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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Dublin City University at CLEF 2007: Cross-Language Speech Retrieval (CL-SR) Experiments</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ying Zhang</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gareth J. F. Jones</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ke Zhang</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Centre for Digital Video Processing &amp; School of Computing</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Dublin City University</institution>
          ,
          <addr-line>Dublin 9</addr-line>
          ,
          <country country="IE">Ireland</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Measurement</institution>
          ,
          <addr-line>Performance, Experimentation</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>The Dublin City University participated in the CLEF 2007 CL-SR English task. For CLEF 2007 we concentrated primarily on the issues of topic translation, combining this with search ¯eld combination and pseudo relevance feedback methods used for our CLEF 2006 submissions. Topics were translated into English using the Yahoo! BabelFish free online translation service combined with domain-speci¯c translation lexicons gathered automatically from Wikipedia. We explored alternative translations methods with document retrieval based the combination of the multiple document ¯elds using the BM25F ¯eld combination model. Our results indicate that extending machine translation tools using automatically generated domain-speci¯c translation dictionaries can provide improved CLIR e®ectiveness.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The Dublin City University participation in the CLEF 2007 CL-SR task focussed on extending our
CLEF 2006 system to investigate combinations of general and domain-speci¯c topic translation
resources. Our 2006 participation in the CL-SR task concentrated on the combination of the
multiple ¯elds associated with the speech documents. Our study was based on using the document ¯eld
combination extended version of BM25 termed BM25F introduced in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. In addition, we
incorporate our existing information retrieval methods based on the Okapi model with summary-based
pseudo-relevance feedback (PRF) [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Our o±cial submissions included both English monolingual
and French{English bilingual tasks using automatic only and combined automatic and manual
¯elds. Topics were translated into English using a baseline of the online Yahoo! BabelFish
machine translation system [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. For our CLEF 2007 experiments these translations are combined
with domain-speci¯c translation lexicons gathered automatically from Wikipedia.
      </p>
      <p>The remainder of this paper is structured as follows: Section 2 summarises the motivation
and implementation of the BM25F retrieval model, Section 3 overviews our basic retrieval system
and describes our sentence boundary creation technique, Section 4 describes our topic translation
methods, Section 5 presents the results of our experimental investigations, and Section 6 concludes
the paper with a discussion of our results.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Field Combination</title>
      <p>
        The English collection comprises 8104 \documents" that are manually-determined topically-coherent
segments taken from 272 interviews with Holocaust survivors, witnesses and rescuers, totaling 589
hours of speech. The spoken documents are provided with a rich set of data ¯elds, full details of
these are given in [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ][
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. In this work, we explored ¯eld combination based on the following ¯elds:
² a transcription of the spoken content of the document generated using an automatic speech
recognition (ASR) system, (several transcriptions are available, for experiments we use the
ASR2006B ¯eld,
² two assigned sets of keywords generated automatically (AKW1,AKW2),
² one assigned set of manually generated keywords (MK),
² a short three sentence manually written summary of each segment (SUM),
² a list of the names of all individuals appearing in the segment.
      </p>
      <p>Two standard methods of combining multiple document ¯elds in retrieval are:
² to simply merge all the ¯elds into a single document representation and apply standard
single document ¯eld information retrieval methods,
² to index the ¯elds separately, perform individual retrieval runs for each ¯eld and then merge
the resulting ranked lists by summing in a process of data fusion.</p>
      <p>
        The topic of ¯eld combination for this type of task with ranked information retrieval schemes
is explored in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. That paper demonstrated the weaknesses of the simple standard combination
methods and proposed an extended version of the standard BM25 term weighting scheme referred
to as BM25F, which combines multiple ¯elds in a more well-founded way.
