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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>UNED@ImageCLEF 2004: using image captions structure and noun phrase based query expansion for Cross-Language image caption Retrieval.</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Vıc´tor Peinado</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Javier Artiles</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fernando Lo´pez-Ostenero</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Julio Gonzalo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Felisa Verdejo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>NLP Group</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>- Dept. de Lenguajes y Sistemas Informa´ticos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>c/ Juan del Rosal</institution>
          ,
          <addr-line>16 - E-28040 Madrid -</addr-line>
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper, we present the experiments for the first participation of the UNED's NLP Group in the ImageCLEF bilingual ad hoc task. Two different strategies are attempted: a) Expanding and translating queries with noun phrases, and b) Performing structured searches using entities located in topic titles over image caption fields. All our experiments obtain results above the average MAP for the Spanish task. Our best result (using only structured searches over image captions) obtains 88.18% regarding the monolingual experiment and behaves a 8.3% better than Pirkola's structured queries. On the other hand, noun phrases expansion, which had proved successful in interactive tasks, influences negatively the results, due to the mismatch between the training corpus and the ImageCLEF collection.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>1. Expand queries with noun phrases. We expanded the queries using a bilingual
SpanishEnglish phrase-based dictionary whose phrases had been automatically extracted from the
CLEF news comparable corpus.
∗ NLP Group website available at http://nlp.uned.es
1See http://ir.shef.ac.uk/imageclef2004/stand.html for further details.
2. Perform structured searches using the named entities and dates over the image caption fields,
so that:
a) Proper names automatically detected in the query are searched in the “author” and/or
“location” fields. If the search is non-nil, the search engine will favor images containing
these entities tagged as author or location within the caption.
b) Temporal references and numbers in the query are searched in the same fashion on
“date” fields. The latter were used on the assumption that they may be understood as
years.</p>
      <p>
        Two ideas, based on previous works, made us choose these strategies:
1. Expansion with Natural Language techniques is more beneficial with short queries [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] or
short documents such as image captions [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Thus, we experiment with our query expansion
technique based on aligned noun phrases, that gave excellent results in the interactive track
(see [
        <xref ref-type="bibr" rid="ref3 ref4 ref5">3, 4, 5</xref>
        ]). Firstly, we test different approaches for batch Cross-Language Information
Retrieval (CLIR) in order to evaluate the usefulness of our linguistics resources and then,
we use the learned lessons to perform CLIR using the captions accompanying every image
as short documents.
2. Since the ImageCLEF collection contains structured image captions (including author, date,
location and description efilds) it seems interesting to explore the possibility of detecting
different types of information in the query to perform more precise searches. Then, we
experiment with a simple strategy that tries to match every named entity as a possible
author name or location.
      </p>
      <p>This paper is structured as follows: in section 2, we firstly discuss the possibilities of using
noun phrases in query expansion and interactive tasks, we present the linguistic resources used
(section 2.1), the preliminary CLIR experiments we performed previously over the CLEF collection
(section 2.2) and we explain the settings of the ImageCLEF experiments (section 2.3). Below, we
explain the procedure of structured searches over image captions used in this work (section 3) and
comment the results of our official experiments (section 4). Finally, in section 5, we draw some
conclusions and propose future work.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Query expansion with noun phrases</title>
      <sec id="sec-2-1">
        <title>Linguistic resources</title>
        <p>We used two comparable corpora, the Spanish and English CLEF corpora made up of the Spanish
collection from the EFE news agency and the English collection from the Los Angeles Times
newspaper, both of them from 1994.</p>
        <p>
          We also had a bilingual dictionary containing a set of more than vfie million aligned noun
phrases2 which had been automatically recognized and extracted from the CLEF corpora using
statistical data such as the frequency of sequences of two or three informative words (nouns and
adjectives) in both languages [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. We consider that two phrases are aligned if they have the same
amount of informative words and there is one-to-one correspondence using a bilingual dictionary
(e.g. see Table 1).
