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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>SINAI at CLEF 2006 Ad Hoc Robust Multilingual Track: query expansion using the Google search engine</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Fernando Mart</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>nez-Santiago</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Arturo Montejo-R</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Miguel A. Garc</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>a-Cumbreras</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>L. Alfonso Uren~a-Lo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science. University of Ja</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>This year, we have participated on Ad-Hoc Robust Multilingual track with the aim to evaluate two issues of CLIR systems. Firstly, this paper describes the method followed for query expansion in a multilingual environment by using web search results provided by the Google engine in order to increment retrieval robustness. Unfortunately, the results obtained are disappointing. The second issue reported is relative to the robustness of several usual merging algorithms. We have found that 2-step RSV merging algorithms perform better than others algorithms when geometric precision is applied.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Robust retrieval has been a task in the TREC evaluation forum [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. One of the most performant
systems proposed involves query expansion through web assistance [
        <xref ref-type="bibr" rid="ref6 ref7 ref8">8, 7, 6</xref>
        ]. We have followed the
approach of Kwok and his collegues and applied it for robust multilingual retrieval.
      </p>
      <p>Pseudo-relevance feedback has been traditionally used to generate new queries from the results
obtained from a given source query. In this way, the search is launched twice: one for obtaining
¯rst relevant documents wherefrom new query terms are extracted, and a second turn to obtain
¯nal retrieval results. This method has been found useful to resolve queries producing small result
sets, and is a way to expand queries with new terms that can make the scope of the search wider.
But pseudo-relevance feedback is not that useful when queries are so di±cult that very few or
no documents are obtained at ¯rst stage (the so-called weak queries). In that case, there is a
straighforward solution: use another and richer collection to expand the query. Here, Internet
plays a central role: it is a huge amount of web pages where almost any query, no matter how
di±cult it is, may be related to some subset of those pages. This approach has obtained remarkable
results in monolingual IR systems evaluated in TREC conferences. Unexpectedly, in a multilingual
scenario the obtained results are very poor and we think that our implementation of the approach
must be tunned for CLEF queries, in spite of our conviction that an intensive tuning work is
unrealistic for real-world systems. In addition, such as we suspected, the quality of the expanded
terms depend on the selected language.</p>
      <p>On the other hand, we have evaluated several merging algorithms from the perspective of
robustness: round-Robin, raw scoring, normalized raw scoring, logistic regression, raw mixed
2step RSV, mixed 2-step RSV based on logistic regression and mixed 2-step RSV based on bayesian
logistic regression. We have found that round-Robin, raw scoring and methods based on logistic
regression perform worse than 2-step RSV merging algorithms.</p>
      <p>The rest of the paper has been organized into three main sections: ¯rst, we describe the
experimentation framework, then we report our bilingual experiments with web-based expansion
queries, and ¯nally we describe the multilingual experiments and the way the geometric precision
a®ects to several merging algorithms.</p>
    </sec>
    <sec id="sec-2">
      <title>Experimentation framework</title>
      <p>In this section we describe brie°y the architecture of the multilingual system, translation
approaches, query preprocessing and merging approaches.</p>
      <p>Our Multilingual Information Retrieval System uses English as the selected topic language,
and the goal is to retrieve relevant documents for all languages in the collection, listing the results
in a single, ranked list. In this list there is a set of documents written in di®erent languages
retrieved as an answer to a query in a given language, English in our case. There are several
approaches for this task, such as translating the whole document collection to an intermediate
language or translating the question to every language found in the collection. Our approach is
the latter: we translate the query for each language present in the multilingual collection. Thus,
every monolingual collection must be preprocessed and indexed separately. The preprocessing and
indexing tasks are described below.
2.1</p>
      <sec id="sec-2-1">
        <title>Preprocessing and translation resources</title>
        <p>In CLEF 2006 the multilingual task is made up by six languages: Dutch, English, French, German,
Italian and Spanish. The pre-processing of the collections is the usual in CLIR, taking into
account lexicographical and morphological idiosyncratic of every language. The pre-processing is
summarized in table 1.</p>
        <p>
          ² English has been pre-processed as usually done in past years. Stop-words have been
eliminated and we have used the Porter algorithm[
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] as it is implemented in the ZPrise system.