      </p>
      <p>The BM25F combination approach uses a simple weighted summation of the multiple ¯elds
of the documents to form a single ¯eld for each document in the usual way. The importance of
each document ¯eld for retrieval can be determined empirically in separate runs, the count of each
term appearing in each ¯eld is multiplied by a scalar constant representing the importance of this
¯eld, and the components of all ¯elds are then summed to form the overall single ¯eld document
representation for indexing. Once the ¯elds have been combined in a weighted sum, standard
single ¯eld IR methods can be applied.
3
3.1</p>
    </sec>
    <sec id="sec-3">
      <title>Okapi Retrieval System</title>
      <sec id="sec-3-1">
        <title>Term</title>
      </sec>
      <sec id="sec-3-2">
        <title>Weighting</title>
        <p>
          The basis of our experimental system is the City University research distribution version of the
Okapi system [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. The documents and search topics are processed to remove stopwords from
a standard list of about 260 words, su±x stripped using the Okapi implementation of Porter
stemming [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] and terms are indexed using a small standard set of synonyms. None of these
procedures were adapted for the CLEF 2007 CL-SR test collection.
        </p>
        <p>Document terms were weighted using the Okapi BM25 weighting scheme shown as follows,
tf (i; j) £ (k1 + 1)
cw(i; j) = cf w(i) £ k1 £ ((1 ¡ b) + (b £ ndl(j))) + tf (i; j)
cf w(i) = log
µ (rload + 0:5)(N ¡ n(i) ¡ bigrload + rload + 0:5) ¶
(n(i) ¡ rload + 0:5)(bigrload ¡ rload + 0:5
; ndl(j) =
dl(j)
agvdl
where
cw(i; j)
n(i)
N
tf (i; j)
ndl(j)
dl(j)
avgdl
k1 and b
represents the weight of term i in document j;
is the total number of documents containing term i;
is the total number of documents in the collection;
is the within document term frequency;
is the normalized document length;
is the length of j;
is the average document length in the collection;
are empirically selected tuning constants for a particular collection.</p>
        <p>The matching score for each document is computed by summing the weights of terms appearing
in the query and the document. The BM25 k1 and b values used for our submitted runs were tuned
using the 63 CLEF 2007 CL-SR English training topics. rload and bigrload take the default
parameters of 4 and 5 respectively.
3.2</p>
      </sec>
      <sec id="sec-3-3">
        <title>Pseudo-Relevance Feedback</title>
        <p>
          Query expansion by pseudo relevance feedback (PRF) is a well-established procedure in both
monolingual and cross-lingual IR, potentially providing some improvement in retrieval
e®ectiveness. The method used here is based on our work originally described in [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], and modi¯ed for
the CLEF 2005 CL-SR task [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. A summary is made of the automatic speech recognition (ASR)
transcription of each of the top ranked documents, which are assumed to be relevant to a given
query. The document summary is then expanded to include all terms in the other metadata ¯elds
used in this document index. All non-stopwords in these augmented summaries are ranked using
a slightly modi¯ed version of the Robertson Selection Value (RSV) [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
        </p>
        <p>In our modi¯ed version of RSV, the top t potential expansion terms are selected from the
augmented summaries of the top d1 ranked documents, but ranked using statistics from a larger
number d2 of assumed relevant ranked documents from the initial run.</p>
        <p>
          The summary-based PRF method operates by selecting topical-related expansion terms from
document summaries. However, since the ASR transcriptions of the conversational speech
documents do not contain punctuation, we developed a method of selecting signi¯cant document
segments to identify documents \summaries". Our approach is derived from Luhn's word cluster
hypothesis. Luhns hypothesis states that signi¯cant words separated by up to ¯ve non-signi¯cant
words maximum are likely to be strongly related. Clusters of these strongly related word were
identi¯ed in the running document transcription by searching for word groups separated by not
more than ¯ve insigni¯cant words. Words appearing between clusters are not included in clusters,
and thus can be ignored for the purposes of query expansion since they are by de¯nition stop
words. The clusters were then awarded a signi¯cance score based on the following two measures:
Luhn's Keyword cluster method Luhns method assigns a sentence score LS for the highest
scoring cluster within a sentence [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. We adapted this method to assign a cluster score as follows:
LS =
        </p>
        <p>SW 2
T W
where SW is the number of bracketed signi¯cant words, and T W is the total number of bracketed
words.</p>
        <p>Query-biasd method This method assigns a score QS to each sentence based on the number
of query terms in the sentence as follows:</p>
        <p>QS =</p>
        <p>T Q2
N Q
where T Q is the number of query terms occurring in the sentence, and N Q is the total number of
terms in a query.</p>
        <p>For each sentence (cluster), the overall sentence score SS is calculated using SS = LS + QS.
