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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>University of Hagen at QA@CLEF 2006: Interpretation and Normalization of Temporal Expressions</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sven Hartrumpf</string-name>
          <email>Sven.Hartrumpf@fernuni-hagen.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Johannes Leveling</string-name>
          <email>Johannes.Leveling@fernuni-hagen.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>General Terms</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>58084 Hagen</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Experimentation</institution>
          ,
          <addr-line>Measurement, Performance</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Hagen, FernUniversita ̈t in Hagen</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>The German question answering (QA) system InSicht participated in QA@CLEF for the third time. InSicht realizes a deep QA approach: it builds on full sentence parses, inferences on semantic representations, and matching between semantic representations derived from questions and document sentences. InSicht was improved for QA@CLEF 2006 in the following main areas: temporal expressions are better normalized and temporal deictic expressions are resolved to explicit date representations; the coreference module was extended by a fallback strategy for increased robustness; equivalence rules can introduce negative information that should not occur in document sentences used for answering questions; answer candidates are clustered in order to avoid multiple occurrences of one real-world entity in the answers to a list question; and finally a shallow QA subsystem that produces a second answer stream was integrated into InSicht. The current system is evaluated on the German questions from QA@CLEF 2006. An ablation study indicates which changes had the most positive effects.</p>
      </abstract>
      <kwd-group>
        <kwd>Question answering</kwd>
        <kwd>Deep semantic processing of questions and documents</kwd>
        <kwd>Temporal deixis</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        The German question answering (QA) system InSicht participated in QA@CLEF for the third time.
InSicht realizes a deep (or semantic) approach because it builds on full sentence parses, inferences on
semantic representations, and matching between semantic representations derived from questions and document
sentences. For QA@CLEF 2005, a coreference resolution module was integrated and several large
knowledge bases containing relations between lexical concepts were added
        <xref ref-type="bibr" rid="ref2 ref3">(Hartrumpf, 2006)</xref>
        . These knowledge
bases were derived mainly from nominal compound analyses. InSicht was improved in the following
directions for QA@CLEF 2006: temporal expressions are better normalized and temporal deictic expressions
are resolved to explicit date representations (Sect. 2.1); the coreference module was extended by a fallback
strategy for increased robustness (Sect. 2.2); equivalence rules can now introduce negative information that
should not occur in document sentences used for answering questions (Sect. 2.3); answer candidates are
clustered in order to avoid multiple occurrences of one real-world entity in the answers to a list question
(Sect. 2.4); and finally a shallow QA subsystem that produces a second answer stream was integrated into
InSicht (Sect. 2.5).
2
2.1
      </p>
    </sec>
    <sec id="sec-2">
      <title>Improvements over the System for QA@CLEF 2005</title>
      <sec id="sec-2-1">
        <title>Temporal Expressions</title>
        <p>
          As many questions are related to temporal expressions, InSicht was extended to use not just explicit
temporal expressions like before September 18, 2005 and in 2001 but also deictic expressions like today or 2
years ago. To this end, around 40 MultiNet rules (
          <xref ref-type="bibr" rid="ref4">Helbig (2006)</xref>
          describes the MultiNet semantic network
formalism in detail) were developed which resolve temporal deictic expressions into explicit forms. For a
wider perspective on indexicals (or deictic expressions) in general with their classificatory, relational, and
deictic components, see
          <xref ref-type="bibr" rid="ref6">(Nunberg, 1993)</xref>
          .
        </p>
        <p>Before the rules can be applied one must determine for each document the date it was published. The
special variable ?now, which is used in many deixis resolution rules, contains this value. The date encoded
in the document identifier was taken as a starting point, which was refined (if possible) by looking for a
date given at the start of the article text. In 61.4% of the articles, the date could be determined from the
text; in the remaining 38.6% (which all came from the FR subcorpus and not the other subcorpora SDA and
SPIEGEL), the document identifier was used as the fallback strategy. Currently, the SGML attribute DATE
(DT, WEEK ) is not used because it is often inaccurate: the FR subcorpus contains only a WEEK attribute
which corresponds to the Sunday or Monday starting the week. For the SDA subcorpus, the identification
method from article text yields the same results as the DT attribute.</p>
        <p>Figure 1 shows two examples of deixis resolution rules that InSicht applies in the document processing
step. The rules are transformation rules that can introduce new relations and delete existing relations
(operation: $delete). Variables start with a question mark; by convention, node (relation) variables are of
the form ?n (?r) followed by an integer, e.g. ?n1 and ?r1 in the first premise term of rule deixis.u¨bermorgen.
