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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The University of Lisbon at GeoCLEF 2006</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Bruno Martins, Nuno Cardoso, Marcirio Silveira Chaves, Leonardo Andrade and Mário J. Silva University of Lisbon, Faculty of Sciences</institution>
          <addr-line>1749-016 Lisboa</addr-line>
          ,
          <country country="PT">Portugal</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Evaluation</institution>
          ,
          <addr-line>Geographical IR, Text Mining, Geographic Relevance, GeoCLEF</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper details the participation of the XLDB group from the University of Lisbon at the GeoCLEF task of CLEF 2006. We tested text mining methods that make use of an ontology to extract geographic references from text, assigning documents to encompassing geographic scopes. These scopes are used in document retrieval through a ranking function that combines BM25 text weighting with a similarity function for geographic scopes. We also tested a topic augmentation method, based on the geographic ontology, as an alternative to the scope-based approach. We analyze the obtained results and discuss directions for future improvements.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>This research was partially supported Fundação para a Ciência e Tecnologia, under grants POSI/SRI/40193/2001 and SFRH/BD/10757/2002.</p>
      <p>
        The components related to geographic text mining are shown in the gray boxes of Figure 1. They
are essentially a pipeline of operations for associating documents to appropriate geographic scopes, and
mechanisms for processing topics (i.e. geographic queries) also according to scopes. In order to assist in
recognizing geographical terminology, both over documents and topics, the system relies on an ontology
that encodes place names and the semantic relationships among them. An R*-tree index structure is used
to store the spatial information (centroids and bounding boxes) de ned at the ontology [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The other
information (e.g. place names and relationships) is kept on specialized indexes, built using traditional data
structures such as lists and hash tables. Topics are transformed into triples of the form &lt; what; relation; where &gt;,
where what corresponds to the non-geographical aspect, where corresponds to a geographic area of
interest (i.e. geographic scope), and relation speci es a spatial relationship connecting what and where [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
Finally, for ranking results, the system uses a linear combination of the BM25 text weighting scheme [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]
with a similarity function for geographic scopes.
The text retrieval module brie y described here, as well as the blind feedback expansion scheme mentioned
in Section 3, was also used in our submissions to the CLEF 2006 Ad-hoc task. The reader should refer
to Cardoso et al. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] for additional details and a discussion on the obtained results. Text retrieval relies
on an inverted index for the document collections (we separately indexed the Portuguese and the English
collections), providing the support for simple, ranked retrieval. We used the BM25 ranking scheme [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ],
where the score for each document corresponds to the weighted sum of the terms that occur in both the
document and the query. Each term ti has a weight according to the formula:
      </p>
      <p>BM25(ti) =</p>
      <p>(k1 + 1) term_ f req(ti)
k1
((1
b) + b
avgd_odc_ocle_nlen ) + d
log(</p>
      <p>N</p>
      <p>doc_ f req(ti) + 0:5
doc_ f req(ti) + 0:5
)
(1)</p>
      <p>
        The k1 and b parameters were set to the standard values of 2:0 and 0:75, respectively. An extension
of the BM25 scheme for structured documents, proposed by Robertson et al., was also applied [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. We
assumed that the rst three sentences of each document should be weighted as more important, following
the intuition that in news articles, the rst sentences usually summarize the entire document. We gave a
weight of 3 to the rst sentence, and a weight of 2 to the following two sentences, mapping the original
documents into more verbose ones where content is repeated according to the weighting values.
2.2
      </p>
      <sec id="sec-1-1">
        <title>Geographic ontology</title>
        <p>
          The ontology is a central component of the system, offering the support for geographic reasoning. It models
both the vocabulary and the relationships between geographic concepts, providing a hierarchical naming
scheme with transitive sub-region-of and name alias capabilities. For our experiments, we developed
an ontology with global geographic information in multiple languages, by integrating data from several
public sources [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. Some characterization statistics are listed at the right part of Figure 2. The considered
information includes names for places and other geographic features, adjectives of place, place type
information (e.g. street or city), relationships among concepts (e.g. adjacent or sub-region-of), demographics
data, occurrence statistics for the geographic names over a large collection of Web documents, spatial
coordinates (i.e. centroids) and bonding boxes for the geographic concepts. We would be happy to contribute
this resource for future editions of GeoCLEF, or customize it as appropriate. Since our participation at
GeoCLEF 2005, some minor bug xes were made to this resource, and we also added considerably more
spatial information (coordinates and bounding boxes) and adjacency relations.
