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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>FIRE in ImageCLEF 2005: Combining Content-based Image Retrieval with Textual Information Retrieval</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Thomas Deselaers</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tobias Weyand</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Daniel Keysers</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Wolfgang Macherey</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hermann Ney</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Lehrstuhl fu ̈r Informatik VI, RWTH Aachen University</institution>
          ,
          <addr-line>Aachen</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we describe the methods we used in the 2005 ImageCLEF content-based image retrieval evaluation. For the medical retrieval task, we combined several low-level image features with textual information retrieval. Combining these two information sources, clear improvements over using one of these sources alone are possible. Additionally we participated in the automatic annotation task, where we used FIRE, our content-based image retrieval system, on the one hand and a subimage based method for object classification on the other hand. The results achieved are very good. In particular, we obtained the first and the third rank in the automatic annotation task out of 44 submissions from 12 groups.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>content-based image retrieval, object recognition, textual information retrieval
It is known that in content-based image retrieval (CBIR) benchmarking of systems is a major
problem. ImageCLEF, as part of the Cross language evaluation forum, is one major step in
the direction of creating standard benchmarking tasks and setting up competitions to compare
content-based image retrieval systems. One of the main conclusions that can be drawn from the
2004 ImageCLEF image retrieval evaluation is that textual information and user feedback can
strongly improve the results if available. Especially if the queries are of semantic nature it is
intrinsically difficult to solve them using visual information alone.</p>
      <p>Especially in real life applications, as e.g. in medicine, where textual information is available
and pictures alone are not sufficient to describe a medical case, any information available should
be used. If, for example, the query image is a microscopic photo of a bacteria culture, a standard
image retrieval system will easily find other pictures of bacteria cultures, but it will hardly be able
to distinguish between different kinds of bacteria. With additional, textual query information, like
”E. Coli bacteria”, the query, and thus the result, is more precise.</p>
      <p>As we obtained the best score in the category “visual information only, no user interaction”
in the 2004 ImageCLEF evaluation, it was an interesting challenge to extend our FIRE system1
towards using textual information.</p>
      <p>
        Other groups already proposed their approaches of combining textual information retrieval and
content-based image retrieval, e.g. [
        <xref ref-type="bibr" rid="ref1 ref19 ref22 ref28">22, 19, 1, 28</xref>
        ].
      </p>
      <p>In this paper, we describe the techniques we used for the 2005 ImageCLEF evaluation, in
particular how we combine textual information retrieval and content-based image retrieval.</p>
      <p>In 2005 ImageCLEF, four tasks were available: a) automatic annotation, b) medical image
retrieval, c) bilingual information retrieval, and d) interactive retrieval. We participated in the
automatic annotation task and the medical image retrieval task. Our approach to the medical
retrieval task is described in Section 2, the two approaches to the automatic annotation task are
described in Section 3.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Medical Retrieval Task</title>
      <p>
        For the medical retrieval task in the 2005 ImageCLEF Image Retrieval Evaluation, 25 queries
were given. Each query was defined by a short textual query description and one to three example
images. One query contained a negative example image, all other example images were positive.
A more detailed description of the task and an overview on the results can be found in [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. In the
following we describe our setup of FIRE for the medical retrieval task in the 2005 ImageCLEF
Image Retrieval Evaluation.
2.1
      </p>
      <sec id="sec-2-1">
        <title>Decision Rule</title>
        <p>Given a set of positive example images Q+ and a (possibly empty) set of negative example images
Q− a score S(Q+, Q−, X) is calculated for each image X from the database:</p>
        <p>S(Q+, Q−, X) =</p>
        <p>X S(q, X) +
q∈Q+</p>
        <p>X (1 − S(q, X)).
q∈Q−
where S(q, X) is the score of database image X with respect to query q and is calculated as
S(q, X) = e−γD(q,X) with γ = 1.0. D(q, X) is a weighted sum of distances calculated as
(1)
(2)</p>
        <p>M
D(q, X) := X wm · dm(qm, Xm).</p>
        <p>m=1
Here, qm and Xm are the mth feature of the query image q and the database image X,
respectively. dm is the corresponding distance measure and wm is a weighting coefficient. For each dm,
PX∈B dm(Qm, Xm) = 1 is enforced by re-normalization.</p>
        <p>Given a query (Q+, Q−), the images are ranked according to descending score and the K
images X with highest scores S(Q+, Q−, X) are returned by the retriever.</p>
        <p>Due to the lack of suitable training data, weights wm were chosen heuristically based on
experiences from earlier experiments with other data.
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Textual Information Retrieval</title>
        <p>
          To incorporate textual information in FIRE, we decided to use an existing textual information
retrieval engine [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ].
