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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>University of Ottawa's Contribution to CLEF 2005, the CL-SR Track</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Diana Inkpen, Muath Alzghool, and Aminul Islam University of Ottawa</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>We present the participation of the University of Ottawa in the Cross-Language Spoken Document Retrieval task at CLEF 2005. In order to translate the queries, we combined the results of several online Machine Translation tools. For the Information Retrieval component we used the SMART system, with several weighting schemes for indexing the documents and the queries. One scheme in particular lead to better results than other combinations. We present the results of the submitted runs and of many unofficial runs. We compare the effect of several translations from each language. We present results on phonetic transcripts of the collection and queries and on the combination of text and phonetic transcripts. We also include the results when the manual summaries and keywords are indexed.</p>
      </abstract>
      <kwd-group>
        <kwd>Cross-Language Information Retrieval</kwd>
        <kwd>Spoken Document Retrieval</kwd>
        <kwd>Machine Translation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>This paper presents the first participation of the University of Ottawa group in CLEF, the Cross-Language
Spoken Retrieval (CL-SR) track. We briefly describe the task. Then, we present our system, followed by results
for the submitted runs and for many unofficial runs. We experiment with many possible weighting schemes for
indexing the documents and the queries. We compare the effect of several translations of the queries and of
combining the translations. We look at using phonetic transcriptions of the queries and documents instead of the
original ASR-produced text, and at combining the phonetic transcripts with the text. At the end we present the
best results when all available information in the collection is used.</p>
      <p>
        The CLEF-2005 CL-SR test collection includes 8104 segments, 75 topics (queries), and 12359
Relevance Judgments to facilitate information retrieval experiments. Segments are the unit of retrieval in the
CLEF CL-SR evaluation. Interviews with survivors of the Holocaust were manually segmented to form topically
coherent segments by subject matter experts at the Survivors of the Shoah Visual History Foundation. See
        <xref ref-type="bibr" rid="ref2">(Oard
et. al., 2004)</xref>
        for more details. Only the ASRTEXT2004A field (and optionally the keywords automatically
extracted from it) were allowed to be indexed for the competition. This field contains ASR transcripts of the
audio segments, with 38% word error rate. For contrastive studies, metadata for each segment (manual
summaries, thesaurus terms, and person names) were included as additional fields that can optionally be indexed.
      </p>
      <p>As a baseline, indexing the ASRTEXT2004A field using Okapi BM 25 term weights and searching
with Title queries yielded an uninterpolated mean average precision of 0.0551 when run at the University of
Maryland with the freely available PSE vector space search engine. This was evaluated on the 38 training topics,
not on the 25 test topics for which we report results in this paper.</p>
      <p>The topics were created in English from actual user requests and then translated into Czech, German,
French, and Spanish by native speakers. An example topic in English is the following:
&lt;top&gt;
&lt;num&gt;1159
&lt;title&gt;Child survivors in Sweden
&lt;desc&gt;Describe survival mechanisms of children born in 1930-1933 who spend the war in concentration camps
or in hiding and who presently live in Sweden.
&lt;narr&gt;The relevant material should describe the circumstances and inner resources of the surviving children. The
relevant material also describes how the wartime experience affected their post-war adult life.
&lt;/top&gt;</p>
      <p>The Spanish, German, and Czech topics provided by the CLEF organizers contained translations of all
the fields (title, description, and narrative). For French the narrative field was not translated, due to lack of time.
The French topic equivalent to the above English example is the following:
&lt;top&gt;
&lt;num&gt;1159
&lt;title&gt;Les enfants survivants en Suède
&lt;desc&gt;Descriptions des mécanismes de survie des enfants nés entre 1930 et 1933 qui ont passé la guerre en
camps de concentration ou cachés et qui vivent actuellement en Suède.
&lt;/top&gt;
2.</p>
    </sec>
    <sec id="sec-2">
      <title>System Overview</title>
      <p>The University of Ottawa Cross-Language IR system was built with off-the-shelf components. For translating
the queries from French, Spanish, and German into English, several free online machine translation tools were
used. Their output was merged in order to allow for variety in lexical choices. All the translations of a title made
the title of the translated query; the same was done for the fields description and narrative. For the retrieval part,
the SMART IR system (Buckley et al., 2000) was tested with many different weighting schemes for indexing the
collection and the queries. The weighting schemes are combinations of term frequency, collection frequency, and
length normalization components. One scheme in particular was used in the submissions because it proved to
have much better performance than other combinations. For weighting document terms we used term frequency
normalized by the maximum value and probabilistic collection frequency weighting with cosine normalization.