² Dutch, German and Swedish are agglutinative languages. Thus, we have used the
decompounding algorithm depicted in [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. Stopword list and stemmer algorithm have been
obtained in the Snowball site 1.
² The resources for French and Spanish have been updated by using the stop-word lists and
stemmers from http://www.unine.ch/info/clef. The translation from English has been
carried out by using Reverso2 software.
² Dutch and Swedish translations have been carried out by using online FreeTrans service3.
        </p>
        <p>Preprocessing</p>
        <p>Decompounding
Translation approach</p>
        <p>
          Once collections have been pre-processed, they are indexed with the IR-N [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ], a IR system
based on passage retrieval. OKAPI model has also been used for the on-line re-indexing process
required by the calculation of 2-step RSV, using the OKAPI probabilistic model (¯xed empirically
at b = 0:75 and k1 = 1:2) [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. As usual, we have not used blind feedback because the improvement
is very poor for these collections, the precision is even worse for some languages (English and
Swedish).
        </p>
        <p>
          1Snowball is a small string-handling language in which stemming algorithms can be easily represented. Its name
was chosen as a tribute to SNOBOL. Available at http://www.snowball.tartarus.org
2Reverso is available on-line at www.reverso.net
3FreeTrans is available on-line at www.freetranslation.com
² Round-Robin fashion. The documents are interleaved according to rank obtained for each
document by means of monolingual information retrieval processing. Thus, given a
multilingual collection and N languages, the ¯rst document for each monolingual retrieval list
will constitute M ¯rst documents, the second document of each list will constitute the next
M documents, and so on. In this case, the hypothesis is the homogeneous distribution of
relevant documents across the collections. This merging process decreases precision about
40% because of the merging process [
          <xref ref-type="bibr" rid="ref15 ref18">15, 18</xref>
          ].
² Raw-scoring. This method produces a ¯nal list sorted by document score computed
independently for each monolingual collection. This method works well whether each collection
is searched by the same or a very similar search engine and query terms are distributed
homogeneously over all the monolingual collections. Heterogenous term distribution will mean
that query weights may vary widely among collections [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ], and therefore this phenomenon
may invalidate the raw-score merging hypothesis.
² Normalized scoring. An attempt to make document scores comparable is by normalizing in
some way the document score reached for each document:
{ Given a monolingual collection, by dividing each RSV by the maximum RSV reached
in such a collection:
        </p>
        <p>RSVi0 =</p>
        <p>
          RSVi
max(RSV )
; 1 &lt;= i &lt;= N
{ A variant of the previous method is to divide each RSV by the di®erence between the
maximum and minimum document score values [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] reached for each collection:
(1)
(2)
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Merging strategies</title>
        <p>This year we have selected the following merging algorithms: round-Robin, raw scoring,
normalized raw scoring, logistic regression, raw mixed 2-step RSV, mixed 2-step RSV based on logistic
regression and mixed 2-step RSV based on bayesian logistic regression:</p>
        <p>RSVi0 =</p>
        <p>
          RSVi ¡ min(RSV )
max(RSV ) ¡ min(RSV )
; 1 &lt;= i &lt;= N
² Original 2-step RSV merging strategy consists of calculating a new RSV (Retrieval Status
Value) for each document in the ranked lists at every monolingual list. The new RSV,
called two-step RSV, is calculated by reindexing the retrieved documents according to a
vocabulary generated from query translations, where words are aligned by meaning, i.e.
each word is aligned with its translations [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. The query is translated using an approach
based on Machine Translation (MT), when available. Note that since MT translates the
whole of the phrase better than word for word, the 2-step RSV merging algorithm is not
directly feasible with MT. Thus, we proposed a straightforward and e®ective algorithm in
order to align the original query and its translation at term level.