        </p>
        <p>
          To incorporate textual information in FIRE, we decided to use an existing textual
information retrieval engine that was developed at Lehrstuhl fu¨r Informatik VI. The text retrieval engine
implements a variant of the Smart-2 retrieval metric, which is based on the well-known term
frequency inverse document frequency (tf-idf) metric. First, the textual information is preprocessed
by removing function words that are considered to be of no importance for the actual retrieval
process (so called stopping). The stop word list used for this purpose comprises 319 of the most
frequently occurring function words in the English language. Subsequent to the stopping process,
the remaining words are reduced to their stems using Porter’s stemming algorithm [
          <xref ref-type="bibr" rid="ref23">23</xref>
          ]. The
idf(t) := log
        </p>
        <p>
          K
n(t)
stemmed words form the index terms that are used in order to index the text documents provided
with the image data. In our implementation of the Smart-2 retrieval metric we use the following
definition of the inverse document frequency:
Here, t denotes an index term, and K is the number of text documents. Due to the floor operation
in Eq. (3) a term weight will be zero if it occurs in more than half of the documents. According
to [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], each index term t in a document d is associated with a weight g(t, d) that depends on the
ratio of the logarithm of the term frequency n(t, d) to the logarithm of the average term frequency
n(d)
( 1 + log n(t, d)
        </p>
        <p>1 + log n(d)
0
n(d) = PPt∈T n(t, d)
if t ∈ d
if t ∈/ d
with log 0 := 0 and
g(t, d) :=</p>
        <p>t∈T :n(t,d)&gt;0 1
The logarithms in Eq. (4) prevent documents with high term frequencies from dominating those
with low term frequencies. In order to obtain the final term weights, g(t, d) is divided by a linear
combination between a pivot element c and the number of singletons n1(d) in document d:
with λ = 0.2 and
ω(t, d) :=</p>
        <p>g(t, d)
(1 − λ) · c + λ · n1(d)
k=1</p>
        <p>K
c = 1 X n1(dk) and n1(d) :=</p>
        <p>K</p>
        <p>X</p>
        <p>1
t∈T :n(t,d)=1
Unlike tf-idf, only query terms are weighted with the inverse document frequency idf(t):
ω(t, q) = 1 + log n(t, q) · idf(t)</p>
        <p>f (q, d) = X ω(t, q) · ω(t, d)
The Smart-2 retrieval function is then defined as the product over the document and query
specific index term weights:</p>
        <p>t∈T</p>
        <p>To use the textual information for image retrieval, each image has to be attached to at least
one (possibly empty) text document. These text documents are used in the above described image
retrieval process. To determine the distance dtext(qm, Xm) between a query image q with query
text qm and a database image X with attached text Xm, first the textual information retriever
is queried using the query text. Then, the textual information retriever returns the list of all
relevant documents from the database. These documents are ranked by the retrieval status values
(RSV) R which is is high for documents similar to the query and low for dissimilar documents.
The distance d(qm, Xm) is then calculated as
dtext(qm, Xm) =
(</p>
        <p>Rmax − RX
ρ
if X is in the list of relevant documents
otherwise
where Rmax is the maximum of all returned RSVs, RX is the RSV attached to image X, qm and
Xm are the query text and the text attached to image X, respectively, and ρ is a constant chosen
sufficiently large to make sure that images whose texts do not appear in the list of relevant objects
have high distances. Note, the case where ρ = Rmax corresponds to assigning RSV of 0 to all
non-relevant texts.</p>
        <p>The resulting distances dtext(qm, Xm) are used in the retrieval process described in the previous
section.
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
2.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Image Features</title>
        <p>In the following we describe the image features we used in the evaluation, these features are
extracted offline from all database images.
2.3.1</p>
        <sec id="sec-2-3-1">
          <title>Appearance-based Image Features</title>
          <p>
            The most straight-forward approach is to directly use the pixel values of the images as features.
For example, the images might be scaled to a common size and compared using the Euclidean
distance. In optical character recognition and for medical data improved methods based on image
features usually obtain excellent results [
            <xref ref-type="bibr" rid="ref15 ref16 ref17">15, 16, 17</xref>
            ].
          </p>
          <p>In this work, we used 32 × 32 versions of the images, these were compared using Euclidean
distance. It has been observed, that for classification and retrieval of medical radiographs, this
method saves as a not-top-bad baseline.
