<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Application of Axiomatic Approaches to Crosslanguage Retrieval</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Roman Kern</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andreas Ju nger</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michael Granitzer</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>General Terms</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Graz University of Technology</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Know-Center</institution>
          ,
          <addr-line>Graz</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Measurement</institution>
          ,
          <addr-line>Performance, Experimentation</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>1805</year>
      </pub-date>
      <abstract>
        <p>Natural languages contain many ambiguous words. Detecting the correct sense of words within documents and queries could potentially improve the performance of an information retrieval system. This is the major motivation for the Robust WSD tasks of the Ad-Hoc Track of the CLEF 2009 campaign. For these tasks we have build a customizable and exible retrieval system. The best performing con guration of this system is based on research in the area of axiomatic information retrieval approaches. Further, our experiments show that con gurations that incorporate WSD information into the retrieval process did outperform those without. For the monolingual task the performance di erence is more pronounced than for the bilingual task. Finally we are able to show that our query translation approach does work e ectively, even if applied in the monolingual task.</p>
      </abstract>
      <kwd-group>
        <kwd>H</kwd>
        <kwd>3 [Information Storage and Retrieval]</kwd>
        <kwd>H</kwd>
        <kwd>3</kwd>
        <kwd>1 Content Analysis and Indexing</kwd>
        <kwd>H</kwd>
        <kwd>3</kwd>
        <kwd>3 Information Search and Retrieval</kwd>
        <kwd>H</kwd>
        <kwd>3</kwd>
        <kwd>4 Systems and Software</kwd>
        <kwd>H</kwd>
        <kwd>3</kwd>
        <kwd>7 Digital Libraries</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        For the CLEF2009 challenge we customized our retrieval system which has been developed for
the CLEF2008 tasks, see [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. This system is based on the open-source retrieval library Lucene1,
and has been modi ed to integrate di erent types of retrieval and ranking functions. The system
contains TFIDF weighting schemes as provided by Lucene, the BM25 [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] weighting function
and nally retrieval function utilizing axiomatic retrieval approaches [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. In our experiments we
evaluated those di erent retrieval functions with and without incorporating WSD information.
      </p>
      <p>Results show, that the best performing runs are based on axiomatic retrieval approaches.
Further, runs incorporating WSD information did outperform those without, whereas for the
monolingual task the performance di erence is more pronounced than for the bilingual task. Finally,
we are able to show that our query translation approach does work e ectively, even if applied in
the monolingual task.</p>
      <p>The paper is structuered as follows: The next section provides a detailed description of our
system. In section 3 their results of the various evaluation runs are presented and the main
observations are discussed. Finally section 4 concludes our ndings.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Indexing &amp; Retrieval System</title>
      <p>Our information retrieval system consists of multiple separate components, that can be split into
two groups. The rst group of component processes and parses the input sources - articles and
additional resources - and build the retrieval indices. The second group of components takes these
indices together with the queries as input to retrieve and rank relevant documents.
2.1</p>
      <sec id="sec-2-1">
        <title>CLEF Article Index</title>
        <p>
          The document index is build using the collection of articles from the Los Angeles Times (1994) and
the Glasgow Herald (1995) supplied by the organizers of the Robust WSD Task. These articles
have already been tokenized, lemmatized, contain POS tags and are annotated with senses using
WordNet synsets. These senses are computed using two di erent word sense disambiguation
systems - labeled UBC [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] and NUS [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. We will report our results for both WSD information
separately in the evaluation section. For all terms that are associated with multiple senses, we
took the sense with the highest score.
        </p>
        <p>For indexing we used Lucene, which is an open-source search engine library implemented in
Java. A single Lucene index can consist of multiple elds, that can be seen as separate indices,
each with its own dictionary and statistics. We exploited this feature and for each article we
created a single document that contains multiple elds. From the articles we only took the article
body. The headline of the articles were not processed as they did not appear to contribute to the
relevance of the articles judging by results of the experiments made with our CLEF2008 system.
No stop word removal was applied in the indexing stage.
2.1.1</p>
        <sec id="sec-2-1-1">
          <title>Co-occurrence Term Statistics</title>
          <p>
            Using WordNet and the annotated sense of ambiguous terms it is possible to determine the
synonyms for a speci c sense. The relation between synonymous word are one of many semantic
relatedness relationship types between words. Statistical methods provide unsupervised means to
detect word pairs with a high semantic relatedness, without restriction to a speci c relationship
type. One of these methods is based on the co-occurrence statistics of words within a corpus.