        </p>
        <p>Although the proposed algorithm to align phrases and translations at term level works well,
it does not obtain fully aligned queries. In order to improve the system performance when
some terms of the query are not aligned, we generate two subqueries. The ¯rst one is made
up by the aligned terms only and the other one is formed with the non-aligned terms. Thus,
for each query every retrieved document obtains two scores. The ¯rst score is obtained by
using the 2-step RSV merging algorithm over the ¯rst subquery. In contrast, the second
subquery is used in a traditional monolingual system with the respective monolingual list of
documents. Therefore, we have two scores for each query, one is global for all languages and
the other is local for each language. Thus we have to integrate both values. As a way to
deal with partially aligned queries (i.e. queries with some terms not aligned), we have used
raw mixed 2-step RSV and logistic regression:
{ Raw mixed 2-step RSV method:</p>
        <p>
          RSVi0 = ® ¢ RSVialign + (1 ¡ ®) ¢ RSVinonalign
where RSVialign is the score calculated by means of aligned terms, as original 2-step
RSV method shows.On the other hand, RSVinonalign is calculated locally. Finally, ® is
a constant (usually ¯xed to ® = 0:75).
{ Logistic regression: [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] proposes a merging approach based on logistic regression.
Logistic regression is a statistical methodology for predicting the probability of a binary
outcome variable according to a set of independent explanatory variables. The
probability of relevance to the corresponding document Di will be estimated according to
both the original score and logarithm of the ranking. Based on these estimated
probabilities of relevance, the monolingual list of documents will be interleaved forming a
single list:
        </p>
        <p>P rob[Di is reljranki; rsvi] = 1 + e®+¯1¢ln(ranki)+¯2¢rsvi</p>
        <p>e®+¯1¢ln(ranki)+¯2¢rsvi
The coe±cients ®, ¯1 and ¯2 are unknown parameters of the model. The usual
methods when ¯tting the model tend to be maximum likelihood or iteratively re-weighted
least squares methods. Because this approach requires ¯tting the underlying model,
the training set (topics and their relevance assessments) must be available for each
monolingual collection. In the same way that the score and ln(rank) evidence was
integrated by using logistic regression (Formula 4), we are able to integrate RSV align
and RSV nonalign values:</p>
        <p>P rob[Di is relj£] =
e®+¯1¢ln(ranki)+¯2¢rsvialign+¯3¢rsvinonalign</p>
        <p>1 + e®+¯1¢rsvialign+¯2¢rsvinonalign
where £ = ranki; rsvialign; rsvinonalign and RSVialign and RSVinonalign are calculated
as Formula 3. Again, training data must be available in order to ¯t the model. This is a
serious drawback, but this approach allows integrating not only aligned and non-aligned
scores but also the original rank of the document:</p>
        <p>P rob[Di is relj£] =</p>
        <p>e®+¯1¢ln(ranki)+¯2¢rsvialign+¯3¢rsvinonalign+¯4¢rsvilocal
1 + e®+¯1¢ln(ranki)+¯2¢rsvialign+¯3¢rsvinonalign+¯4¢rsvilocal
(6)
where rsvilocal is the local rank reached by Di at the end of the ¯rst step, and £ =
rsvilocal; ranki; rsvialign; rsvinonalign; rsvilocal.
(3)
(4)
(5)
² In addition, this year we have used bayesian logistic regression such as is implement in BBR
package4.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Query expansion using the Internet as resource</title>
      <p>Expanding user queries by using web search engines such as Google has been successfully used
for improving robustness of retrieval systems over collections in English language. Due to the
multilinguality of the web, we have assumed that this could be extended to additional languages,
though the smaller amount of non-english web pages could represent an important drawback. In
¯gure 1 the process for query expasion by using the Internet is drawn. The process is splitted into
the following steps:
1. Web query generation. First, we take the original query and generate a set of words that
will be used to search the web. Since queries in CLIR contain title and description ¯elds, it
is important to de¯ne how terms are taken from these ¯elds. Depending whether we consider
the title ¯eld or the description ¯eld, the generation of the query varies:
4BBR software available at http://www.stat.rutgers.edu/ madigan/BBR.</p>
      <p>² From title. Experiments expanding queries based just on the title ¯eld take all the
terms in the ¯eld in lower case joined with the AND operator.
