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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Passage Retrieval vs. Document Retrieval in the Monolingual Task with the IR-n system</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Elisa Noguera</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fernando Llopis</string-name>
          <email>llopis@dlsi.ua.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Information Retrieval</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Alicante</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The paper describes our participation in monolingual tasks at CLEF 2006. We have submitted results for the following languages: English, French, Portuguese and Hungarian. We focused on studying different weighting schemes (okapi and dfr) and retrieval strategies (passage retrieval and document retrieval) to improve retrieval performance. After an analysis of our experiments and of the official results at CLEF, we find that our different configurations (French, Portuguese and Hungarian) achieve considerably improved scores.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>In our sixth participation at CLEF, we focused on evaluating: a new weighting model (dfr),
retrieval based on passages/documents and setting the best configuration to each language.
Specifically, we participated in the following languages: English, French, Portuguese and Hungarian.</p>
      <p>
        IR-n system [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] was developed in 2001. It is a Passage Retrieval (PR) system which uses
passages with a fixed number of sentences. This provides the passages with some syntactical
content. Previous researches with the IR-n system ([
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]) are based on detecting the suitable
size for each collection ( to experiment with test collection ), but determining the similarity of a
document based on the passage with more similarity. Last year [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] we proposed a new method
’combined size passages’ in order to improve the performance of the system combining different
size passages. This year we implemented a new similarity measure in the system and we tested
our system with different configurations to each language.
      </p>
      <p>
        Futhermore, our team participated in other tasks at CLEF-2006 as GeoCLEF, CL-SR... and
we also applied PR systems in other tasks, such as Question Answering (QA) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>This paper is organized as follows: next section describes IR-n system and its new changes.
Following, we describe the task developed at CLEF 2006 by our system and the training. And
finally, we present the achieved results and the conclusions.
2</p>
    </sec>
    <sec id="sec-2">
      <title>IR-n system</title>
      <p>In this section the main characteristics of the IR-n system are presented and details are given on
the resources and the techniques of the system used in CLEF 2006.
2.1</p>
      <p>Resources: stemmers and stopword lists
We used the stemmers and stopwords lists available on the web http://www.unine.ch/info/clef.
We highlight that Hungarian collections are encoded in UTF-8.
2.2</p>
      <sec id="sec-2-1">
        <title>Weighting models</title>
        <p>
          IR-n system uses several similarity measures. This year, the weighting model dfr [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] was included,
but we also used okapi weighting model[
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
        </p>
        <p>The document ranking produced by each weighting model is represented using the same general
expression, namely as the product of a document-based term weight by a query-based term weight:
sim(q, d) = X</p>
        <p>wt,p · wt,q
t∈q∧p
List of variables Here is described the list of variables used in the following formulas. 2, 3:
• ft,p is the frequency of the term t on the passage p,
• ft,q is the frequency of the term t on the query q,
• n is the number of documents in the collection,
• nt is the number of documents which t appears,
• c, k1, b and k3 are constant values,
• ld is the length of the document,
• avgld is the average of the length of the documents
Okapi Using the okapi model, the relevance score of a passage p for query q is given by:
wt,q =
wt,p =
(k1 + 1) · ft,p</p>
        <p>K · ft,p
(k3 + 1) · ft,q
k3 · ft,q
· wt
ld
K = (1 − b) + b · avrld
wt = log2
n − nt + 0.5
nt + 0.5
(1)
(2)</p>
        <p>Using this model, the weight of a passage p for query q is given by:
wt,q = ft,q
wt,p = (log2(1 + wt) + wt0,p · log2( 1 + wt )) · nt · (wt0,p + 1)</p>
        <p>ft + 1
wt
wt0,p = ft,p · log2(1 +
c · avrld )</p>
        <p>ld
wt = ft
n
(3)
2.3</p>
      </sec>
      <sec id="sec-2-2">
        <title>Query expansion</title>
        <p>
          Most IR systems use query expansion techniques [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] based on adding the most frequent terms
contained in the most relevant documents to the original query. The IR-n architecture allows us
to use query expansion based on either the most relevant passages or the most relevant documents.
In previous researches, we obtained better results using the most relevant passages.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Training</title>
      <p>This section describes the training process which has been carried out in order to obtain the
best features to improve the performance of the system. Firstly, the collections and resources are
described. The following section explains the specific experiments which we have carried out.
3.1</p>
      <sec id="sec-3-1">
        <title>Data Collections</title>
        <p>This year our system has participated in the following monolingual tasks: English, French,
Portuguese and Hungarian. Table 1 shows the characteristics of the language collections.</p>
        <sec id="sec-3-1-1">
          <title>Language</title>
          <p>English</p>
          <p>French
Portuguese
Hungarian</p>
        </sec>
        <sec id="sec-3-1-2">
          <title>Collections</title>
          <p>The Angeles Times 94
Glasgow Herald 95
Le Monde 94/95
SDA French 94/95
Pu´blico 94/95</p>
          <p>Folha 94/95
Magyar Hirlap 02</p>
        </sec>
        <sec id="sec-3-1-3">
          <title>NDocs</title>
          <p>169477</p>
        </sec>
        <sec id="sec-3-1-4">
          <title>Size</title>
          <p>579 MB</p>
        </sec>
        <sec id="sec-3-1-5">
          <title>SDAvg</title>
          <p>25</p>
        </sec>
        <sec id="sec-3-1-6">
          <title>WDAvg</title>
          <p>529</p>
          <p>WSAvg
20
177452
• SDAvg is the average of sentences in each document.