        </p>
        <p>Each geographic concept can be described by several names. The chart presented left of Figure 2
illustrates the ambiguity present in these names, by plotting for each name the number of different
corresponding concepts. Even in our medium sized ontology, place names with multiple occurrences are not
just a theoretical problem (more than 25% of the place names correspond to multiple ontology concepts).</p>
        <p>Note that some geographic concepts do not have spatial coordinates or population information. In these
cases, we propose to interpolate values from sibling concepts at the ontology (e.g. the centroid of a given
region can be approximated by the average of all centroids from its sub-regions, and the population of a
region can be computed by the sum of the population counts for all its sub-regions). This aspect assumes a
particular importance, as we propose using these values for the computation of a similarity function.
2.3</p>
        <p>
          Recognizing place references and assigning documents to geographic scopes
In the text mining approach, each document was assigned to a single encompassing geographic scope,
according to the document's degree of locality. Each scope corresponds to a concept at our ontology. Scope
assignment was performed off-line, as a pre-processing task that had two stages. First, we used a named
entity recognition procedure, speci cally tailored for recognizing and disambiguating geographic
references over text, which relies on place names at the ontology together with lexical and contextual clues.
Each reference was matched into the corresponding ontology concept (e.g. a string like city of Lisbon
would be matched into a concept identi er at the ontology). Next, we combined the references extracted
from each document into a single encompassing scope, using a previously described algorithm that
explores relations among geographic concepts [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. This is essentially a graph-ranking approach similar to
PageRank, assigning ontology concepts to con dence scores and then selecting the highest scoring concept
as the scope. For instance, if a document contained references to the cities of Alicante and Madrid, it
would be assigned to the scope Spain, as both cities have a part-of relationship with that country.
        </p>
        <p>
          On the English collection from the CoNLL-03 contest [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ], our system has a precision of 0:85 and
a recall of 0:79, in the simple task of recognizing place references (reference disambiguation cannot be
evaluated with this resource, as it lacks the associations from places to ontology concepts). The best
reported system from CoNLL-03 achieved over 0:95 in both precision and recall, showing that our system
can still be improved. As for the scope assignment procedure based on graph-ranking, it achieved an
accuracy of 0:92 on the well-known Reuters-21578 newswire collection [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
GeoCLEF topics were also assigned to corresponding geographic scopes, so that we can match them to
the scopes of the documents. Topic titles were rst transformed into &lt; what; relation; where &gt; triples,
where what speci es the non-geographical aspect of the topic, where speci es the geographic area of
interest (latter disambiguated into a scope), and relation speci es a spatial relationship connecting what
and where. The algorithm for doing this is described in a separate publication [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. Two different types of
relationships could be found at the topics, namely near and contained at. Topic GC40 (cities near active
volcanoes) could not be processed through this mechanism, and was therefore treated as non-geographical
(i.e. with no where and relation terms). Some topics (e.g. topic GC29, diamond trade in Angola and South
Africa) were assigned to multiple scopes, according to the different locations referenced in the where part.
Geographic relevance ranking requires a mechanism for computing the similarity among the scopes
assigned to the documents and the scopes assigned to the topics. Geographic scopes correspond to concepts
at the ontology, and we can use the different types of information, available at our ontology, to compute
similarity. Taking inspiration in previous works [
          <xref ref-type="bibr" rid="ref1 ref16 ref8 ref9">1, 8, 9, 16</xref>
          ], we chosen to use the following heuristics:
2.5.1
        </p>
        <sec id="sec-1-1-1">
          <title>Topological distance from hierarchical relations</title>
          <p>
            Topological part-of relations, de ned at the ontology, can be used to infer similarity. We have, for instance,
that Alicante is part of Spain, which in turn is part of Europe. Alicante should therefore be more similar
with Spain than with Europe. We used the formula below, similar to Lin's similarity measure [
            <xref ref-type="bibr" rid="ref11">11</xref>
            ], to
compute the similarity according to the number of transitively common ancestors for the two scopes.
          </p>
          <p>OntSim(scope1; scope2) =
( 1</p>
          <p>if scope1 is the same or equivalent to scope2
Nu2mANncuemstCoorsm(mscoonpAen1c)e+sNtourms(Ascnocpeset1o;rscs(ospceo2p)e2) otherwise
(2)</p>
          <p>For example, considering the ontology on Figure 3, the similarity between the scopes corresponding to
Alicante and Spain is ' 0:67, while the similarity between Alicante and Europe is 0:4.