For queries we used non-normalized term frequency and inverse document frequency weighting. For all
languages involved in the task, this combination worked very well when all the fields of the query were used
(title, description, and narrative); it worked well with title plus description, and not as well with title only.
3.</p>
    </sec>
    <sec id="sec-3">
      <title>Translation</title>
      <p>For translating the topics into English we use several online MT tools. The idea behind using multiple
translations is that they might provide more variety of words and phrases, therefore improving the retrieval
performance. The seven online MT systems that we used for translating from Spanish, French, and German
were:
1.
2.
3.
4.
5.
6.
7.
For the Czech language topics we were able to find only one online MT system:
http://intertran.tranexp.com/Translate/result.shtml</p>
      <p>We combined their outputs by simply concatenating all the translations. All seven translations of a title
made the title of the translated query; the same was done for the description and narrative fields. An example of
combined output, for the French example used above, is:
&lt;top&gt;
&lt;num&gt; 1159
&lt;title&gt; surviving children in Sweden
surviving children in Sweden
The children survivors in Sweden
surviving children in Sweden
surviving children in Sweden
The surviving children in Sweden
surviving children in Sweden
&lt;desc&gt; Descriptions of the mechanisms of survival of the children born between
1930 and 1933 who passed the war in concentration camps or hidden and who currently live in Sweden.
Descriptions of the mechanisms of survival of the children born between 1930 and 1933 who passed the war in
concentration camps or hidden and who currently live in Sweden.</p>
      <p>Descriptions of the survival mechanisms of the born children between 1930 and 1933 that passed the war in co
ncentration camps or hidden and that live currently in Sweden.</p>
      <p>Descriptions of the mechanisms of survival of the children born between 1930 and 1933 who passed the war in
concentration camps or hidden and who currently live in Sweden.</p>
      <p>Descriptions of the mechanisms of survival of the children born between 1930 and 1933 who passed the war in
concentration camps or hidden and who currently live in Sweden.</p>
      <p>Descriptions of the mechanisms of survival of the children been born between 1930 and 1933 which crossed war
in concentration camps or hidden and that live in Sweden nowadays.</p>
      <p>Descriptions of the mechanisms of survival of the children born between 1930 and 1933 who passed the war in
concentration camps or hidden and who currently live in Sweden.
&lt;narr&gt;
&lt;/top&gt;</p>
    </sec>
    <sec id="sec-4">
      <title>4. Retrieval</title>
      <p>
        We used the SMART Information Retrieval (IR) system, originally developed at Cornell University in the 1960s.
SMART is based on the vector space model of information retrieval
        <xref ref-type="bibr" rid="ref5">(Salton, 1989)</xref>
        . It generates weighted term
vectors for the document collection. SMART preprocesses the documents by tokenizing the text into words,
removing common words that appear on its stop-list, and performing stemming on the remaining words to derive
a set of terms. When the IR server executes a user query, the query terms are also converted into weighted term
vectors. Vector inner-product similarity computation is then used to rank documents in decreasing order of their
similarity to the user query.
      </p>
      <p>
        The newest version of SMART (version 11) offers many state-of-the-art options for weighting the terms
in the vectors. Each term-weighting scheme is described as a combination of term frequency, collection
frequency, and length normalization components
        <xref ref-type="bibr" rid="ref4">(Salton and Buckley, 1988)</xref>
        . The description of each
component is:
• term frequency component
Let tf denote the term frequency of a term t; then new_tf weights the terms according to the following schemes:
none (n) : new _ tf = tf
max-norm (m) : new _ tf =
      </p>
      <p>tf
max_ tf
augmented normalized (a): new _ tf = 0.5 + 0.5 * (
tf
max_ tf</p>
      <p>)
where max_ tf is the largest tf value in the vector.
