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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Unsupervised Morpheme Analysis Evaluation by IR experiments - Morpho Challenge 2007</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mikko Kurimo</string-name>
          <email>Mikko.Kurimo@tkk.fi</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mathias Creutz</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ville Turunen</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Adaptive Informatics Research Centre, Helsinki University of Technology</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper presents the evaluation of Morpho Challenge Competition 2 (information retrieval). The Competition 1 (linguistic gold standard) is described in a companion paper. In Morpho Challenge 2007, the objective was to design statistical machine learning algorithms that discover which morphemes (smallest individually meaningful units of language) words consist of. Ideally, these are basic vocabulary units suitable for different tasks, such as text understanding, machine translation, information retrieval, and statistical language modeling In this paper the morpheme analysis submitted by the Challenge participants were evaluated by performing information retrieval (IR) experiments, where the words in the documents and queries were replaced by their proposed morpheme representations and the search was based on morphemes instead of words. The IR evaluations were provided for three languages: Finnish, German, and English and the participants were encouraged to apply their algorithm to all of them. The challenge organizers performed the IR experiments using the queries, texts, and relevance judgments available in CLEF forum and morpheme analysis methods submitted by the challenge participants. The results show that the morpheme analysis has a significant effect in IR performance in all languages, and that the performance of the best unsupervised methods can be superior to the supervised reference methods. The challenge was part of the EU Network of Excellence PASCAL Challenge Program and organized in collaboration with CLEF.</p>
      </abstract>
      <kwd-group>
        <kwd>Morphological analysis</kwd>
        <kwd>Machine learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>becoming increasingly important, because language technology methods need to be quickly and as
automatically as possible extended to new languages that have limited previous resources. That is
why learning the morpheme analysis directly from large text corpora using unsupervised machine
learning algorithms is such an attractive approach and a very relevant research topic today.</p>
      <p>
        Morpho Challenge 2007 is a follow-up to our previous Morpho Challenge 2005 (Unsupervised
Segmentation of Words into Morphemes) [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In Morpho Challenge 2005 the focus was in the
segmentation of data into units that are useful for statistical modeling. The specific task for the
competition was to design an unsupervised statistical machine learning algorithm that segments
words into the smallest meaning-bearing units of language, morphemes. In addition to comparing
the obtained morphemes to a linguistic ”gold standard”, their usefulness was evaluated by using
them for training statistical language models for speech recognition.
      </p>
      <p>In Morpho Challenge 2007 a more general focus was chosen to not only to segment words into
smaller units, but also to perform morpheme analysis of the word forms in the data. For instance,
the English words ”boot, boots, foot, feet” might obtain the analyses ”boot, boot + plural, foot,
foot + plural”, respectively. In linguistics, the concept of morpheme does not necessarily directly
correspond to a particular word segment but to an abstract class. For some languages there exist
carefully constructed linguistic tools for this kind of analysis, although not for many, but using
statistical machine learning methods we may still discover interesting alternatives that may rival
even the most careful linguistically designed morphologies.</p>
      <p>
        The problem of learning the morphemes directly from large text corpora using an
unsupervised machine learning algorithm is clearly a difficult one. First the words should be somehow
segmented into meaningful parts, and then these parts should be clustered in the abstract classes
of morphemes that would be useful for modeling. It is also challenging to learn to generalize
the analysis to rare words, because even the largest text corpora are very sparse, a significant
portion of the words may occur only once. Many important words, for example proper names
and their inflections or some forms of long compound words, may also not exist in the training
material at all, and their analysis is often even more challenging. However, benefits for successful
morpheme analysis, in addition to obtaining a set of basic vocabulary units for modeling, can be
seen for many important tasks in language technology. The additional information included in
the units can provide support for building more sophisticated language models, for example, in
speech recognition [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], machine translation [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], and information retrieval [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>
        The evaluation of the unsupervised morpheme analysis was in this challenge solved by
developing two complementary evaluations, one including a comparison to linguistic morpheme analysis
gold standard, and another including a practical real-world application where morpheme analysis
might be used. This paper presents how the application-oriented evaluation called Competition 2
was performed and the companion paper [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] describes the linguistic evaluation called Competition
1. As a practical real-world application domain we chose the problem of finding useful index terms
for information retrieval tasks in multiple languages. Traditionally, and especially in processing
English texts, stemming algorithms have been used to reduce the different infected word forms
into the common roots or stems for indexing. However, to achieve best results when ported to new
languages the development of stemming algorithms requires a considerable amount of special
development work. In many highly-inflecting, compounding, and agglutinative European languages
the amount of different word forms is huge and the task of extracting the useful index terms
becomes both more complex and more important.