        </p>
        <p>
          Previous UNED participations in the iCLEF tracks3 showed how helpful noun phrases could
be in document selection [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], query translation and refinement ([
          <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
          ]). Indeed, these phrases had
proved successful in various tasks as intermediate translation units halfway between the word by
2Roughly, there are more than 4.5 million phrases containing two informative words and 850,000 containing
three.
        </p>
        <p>3The Interactive track for the Cross-Language Evaluation Forum webpage is available at
http://nlp.uned.es/iCLEF.</p>
        <sec id="sec-2-1-1">
          <title>English</title>
          <p>Orange County
abortion issue
free trade agreement
World War II</p>
        </sec>
        <sec id="sec-2-1-2">
          <title>Spanish</title>
          <p>Condado de Orange</p>
          <p>tema del aborto
acuerdo de libre comercio</p>
          <p>Segunda Guerra Mundial
word translation (which can be made using a simple bilingual dictionary) and the translation of
more complex structures such as sentences (often performed using a machine translation system).</p>
          <p>
            Finally, we had a new bilingual Spanish-English dictionary made up from heterogeneous
lexicographic resources such as usual dictionaries (some of them freely distributed), word lists and
semantic networks such as WordNet [
            <xref ref-type="bibr" rid="ref7">7</xref>
            ] and EuroWordNet [
            <xref ref-type="bibr" rid="ref10">10</xref>
            ]. Every source went through an
analysis and cleaning process in order to regularize their format and merge them, building up
an XML-structured dictionary showing up all the information from each original source, without
any typos or inconsistencies. As a result of this merging, our final dictionary contains more than
57,000 entries in Spanish and 85,000 in English, with a total size of about 50 Mb4.
2.2
          </p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>Preliminary experiments over the CLEF collection</title>
        <p>In order to check the usefulness of noun phrases for a Cross-Language batch retrieval, rfistly,
we proposed the three following baselines based on the translation word by word using bilingual
dictionaries:
naive baseline Word by word translation, building a bag of words with all the possible
translations appearing in our dictionaries.
frequencies In this experiment, we built a bag of words from only those possible translations
appearing in more than one lexicographic source, assuming that those ones which had high
frequencies in our dictionary were the most common and reliable.</p>
        <p>
          Following this strategy, we pursued two goals: on one hand, we used only those translations
considered reliable, on the other hand, we rejected residuary translations from semantic
networks in order to reduce the noise produced by the expansion.
strong baseline We used Pirkola’s proposal [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] and built the translated queries in a structured
fashion, using the synonymy operators implemented in the INQUERY search engine [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] which
permit to weight equally different possible translations for the same sense.
        </p>
        <p>Then, we decided to compare these baselines with more sophisticated combinations of the
available resources, such as:
systran The queries were translated using the Systran machine translation system.
phrases + pirkola We used our noun phrases dictionary to expand the query with related noun
phrases and translate them using a bilingual dictionary. Our strategy was the following:
firstly, we expanded each topic term with the ten noun phrases containing it with the highest
frequencies in the CLEF collection and then we translated them using their appropriate
aligned phrases. Those query terms from which no phrases were identified were included in
the translated query using Pirkola’s approximation, i.e. using synonymy operators.
“multi-lemma” phrases + pirkola In order to limit the noise produced by the phrase
expansion of the previous experiment, we made use only of those phrases which contain at least
two query terms.</p>
        <p>4Besides, when using this merged dictionary instead of the original VOX dictionary that we used in previous
approaches, we obtain improvements in our CLIR experiments of about 36%
phrases + pirkola + systran As a last experiment, we performed one run combining the three
resources, i.e. noun phrases, structured translations from our dictionaires and the Systran
machine translation system.</p>
        <p>As shown in Table 2, our experimental proposals using the noun phrases outperformed the
baselines. The differences were statistically significant, according to a non-parametric Wilcoxon
sign test. Our strong baseline even obtained the same average precision than Systran’s translations,
showing that the combination of Pirkola’s structured queries and reliable lexicographic resources
are good enough when searching over a collection of short documents.</p>
        <p>run
naive baseline
frequencies
strong baseline
systran
phrases + pirkola
phrases + pirkola + systran
‘‘multi-lemma’’ phrases + pirkola</p>
        <p>There is no need to use external machine translation systems, at least when translating small
documents.</p>
        <p>The “multi-lemma” variant of noun phrase expansion performs slightly better for batch
CLIR, although the difference is not statistically relevant according to a Wilcoxon sign test.</p>
        <p>The quality of a translation strongly depends on the resources used.