2.5.2</p>
        </sec>
        <sec id="sec-1-1-2">
          <title>Spatial distance</title>
          <p>Spatially near concepts are in principle more similar. However, people's notion of distance depends on
context, and scope1 being near to scope2 depends on their relative sizes and on the frame of reference.</p>
          <p>We say that distance is 0, and therefore similarity is 1, when one of the scopes is a sub-region of the
other. We also normalized distance according to the diagonal of the minimum bounding rectangle for the
scope of the topic (i.e. scope2 in the formula bellow), this way ensuring that different frames are treated
appropriately. We employed a double sigmoid function with the center corresponding to the diagonal
of the bounding rectangle. This function has a maximum value when the distance is at the minimum,
and smoothly decays to 0 as the distance increases, providing a non-linear normalization. The curve is
illustrated at Figure 3. The formula is given below, where D is the spatial distance between scope1 and
scope2 and DMBR is the diagonal distance for the minimum bounding rectangle corresponding to scope2.</p>
          <p>DistSim(scope1; scope2) =
( 1
When two regions are connected through a part-of relationship, the fraction of the population from the more
general area that is also assigned to the more speci c area can be used to compute a similarity measure.</p>
          <p>This metric corresponds to the relative importance of one region inside the other, and it also approximates
the area of overlap. The general formula is given below:</p>
          <p>Ranking(doc; query) =
(0:5
(0:5</p>
          <p>NormBM25(doc; query))+</p>
          <p>MAXs2scopesquery(GeoSim(scopedoc; s)))
where the geographical similarity GeoSim is given by:</p>
          <p>Ad jSim(scope1; scope2) =
1 if scope1 is adjacent to scope2
0 otherwise
2.6</p>
        </sec>
      </sec>
      <sec id="sec-1-2">
        <title>Score combination for geographic retrieval and ranking</title>
        <p>
          The previously discussed measures, computed by different mechanisms, need to be combined into an
overall similarity measure, accounting for textual and geographical aspects. We tried a linear combination due
to it's simplicity. Normalization is a crucial aspect, making different scores comparable. The previously
given geographic measures already produce values in the interval [0; 1]. For the BM25 formula, we used
the normalization procedure presented by Song et al. [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ], corresponding to the formula below:
NormBM25(doc; query) =
åti2doc BM25(ti)
        </p>
        <p>weight(query;ti)
åti2doc log( Ndodco_c_frferqe(qti()t+i)+0:05:5 )(k1 + 1)</p>
        <p>The weight(query;ti) parameter corresponds to 1 if term ti is in the query, and 0 otherwise. The nal
ranking score combined the normalized BM25 value with the similarity between the geographic scope of
the document and the most similar scope of the query (note that each query could have more than one
geographical scope assigned to the where term). It is given by the formula below:</p>
        <p>8 1 if scope1 is the same or equivalent to scope2
PopSim(scope1; scope2) = &lt;&gt;&gt;&gt; PPooppuullaattiioonnCCoouunntt((ssccooppee12)) if scope1 is part of scope2
&gt; PPooppuullaattiioonnCCoouunntt((ssccooppee12)) if scope2 is part of scope1
&gt;&gt;: 0 otherwise
2.5.4</p>
        <sec id="sec-1-2-1">
          <title>Adjacency from ontology</title>
          <p>Adjacent locations are, in principle, more similar than non-adjacent ones. Using the adjacency relationships
from the ontology, we can assign a score of 1 if the two scopes are adjacent, and 0 if not.
(4)
(5)
(6)
(7)
GeoSim(s1; s2) =
(0:5
(0:2</p>
          <p>OntSim(s1; s2)) + (0:2
PopSim(s1; s2)) + (0:1</p>
          <p>DistSim(s1; s2))+
Ad jSim(s1; s2))
(8)</p>
          <p>
            The combination parameters were based on the intuition that topology matters and metric re nes [
            <xref ref-type="bibr" rid="ref7">7</xref>
            ],
in the sense that we gave more weight to the similarity measures derived from topological relations at the
ontology. Still, for future work, we plan on using a systematic approach for nding the optimal
combination. We also plan on using the con dence scores from the geographic scopes (recall than scopedoc was
assigned with a given con dence score) in ranking, adjusting the weight of GeoSim accordingly.