² From description. For those experiments where the description ¯eld is the source of
terms to generate the web query, a selection of terms has to be done. For that, stop
words are removed (using a di®erent list according to the language the description is
written in) and the top 5 ranked terms are taken to compose, as for the title ¯eld,
an AND query. The score computed for each term to rank them obeys the following
formula:
wk =</p>
      <p>(Fk=Dk)1:5
log(maxf2000; Dkg)
(7)
where
wk
Fk
Dk
is the weight of term k
is the frequency of term k (number of ocurrence in the description
¯eld)
is the document frecuency of term k (number of ¯elds the term
appears in)
2. Web search Once the web query has been composed, the web search engine is called to
retrieve relevant documents. For this, the Google API (Application Programming Interface)
enables the use of its search engine facilities inside our programs. Thus, we can automate
the process of query expansion through Google using its Java API. This web search is done
specifying the language of the documents expected for the retrieval. Therefore, a ¯lter on
the language is set on the Google engine.
3. Term selection from web results Google returns documents in order of relevance in
groups of 10 items; our implementation takes into account the 20 top ranked items (thus,
the ¯rst two pages of search results). Each item points to an URL but also contains the
so-called \snippet", which is a selection of text fragments from the original pages containing
the terms involved in the web search (i.e. the query terms). This kind of summary is intented
to let the user better follow those links that are of its real interest. In our implementation
of query expansion by using web documents we have performed experiments using just the
snippets as retrieved text in order to propose new query terms, and also experiments where
terms are selected from full web page content (dowloading the document from the returned
URL).</p>
      <p>In both cases (selection of terms from snippets or selection from full web pages), the ¯nal set
of terms is the composite of those 60 terms with the highest frequency after discarding stop
words. Of course, in the case of full web pages, the HTML tags are also conveniently
eliminated. To generate the ¯nal expanded query, terms are repeated according to its frequency
(normalized to that of the least frequent term in the group of 60 selected terms).</p>
      <p>As an example of the queries generated by the described process, for a title with words
\inondation pays bas allemagne" the resulting expansion would produce the text:
pays pays pays pays pays pays pays pays pays pays pays pays
pays pays pays pays pays bas bas bas bas bas bas bas bas bas bas bas
bas bas allemagne allemagne allemagne allemagne allemagne allemagne
allemagne inondations inondations inondations france france france
inondation inondation inondation sud sud cles cles belgique belgique
grandes grandes histoire middot montagne delta savent fluviales
visiteurs exportateur engag morts pend rares projet quart amont
voisins ouest suite originaires huiti royaume velopp protection
luxembourg convaincues galement taient dues domination franque xiii
tre rent commenc temp monarchie xii maritime xive proviennent date
xiiie klaas xiie ques connu or sinter ans anglophones
3.1</p>
      <sec id="sec-3-1">
        <title>Experiments and results</title>
        <p>For every language we have generated four di®erent collections of queries, one without expansion
and three with web-based expansion:
1. base { No expansion, the original query is used and its results taken as base case
2. sd-esnp { Expansion using the original description ¯eld for web query generation and ¯nal
terms selected from snippets
3. st-esnp { Expansion using the original title ¯eld for web query generation and ¯nal terms
selected from snippets
4. st-efpg { Expansion using the original title ¯eld for web query generation and ¯nal terms
selected from full web pages</p>
        <p>Results obtained are discouraging as all our expansions lead to worse measurements of both
Rprecision and average precision. Figures 2 and 3 show graphically values obtained when evaluating
on these measures. For technical reasons the expansion of type st-efpg for Dutch was not
generated.</p>
        <p>In a robust evaluation the key measure should the geometric average precision since it
emphasizes the e®ect of improving retrieved documents on weak queries, as the task itself de¯nes.