2.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Settings for ImageCLEF experiments</title>
        <p>Extending the above results to the ImageCLEF bilingual ad hoc task, we have used the corpus and
the set of Spanish topics provided by the organization, our bilingual XML dictionary, the Systran
machine translation system5 and the set of aligned noun phrases between English and Spanish.</p>
        <p>Topic title were manipulated as usual in Cross-Language Information Retrieval tasks.
Punctuation and stopwords were removed6 and informative words were lemmatized before attempting
the translation using the dictionary or the expansion by means of the noun phrases.</p>
        <p>Since the image captions contain structured information, we decided to use it identifying which
query terms could be understood as authors, locations or dates.</p>
        <p>•
•
•
3
3.1</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Structured search using image caption fields</title>
      <sec id="sec-3-1">
        <title>Entities recognizer</title>
        <p>Before performing structured searches over the caption fields, we needed to locate the entities
appearing in each topic title. So, we used our own recognizer which is able to find:
5Systran web-based interface available at http://www.systransoft.com
6In order to adapt the stopword list to this specific task, we included as stopwords fotograıaf´ s , fotos
(photographs), retrato (portrait). . .</p>
        <p>Named entities Expressions in uppercase wherever uppercase is not prescribed by punctuation
rules.</p>
        <p>Temporal references Those ones matching words such as names of weekdays, months or
seasons.</p>
        <p>Numbers Those ones matching any numerical expression or words from a given list (e.g. dos
(2), cien (100), mil (1,000) . . . )
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Procedure of structured search over caption fields</title>
        <p>After having located these entities, we performed the following procedure to identify the role
of every entity in the ImageCLEF collection and to structure the query using the information
appearing in the caption efilds.</p>
        <p>For each entity located in the Spanish topic titles:
• If it is a named entity, we ask the search engine to find any document containing the entity
in the “author” or “location” fields, rfistly in Spanish and secondly in English. 7 If the search
is non-nil, we assume that the role of the entity is the field in which it was found.
• If it is a cardinal number, we ask the search engine to find any document containing the
entity in the “date” field. If the search in non-nil, we assume that the cardinal number
represents a date.</p>
        <p>• If it is a temporal reference, we check if it is a date, in the same fashion.
3.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Entities, dates and numbers found</title>
        <p>In Table 3, we show the entities found for each Spanish topic title. Our recognizer located 31
entities (named entities, temporal references and cardinal numbers), although some of them are
incorrect. For instance, on topic 5 Irlanda and Norte should have been identified as a unique
named entity. Elisabeth, on topic 14, was not identified as a possible entity. Besides, on topics
11 and 13, expressions such as Postales and Campeonato Abierto were misidentified as named
entities.</p>
        <p>Entities such as Postales, Campeonato Abierto, Reina Madre and Segunda Guerra Mundial did
not represent any author, location or date. In any case, our strategy did not identify them as such
either.</p>
        <p>Regarding the other located entities, a manual analysis about their roles showed that:
authors Every possible author (Thomas Rodger, John Fairweather and George Middlemass Cowie)
was correctly identiefid using this strategy.
locations On one hand, Roma, Irlanda, Norte, British Columbia, Canada´ , Egipto, Londres, Bute,
Escocia and York were correctly identiefid. On the other, St. Andrews, Cambridge, Tay
Bridge, Crail Camp, North Street and Edimburgo was not.
dates Abril, 1908, 1879, 1939, 1954, 1900. All dates were identified with this strategy.</p>
        <p>Thus, this strategy strongly depends on the quality of the manual tagging of the collection.