Many algorithms have been proposed to accomplish this task, using di erent weighting functions
to measure the relationship between words. The Pointwise Mutual Information (PMI) has been
been found to provide good performance in this regard [
            <xref ref-type="bibr" rid="ref19">19</xref>
            ].
          </p>
          <p>
            The calculated similarity between words - estimated through their distribution in a corpus
- can be used to enrich the retrieval approach. In our system, we utilized a query expansion
technique based on the ndings in [
            <xref ref-type="bibr" rid="ref18">18</xref>
            ]. Calculated on the CLEF2009 article corpus the utilized
1http://lucene.apache.org/java/docs/
          </p>
          <p>Field Name
Word-Form
Lemma
Stems
Synonyms (NUS)
Synonyms (UBC)
Synset IDs (NUS)
Synset IDs (UBC)
Cooccurrence Terms
co-occurrence statistics uses a modi ed PMI measure for the similarity between two word based
on the occurrence probability Pwi of word wi:</p>
          <p>SCondP MI (wi; wj ) =
log2 P P(w(wijwj)j)
log2( P (1wj) )
2.1.2</p>
        </sec>
        <sec id="sec-2-1-2">
          <title>CLEF Article Index Fields</title>
          <p>Each article is represented in the retrieval system using the following di erent elds.
Word-Form From the articles the word form for each token was taken as indexing term. The
tokens were only marginally processed - non-letter characters were ignored and diacritical
signs were removed from the letters.</p>
          <p>Lemma The lemmas for each token were taken to build this eld. No further processing has been
applied to these terms.</p>
          <p>Stems The word form tokens were stemmed using the snowball stemmer2 and indexed in its own
eld.</p>
          <p>Synonyms For each token of the articles the synset with the highest score was selected. For this
synset all synonyms were listed using the MIT Java Wordnet Interface3. These synonyms
were added to a dedicated eld. Thus, this eld contains all synonyms of the most probable
sense according to the WSD annotations.</p>
          <p>Synset IDs This eld was lled similar to the Synonyms eld, but using only the Synset ID of
the highest ranked sense of each token. This can be seen as representation of the article in
the WordNet Synset ID feature space.
2http://snowball.tartarus.org/
3http://projects.csail.mit.edu/jwi/</p>
          <p>Entries
2896802
1304243
language. The multilingual index can be created using various multilingual resources. We used
two resources in our system, the Wikipedia4 and the Europarl corpus5. Both di er largely in their
characteristics, such as domain and number of distinct terms.
2.2.1</p>
        </sec>
        <sec id="sec-2-1-3">
          <title>Wikipedia Multilingual Index</title>
          <p>The free encyclopedia Wikipedia is an e ort of many voluntary contributors and is continuously
growing. There exist various editions in di erent languages that also contain links between
corresponding articles. We exploited this link infrastructure to automatically build a multilingual index
for all query languages, namely English and Spanish. The articles contained in the XML dumps6
provided by Wikimedia organization were parsed the Wikipedia Java API 7. The Wikipedia
multilingual index thus nally contains aligned articles that are available in the two target languages.
2.2.2</p>
        </sec>
        <sec id="sec-2-1-4">
          <title>Europarl Multilingual Index</title>
          <p>
            Additionally to the Wikipedia another multilingual resource was used. The Europarl corpus[
            <xref ref-type="bibr" rid="ref10">10</xref>
            ] is
created using the proceedings of the European parliament taken from the years 1996-2006. This
resource again o ers the possibility to build a sentences aligned multilingual index. We accomplish
this by using the Church and Gale algorithm[
            <xref ref-type="bibr" rid="ref5">5</xref>
            ]. The Europarl corpus contains versions in 11
European languages, but for our system we used only the English and Spanish versions.
          </p>
          <p>Table 2 gives an overview of the two multilingual indices. The Wikipedia index consists of
whole articles whereas the Europarl index is build out of sentences. One can observe that there is
huge gap in the number of terms between the two resources.