2.3.2</p>
        </sec>
        <sec id="sec-2-3-2">
          <title>Color Histograms</title>
          <p>
            Color histograms are widely used in image retrieval [
            <xref ref-type="bibr" rid="ref10 ref24 ref26 ref4">4, 10, 24, 26</xref>
            ]. Color histograms are one of
the most basic approaches and to show performance improvements, image retrieval systems often
are compared to a system using only color histograms. The color space is partitioned and for each
partition the pixels with a color within its range are counted, resulting in a representation of the
relative frequencies of the occurring colors. In accordance with [
            <xref ref-type="bibr" rid="ref24">24</xref>
            ], we use the Jeffrey divergence
to compare histograms.
2.3.3
          </p>
        </sec>
        <sec id="sec-2-3-3">
          <title>Tamura Features</title>
          <p>
            In [
            <xref ref-type="bibr" rid="ref27">27</xref>
            ] the authors propose six texture features corresponding to human visual perception:
coarseness, contrast, directionality, line-likeness, regularity, and roughness. From experiments testing
the significance of these features with respect to human perception, it was concluded that the
first three features are very important. Thus in our experiments we use coarseness, contrast, and
directionality to create a histogram describing the texture [
            <xref ref-type="bibr" rid="ref4">4</xref>
            ] and compare these histograms using
the Jeffrey divergence [
            <xref ref-type="bibr" rid="ref24">24</xref>
            ]. In the QBIC system [
            <xref ref-type="bibr" rid="ref10">10</xref>
            ] histograms of these features are used as well.
2.3.4
          </p>
        </sec>
        <sec id="sec-2-3-4">
          <title>Global Texture Descriptor</title>
          <p>
            In [
            <xref ref-type="bibr" rid="ref4">4</xref>
            ] a texture feature consisting of several parts is described: Fractal dimension measures the
roughness or the crinkliness of a surface. In this work the fractal dimension is calculated using the
reticular cell counting method [
            <xref ref-type="bibr" rid="ref13">13</xref>
            ]. Coarseness characterizes the grain size of an image. Here it is
calculated depending on the variance of the image. Entropy is used as a measure of disorderedness
or information content in an image. The Spatial gray-level difference statistics (SGLD) describes
the brightness relationship of pixels within neighborhoods. It is also known as co-occurrence
matrix analysis [
            <xref ref-type="bibr" rid="ref14">14</xref>
            ]. . The Circular Moran autocorrelation function measures the roughness of
the texture. For the calculation a set of autocorrelation functions is used [
            <xref ref-type="bibr" rid="ref12">12</xref>
            ].
2.3.5
          </p>
        </sec>
        <sec id="sec-2-3-5">
          <title>Invariant Feature Histograms</title>
          <p>
            A feature is called invariant with respect to certain transformations if it does not change when
these transformations are applied to the image. The transformations considered here are
translation, rotation, and scaling. In this work, invariant feature histograms as presented in [
            <xref ref-type="bibr" rid="ref25">25</xref>
            ] are
used. These features are based on the idea of constructing features invariant with respect to
certain transformations by integration over all considered transformations. The resulting histograms
are compared using the Jeffrey divergence [
            <xref ref-type="bibr" rid="ref24">24</xref>
            ]. Previous experiments have shown that the
characteristics of invariant feature histograms and color histograms are very similar and that invariant
feature histograms often outperform color histograms [
            <xref ref-type="bibr" rid="ref5">5</xref>
            ]. Thus, in this work color histograms are
not used.
In the automatic annotation task, the objective was to classify 1,000 images into one of 57 classes
using 9,000 training images. We participated in this using two different methods. Method A is
identical to the approach we have chosen for the medical retrieval task, except that here no textual
information was available, and that we used appearance-based image features and Tamura Texture
Features only, as we know from earlier experiments that these features perform good on medical
radiographs [
            <xref ref-type="bibr" rid="ref18">18</xref>
            ].
          </p>
          <p>
            Method B is a general object recognition method using histograms of image patches and
discriminative training of log-linear models [
            <xref ref-type="bibr" rid="ref6 ref7">6, 7</xref>
            ].
          </p>
          <p>
            The parameters of method A were optimized using 1,000 images from the 9,000 training images
as development set and the remaining 8,000 images for training. The parameters of method B
were chosen as they work best on the Caltech Database [
            <xref ref-type="bibr" rid="ref11 ref7 ref8">11, 8, 7</xref>
            ].
          </p>
          <p>
            A more detailed description of the task and a detailed analysis of the results can be found
in [
            <xref ref-type="bibr" rid="ref3">3</xref>
            ].
