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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Evaluating Fusion Techniques at Different Domains at ImageCLEF Subtasks</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sergio Navarro</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rafael Mun˜oz</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fernando Llopis</string-name>
          <email>llopis@dlsi.ua.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>MMLCA</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>MMRR TF-IDF</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>WordNet</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Image Retrieval, Multimodal Fusion Techniques</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Natural Language Processing and Information Systems Group. University of Alicante.</institution>
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In our participation in the 2009 edition of the ImageCLEF task we pursued two objectives, first to expand the number of subtasks in which we evaluate our proposed multimodal fusion presented in previous works, MultiModal Local Context Analysis (MMLCA). Furthermore, we evaluated three new proposals: a subquery generation technique based on clustering, a new variant of Multimodal Re-ranking TF-IDF (MMRR TF-IDF), finally we evaluated a term filtering technique for the medical domain which is based on WordNet Domains. [4]. From the experiments conducted: On the one hand, we have confirmed that MMLCA performs better than the other local expansion techniques evaluated. On the other hand, the results show that our proposal of subquery generation based on clustering combined with PRF obtains especially good results (the 5th best textual run of the Photo Retrieval subtask in terms of F-Meassure).</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Historically in VIR area there were two approaches used to carry out the IR of images: In
the beginning of the VIR in the late 70s, VIR systems were based on the image annotations,
therefore, these were Text-Based VIR (TBIR) systems. Later in the early 90’s, in an attempt to
overcome the dependence of TBIR systems from the existence of textual annotations to perform
the indexing of an image, the image Content Based VIR (CBIR) systems appear [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>Finally, in recent years as the technologies used by CBIR systems matured, a third approach
to tackle the problem of the VIR emerged, these systems combine textual and image based
technologies. In this context are organized competitions like ImageCLEF1 which is a specific VIR
task which takes place within the framework of the annual competitions of the CLEF2 campaigns.
These competitions aim the development of multimodal systems using image collections with their
related short annotations.</p>
      <p>
        In our participation in the 2009 edition of the ImageCLEF task we pursued two objectives,
first to expand the number of subtasks in which we evaluate our proposed multimodal fusion
presented in previous works, MultiModal Local Context Analysis (MMLCA) [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Furthermore,
we evaluated three new proposals: a subquery generation technique based on clustering, a new
variant of Multimodal Re-ranking TF-IDF (MMRR TF-IDF), finally we evaluated a term filtering
technique for the medical domain which is based on WordNet Domains. As in previous editions
we have customized our TBIR system, IR-n [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], to be able to harness the image list returned by
a CBIR system.
      </p>
      <p>This paper is structured as follows: Firstly, it presents the main characteristics of the IR-n
system focusing on the techniques used, and then it moves on to describe the experiments and the
results obtained. Finally, it presents conclusions and future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>The IR-n System</title>
      <p>
        To perform the experiments we used IR-n, an information retrieval system based on passages.
Such systems treat each document as a set of passages; each passage defines a portion of text from
the document. Unlike systems based on documents, passages based systems give greater relevance
to those documents where the query terms appear in closer positions to each other [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
2.1
      </p>
      <sec id="sec-2-1">
        <title>Local Query Expansion</title>
        <p>
          The IR-n architecture allows us to use local query expansion based on either the most relevant
passages or the most relevant documents. Furthermore, it allows choosing between two different
term selection strategies for the query expansion. These strategies are Probabilistic Relevance
Feedback (PRF)[
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] and Local Context Analysis (LCA) [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. Moreover it supports the multimodal
versions of these two strategies, MMPRF and MMLCA. These multimodal versions use the
topranked documents returned by the CBIR system as input for the term selection strategy (PRF or
LCA).
        </p>
        <p>
          In a previous work we evaluated these techniques on different generic domain image collections.