      </p>
      <p>
        The same IR tasks that were attempted using the Morpho Challenge participants’ morpheme
analysis, were also tested by a number of reference methods to see how the unsupervised
morpheme analysis performed in comparison to them. These references included the organizers’ public
Morfessor Categories-Map [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and Morfessor Baseline [
        <xref ref-type="bibr" rid="ref2 ref4">2, 4</xref>
        ], the Morfessor analysis improved by a
hybrid method [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], grammatical morpheme analysis based on the linguistic gold standards [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], the
traditional Porter stemming [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] of words and also by the words as such without any processing.
      </p>
    </sec>
    <sec id="sec-2">
      <title>Task</title>
      <p>
        The Morpho Challenge 2007 task was to return the unsupervised morpheme analysis of every
word form contained in a long word list supplied by the organizers for each test language [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
The participants were pointed to corpora [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] in which the words occur, so that the algorithms
may utilize information about word context. The information retrieval (IR) experiments were
performed by the organizers based on the morpheme analyses submitted by the participants..
The words in the documents and the test queries were first replaced by their proposed morpheme
representations and the search was then based on morphemes instead of words. To achieve the goal
of designing language independent methods, the participants were encouraged to submit results
in all test languages: Finnish, German and English.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Data sets</title>
      <p>The data sets for testing the IR performance in each test language consisted of news paper articles
as the source documents, test queries and the binary relevance judgments regarding to the queries.
The organizers performed the IR experiments based on the morpheme analyses submitted by the
participants, so it was not necessary for the participants to get these data sets. However, all the
data was available for registered participants in the Cross-Language Evaluation Forum (CLEF)1.</p>
      <p>The source documents were news articles collected from different news papers selected as
follows:
• In Finnish: 55K documents from short articles in Aamulehti 1994-95, 50 test queries on
specific news topics and 23K binary relevance assessments (CLEF 2004)
• In English: 170K documents from short articles in Los Angeles Times 1994 and Glasgow
Herald 1995, 50 test queries on specific news topics and 20K binary relevance assessments
(CLEF 2005).
• In German: 300K documents from short articles in Frankfurter Rundschau 1994, Der Spiegel
1994-95 and SDA German 1994-95, 60 test queries with 23K binary relevance assessments
(CLEF 2003).</p>
      <p>
        When performing the indexing and retrieval experiments for Competition 2, it turned out
that the test data contained quite many new words in addition to those that were provided as
training data for the Competition 1 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Thus, the participants were offered a chance to improve
the retrieval results of their morpheme analyses by providing them a list of the new words found in
all test languages. The participants then had the choice to either run their algorithms to analyze
as many of the new words as they could or liked, or to provide no extra analyses. No text data
resources to find context for the new words were provided, but it was made possible to register to
CLEF to use the text data available in there or any other data the participants could get.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Participants and their submissions</title>
      <p>By the deadline in May, 2007, 6 research groups had submitted the segmentation results obtained
by their algorithms. A total of 12 different algorithms were submitted, 8 of them ran experiments
on all four test languages. All the submitted algorithms are listed in Table 1. In general, the
submissions were all interesting and relevant and all of them met the exact specifications given
and were able to get properly evaluated. In addition to the competitors’ 12 morpheme analysis
algorithms, we evaluated a number of reference methods described in Section 5.</p>
      <p>
        The outputs of the submitted algorithms are analyzed closer in [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. From the IR point of view it
is interesting to note that only Monson and Zeman decided to provide several alternative analysis
for most words instead of just the most likely one. McNamee’s algorithms did not attempt to
provide a real morpheme analysis, but focused directly on finding a representative substring for
each word type that would be likely to perform well in the IR evaluation.