For future work we plan to study the value obtained on such a measure when using expanded
queries and when merging retrieved items in a multilingual retrieval, as it is di±cult to explain
the godness of our approach on the robust task without it.</p>
        <p>From the results above some conclusions can be extracted. The main one is that the title ¯eld
is a much more suitable source of items for a web-based expansion. Indeed, for many authors the
title can be considered as the set of query terms that the users should pass to a search engine.
Thus, web query generation from the description ¯eld even using sophisticated formulae is, as
results re°ect, a worse choice when a title ¯eld is available.</p>
        <p>The second observation is on the fact of very similar results independently on the ¯nal selection
of terms, that is, it seems that the decision of taking ¯nal terms either from snippets or from full
web pages text does not determine signi¯cant di®erences on results obtained. This issue needs
further investigation since expanded queries are quite di®erent on the last half of the selected
terms (those that are less frequent) and these results make us think of the system not pro¯ting
from the full set of terms passed.</p>
        <p>As last underlined point, we ¯nd that results depends on the language under study. We think
this is due to di®erences on the size of existing collections of pages for each language found in the
web, and that could explain the slightly better results in the case of English compared to the rest
of languages.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Multilingual experiments</title>
      <p>As the section 2 is depicted, the merging algorithm is the only di®erence between all our
multilingual experiments. Table 2 show the obtained results in terms of 11-pt average precision,
R-precision and the new measure geometric precision. From the point of view of the average
precision, the more interesting result is the relatively poor result obtained by the methods based
on machine learning. Thus, mixed 2-step RSV-LR and mixed 2-step RSV-BLR performs slightly
worse than mixed 2-step RSV-LC in spite of this last approach does not use any training data.
As usual, logistic regression performs better than round-Robin and raw scoring, but the di®erence
is not as relevant as other years. Thus, we think that di±cult queries are not learned as good
as usual queries, probably because, given a hard query, the relation between score, ranking and
relevance of a document is not clear at all, therefore machine learning approaches are not capable
to learn a good enough prediction function. In the same way, this year there are not only hard
queries, but also very heterogeneous queries too, from the point of view of average precision. Thus,
the distribution of average precision is very smooth and it makes more di±cult extracting useful
information from the training data.</p>
      <p>Since the 2-step RSV overcomes largely the rest of tested merging algorithms when they are
evaluated by using geometric precision measure, we think that 2-step RSV merging algorithm is
better suited than other merging algorithms in order to improve the robustness of CLIR systems.
In this way, if we use geometric precision to evaluate de CLIR system, the di®erence of performance
between results by using 2-step RSV and the rest of merging algorithms is higher than by using
traditional 11Pt-AvP or R-precision measures.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>We have reported our experimentation for Ad-Hoc Robust Multilingual track CLEF task about
web-based query expansion for other languages than English. Firstly, we try to apply the expansion
of queries by using web search engine such as Google. This approach has obtained remarkable
results in monolingual IR systems evaluated in TREC conferences. But in a multilingual scenario
the obtained results are very poor and we think that our implementation of the approach must be
tunned for CLEF queries, in spite of our belief in that an intensive tuning work is unrealistic for
real-world systems. In addition, such as we suspected, the quality of the expanded terms depend
on the selected language. The second issue reported is relative to the robustness of several usual
merging algorithms. We have found that Round-Robin, raw scoring and methods based on logistic
regression performs worst from the point of view of robustness. On the other hand, 2-step RSV
merging algorithms perform better than the others algorithms when geometric precision is applied.
Anyway, we think that the development of a robust CLIR system does not require special merging
approaches, it "only" requires good merging approaches. Maybe that other CLIR problems such
as translation strategies or the development or an e®ective multilingual query expansion should
be revisited in order to obtain such a robust CLIR model.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work has been supported by Spanish Government (MCYT) with grant
TIC2003-07158-C0404.</p>
    </sec>
  </body>
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