used, but adapting to the passage retrieval.
This algorithm increases the relevance of each added term because are closely to the remaining
term of question in the document.
3
          </p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Training process</title>
      <p>This section describes the experiments carried out in order to obtain and to optimize some system’s
features to improve the performance of the system. The training corpus used in these experiments
was the Clef-2002 document collection. Moreover, all experiments have only been carried out
using short questions, that is the system only used the title and description from the query. The
following subsections explain the specific experiments carried out to every CLEF task.
3.1</p>
      <sec id="sec-3-1">
        <title>Monolingual experiments</title>
        <p>First experiments are focused on establishing the adequate number of sentence (N ) to make up
the passage for each language (Spanish, Italian, German, French and English). The performance
of the system was measured using the standard average interpolated precision (AvgP). For every
language, the stemmers and the stop-word lists used were provided by the organization of the
clef1.</p>
        <p>Table 1 shows the scores achieved for each language without query expansion. The German
scores are also obtained without splitting the compound nouns. The obtained figures show the
best results for German, French and English using 14 sentences, for Spanish using 9 sentences and
for Italian using 8 sentences. The bigger size for German, English and French is due to the kind of
document collections used for each language. The three collections are made up of documents with
a bigger number of sentences that Spanish and Italian documents. Moreover, the lowest scores
achieved for German language (0,3364) show the influence of splitting the compound nouns. The</p>
        <p>5
0,4839
0,4073
0,3236
0,4260
0,4675
lack of an algorithm to split compound nouns should us to use a list of more frequently compound
noun made up of 200000 terms. The scores achieved for German using the compound list were
better as show the table 2.</p>
        <p>
          Once, the size of passage was established for each language, the following experiment was
carried out in order to study the influence of query expansion. The IR-n system uses a feedback
technique to apply the query expansi´on. The IR-n system adds to the query the T more important
term from the P more relevant passage according to [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. Table 3 shows the scores achieved by
IR-n system using the 5 more important term from the five and ten more relevant passages, and
using the 10 more important term from the five and ten more relevant passages. Best results were
obtained using the 10 more relevant passages, and the 10 more important term for Spanish, Italian
and English, and the 5 more frequent term for German an French. This experiment shows that
query expansion increase the obtained scores for all languages.
3.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Bilingual and Multilingual task</title>
        <p>
          We use three different translator in order to obtain an automatic translation of queries. The
three used translator were PowerTranslator, FreeTranslator2 and Google3. In multilingual task (4
languages), the queries written in English were translating to French, Spanish and German. Once,
we obtained the query translation, four different experiments were carried out in order to choose
the best translation. The three first ones only used a translation and the last one used the merge
of all translations as query. Table 3 shows the scores achieved in the four experiments developed
using every document collection as the same way as monolingual task. Best scores were achieved
using the merge of translations. The IR-n system was run obtained three different rank document
collections in multilingual task. According to [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], there are a few simple ways to merge ranked list
of documents from different collections. We use two different method: M1) the first method is to
normalize the relevance score for each topic, dividing all relevance scores by the relevance score of
the top most ranked document for the same topic. M2) This method uses the following formula
2www.freetranslation.com
3www.google.com/language tools?hl=es
        </p>
        <p>T</p>
        <p>P
Spanish
Italian
German
French
English</p>
        <p>No expansion
0,5042
0,4207
0,4027
0,4731
0,5057
in which rsvj is the original retrieval status value, and rsvmin and rsvmax are the minimum and
maximum document scores values that a collection could achieve for the current request. Table
5 shows the scores achieved using both merging method. These scores show that best results are
obtained using M2 merging method.</p>
        <p>In bilingual task, an additional problem was found. We do not have a direct translator
ItalianSpanish and Spanish-Italian. We had to translate Italian to English and late English to Spanish.
This process carries out more errors than a directly translation. Table 6 shows the scores achieved
in the bilingual task. At the same way as multilingual task, the best score was obtained using the
merge of translations.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Evaluation at Clef-2003</title>
      <p>The IR-n system used in order to participate in CLEF’2003 was the best IR-n configuration
obtained in the training process using the CLEF’2002 collection.</p>
      <p>The following subsections show the runs carried out and the scores achieved in the monolingual,
bilingual and multilingual tasks.
4.1</p>
      <sec id="sec-4-1">
        <title>Monolingual task</title>
        <p>Two different runs have been submitted for each Spanish, French and Italian monolingual tasks.
The first run does not use query expansion and the last one using it (IRn-xx -noexp and IRn-xx -exp,
where xx are the language –es, fr or it –). Four different runs were submitted for German. The
first and second runs follows the same strategies as previous languages but without splitting the
compound nouns (IRn-al -noexp-nsp and IRn-al -exp-nsp). The third and fourth experiments used
the splitting of compound nouns with and without expansion (IRn-al -noexp-sp and IRn-al -exp-sp)</p>
        <p>Tables 7, 8 , 9 and 10 show the scores achieved for each run in the monolingual task.
IRn system using query expansion obtained better results than the average scores of CLEF 2003
systems for Spanish, French and German and lower scores in Italian.</p>
        <p>Traslation
Italian-Spanish
0,4207</p>
        <p>Free
0.3367</p>
        <p>Power
0.3490</p>
        <p>Babel
0.3480</p>
        <p>Power+Free+Babel
0.3663
+8.75%
-1.44%
Two different runs have been submitted for bilingual tasks (Italian-Spanish). The first run does
not use query expansion and the last one using it (IRn-ites-noexp and IRn-ites-exp). The English
was used as intermediate language due to the lack of a direct translator Italian to Spanish. Table
11 shows that IR-n system using query expansion for bilingual task increase around a 26% the
average scores of CLEF’2003 bilingual system.
Five runs were submitted to Multilingual task made up four languages. The first runs
(IRnm-noexp-nsp) shows the scores achieved by IR-n system without query expansion and without
splitting the German compound nouns. The second one (IRn-m-exp-nsp) presents the performance
of IR-n system using query expansion and without splitting the compound nouns. The third and
fourth runs (IRn-m-noexp-sp and IRn-m-exp-sp, respectively) are the same experiments but using
the splitting of German compound noun. Finally, an additional experiment (IRn-mi-exp-sp) was
carried out using the same passage’s size for all languages (10 sentences), and using the query
expansion and the splitting of compound nouns. This size was obtained experimentally in the
training task.</p>
        <p>Table 12 shows that IR-n system improve the average scores of CLEF’2003 around a 23% using
the AvgP measure. Moreover, IR-n system also obtains around a 23% of improvement using he
same size of passages.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>General conclusions are positive. On the one hand, IR-n system has obtained better results than
the average of CLEF’2003, excluding for Italian monolingual task. Moreover, we want to remark
that all runs submitted are carried out only using short queries (title and description) and the
average provided by CLEF organization is made up for all system (systems using both short or
long queries). On the other hand, the achieved improvement using a list of the most frequent
compound nouns in German conduct us to develop for next participation an algorithm to split the
compound nouns.</p>
      <p>Also, we want to emphasize the good performance of IR-n system in our first participation in
bilingual and multilingual tasks. However, we planned to use a new method but time problem
stopped us to submitted a new run. We hope to participate with the new method in the next
conference.</p>
      <p>Moreover, we want to underline the good scores achieved using the same size of passages for all
languages. Finally, we want to emphasize that IR-n system is an information retrieval system based
on passages and independent of languages according to the scores obtained in our participation at
CLEF 2003.</p>
    </sec>
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</article>