5
      </p>
    </sec>
    <sec id="sec-5">
      <title>Reference methods</title>
      <p>To study and understand how the different morpheme analysis performed in the IR tasks, we
attempted the same tasks with different reference methods. This also revealed us whether the
unsupervised morpheme analysis (or even a supervised one) could really be useful in the IR tasks
compared to simple word based indexing.</p>
      <p>
        1. Morfessor Categories-Map: The same Morfessor Categories-Map (or here just “Morfessor
MAP”, for short) as described in Competition 1 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] was used for the unsupervised morpheme
analysis. The stem vs. suffix tags were kept, but did not receive any special treatment in
the indexing, because we did not want to favor this particular tagging.
2. Morfessor Baseline: All the words were simply split into smaller pieces without any
morpheme analysis. This means that the obtained subword units were directly used as index
terms as such. This was performed using the Morfessor Baseline algorithm as in Morpho
Challenge 2005 [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. We expected that this would not be optimal for IR, but because the
unsupervised morpheme analysis is such a difficult task, this simple method would probably
do quite well.
3. dummy: No words were split nor any morpheme analysis provided. This means that all
were directly used as index terms as such without any stemming or tags. We expected
that although the morpheme analysis should provide helpful information for IR, all the
submissions would not probably be able to beat this brute force baseline. However, if some
morpheme analysis method would consistently beat this baseline in all languages and task,
it would mean that the method were probably useful in a language and task independent
way.
4. grammatical: The words were analyzed using the gold standard in each language that were
utilized as the “ground truth” in the Competition 1 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Besides the stems and suffixes, the
gold standard analyses typically consist of all kinds of grammatical tags which we decided
to simply include as index terms, as well. For many words the gold standard analyses
included several alternative interpretations that were all included in the indexing. However,
we decided to also try the method adopted in the morpheme segmentation for Morpho
Challenge 2005 [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] that only the first interpretation of each word is applied. This was here
called “grammatical first” whereas the default was called “grammatical all”. Because our
gold standards are quite small, 60k (English) - 600k (Finnish), compared to the amount
of words that the unsupervised methods can analyze, we did not expect “grammatical”
to perform particularly well, even though it would probably capture some useful indexing
features to beat the “dummy”, at least.
5. Porter: No real morpheme analysis was performed, but the words were stemmed by the
Porter stemming, an option provided by the Lemur toolkit. Because this is quite standard
procedure in IR, especially for English text material, we expected this to provide the best
results, at least for English. For the other languages the default Porter stemming was not
likely to perform very well.
6. Tepper: A hybrid method developed by Michael Tepper [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] was utilized to improve the
morpheme analysis reference obtained by our Morfessor Categories-MAP. Based on the obtained
performance in Competition 1 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], we expected that this could provide some interesting
results here, as well.