3.1
          </p>
        </sec>
      </sec>
      <sec id="sec-2-4">
        <title>Method A: Image Distortion Model</title>
        <p>Method A uses our CBIR system FIRE, and a subset of the above described features consisting of
thumbnails of the images of the sizes 32×32 and X × 32 and Tamura Texture Histograms. Error
rates for using these features alone are given in Table 1.</p>
        <p>
          Some experiments with different weightings of Tamura features and thumbnails on our
development corpus have shown that using the image distortion model alone outperforms the
combinations. In particular the combination of image distortion model (weighted 5) and Tamura texture
features (weighted 2) is interesting, as this performed best in previous experiments on smaller
versions of the IRMA database [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ]. In our experiments, this combination yielded an error rate
of 13.5% on the development corpus, and it achieves a very good error rate of 13.2% on the test
data. Based on these results we decided to use the image distortion model for our submission.
3.2
        </p>
      </sec>
      <sec id="sec-2-5">
        <title>Method B: Object Recognition with Subimages and Discriminative</title>
      </sec>
      <sec id="sec-2-6">
        <title>Training</title>
        <p>
          For method B we used the object recognition and classification approach using histograms of image
patches and maximum Entropy training to classify the 1000 test images as described in [
          <xref ref-type="bibr" rid="ref6 ref7">6, 7</xref>
          ].
        </p>
        <p>To reduce the time and memory requirements for the clustering process, we used only 4000
images for estimating the Gaussian mixture model and created the histograms for the remaining
5000 training images using this mixture model. For the discriminative training of the log-linear
model, we used all training histograms.</p>
        <p>
          The model submitted used multi-scale features where the first PCA component was discarded to
account for brightness changes and 4096-dimensional histograms. This combination was reported
to work best on the Caltech database [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] and in the PASCAL Visual Object Classes Challenge [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ].
The model achieved an error rate of 13.9% and thus is slightly better than the model by Rapha¨el
Mar´ee who follows a similar approach [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ].
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Experiments and Results</title>
      <p>In the following we describe the exact setup of the submitted runs to the automatic annotation
task and the medical retrieval task and discuss the results. Furthermore, we discuss our methods,
points to errors we made, and present results with errors corrected.
4.1</p>
      <sec id="sec-3-1">
        <title>Automatic Annotation Task</title>
        <p>Our submission using model A obtained the first rank in the automatic annotation task. The
submission following the object recognition approach obtained the third rank. In total, 44 runs
were submitted by 12 groups. The second rank was obtained by the IRMA group2 using a similar
approach to our model A and the fourth rank was obtained by University of Li`ege, Belgium using
an approach with image patches and boosted decision trees. A clear improvement over the baseline
result of 36.8% error rate cam be observed. This baseline results is obtained by a nearest neighbor
classifier using 32x32 thumbnails of the images and Euclidean distance.
4.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Medical Retrieval Task</title>
        <p>For the medical retrieval task, we used the features described in Section 2.3 with different
weightings in combination with text features. In total, we submitted 10 runs which are shortly described
here.</p>
        <p>Runs using textual information only: We submitted two full-automatic runs, where only
textual information was used. These runs were labelled En and EnDeFr. In En only the
English texts were used, for EnDeFr the English, the German, and the French texts were
used and combined with equal weights.</p>
        <p>Runs using visual information only: We submitted three full-automatic runs, where only
visual information was used. The runs 5000215, 0010003, and 1010111 only differ in the
weighting of the image features. The exact weightings can be seen in Table 2. The run
labelled 5000215 uses exactly the same setting as our submission to the 2004 ImageCLEF
evaluation which had the best score from all 23 submissions in the category “visual features
only, no user interaction”. From the bad score of 0.06, it can be seen that this years tasks
differ strongly from last year’s task.</p>
        <sec id="sec-3-2-1">
          <title>Runs using visual and textual information: We submitted three full-automatic runs and</title>
          <p>two runs with relevance feedback where textual and visual information was used. For the
run i6-3010210111, the features were combined in exactly the way described above. For the
runs i6-3(1010111-min(111)) and i6-3(3030333)-min(111) before combining the
textand the visual features, first the minimum distance of all three text distances was taken for
each image, to better account for images that have texts in one language only.
The runs i6-vistex-rfb1 and i6-vistex-rfb2 used relevance feedback from the first 20
results of the automatic run i6-3(1010111-min(111)) and differ only in the user feedback.
In both cases the feedback was given by a computer scientist familiar to the FIRE system
with little background in medicine. Furthermore, the textual information was not available
for the user feedback, thus the feedback is based on visual information only.
In this paper we presented the methods we used in the 2005 ImageCLEF CBIR evaluation. We
participated in the automatic annotation task, where we obtained the first and the third rank,
and we participated in the medical image retrieval task, where our results were quite bad due to
wrong settings, results with correct settings are presented in this work, and it can be seen that
the method of combining textual information retrieval and content-based image retrieval performs
very well. In particular, the result obtained would have been ranked 3rd in the medical retrieval
task in the category “full automatic runs using textual and visual information”.</p>
        </sec>
      </sec>
    </sec>
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