We concluded that MMLCA is the best of these techniques in terms of precision and the only one
of the four which does not hurt the diversity of the results returned by the VIR system. [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Multimodal Re-ranking Strategy</title>
        <p>This strategy involves the merging of the list returned by a TBIR system and the list returned by
a CBIR system. Following a standard re-ranking strategy this is done by giving a different weight
to the normalized relevance value or ranking position for a document in each list, the Textual List
(TL) and the Visual List (VL).</p>
        <p>
          IR-n allows to use the standard re-ranking strategy and also a variation of our MMRR TF-IDF
proposal used in previous works [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
        </p>
        <p>1http://www.imageclef.org
2http://www.clef-campaign.org</p>
        <p>Our previous TF-IDF Re-ranking proposal was based on the following assumptions: on the
one hand, the list based on image annotations is more confident than the list based on images and
on the other hand, we assumed that TF-IDF is a suitable way to measure the quantity and the
quality of a text. Thus, we used a TF-IDF threshold to decide whether for the final relevace value
of an image we only use the relevance value returned by the TBIR or we take the risk of adding
also the relevance value returned by the CBIR.</p>
        <p>These assumptions proved to be effective but were not enough. There were two problems with
this approach: The first one is that we consider that any relevance value obtained from a CBIR
system always have the same level of risk, independently of the position of its related image in the
VL. Nervertheless, this is not true since that although CBIR systems obtain lower MAP results
than TBIR systems, in general the first ones obtain not bad P20 results (see Photo Retrieval 2008
results).</p>
        <p>The second problem in our previous approach was that the TF-IDF threshold was very
dependent of the images returned for each query. The reason is that the system used a percentage
value as parammeter for the threshold. Later for each query it obtains the value of the threshold
applying the percentage parammeter to the maximum TF-IDF value obtained from the documents
in the two lists. This dependence from the image subset retrieved could cause erratic results.</p>
        <p>In order to solve these problems our proposal should use a new threshold formula. This formula
should allow us to manage different levels of risk in order to achieve an optimal performance and
should depend from the characteristics of the entire colletion instead of only depend on the image
subset retrieved for each query.</p>
        <p>The new threshold (1) used is based on two points: firstly, on to work out the average of the
TF-IDF value per sentence (T F IDF perSentence) for the whole collection. We use this value for
avoiding the dependence of the characteristics of the image set returned for a query. Secondly,
on to use a simple lineal function for decreasing the threshold value as the position of the image
increases in the VL.</p>
        <p>threshold(pos) = numSentences ∗ T F IDF perSentence ∗ (
−pos
maxP osCBIR
+ 1)
(1)
• T F IDF perSentence is the average TF-IDF value per sentence for the whole collection, this
value is worked out automatically by the system.
• numSentences, this parameter is a multiplier which represents the maximum number of
sentences that the annotations related to an image can contain in order to take into account
the relevance value returned by the CBIR for this image.
• pos is the position of the image in the VL.
• maxP osCBIR, this parameter indicates the limit position in the visual ranking to use the
relevance values returned by the CBIR.</p>
        <p>Reviewing the TF-IDF MMRR formula (2) we can observe that the threshold is used to avoid
the risk of use the CBIR relevance values for those images which are low ranked in the VL and for
those ones which have image annotations with enough quantity and quality to perform a suitable
TBIR.</p>
        <p>T L(d) + V L(d), if 0 &lt;= pos(d) &lt;= maxP osCBIR

F L(d) =  and threshold(pos(d)) &gt; T F IDF (d)
T R(d), else
(2)
• T F IDF (d) is the TF-IDF value of the text document d related to an image.
• pos(d) returns the position of the document d if it exists in the visual list else it returns -1.</p>
        <p>It is important to point out that when the TF-IDF MMRR strategy is enabled it is executed for
each retrieval iteration. It implies that if the system is using a local expansion technique the
TFIDF MMRR will be executed for the two retrieval iterations involved. Firstly, in the first iteration
of the retrieval it will modify the document list used to feed the local expansion strategy. Finally,
in the second iteration it will modify the document list returned after retrieve the expanded query.