3
          </p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Description of the runs submitted</title>
      <p>Description
Baseline using manually-generated queries from the topics and BM25 text retrieval.</p>
      <p>BM25 text retrieval. Queries were generated from blind-feedback expansion of what terms at the topic title,
together with the original where and relation terms also at the topic title.</p>
      <p>Geographic relevance ranking using geographic scopes. Queries were generated from blind-feedback
expansion of what terms at the topic title. The where terms in the topic title were matched into scopes.</p>
      <p>BM25 text retrieval. Queries were generated from blind-feedback expansion of what terms at the topic title,
together with the augmentation of where and relation terms also at the topic title.</p>
      <p>
        In runs 2, 3, and 4, the non-geographical terms of each topic (i.e. the where terms obtained from the
topic titles) were expanded through a blind feedback mechanism [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Essentially, the method adds the 15
top-ranked terms from the top 10 ranked documents of an initial ranking [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>In run 3, ranked retrieval was based on the combination of BM25 with the similarity score computed
between the scopes assigned to the topics and the scope of each document, as described in Section 2.6.</p>
      <p>
        In run 4, the where terms were augmented, using information from the ontology to get semantically
related place names, either topologically or by proximity. As stated by Li [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], a hierarchical structure can
be used to expand place names in two directions, namely downward and upward. Downward expansion is
appropriate for queries involving a contained-at spatial relation, extending the in uence of a place name
to all of its descendants, in order to encompass subregions of the location speci ed in the query. Upward
expansion can be used to extend the in uence of a place name to some or all of its ancestors, and then
possibly downward again into other sibling places. This can be used for queries involving a near spatial
relation, although many irrelevant place-names can this way also be included. We have chosen not to use
upwards expansion, instead using adjacency relations from the ontology and near concepts computed from
the spatial coordinates. The general augmentation procedure involved the following steps:
1. Use the ontology to get concepts that correspond to sub-regions of the where term(s) obtained from
the topic title (i.e. topologically related concepts).
2. If the relation term obtained from the topic title corresponds to the near relationship, use the
ontology to get the adjacent regions to the where term(s).
3. If the relation term obtained from the topic title corresponds to the near relationship, use the
ontology to get the top k nearest locations from the where term(s).
4. Rank the list of concepts that was obtained from the previous three steps according to an operational
notion of importance. This ranking procedure is detailed in a separate publication [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], taking into
account heuristics such as concept types (e.g. countries are preferred to cities, which in turn are
preferred to small villages), demographics, and occurrence frequency statistics for the place names.
5. Select the place names from the 10 top ranked concepts to augment the original topic.
      </p>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>In table 2, we summarize the trec_eval output for the of cial runs we submitted. For the de nition of the
various measures, run trec_eval -h.</p>
      <p>Measure</p>
      <p>
        In both the Portuguese and English subtasks, run 1 achieved the best results, corresponding to MAP
scores of 0:301 and 0:303, respectively. Contrary to our expectations, run 4 also outperformed run 3,
showing that a relatively simple augmentation scheme for the geographic terminology at the topics can
outperform the text mining approach. In GeoCLEF 2005, our best run achieved a MAP score of 0.2253
(also a baseline with manually-generated queries). Also in our GeoCLEF 2005 submissions, an automatic
technique that involved geographic scope assignment, although with a much simpler retrieval scheme,
achieved a MAP score of 0.1379 [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The best system in GeoCLEF 2005 achieved a MAP score of 0.3936.
      </p>
      <p>Figure 4 shows the average precision for the 25 individual topics, for runs 3 and 4 and in the Portuguese
and English subtasks.</p>
      <p>We analyzed the documents retrieved for some of the topics, together with the scopes that had been
assigned to them, particularly focusing on GC32 and GC48. It is our belief that run 3 performed worse due
to errors in scope assignment, and to the fact that having each document assigned to a single geographic
scope can be too restrictive. We are now performing additional experiments using the GeoCLEF 2006
relevance judgments, reassigning geographic scopes to the documents and this time allowing multiple
scopes for each one. The proceedings paper will also report these new experiments.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions</title>
      <p>We mainly tested two different approaches at GeoCLEF 2006, namely the relatively simple augmentation
of geographic terms in the topics, through the use of a geographic ontology, and a text mining approach
based on extracting geographical references from documents, in order to assign each to a corresponding
geographic scope. In the latter approach, relevance ranking was based on a linear combination of the BM25
text weighting scheme with a similarity function for scopes. In both cases, the obtained results were of
acceptable quality, although somewhat inferior to our expectations. Particularly, the text mining approach
failed in providing better results than the augmentation method. This point requires more investigation, and
we are already making additional experiments with the relevance judgments for the GeoCLEF 2006 topics.</p>
    </sec>
  </body>
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