log (l): new _ tf = ln(tf ) + 1.0
square (s): new _ tf = tf 2
• Merging of collection frequency component
Let num_docs, coll_freq_of_term, and coll _freq denote the number of documents in the collection, the number
of documents in which term t occurs, and the total number of occurrences of the term t in the collection,
respectively; then new_wt is defined as follows:
none (n): new _ wt = new _ tf
inverse document frequency weight (t): new _ wt = new _ tf * log(
probabilistic (p): new _ wt = new _ tf * log(
squared (s): new _ wt = new _ tf * (log(
coll _ freq
num _ docs
coll _ freq _ of _ term
)) 2
)
• Merging of vector normalization
Let m denote the number of entries in the vector, then norm_wt is defined as follows:
coll _ freq _ of _ term
num _ docs _ coll _ freq
num _ docs
)
none (n): norm _ wt = new _ wt
sum (s): norm _ wt =</p>
      <p>tf
∑ new _ wt</p>
      <p>m
cosine (c): norm _ wt =</p>
      <p>tf
∑ new _ wt 2</p>
      <p>m</p>
      <p>In this paper we employ the notation used in SMART to describe the combined schemes: xxx / xxx. The
first three characters refer to the weighting scheme used to index the document collection and the last three
characters refer to the weighting scheme used to index the query fields. For example, lpc/atc means that lpc was
used for documents and atc for queries. lpc would apply log term frequency weighting (l) and probabilistic
collection frequency weighting (p) with cosine normalization to the document collection (n). atc would apply
augmented normalized term frequency (a) , inverse document frequency weight (t) with cosine normalization (c).</p>
    </sec>
    <sec id="sec-5">
      <title>5. Results</title>
    </sec>
    <sec id="sec-6">
      <title>5.1. Comparisons of indexing schemes</title>
      <p>Table 2 presents results for various weighting schemes document/topics. There are 3600 possible combinations
of weighting schemes: 60 schemes (5 x 4 x 3) for documents and 60 for queries. We tried 240 combinations and
we present in the table the results for 15 combinations (the ones, plus some other ones to show the diversity of
the results). mpc/ntn is still the best, but there are a few other weighting schemes that achieve similar
performance. Some of the weighting schemes perform best when indexing all the fields of the queries (TDN),
some on TD, and some on title only (T). npn/ntn was best for TD and lsn/ntn and lsn/atn are best for T.</p>
      <p>In all the presented experiments we use stemming when indexing the collection and translated topics
(except Section 5.3). Pseudo-relevance feedback was enables in the SMART system. We don’t present the
results here, but when we tried using an English lemmatizer (to produce base forms of inflected words) instead
of a stemmer, the results were slightly worse for all settings; when using no-stemming during indexing the
performance was much worse.</p>
      <p>Weighting
scheme</p>
      <p>TDN
map</p>
      <p>TD
map
bpref
bpref</p>
      <p>T
map
bpref</p>
    </sec>
    <sec id="sec-7">
      <title>5.2. Comparison of various translations</title>
    </sec>
    <sec id="sec-8">
      <title>5.3. Results on phonetic transcriptions</title>
      <p>In Table 4 we present results for an experiment where the text of the collection and the queries were transcribed
into phonetic form and split into n-grams (groups of n sounds, n = 4 in our case) that we used for indexing
(without stemming). The phonetic n-grams were produced by University of Waterloo’s group. See their CLEF
2005 paper for more details.</p>
      <p>The phonetic form might help compensate for the speech recognition errors made when the collection
was produced. When the fields TD were indexed, the results are interesting. The map scores are higher than the
previous results on the text form of the documents and queries (up to 28% for the translations from French),
while the bpref scores are lower. When combining phonetic and text forms (by simply indexing both phonetic
ngrams and text), the result are only slightly improved.</p>
    </sec>
    <sec id="sec-9">
      <title>5.4. Manual summaries and keywords</title>
    </sec>
    <sec id="sec-10">
      <title>6. Discussion</title>
      <p>We obtained the best retrieval results among the seven teams that participated in this track. We believe that the
improved performance is due to the choice of the weighting scheme used for indexing the document and query
terms. Table 2 shows that performance varies a lot with the weighting scheme; it can be much lower for the some
of the classic indexing schemes.</p>
      <p>The idea of using multiple translations proves to be good. More variety in the translations would be
beneficial. The online MT systems that we used are rule-based system. Adding translations by statistical MT
tools might help, since they produce radically different translations.</p>
      <p>On the manual data, the best map score we obtained is 46%, for English topics. On automatic data the
best result is 21% map score. This difference shows that the poor quality of the ASR transcripts severely hurts
the performance of IR systems on this collection. In future work we plan to investigate methods of removing or
correcting some of the speech recognition errors in the ASR transcripts using the method of Inkpen and Désilets
(2005).</p>
    </sec>
  </body>
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</article>