In addition to testing the presence or absence of a relation and testing the value of a node feature (e.g. the
MultiNet layer feature CARD), the premise can also contain some predefined declarative predicates (e.g.
the member predicate in the example rules). On the conclusion side, the value of node variables can be
stated by constants or by functional expressions (e.g. functions for calculating with dates like plus-days ,
functions for accessing components of a date like date-day , and week-aware rounding functions like
wdayround-down ).</p>
        <p>In addition to rules that directly introduce canonical date representations (details below the resolution
of days are currently ignored because they seem to be less prominent in questions over newspaper and
newswire articles), some preparatory normalization rules were needed. Examples are the adjectives that
correspond to deictic adverbs, e.g. the adjective morgig corresponding to the adverb morgen/‘tomorrow’.
((rule (
(?r1 ?n1 ”u¨bermorgen.1.1”) ; temporal adverb referring to the day after tomorrow
(member ?r1 (ante dur fin strt temp))
→
($delete (?r1 ?n1 ”u¨bermorgen.1.1”))
(?r1 ?n1 ?n2)
(attr ?n2 ?n3) (sub ?n3 ”jahr.1.1”) (val ?n3 ?n4)
(card ?n4 (date-year (plus-days ?now 2)))
(attr ?n2 ?n5) (sub ?n5 ”monat.1.1”) (val ?n5 ?n6)
(card ?n6 (date-month (plus-days ?now 2)))
(attr ?n2 ?n7) (sub ?n7 ”tag.1.1”) (val ?n7 ?n8)
(card ?n8 (date-day (plus-days ?now 2)))))
(name ”deixis.u¨bermorgen”))
((rule (
(?r1 ?n1 ?n2)
(member ?r1 (ante dur fin strt temp))
(temp ?n1 ”past.0”)
(sub ?n2 ?n3)
(*pmod ?n3 ?n4 ?n5)
(member ?n5 (”montag.1.1” . . . )) ; ‘Monday’, week days and compounds involving week days
(refer ?n2 det)
(member ?n4 (”letzt.1.1” . . . )) ; ‘last’ . . .
→
($delete (?r1 ?n1 ?n2))
($delete (sub ?n2 ?n3))
(?r1 ?n1 ?n6)
(attr ?n6 ?n7) (sub ?n7 ”jahr.1.1”) (val ?n7 ?n8)
(card ?n8 (date-year (wday-round-down ?now ?n5 ?n4)))
(attr ?n6 ?n9) (sub ?n9 ”monat.1.1”) (val ?n9 ?n10)
(card ?n10 (date-month (wday-round-down ?now ?n5 ?n4)))
(attr ?n6 ?n11) (sub ?n11 ”tag.1.1”) (val ?n11 ?n12)
(card ?n12 (date-day (wday-round-down ?now ?n5 ?n4)))))
(name ”deixis.weekday+pmod.past”))
The semantic representations of these adjectives are currently flat in the sense that they are equal to the
ones of other operational qualities. Therefore, preparatory normalization rules introduce the temporal
interpretation of these adjectives, e.g. for das morgige Treffen/‘tomorrow’s meeting’ a temporal relation
TEMP from treffen.1.1 to morgen.1.1. The newly introduced temporal concepts like morgen.1.1 are then
in turn normalized by rules like the rule deixis.u¨bermorgen.1.1 in Figure 1. Note that the rules can be easily
transferred to other languages because they work on semantic representations of the MultiNet formalism.
Only some lexical concepts (like week days) must be translated; if one already has a mapping between the
involved lexicons, rules can be translated automatically for the use in another language.</p>
        <p>For some sentences, the deictic expression has been introduced by the prepositional phrase
interpretation. For example, the vor-PP in the noun phrase das Konzert vor 20 Tagen (‘the concert 20 days ago’)
introduces an artificial concept now.0 (besides a relation to the semantic representation of 20 days) that
needs to be resolved by using the notion of publication date mentioned above.</p>
        <p>The ten most successful deixis resolution rules (i.e. the ten rules that fired most often for semantic
networks of document sentences) are listed in Table 1. The percentages of rule application for successful (or
Rule
the debate on last Monday
The book is published today.</p>
        <p>The group will meet on Friday.</p>
        <p>The law was passed in August.</p>
        <p>A storm came 2 years ago.</p>
        <p>The president will arrive tomorrow.</p>
        <p>The team will win in December.