Sometimes it is not possible to identify the role of entities such as Tay Bridge or St. Andrews
because they are not tagged this way in the image captions.</p>
        <p>7We perform the search in both languages because there is no general rule for translating proper names. Entities
were translated using Systran because of the lack of proper names in our dictionary.</p>
        <sec id="sec-3-3-1">
          <title>Entities</title>
          <p>Retratos de ministros de la iglesia por [NE Thomas Rodger].</p>
          <p>Fotos de [NE Roma] que fueron tomadas en [DAT E Abril] de [CARD 1908].
Vistas de la catedral de [NE St. Andrews] por [NE John Fairweather].
Hombres vestidos militarmente, [NE George Middlemass Cowie].
Buques de pesca en [NE Irlanda] del [NE Norte].</p>
          <p>Vistas panoar´micas en [ NE British Columbia], [NE Canada´].</p>
          <p>Vistas exteriores de templos en [NE Egipto].</p>
          <p>Edificios de la universidad o colegios universitarios, [ NE Cambridge].
Fotos de faros ingleses.</p>
          <p>Calles en plena actividad en [NE Londres].</p>
          <p>Tarjetas [NE Postales] con mu´ltiples vistas de [ NE Bute], [NE Escocia].
Desastre ferroviario en el [NE Tay Bridge], [CARD 1879].</p>
          <p>Torneo del [NE Campeonato Abierto] de golf, [NE St. Andrews] [CARD 1939].
Elizabeth la [NE Reina Madre], en su visita a [NE Crail Camp], [CARD 1954].
Dan˜os provocados por bombas en la [NE Segunda Guerra Mundial].
Fotos de la catedral del [NE York].</p>
          <p>Vistas de [NE North Street], [NE St. Andrews].</p>
          <p>Fotos del castillo de [NE Edimburgo] antes de [CARD 1900]
Gente marchando o desfilando.</p>
          <p>Roı´ con un viaducto al fondo.</p>
          <p>Monumentos a los cıad´ os en la guerra en forma de cruz.</p>
          <p>Fotos mostrando tradicionales bailarines escoceses.</p>
          <p>Fotos de cisnes en un lago.</p>
          <p>Golfistas golpeando con sus palos de golf.</p>
          <p>Barcos en un canal.
4
4.1</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results and discussion</title>
      <sec id="sec-4-1">
        <title>Submitted runs</title>
        <p>Given the experiences achieved after having performed the approaches explained on section 2.2,
we decided to use the following strategies in our ImageCLEF experiments:
• Naive baseline using a word by word translation (UNEDESBASE).</p>
        <p>topic 13: turn tourney tournament tourney joust tilt championship title open frank open-minded
opened overt unconcealed undone up extrovertish unfastened unlatched unlocked unsecured
exposed hospitable forthright open-ended unresolved outgoing assailable undefendable undefended
unhealed open undo dig head lead blossom unlock spread unfold brighten clear golf st andrews
1939
• Strong baseline using a structured query, following Pirkola’s approach (UNEDES).</p>
        <p>This is the core of the structured query for the next approaches, using INQUERY’s synonymy
operators:
topic 13: #syn( turn tourney ) #syn( tournament tourney joust tilt )
#syn( championship title ) #syn( open frank open-minded opened overt
unconcealed undone up extrovertish unfastened unlatched unlocked
unsecured exposed hospitable forthright open-ended unresolved outgoing
assailable undefendable undefended unhealed ) #syn( open undo dig head
lead blossom unlock spread unfold brighten clear ) golf st andrews 1939
• Structured query using INQUERY’s operators and structured search over captions (UNEDESENT).</p>
        <p>If some entity is located and identiefid as a possible author name, location or date, we include
the structured search over the caption efilds. In this case, the search engine will favor those
images in whose caption efilds 1939 is tagged as a date. So, the following operator is added
to the previous query:
#field( DDATE #sum( 1939 ) )
• Structured query using INQUERY’s operators and structured search over captions + noun
phrases (UNEDESENTNOO and UNEDORENTNOO).</p>
        <p>We detected several errors in the original Spanish query set. These were xfied and sent to
ImageCLEF organizers for distribution among other participants. However, for
completeness, we submitted the most complex runs both with the original and the xfied query set
(UNEDORENTNOO and UNEDESENTNOO, respectively).</p>