The top s sentences (clusters) with the highest SS are then selected as the document summary.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>MT-based Query Translation</title>
      <p>
        Machine Translation (MT) based query translation uses an existing MT system to provide
automatic translation. This approach has been widely used in cross-language information retrieval
with good average performance when such an MT system is available for the language pair of the
topic and document. In our experiments, topics were translated into English using the Yahoo!
BabelFish powered by SYSTRAN [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. While BabelFish can provide reasonable translations for
general language expressions, it is not su±cient for domain-speci¯c terms such as personal names,
organization names, place names, etc. To reduce the errors introduced by such terms during query
translation, we augmented the standard BabelFish with domain-speci¯c lexicon resources gathered
from Wikipedia [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
4.1
      </p>
      <sec id="sec-4-1">
        <title>Domain-speci¯c lexicon construction</title>
        <p>
          As a multilingual hypertext medium, Wikipedia1 has been proved to be a valuable new source
of translation information [
          <xref ref-type="bibr" rid="ref3 ref4 ref5 ref6">3, 4, 5, 6</xref>
          ]. Unlike the web, the hyperlinks in Wikipedia have a more
consistent pattern and meaningful interpretation. A Wikipedia page written in one language can
contain hyperlinks to its counterparts in other languages, where the hyperlink basenames are
translation pairs. For example, the English wikipedia page en.wikipedia.org/wiki/World_War_II
contains hyperlinks to German de.wikipedia.org/wiki/Zweiter_Weltkrieg , French fr.wikipedia.
org/wiki/Seconde_Guerre_mondial, and Spanish es.wikipedia.org/wiki/Segunda_Guerra_Mundial.
The English term \World War II" is the translation of the German term \Zweiter Weltkrieg", the
French term \Seconde Guerre mondial", and the Spanish term \Segunda Guerra Mundial".
        </p>
        <p>Additionally, we observed that multiple English wikipedia URLs en.wikipedia.org/wiki/World_
War_II, en.wikipedia.org/wiki/World_War_2, en.wikipedia.org/wiki/WW2, and en.wikipedia.org/
wiki/Second_world_war are redirected to the same wikipedia page and the URL basenames \World
War II", \World War 2", \WW2", and \Second world war" are synonyms. Using all these English
terms during query translation is a straightforward approach to the automatic post-translation
query expansion.</p>
        <p>To utilize the multilingual linkage and the link redirection features, we implement a
threestage automatic process to extract German, French, and Spanish to English translations from
Wikipedia:
1. An English vocabulary for the domain of the test collection was constructed by performing
a limited crawl of the English wikipedia2, Category:World War II. This category is more
likely to contain links to pages and subcategories concerning events, persons, places, and
organizations pertaining to war crimes or crimes against humanity especially during the
second world war. In total, we collected 7431 English web pages.
2. For each English page obtained, we extracted the hyperlinks to each of the query languages.</p>
        <p>This provided a total of 4446, 3338, and 4062 hyperlinks to German, Spanish, and French,
respectively.