2.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Subqueries Generation based on Clustering</title>
        <p>Usually, when the user uses a VIR system, they find that there are several similar images between
the first results returned by the system. Thus, if they want to find different relevant images they
have to navigate through the next pages of the returned results.</p>
        <p>
          Our approach is an attempt to solve this problem. It is based on Lingo [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], the default clustering
algorithm of Carrot23 an open source clustering engine for text. Our clustering module passes to
Carrot2 a preprocessed version of the top relevant documents in the ranking list. The preprocessing
step removes the stopwords and extracts the stem from the original documents before those are
passed to Carrot2.
        </p>
        <p>Opposite to the clustering approach we used in our previous participation, instead of using the
documents returned by the clustering tool, our system uses the set of terms which represent each
one of the clusters returned by Carrot2, the label of the clusters. The system builds a subquery
per each term set representing a cluster. The new subqueries are compounded by the terms of the
original query jointly with those terms representative of the cluster, discarding those terms which
already exist in the original query and that are not repeated in other cluster labels returned by
Carrot2.</p>
        <p>Finally, the system performs the retrieval for each one of the new generated subqueries
obtaining a ranking list per subquery. These ranking lists are fused using an standard re-ranking
strategy in order to produce the final ranking result.</p>
        <p>It is important to point out that when the clustering module is used to create subqueries, the
system uses the same local expansion and re-ranking configuration for obtaining the ranking used
to feed this clustering module and for the retrieval of each one of the subqueries generated.
2.4</p>
      </sec>
      <sec id="sec-2-4">
        <title>Medical Stopwords based on WordNet Domains</title>
        <p>
          In our previous experiments using generic domain image collections we observed that especially
when the precision of the initial ranking used for the expansion has a poor precision, in general
LCA shows better precision results than PRF. [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]
        </p>
        <p>However, this behavior was not observed in the experiments performed at the 2008 Medical
Retrieval subtask. Reviewing the behavior of the system, we concluded that a reason for this
different behavior could be that in the medical domain the terms used in the collections follow a
different distribution of significance in comparison with their distribution in a generic domain. This
different distribution could hurt the performance of LCA, an strategy based on term coocurrence.
In fact, we believe that while some terms of the query are especially relevant under a medical
viewpoint other of its terms are not so important as their frequency figures in the collection
indicate. Thus, a possible solution could be to filter the terms returned by the local expansion
strategy for the expansion, in order to only allow terms with enough significance under the medical
domain.</p>
        <p>For this purpose, we generated a stopword list specifically for the medical domain. In order to
generate it we used all the WordNet terms which not pertain to the following medical WordNet
Domains: medicine, dentistry, pharmacy, psychiatry, radiology, surgery, purescience, chemistry,
biology, biochemistry, zoology, anatomy, physiology and genetics.
2.5</p>
      </sec>
      <sec id="sec-2-5">
        <title>MeSH Query expansion</title>
        <p>The system uses a query expansion module based on MeSH. It is the same used in our past
participation in the Medical Retrieval task at ImageCLEF 2008.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>ImageCLEF Participation</title>
      <p>This section shows the results of the system and describes the configuration used for each one
of the tasks in which we have been involved. Below there is the description of each one of the IR-n
configuration parameters used in our different participations:
• Relevance Feedback (relF B): Indicates which relevance feedback is used PRF, LCA,</p>
      <p>MMPRF or MMLCA.
• Relevance Feedback parameters (exp/num/ncbir/term): If exp has value 1, this
denotes we use relevance feedback based on passages. But, if exp has value 2, the relevance
feedback is based on documents. Moreover, num denotes the number of passages or
documents that the local expansion strategy will use from the textual ranking, ncbir denotes the
number of documents that the multimodal local expansion strategy will use from an image
based list and finally, term indicates the number of terms that the local expansion strategy
will use for the query expansion.
• Subqueries Generation based on Clustering (clust): Indicate if this module is used
or not.
• Multimodal Re-ranking Strategy (rrtfidf ): Indicate if the system uses the MMRR</p>
      <p>TFIDF or not.
• Automatic query expansion based on MeSH (mesh): Indicates if it is used or not.