        <p>In order to expand the queries, we added the set of noun phrases extrated from the query
terms using the “multi-lemma” phrases strategy. For topic 13 and UNEDESENTNOO, the phrases
included are:
#phrase( golf course manager ) #phrase( world golf championship )
#phrase( world championship tournament ) #phrase( first golf tournament )
#phrase( day after a golf tournament ) #phrase( chiefs into the title )
#phrase( clear the tournament ) #phrase( champions tournament )
#phrase( conference tournament title ) #phrase( day golf tournament )
#phrase( golf tournament last ) #phrase( league golf tournament )
#phrase( tournament of champions ) #phrase( phoenix golf tournament )
#phrase( tennis tournament in st ) #phrase( championship golf course )
#phrase( ups for golf ) #phrase( championships golf tournament )
#phrase( gains after a bond ) #phrase( final of the tournament of champions )
#phrase( tournament at st ) #phrase( bond gains )
#phrase( title of chief )
To sum up, the set of submitted runs and its features are shown on table 4.
Our five experiments obtained very promising results, 8 and they all are placed above the average
(notice that average MAP for Spanish is 0.30). The best one, UNEDESENT, has even gotten the
second best result in the ranking among all the participants in the Spanish-English task, with
losses of only 11.82% and 0.77% with regard to the monolingual experiment and the Sheffield best
run,9 respectively, as shown in Table 5.</p>
        <p>Structured queries over image captions (UNEDESENT) obtained an improvement of about 8.3 %
with regard to the Pirkola’s proposal (UNEDES). It seems to indicate that such a simple detection
8Official results are available at http://ir.shef.ac.uk/imageclef2004/adhoc results/adhoc results.html.
9Sheffield’s es es fb has been the best run among all the Spanish participants.
of entities can improve the average results, taking advantage of the information contained in the
image captions.</p>
        <p>Unsurprisingly, expansion using noun phrases does not improve the structured search. Our
set of aligned noun phrases had been previously extracted from a different collection, out of the
photographic domain. As shown on section 4.1, the expansion inserted too much noise in the form
of unrelated noun phrases, such as “gains after a bond”, “chiefs into the title” . . .</p>
        <p>Finally, notice that our weakest baseline (UNEDESBASE) is about 26% better than the average
MAP for the Spanish participants which seems to point the reliability of our dictionary.
run
Sheffield
UNEDESENT
UNEDES
UNEDESENTNOO
UNEDORENTNOO
UNEDESBASE
average</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusions and future work</title>
      <p>In this paper, we have presented two different strategies applied to the ImageCLEF bilingual ad
hoc task.</p>
      <p>• Expand queries with noun phrases, translating and expanding the queries with noun phrases
automatically extracted from a different corpus.</p>
      <p>The results obtained by using this strategy seems to indicate that noun phrases should be
extrated from the appropriate corpus, in order to avoid noise.
• Perform structured search using entities located from topic titles over the image caption
fields.</p>
      <p>This straightforward refinement obtains an improvement of 8.3 % in relation to Pirkola’s
baseline and can be easily extended to other searches over structured documents.
• Given that our weakest baseline is above the average MAP, our basic linguistics resources
have proved very useful.</p>
      <p>As possible lines of future work, we are working on:
• Extracting the noun phrases directly from the appropriate collection. So far, we have been
using the CLEF comparable corpora due to their size but this decision implies too much
noise.
• Refining our recognizer in order to make a better detection of entities.</p>
      <p>• Quitting using commercial machine translation systems which are out of our control.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgements</title>
      <p>This work has been partially supported by a grant from the Spanish Government, project R2D2
(TIC2003-07158-C0401), and a grant from the UNED (Universidad Nacional de Educacoi´n a
Distancia).</p>
    </sec>
  </body>
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