2.2.3</p>
        </sec>
        <sec id="sec-2-1-5">
          <title>Multilingual Index Translation</title>
          <p>
            The goal of the multilingual index is to nd the best matching terms in a language that is di erent
to the original language of a input term. This is achieved using information retrieval techniques.
For each term to be translated, which can either be a singe word or a phrase, a query is build. This
query is then used to search for relevant documents in the source language. From this result set
the unique identi ers and the score of the top hits are collected. Using the identi er information
the version of the hits in the target language are retrieved. From these documents the translated
terms are extracted. The intuition behind this procedure is similar to selecting terms for query
expansion using the top ranked documents in pseudo relevance feedback methods[
            <xref ref-type="bibr" rid="ref11">11</xref>
            ].
          </p>
          <p>We implemented two scoring algorithms for selecting the best translation for the input term.
The rst is a simple heuristic based on the well known TF IDF weighting scheme. For each term
the weight wi is calculated using the score of the most relevant documents D:
wT F IDF = log(
i</p>
          <p>N
docF reqi + 1
+ 1)</p>
          <p>D
X scorej
j</p>
          <p>The intuition behind the second scoring algorithm is to maximize the likelihood that a term has
caused the document to be relevant. To accomplish this the same formula that is used to calculate
4http://en.wikipedia.org/wiki/Main Page
5http://www.statmt.org/europarl/
6http://download.wikimedia.org/backup-index.html
7http://matheclipse.org/en/Java Wikipedia API
the score of a document in the source language is applied on all target language terms found in
the most relevant hits. The aggregated di erence between the actual score and the reconstructed
score serves as base for the weight of a single term:
wreconstruction =
i</p>
          <p>1
PjD jtfi;j log( docF reqi+1 + 1)</p>
          <p>N
scorej j + 1
2.3</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>Query Processing</title>
        <p>The rst step of the query processing is the selection which parts of the topics are used for the
queries. In all our experiments we used the title and description part. The narrative section of
the topics was not included in the query generation process.
2.3.1</p>
        <sec id="sec-2-2-1">
          <title>Query Types</title>
          <p>Both the title and the description part of the topics do not only contain the word form of the
tokens, but also o er a lemmatized version and annotations for the sense of the terms. As with the
articles the sense information is also available from two di erent algorithms for the English topics.
For the Spanish topics a rst sense heuristic was applied by the organizers. Using the available
features of the topics our system can be con gured to generate di erent types of queries. Each of
these query types are generated to search in the according elds of the CLEF article index. For
example the synonyms for the query terms are searched in the synonyms eld of the articles.
Word-Form The word form of the tokens in the topics and description elements of the topics
are used to create the query
Lemma The lemmatized version of the tokens are taken to build the query terms
Stems The word form of the tokens were processed using the same stemming algorithm using for
the articles (the Spanish version of the Snowball stemmer was used for the Spanish topics)
Synonyms From the top scored synset of each token in the topics the synonyms according to the</p>
          <p>English WordNet were selected.</p>
          <p>Synset IDs The identi er of the synset with the highest score was used as query term
Cooccurrence Terms For all stems in the query the terms with the highest co-occurrence weight
are selected for query expansion
2.3.2</p>
        </sec>
        <sec id="sec-2-2-2">
          <title>Query Translation</title>
          <p>If the language of the topic di ers from the languages of the articles, the query terms are
individually translated. This is done using the Wikipedia and Europarl multilingual indices. For each
of the two indices a weighted list of translated terms was generated and then normalized between
0 and 1 using the highest score as denominator. The sum of the two normalized scores for each
term was then used as nal weight for the translation candidates. The top n candidates were then
added to the query as translation for a single query term. Using the training topics and relevance
judgments we found that using only the two highest scoring translation terms to o er the best
overall performance.
2.4</p>
        </sec>
      </sec>
      <sec id="sec-2-3">
        <title>Document Ranking</title>
        <p>
          The result of the query generation is an unordered list of terms extracted out of a topic de nition.