6
      </p>
    </sec>
    <sec id="sec-6">
      <title>Evaluation</title>
      <p>In this evaluation, the organizers applied the analyses provided by the participants in information
retrieval experiments. The words in the queries and source documents were replaced by the
corresponding morpheme analyses provided by the participants, and the search was then based
on morphemes instead of words. Any word that did not have a morpheme analysis was left
un-replaced.</p>
      <p>
        The evaluation was performed using a state-of-the-art retrieval method (the latest version of
the freely available LEMUR toolkit2). We utilized two standard retrieval method: Tfidf and Okapi
term weighting. The Tfidf implementation in LEMUR applies term frequency weights for both
query and document based on the BM25 weighting and the Euclidean dot-product as similarity
measure. Okapi in LEMUR is an implementation of the BM25 retrieval function as described in
[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>The evaluation criterion was Uninterpolated Average Precision There were several different
categories and the winner with the highest Average Precision was selected separately for each
language and each category:
1. All morpheme analyses from the training data are used as index terms “withoutnew” vs.
additionally using also the morpheme analyses for new words that existed in the IR data
but not in the training data “withnew”.
2. Tfidf term weighting was utilized for all index terms without any stoplists vs. Okapi term
weighting for all index terms excluding an automatic stoplist constructed for each run
separately and consisting of the most common terms (frequency threshold was 75,000 for Finnish
and 150,000 for German and English). The stoplist was developed for the Okapi
weighting, because otherwise Okapi weights were not suitable for the indexes that had many very
common terms.</p>
    </sec>
    <sec id="sec-7">
      <title>Results</title>
      <p>
        The results of the information retrieval evaluations are shown in Tables 2 – 4. In the Finnish
task, the highest average precision was obtained by the “Bernhard 2” algorithm, which was also
won the Competition 1 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. The highest average precision 0.49 was obtained using the Okapi
weighting and stoplist for both the originally submitted morpheme analysis (for Competition 1)
and the morpheme analysis for the new words added for Competition 2. For the competition
category without the new words the winner was the same algorithm and without stoplist (using
Tfidf ) “Bernhard 1”.
      </p>
      <p>The “Bernhard 1” algorithm obtained the highest average precision 0.47 for the German task
using the new words, Okapi and stoplist. The same algorithm won also the categories for using
Tfidf without stoplist with and without new words, but in using Okapi and stoplist without the
new words the winner was the “Bernhard 2”. However, the difference between “Bernhard 1” and
“Bernhard 2” was very small in all categories.</p>
      <p>
        For English, the highest average precision was obtained by the “Bernhard 2” algorithm, which
was also won the Competition 1 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. As in Finnish and German, the highest average precision 0.39
was obtained with the new words and using the Okapi weighting and stoplist. The same algorithm
won also the category without the new words and using the Okapi weighting and stoplist, but in
categories using Tfidf without stoplist the winner was “McNamee 5”.
      </p>
      <p>
        As expected, the “grammatical” reference method based on linguistic Gold Standard morpheme
analysis [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] did not perform very well. However, with stoplist and Okapi term weighting it did
achieve better results than the “dummy” method in all languages. In Finnish and English the
performance was better than average, but quite poor in German. The “grammatical first” that
utilized only the first of the alternative analysis in indexing was at least as good or better than
the “grammatical all”, which seems to indicate that the alternative analysis are not very useful
here.
      </p>
      <p>
        For the “Morfessor” references it is interesting to note that they always performed better than
the “grammatical”, which seems to suggest that the coverage of the analysis (“Morfessor” does not
have any out-of-vocabulary words) is more important for IR than the grammatical correctness. The
reason for “Morfessor Baseline” being almost always better than the more sophisticated “Morfessor
Categories-MAP” is not clear, and also the hybrid “Tepper” improvement for Morfessor does not
seem to affect the IR results. In general, the old “Morfessor Baseline” seems to provide a very
good baseline in all tested languages also for the IR tasks as it did for the language modeling and
speech recognition in [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Here, only the “Bernhard 1” and “Bernhard 2” methods managed to
beat it.