today’s news paper
the revenues in the past year</p>
        <p>The peace treaty was signed yesterday.</p>
        <p>Rule
deixis.weekday.past
deixis.today
deixis.weekday.nonpast
deixis.monthname.past
deixis.year+opminus
deixis.tomorrow
deixis.monthname.nonpast
deixis.today’s
deixis.year+prop.past
deixis.yesterday
one or more rules</p>
        <p>FR
1.4067
0.7950
0.4939
0.1807
0.2301
0.1179
0.1748
0.1978
0.1264
0.2471
3.7937</p>
        <p>SDA
6.4929
0.5791
1.0044
0.4948
0.2291
0.3692
0.2489
0.1479
0.1512
0.0060
9.6008</p>
        <p>SPIEGEL</p>
        <p>all
complete) parses from the subcorpora in Table 2 reflect different text types. The SDA subcorpus (newswire
text) contains short texts with a large percentage of temporal deixis (almost 1 out of 10 sentences). The
reference to past week days is extremely frequent because the current day of newswire text is very
prominent to the reader or hearer. In the daily newspaper subcorpus (FR), the distribution of firing rules is more
uniform than in the SDA subcorpus. And finally, the weekly newspaper subcorpus (SPIEGEL) shows the
smallest rule activation rates because a weekly newspaper has longer articles and cannot clearly refer to
yesterday, certain week days, or similar concepts because it is unknown on what day the typical reader of
a weekly newspaper will read the article. Table 3 lists some deixis resolution examples that helped InSicht
to find an answer.</p>
        <p>
          For related work, see for example
          <xref ref-type="bibr" rid="ref7">Pan and Hobbs (2005)</xref>
          who briefly describe a rule-based translation
from the output of an English semantic parser to an OWL-Time representation for temporal expressions,
especially temporal aggregates.
          <xref ref-type="bibr" rid="ref5">Mani and Wilson (2000)</xref>
          cover with their system similar cases like the
deixis resolution rules in InSicht but their system looks for lexical and syntactic clues based on
part-ofspeech tags and does not build on semantic representations derived from full syntactico-semantic parsing
like InSicht does.
          <xref ref-type="bibr" rid="ref8">Schilder and Habel (2001)</xref>
          describe a system for German financial news that extracts
temporal information based on a part-of-speech tagger and specialized finite state transducers. In contrast
to
          <xref ref-type="bibr" rid="ref5">Mani and Wilson (2000)</xref>
          ,
          <xref ref-type="bibr" rid="ref8">Schilder and Habel (2001)</xref>
          and InSicht’s approach also take into account the
semantics of prepositional phrases (see
          <xref ref-type="bibr" rid="ref2 ref3">(Hartrumpf et al., 2006)</xref>
          for details on the underlying prepositional
phrase interpretation in InSicht’s parser).
        </p>
        <p>
          Frankreichs Staatschef Jacques
Chirac hat die Verdienste des vor 25
Jahren gestorbenen Generals und
Staatsmannes Charles de Gaulle
gewu¨rdigt. (SDA.951109.0236)
‘France’s chief of state Jacques
Chirac acknowledged the merits of
general and statesman Charles de
Gaulle, who died 25 years ago.’
Israel und Jordanien haben am
Mittwoch im Grenzgebiet
zwischen beiden La¨ndern einen
Friedensvertrag unterzeichnet.
(SDA.941026.0140)
‘Israel and Jordan signed a peace
treaty in the border area between
both countries on Wednesday.’
As only 45% of the texts received a partition from the coreference resolution module CORUDIS
          <xref ref-type="bibr" rid="ref2 ref3">(Hartrumpf,
2006)</xref>
          (mainly because of parameter settings that allow efficient coreference resolution for the 277,000 texts
(without duplicates) in the QA@CLEF corpus), a fallback strategy was added to InSicht. If no partition of
mentions (markables) can be found by CORUDIS, a fallback partition of mentions is calculated as follows.
All pronouns are resolved to their most likely antecedents (as estimated by CORUDIS); all other mentions
are ignored, i.e. each of these mentions ends up in a singleton set, which is an element of the fallback
partition.
2.3
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Negative Information for Network Matching</title>
        <p>The open world assumption (OWA) in semantic network representations can be problematic if the query
expansion step produces semantic networks that are similar to the original question network but a little bit
less specific. For example, InSicht employs a rule named drop.first name that drops the first name of a
person if the last name is also in the question (see Figure 2). Without additional measures, the resulting
additional query network will also match a document network containing a first name, even though this
first name might differ from the one in the original question.</p>
        <p>Therefore rules can introduce negative information. In the given example of rule drop.first name, the
conclusion specifies the term (no-rel ?n1 ”vorname.1.1”), which means that the node variable of the person
(where the first name has been deleted by this rule, ?n1 ) should not contain any (direct or indirect) relation
to a first name (vorname.1.1) in a document network.
2.4</p>
      </sec>
      <sec id="sec-2-3">
        <title>Answer Clustering</title>
        <p>The QA system InSicht worked without investigating the relationship between answer candidates in
previous years; it only combined identical answer candidates into one answer candidate with an increased
frequency score that influenced answer selection. But as InSicht was extended to answer list questions,
clustering became unavoidable because otherwise the system could give many answers (meant as different
((rule (
(sub ?n1 ?)