In the next step relevant documents are retrieved and ranked. The TFIDF [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ] weighting scheme
and the BM25 [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] approach are textbook methods to this problem and demonstrated robust and
reliable performance in the past. A variant of the TFIDF retrieval model did provide good, but
not state-of-the-art performance in the CLEF2008 Robust WSD task [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. Many of the CLEF2008
participants incorporated the BM25 approach into their retrieval systems with great success (for
example [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] and [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]). We therefore also report the performance our system using an implementation
of the BM25 weighting scheme8:
        </p>
        <p>SBM25(Q; D) =</p>
        <p>X
t2Q\D k1((1
b) + b
tft;D
docLengthD
averageDocLength ) + tft;D
log</p>
        <p>N</p>
        <p>docF reqt + 0:5
docF reqt + 0:5</p>
        <p>
          For our main experiments we have chosen to apply ndings in the area of axiomatic approaches
to information retrieval. Fang and Zhai present in [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] several variations of weighting functions
build using a set of axioms that constrain the properties of a weighting function. The authors
did recommend one of their derived retrieval functions which has shown promising performance
in their evaluation. We did adapt this function for our retrieval system. The score of a document
D out of N documents given a set of query terms Q is build using the tuning parameter and :
SAxiomatic(Q; D) =
        </p>
        <p>X (
t2Q\D</p>
        <p>N
docF reqt
)</p>
        <p>tft;D
tft;D + 0:5 +</p>
        <p>docLengthD
averageDocLength</p>
        <p>Using the training topics we found the setting of 0:25 for
performance.
2.5</p>
      </sec>
      <sec id="sec-2-4">
        <title>Question Answering</title>
        <p>
          and 0:75 for
to provide a satisfying
Due to the fact that the Robust WSD Task is not only an information retrieval task but also
a question answering (QA) task we experimented also with methods from that eld [
          <xref ref-type="bibr" rid="ref17 ref9">9, 17</xref>
          ]. In
question answering passage retrieval algorithms are used to nd the answering passage to a
question. In Tellex et al. the authors report well performing algorithms based on varios statistics of
term and sentence overlap. In this work we claim that our retrieval system provides already a
good ranking with the best answering documents at the top. Due to the fact that our retrieval
system performs the task based on term, co-occurrence and sentence statistics we aimed to exploit
a di erent feature - the part-of-speach (POS) graph spectrum.
        </p>
        <p>
          The rationale to use the POS graph is that we experienced a stylistic similarity between
the answersing documents and the questions. The POS graph was thereby constructed for each
document by a xed number of nodes (17 POS-Tags). For each co-occurring POS tag within a
sentence an edge was introduced or the appropriate edge weight was increased by one. The same
procedure was also applied to each query. Based on the trainingset and the spectral di erence as
de ned in [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] we trained a Support Vector Machine (SVM) with a linear kernel. The trained SVM
was then used to rerank the result documents similar to the methods in [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. Unfortunately none
of our experiments showed a signi cant improvement when applying this method. A reason for
this might be the type of data and the homogene document set.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results &amp; Discussion</title>
      <p>The main motivation for the Robust WSD task is to measure the performance impact of using
word sense disambiguation as part of a information retrieval system. A rst step to determine the
in uence of WSD information is the creation of a state-of-the-art retrieval system that does not
incorporate a disambiguation process. We tried to build such a system and then use the WSD
information as an optional processing step using query expansion. The results of these two system
con gurations should provide insights into the in uence of word sense disambiguation. To further
increase the validity of the observed behavior we also report the performance of our system using
query expansion based on co-occurrence term statistics. All reported performance gures were
calculated using 160 test topics and relevance assessments.</p>
      <p>8http://nlp.uned.es/ jperezi/Lucene-BM25/
Table 3 gives an overview of the results of the baseline system using the di erent token features
of the topics. The best performance is achieved using the stemmed version of the word forms.
Therefore in all following evaluation runs we report only the performance of the con guration that
is based on the stemmed tokens of the topics.</p>
      <p>In table 4 di erent retrieval functions are compared using the CLEF2009 test collection,
using the stemmed tokens of the title and the description of the topics without query expansion.