8
      </p>
    </sec>
    <sec id="sec-8">
      <title>Discussions</title>
      <p>The comparison of the results in the Tfidf and Okapi categories show that the Okapi with stoplist
performed significantly better for all languages. We also run Tfidf with stoplist (the results not
included here) which achieved results that were better than the plain Tfidf and only slightly inferior
to Okapi with stoplist. However, we decided to rather report the original Tfidf, since we wanted
to show what is the performance and the relative ranking of the methods without the stoplist.</p>
      <p>When comparing the results in the “withnew” and “withoutnew” categories, we see that with
stoplist (and Okapi) the addition of the analysis of the new words helps in Finnish, but in German
and in English it does not seem to affect the results. Probably this just indicates that in Finnish
the vocabulary explosion is more severe and the new corpus introduced a significant amount of
important new words. In general, the new words can be analyzed in two different ways: either use
the trained analyzer method as such, or train it first with the new words. In this evaluation both
ways were actually possible for the participants, and many of them probably already applied the
second one.</p>
      <p>The Porter stemming that is a standard word preprocessing tool in IR remained unbeaten (by
a narrow margin) in our evaluations in English, but in German and especially in Finnish, the
unsupervised morpheme analysis methods clearly dominated the evaluation. There might exist
better stemming algorithms for those languages, but because of the more complex morphology,
their development might not be an easy task.</p>
      <p>As future work in this field it should be relatively straight-forward to evaluate the unsupervised
morpheme analysis in several other interesting languages, because it is not bounded to only those
languages where rule-based grammatical analysis can be performed. It would also be interesting
to try to combine the rival analysis to produce something better.
9</p>
    </sec>
    <sec id="sec-9">
      <title>Conclusions</title>
      <p>The objective of Morpho Challenge 2007 was to design a statistical machine learning algorithm
that discovers which morphemes (smallest individually meaningful units of language) words consist
of. Ideally, these are basic vocabulary units suitable for different tasks, such as text
understanding, machine translation, information retrieval, and statistical language modeling. The current
challenge was a successful follow-up to our previous Morpho Challenge 2005 (Unsupervised
Segmentation of Words into Morphemes). This time the task was more general in that instead of
looking for an explicit segmentation of words, the focus was in the morpheme analysis of the word
forms in the data.</p>
      <p>The scientific goals of this challenge were to learn of the phenomena underlying word
construction in natural languages, to discover approaches suitable for a wide range of languages and to
advance machine learning methodology. The analysis and evaluation of the submitted machine
learning algorithm for unsupervised morpheme analysis showed that these goals were quite nicely
met. There were several novel unsupervised methods that achieved good results in several test
languages, both with respect to finding meaningful morphemes and useful units for information
retrieval. The IR results also revealed that the morpheme analysis has a significant effect in IR
performance in all languages, and that the performance of the best unsupervised methods can be
superior to the supervised reference methods.</p>
      <p>12 different segmentation algorithms from 6 research groups were submitted and evaluated.
The IR evaluations included 3 different languages: Finnish, German and English. The algorithms
and results were presented in Morpho Challenge Workshop, arranged in connection with other
CLEF 2007 Workshop, September 19-21, 2007. Morpho Challenge 2007 was part of the EU
Network of Excellence PASCAL Challenge Program and organized in collaboration with CLEF.</p>
    </sec>
    <sec id="sec-10">
      <title>Acknowledgments</title>
      <p>We thank all the participants for their submissions and enthusiasm. We owe great thanks as
well to the organizers of the PASCAL Challenge Program and CLEF who helped us organize
this challenge and the challenge workshop. Especially, we would like to thank Carol Peters from
CLEF for helping us to get Morpho Challenge in CLEF 2007 and organize a great workshop there.
We thank also Krista Lagus for comments of the manuscript. Our work was supported by the
Academy of Finland in the projects Adaptive Informatics and New adaptive and learning methods
in speech recognition. This work was supported in part by the IST Programme of the European
Community, under the PASCAL Network of Excellence, IST-2002-506778. This publication only
reflects the authors’ views. We acknowledge that access rights to data and other materials are
restricted due to other commitments.</p>
    </sec>
  </body>
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