• Medical Stopwords based on WordNet Domains(stopWN): Indicates if the system
uses medical stopwords filtering for the terms selected by the local expansion technique.</p>
      <p>For all the experiments we have use DFR as the weighting schema. We based this decision on
our training results at ImageCLEF 2007 edition.
3.1</p>
      <sec id="sec-3-1">
        <title>Photo Retrieval Subtask</title>
        <p>
          For our participation in the Photo Retrieval subtask the CBIR system used was FIRE [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. We
found problems to process with this CBIR the big collection used this year in this subtask. The
time constraints and our lack of knowledge to modify the initial configuration of FIRE, in order
to make it able to process the entire collection, forced us to split the collection in three parts and
launch each query for each one of the FIRE indexes created. After this step we fused the three
visual lists putting their results in descending order and selecting only the 1000 highest results.
Despite we understand this could hurt the precision of the CBIR we carry on the experiments in
order to see how it affects to the multimodal fusion techniques used by IR-n.
        </p>
        <p>
          Further information regarding the collections and the topic sets used in this task can be found
at [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ].
        </p>
        <p>We divide the results achieved in the competition in two parts. The Table 1 shows the Part 1
query set results ordered by F-Meassure. It shows the results of our submitted runs jointly with
the best TXT run and the best TXTIMG run of the subtask for this topic set. The characteristic
of the queries within this query set is that they provide a number of subqueries and images, per
query, which define the different clusters that should be retrieved in order to return a diverse list
of images to the user.</p>
        <p>Using the extra information provided for this query set IR-n replaces the cluster labels returned
by Carrot2 with the subqueries provided for each query. Furthermore, the system obtains the VL
for each subquery using the image provided with each subquery of the topic.</p>
        <p>For this topic set our group was the 5th best group in terms of F-Meassure for a total of 19
participants.</p>
        <p>Finally, point out that our Alicante2 run was the 5th best textual run of the competition based
on its results for the two subsets.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>WikipediaMM Subtask</title>
        <p>run
deuceng</p>
        <p>TXT
lach
TXTIMG
Alicante7
TXTIMG
Alicante5
TXTIMG
Alicante4
TXTIMG
Alicante1</p>
        <p>TXT
Alicante2</p>
        <p>TXT
Alicante6
TXTIMG
Alicante8
TXTIMG
Alicante9
TXTIMG
yes
yes
no
yes
yes
yes
yes
no
yes</p>
        <p>Our group was ranked at the 13th position in terms of MAP for a total of 16 participant
groups.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion and Future Work</title>
      <p>Our conclusions related with the generic domain subtasks are the following ones: On the one
hand, taking into account that for the Photo Retrieval subtask we have used an irregular
procedure for obtaining the visual lists and that for the WikipediaMM we do not have used all the
images provided with the queries, we have confirmed that even with this problems MMLCA
performs better than the other local expansion techniques evaluated (see Photo Retrieval Part 1 and
WikipediaMM results).</p>
      <p>On the other hand, regarding our subqueries generation based on clustering technique, we
observe that it works better when it is combined with PRF than when it is combined with MMLCA.
It explains the good results achieved by our Alicante2 run, which using PRF and out clustering
based technique achieved the 5th best textual run of the Photo Retrieval subtask. In future works
we will study deeply the reasons for this profitable relationship.</p>
      <p>Point out that after reviewing the results we found an important bug in the MMRR TF-IDF
strategy used that has hurted all the runs which used it. Thus, we are forced to delay for future
works the evaluation of this technique.</p>
      <p>Finally, for the Medical Retrieval results we conclude that our proposal of Medical stopwords
based on WordNet Domains did not improve the MMLCA results as we expected. Further analysis
should be performed in the future to understand why MMLCA does not work as well in medical
domain as it does for generic domain.
This research has been partially funded by the Spanish Government within the framework of the
TEXT-MESS (TIN-2006-15265-C06-01) project and by European Union (EU) within the
framework of the QALL-ME project (FP6-IST-033860).</p>
    </sec>
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