1http://www.wikipedia.org/
2http://en.wikipedia.org</p>
        <p>French Query: Les marches de la mort</p>
        <sec id="sec-4-1-1">
          <title>Query pre-processing</title>
          <p>| Les | marches de la mort |</p>
          <p>Domain-specific lexicon
marches de la mort → Death marches
marches de la mort → Death marches Holocaust</p>
        </sec>
        <sec id="sec-4-1-2">
          <title>Steps of death</title>
          <p>| Death marches | Death marches Holocaust |</p>
          <p>English Translation: Steps of death, Death marches, Death marches Holocaust
3. We then selected the basenames of each pair of hyperlinks (German{English, French{English,
and Spanish{English) as translations and added into our domain-speci¯c lexicons. The
nonEnglish multi-word terms were added into the phrase dictionary for each query language.</p>
          <p>These phrase dictionaries are later used for phrase identi¯cation during query pre-processing.
4.2</p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>Query translation process</title>
        <p>As shown in Figure 1, our query translation process is performed in the following manner:
1. Query pre-processing: We used the phrase dictionary with the maximum forward matching
algorithm to segment each query Q into a list of terms fq1; q2; q3; :::; qng.
2. Domain-speci¯c lexicon lookup: For each query term qi (where i 2 (1; n)), we obtained all
its English translations fei1; ei2; ei3; :::; eimg via a domain-speci¯c lexicon look-up.
3. BabelFish translation: we then translated the original query Q into the English query E
using the Yahoo! BabelFish.
4. Translation results merging: For each English term eij (where i 2 (1; n) and j 2 (1; m))
obtained in Step 2, we appended it to the end of the translated English query E.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Experimental Results</title>
      <p>In this section we report results for our experimental runs for the CLEF 2007 English CL-SR task.
Results are shown for combinations of manual only ¯elds, automatic only ¯elds and combining both
manual and automatic ¯elds. For monolingual retrieval results show precision at cuto® ranks of 5,
10 and 30, standard TREC mean average precision (MAP) and recall in terms of the total number
of relevant documents retrieved for the test topic set. For CLIR results compare alternative topic
translations resources showing MAP and precision at rank 10. Our submitted runs for the CLEF
2007 are indicated by a ¤ in the tables.
5.1</p>
      <sec id="sec-5-1">
        <title>System Parameters</title>
        <p>Our retrieval system requires a number of parameters to be set for the term weighting, ¯eld
combination, and PRF components. All parameter values were set empirically using the 63 CLEF
2007 training topics.</p>
        <p>Baseline
¤PRF
Baseline
¤PRF
¤PRF
Manual ¯eld combination (MK£1+SUM£1, k1 = 1:0, b = 0:5)</p>
        <p>TDN 1850 0:2773
TDN
1903
² For the manual data ¯eld combination, Okapi parameters k1 = 1:0 and b = 0:5 give the best
results when the document ¯elds are weighted as MK£1, and SUM£1;
² For the automatic data ¯eld combination, k1 = 8:0 and b = 0:5 perform the best when the
document ¯elds are weighted as A1K£1, AK2£1, and ASR06B£2; and
² For the manual and automatic data ¯eld combination, k1 = 3:0 and b = 0:6 produce the best
results when the document ¯elds are weighted as MK£4, SUM£4, and ASR06B£1.
PRF For all our PRF runs, the top d1 ranked documents were assumed relevant for term selection
and document summaries comprised the best scoring s clusters. The RSV values to rank the
potential expansion terms were estimated based on the top d2 ranked assumed relevant documents.
The top t ranked expansion terms taken from the clusters were added to the original query in each
case. The original topic terms are up-weighted by a factor ® relative to the expansion terms. Our
PRF query expansion thus involves ¯ve parameters as follows:
t
s
d1
d2
®
is the number of the expansion terms selected from the summary;
is the number of sentences (clusters) selected as the document summary;
is the number of documents used for sentence (cluster) selection;
is the number of documents used for expansion terms ranking;
is the up-weighting factor.</p>
        <p>This set of parameters were again tuned using the CLEF 2007 CL-SR English training data. We
note that PRF involves selection of parameter values that are not necessarily consistent from one
collection (indexed using di®erent ¯eld combination methods) to another.</p>
        <p>Our experiments showed that t = 60, s = 6, d1 = 3, d2 = 20, and ® = 3:0 give the best
results for the manual data ¯eld combination and manual and automatic data ¯eld combination;
t = 40, s = 6, d1 = 3, d2 = 20, and ® = 3:0 produce the best results for the automatic data ¯eld
combination.