(attr ?n1 ?n2) (sub ?n2 ”nachname.1.1”) (val ?n2 ?)
(attr ?n1 ?n3) (sub ?n3 ”vorname.1.1”) (val ?n3 ?n4)
→
($delete (attr ?n1 ?n3))
($delete (sub ?n3 ”vorname.1.1”))
($delete (val ?n3 ?n4))
(no-rel ?n1 ”vorname.1.1”)))
(name ”drop first name”)
(quality 0.6))
entities on the answer list) which all refer to the same entity. For example, if one asks for the president of
a country, one could receive one person in many forms: with all first names, with some first names, with
initials, only last name, etc.</p>
        <p>Non-identical answer candidates a and b are clustered together if a is a substring of b, possibly with
additional interleaving characters. For example, the answer strings Peter Schmidt and P. Schmidt will be in
the same answer cluster. This surface definition for a clustering condition will be replaced by a semantics
based definition: if a is more specific than b, cluster a and b with representative a; if b is more specific than
a, cluster a and b with representative b; if a and b are unifiable, cluster a and b with the unification of a and
b as the representative.
2.5</p>
      </sec>
      <sec id="sec-2-4">
        <title>Shallow QA Subsystem</title>
        <p>
          WOCADI produces a partial (and not a complete) semantic network for about 50% of all sentences in the
German QA@CLEF corpus. For example, WOCADI can rarely analyze sentences containing grammatical
errors, spelling errors, or conflated sentence parts originating from erroneous document preprocessing.
Thus, InSicht will not be able to find many of those answers appearing in malformed sentences only.
Therefore, we experimented with an additional shallower approach which can be seen as producing an
additional answer stream (see
          <xref ref-type="bibr" rid="ref1">(Ahn et al., 2005)</xref>
          for a QA system with many answer streams).
        </p>
        <p>We applied a sentence boundary detector and a tokenizer to the corpus and split all documents into
single sentences. Then, question-answer pairs for the QA task in previous years were extracted from the
MultiEight corpus and augmented manually.</p>
        <p>These pairs were fed into a standard IR system to determine candidate sentences containing an answer.
The answer candidates were then processed as follows: Words from closed word categories were annotated
with part-of-speech information, keywords in the query were replaced with symbols representing their type
(name, upper-case word, lower-case word, number) and the answer string was replaced with an answer
variable representing one or more words. We then formed several patterns from this substitution, including
a maximum of 5 tokens left and right of the answer variable.</p>
        <p>In this shallow approach, question answering consists of 5 steps: 1. Perform relevance-ranked IR on
the corpus and determine the top 250 ranked sentences. 2. Apply pattern matching with the answer patterns
extracted. 3. If a match is found, the answer variable contains the string representing the answer. 4. Answer
candidates are validated using a simple heuristic: all answers starting with punctuation marks or containing
words from a closed word category only are eliminated. 5. Answers are ranked by cumulative frequency
and the most frequent answer is chosen.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Run Description and Evaluation</title>
      <p>The current QA system has been evaluated on the German questions from QA@CLEF 2006. The shallow
approach found 17 answers in total for the 198 questions assessed for QA@CLEF 2006. 13 of them were
also found by the deep approach (run FUHA061dede in Table 4), but 3 of them were new and correct and 1
was new and inexact (because it omitted a phrase-final acronym). This was our first attempt to combine the
deep processing with a shallower method and it leaves many chances for further improvements. However, it
already shows that a combination of processing methods will further improve performance for the IRSAW
system, a more general retrieval system which will encompass the QA system InSicht. The combination of
the deep approach and the shallow approach corresponds to run FUHA062dede in Table 4.</p>
      <p>The result rows that are preceded by a minus sign (−) in Table 4 are from an ablation study: each
extension from Sect. 2 was omitted in an evaluation run in order to see the impact on system performance. All
extensions had positive effects, but their statistical significance will probably appear only when evaluating
on much more questions.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>The extensions of the QA system InSicht after QA@CLEF 2005 (deixis resolution, increased robustness
of coreference resolution, use of negative information during network matching, clustering of answers)
improved system results. To investigate the statistical significance of these improvements, the tests should
be repeated on much more questions, e.g. the QA@CLEF question sets from 2003, 2004, and 2005.</p>
      <p>In the future, more deixis resolution rules need to be written, e.g. for resolving names of fixed and
floating holidays (during Christmas and 21 days after Easter Sunday), season names (during this Summer),
and vague temporal expressions (at the end of this year). Temporal expressions are currently linked to
individual sentences. Propagating temporal expressions from a sentence to parts of its cotext (e.g. by event
ordering) will increase the amount of available temporal information dramatically.</p>
    </sec>
  </body>
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