• WDAvg is the average of words in each document.
• WSAvg is the average of words in each sentence.
3.2</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>Experiments</title>
        <p>The aim of the experiment phase is set up the optimum value of the input parameters for each
collection. For training has been used the collections CLEF-2005 (English, French, Portuguese
and Hungarian). Query expansion techniques have also been used in all languages. In addition,
we describe the input parameter of the system:
• Size passage (sp): We established two size passage: 8 (normal passage) or 30 (big passage).
• Weighting model (wm): We use two weighting models: okapi and dfr.
• Opaki parameters: these are k1, b and avgld (k3 is fixed as 1000).
• Dfr parameters: these are c and avgld.
• Query expansion parameters: If exp has value 1, this denotes we use relevance feedback
based on passages in this experiment. But, if exp has value 2, the relevance feedback is
based on documents. Moreover, np and nd denote the k terms extracted from the best
ranked passages (np) or documents (nd) from the original query.
• Evaluation measure: Mean average precision (avgP) is the evaluation measure used in
order to evaluate the experiments.
3.2.1</p>
        <sec id="sec-3-2-1">
          <title>English</title>
          <p>As we can see at table 2, the best weighting scheme is dfr. Therefore, the passage size 8 obtains
0.5403 as average precision.</p>
          <p>k1
b
exp
np</p>
          <p>nd
For French language, the best weighting scheme is okapi with 9 as passage size. This configuration
has obtained 0.3701 as average precision.
The best weighting scheme is dfr to Hungarian language, whereas the passage size is 30 to
Hungarian. The best average precision obtained by this configuration is 0.3644.
wm
dfr
dfr
dfr
dfr
dfr
okapi
okapi
wm
dfr
dfr
dfr
dfr
dfr
dfr
okapi
okapi
okapi
avgP
0.3119
0.3333
0.3334
0.3534
0.3644
0.2930
0.3264
avgP
0.3362
0.3484
0.3457
0.3474
0.3733
0.3948
0.3283
0.3676
0.3793
b
exp
np</p>
          <p>nd
exp
np</p>
          <p>nd
The best configuration by Portuguese language is the same as Hungarian language (dfr as weighting
scheme and 30 as size passage). The average precision obtained with this configuration is 0.3948.
In conclusion, the table 6 shows the best configuration for each language. These configurations
were used at CLEF 2006.</p>
          <p>language</p>
        </sec>
        <sec id="sec-3-2-2">
          <title>English</title>
        </sec>
        <sec id="sec-3-2-3">
          <title>French</title>
        </sec>
        <sec id="sec-3-2-4">
          <title>Hungarian Portuguese run</title>
          <p>8-dfr-exp
9-okapi-exp
30-dfr-exp
30-dfr-exp
We submitted four runs for each language in our participation (except for English that we have
submitted 1 run) in CLEF 2006. The best parameters, i.e. those that gave the best results in
system training, were used in all cases.</p>
          <p>This is the description of the runs that we submitted at CLEF 2006:
– yy is the passage size
– xx is the weighting model used (dfr or okapi)
– z is the expansion query (not used ’nexp’)</p>
          <p>The official results for each run are showed in Table 7. Like other systems which use query
expansion techniques, these models also improve performance with respect to the base system. Our
results are appreciably above average in all languages, except for English where they are sensible
below the average. This results present that the percentage of improvement in Portuguese is
15.43% in avgP.
In this seventh CLEF evaluation campaign, we proposed a different configuration for the English,
French, Portuguese and Hungarian languages (see table 6). In order to enhance retrieval
performance, we have evaluated different weighting models using also a query expansion approach based
on passages and documents.</p>
          <p>The results of this evaluation indicate that for the French, Portuguese and Hungarian languages
proved to be effective (see table 7) because the results are above average. However, the English
language has obtained results sensible below average.</p>
          <p>For Portuguese language, the best results are obtained by okapi weighting model. For other
languages (English, French and Hungarian), the best results are obtained by dfr (see table 7).</p>
          <p>The best passage size for French was 9, although for other languages (English, Portuguese and
Hungarian) was 30 (this passage size is comparable to IR based on the complete document).</p>
          <p>As in previous evaluation campaigns, pseudo-relevance feedback based on passages improves
mean average precision statistics for all languages, even though this improvement is not always
statistically significant.</p>
          <p>Lastly, we outline the future directions that we plan to undertake are evaluate languages as
Bulgarian or Spanish. Therefore, as future work we also consider to research into different ways of
providing Natural Language information to basic IR and evaluating the impact of each approach.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgements</title>
      <p>This research has been partially funded by the Spanish Government under project CICyT number
TIC2003-07158-C04-01 and by the Valencia Government under project number GV06-161.</p>
    </sec>
  </body>
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