5.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Field Combination and summary-based PRF</title>
        <p>This section presents results for our ¯eld combination experiments for monolingual English
retrieval. Table 1 shows results for both the baseline condition without application of PRF and with
our summary-based PRF.</p>
        <p>For the combination of the MK and SUM ¯elds we can ¯eld than application of PRF generally
produces a small improvement in performance. Note that the topics here use all three topics
¯elds Title, Description and Narrative (TDN), and thus these results cannot be compared directly
BabelFish baseline
BabelFish+PRF
BabelFish+LEX
¤BabelFish+LEX+PRF
0:0476
0:0501
to any other results shown here which use only Title and Description ¯elds (TD). Similarly for
both the automatic only ¯elds runs combining AK1, AK2 and ASR2006B, and the combination
of manual and automatic ¯elds using MK, SUM and ASR2006B, application of PRF produces a
small improvement in average and high rank precision, although there appear to be some problems
at lower ranks which we intend to investigate.</p>
        <p>Yahoo! BabelFish combined with domain-speci¯c lexicons
We then explore the combinations of the query translation and post-translation query expansion,
and investigate the improvement contributed by each component in German, French, and Spanish
to English CL-SR. The results of these experiments are shown in Table 2.</p>
        <p>As shown in Table 2, in comparison to the standard BabelFish translation (BabelFish baseline),
augmented translations from the domain-speci¯c lexicons (BabelFish+LEX) led to a signi¯cant
improvement (27%) in French{English retrieval task, but only 3% and 4% in Spanish{English and
German{English, respectively. This can be explained by the fact that the MAP values for the
baseline runs of German and Spanish are much higher than the MAP for the French baseline.
We noticed that the description ¯eld of German topics sometimes contains additional explanation
enclosed by square brackets. The e®ect of this was often that more correct documents should be
retrieved in the German{English task. We therefore believe that the BabelFish system gives a
better translation from Spanish, rather French and German, to English.</p>
        <p>At the individual query level (shown in Table 3), we observed that retrieval e®ectiveness
sometimes slightly degraded when the query was augmented to contain translations from our
domain-speci¯c lexicons, despite the fact that they are correct translations of the original query
terms. This occurred mainly due to the fact that additional terms result in a decrease of relevant
documents at ranks, because they are too general in the collection. For example, \war", \Europe",
\Poland", \holocaust", \country", \Jewish", \people", \history", \concentration camp", etc. This
problem may be solved if we down-weight the general-term translations during the retrieval process,
so that when term frequency is used in calculating similarity, documents with many general terms
will not be over-emphasized. We intend to explore this issue in further experiments.</p>
        <p>We used the summary-based PRF to provide post-translation query expansion in all
crosslingual retrieval runs (see BabelFish+PRF and BabelFish+LEX+PRF shown in Table 2). It gave
improvements of 7% for the mono-lingual run, but only provided improvements of 5%, 1%, and
5% in French{English, Spanish{English, and German{English CL-SR e®ectiveness.
6</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusions</title>
      <p>This paper has described results for our participation in the CLEF 2007 CL-SR track. In 2007 our
experiments focussed on the combination of standard machine translation with domain-speci¯c
translation resources. Our results indicate that combining domain-speci¯c translation derived
from Wikipedia with the output of standard machine translation can produce substantial
improvements in MAP. Further improvements can also be observed when combined with PRF.
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    </sec>
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