Although this comparison gives no insights into the question whether WSD information could
improve the performance, it demonstrates that the results of the axiomatic approach is indeed a
valuable contribution to the arsenal of information retrieval techniques. The according GMAP
metric is improved over the BM25 run, which indicates that especially low performing topics did
improve using the axiomatic approach.</p>
      <p>For the comparison with the con gurations that utilize the WSD information we only report the
performance gures achieved using the axiomatic retrieval function. Table 5 lists the performance
metrics of the various query expansion con gurations. The best performing con guration combines
the synonym, synset and term co-occurrence information. The performance gures do show that
integrating the words sense disambiguation data into the retrieval process of our system does
improve performance. Not only does the baseline con guration bene t from the sense annotations,
but also the con guration that already uses a (successful) query expansion technique is improved
further. The di erence between the two WSD data sets (NUS and UBC) and between the Synonym
and the Synset features are too small to allow any conclusions. The p-values are calculated via a
Wilcoxon signed rank test using R9 and re ect whether the improvement over the baseline (or the
query expansion using co-occurrence statistics for the last two runs) is statistically signi cant.
3.2</p>
      <sec id="sec-3-1">
        <title>Bilingual Performance</title>
        <p>For the Spanish topics of the Robust WSD task we added the translation step into the query
processing as described in section 2.2.3. This processing step is executed prior to the query
expansion step. The baseline performance of our system using this con guration is listed in table
6. Using another language for the queries than the languages used for the documents has clearly
a negative e ect on the performance of our system10. Using the stemmed version yields the best
performance.</p>
        <p>As in the monolingual task the axiomatic retrieval function outperforms the other retrieval
9http://www.r-project.org/
10We had considerable trouble processing the Spanish topics as their did contain numerous encoding errors,
leading to a worse performance</p>
        <p>Query Expansion MAP
Synonyms (NUS) 0.4061
Synonyms (UBC) 0.4036
Synset IDs (NUS) 0.4047
Synset IDs (UBC) 0.4070
Cooccurrence Terms 0.4170
Cooccurrence Terms + Synonyms + Synset IDs (NUS) 0.4222
Cooccurrence Terms + Synonyms + Synset IDs (UBC) 0.4212
functions. The results for the Spanish topics are listed in table 7 using the same parameters as
for the monolingual runs.</p>
        <p>For the next evaluation runs we added the WSD information to our retrieval system, which
again resulted in a performance improvement, see table 8. The gap between the best con guration
and the baseline is just about 1%. The di erence between the con guration that incorporate the
WSD information are not statistically signi cant better than their respective baseline.
3.3</p>
      </sec>
      <sec id="sec-3-2">
        <title>Translation Impact</title>
        <p>
          For our nal evaluation runs we investigated the impact of the query translation step. The
motivation for this are the ndings in [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] where the authors state that the query translation did
not cause serious performance deterioration even if both the query and the documents are of the
same language. Table 9 summarizes the performance of our system using di erent languages and
query translation functions. The results demonstrate that using our approach to translate a query
does not have a pronounced negative e ect on the retrieval performance when using the best
performing translation strategy.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>In order to investigate the in uence of words sense disambiguation in the area of cross language
retrieval we built a system that can be operated in a number of con gurations. This system was
designed in a way to also study the performance of di erent retrieval functions. Additionally to
the well known TFIDF weighting scheme and the BM25 ranking function we adapted a retrieval
function that has been developed using an axiomatic approach to information retrieval. This
Retrieval Function
TFIDF1
TFIDF2
BM25
Axiomatic</p>
      <p>MAP
0.1992
0.2445
0.2713
0.2885</p>
      <p>GMAP
0.0472
0.0665
0.0658
0.0746
method did provide the best performance, not only for the monolingual task, but also for topics
that are formulated in a language other than the language of the documents. For the bilingual
retrieval task we developed a translation mechanism based on the freely available Wikipedia and
the Europarl corpus.</p>
      <p>In our evaluation runs we have found that incorporating the word sense disambiguation
information does indeed improve the performance of our system by a small margin. This was the
case for the monolingual and the bilingual task, although for the bilingual task the improvements
are not statistically signi cant. Also when using the WSD information additionally to an existing
query expansion technique the performance was further improved. In none of our tests we observed
that the performance did decrease when applying the word sense disambiguation information. Just
on a few queries there has been a negative impact. The reason for this and possible means to
detect and to avoid poor performing queries are still open questions and require further research.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>The Know-Center is funded within the Austrian COMET Program - Competence Centers for
Excellent Technologies - under the auspices of the Austrian Federal Ministry of Transport, Innovation
and Technology, the Austrian Federal Ministry of Economy, Family and Youth and by the State
of Styria. COMET is managed by the Austrian Research Promotion Agency FFG.</p>
    </sec>
  </body>
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