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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Lexical ambiguity in cross-language image retrieval: a preliminary analysis.</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>General Terms</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Borja Navarro-Colorado, Marcel Puchol-Blasco, Rafael M. Terol, Sonia Vazquez and Elena Lloret. Natural Language Processing Research Group (GPLSI) Department of Software and Computing Systems University of Alicante</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Lexical ambiguity, Interactive Image Retrieval</institution>
          ,
          <addr-line>Word Sense Disambiguation</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we calculate and analyse the lexical ambiguity of queries in a crosslingual Image Retrieval (Flickling) and compare it with the results obtained by users. We want to know to what extent the lexical ambiguity of a query in uences the correct localization of an image in a multilingual framework. With this, our nal objective is to determine the necessity of Word Sense Disambiguation systems in Information Retrieval tasks, according to user behaviour. The results show that users really deal with lexical ambiguity: in general terms, users nd the correct image with low ambiguity queries.</p>
      </abstract>
      <kwd-group>
        <kwd>H</kwd>
        <kwd>3 [Information Storage and Retrieval]</kwd>
        <kwd />
        <kwd>3</kwd>
        <kwd>1 - Content Analysis and Indexing</kwd>
        <kwd>H</kwd>
        <kwd>3</kwd>
        <kwd>3 Information Search and Retrieval</kwd>
        <kwd>I</kwd>
        <kwd>2 [Arti cial Intelligence]</kwd>
        <kwd>I</kwd>
        <kwd>2</kwd>
        <kwd>7 - Natural Language Processing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>In this paper1 we present a preliminary study about how users deal with lexical ambiguity during
the interaction with an Information Retrieval system. Taking advantage of Flickling system2, we
have analysed user behaviour with lexical ambiguity in a multilingual image retrieval task.</p>
      <p>The Natural Language Processing community has not reached an agreement as to whether
Word Sense Disambiguation (WSD) systems are useful or not in Information Retrieval (IR) tasks.
In other words, there is not an agreement about IR systems improving the retrieval process with
a WSD system.</p>
      <p>1This paper has been supported by the Spanish Government, project TEXT-MESS TIN-2006-15265-C06-01.
Elena Lloret is funded by the FPI grant (BES-2007-16268) from the Spanish Ministry of Science and Innovation,
under this project. Marcel Puchol-Blasco is funded by the research grant BFPI06/182 from the Valencian Regional
Government (Generalitat Valenciana).</p>
      <p>2http://cabrillo.lsi.uned.es/ ickling</p>
      <p>
        In general terms, on the one hand, papers like [
        <xref ref-type="bibr" rid="ref10 ref9">14, 15</xref>
        ] said that a WSD system really does not
improve the text retrieval process. On the other hand, papers like [
        <xref ref-type="bibr" rid="ref5">5, 8</xref>
        ] said that indexing the text
collection with senses, the retrieval process improves. During the CLEF 2008 some papers argued
about this topic. For example, [9] said that only in most speci c cases, would a WSD system
improve the success of IR system; while [
        <xref ref-type="bibr" rid="ref1 ref6 ref7">6, 7, 10, 1</xref>
        ] said that there is no improvement with WSD
systems. However, papers like [
        <xref ref-type="bibr" rid="ref3">11, 12, 3</xref>
        ] prove that there is a real improvement on Information
Retrieval with WSD systems. At present, it seems that only for ambiguous words whose senses
do not have semantic relations among them (homographs), a WSD system is useful in IR tasks.
      </p>
      <p>
        There are di erent approaches to WSD, with di erent disambiguation algorithms and lexical
resources, and di erent problems [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. However, all of them introduce errors and are time-consuming
in an IR system, therefore nowadays it is di cult to know to what extent they could be useful in
IR tasks.
      </p>
      <p>In our opinion, the key question is to know if lexical ambiguity is really a decisive factor in IR
tasks for a user: if it is, WSD systems are necessary in IR. If not, they are unnecessary.</p>
      <p>
        Following Robins [
        <xref ref-type="bibr" rid="ref8">13</xref>
        ], in order to design an e ective IR system, it is necessary to know how
users interact with these systems. Taking advantage of iCLEF 2009 task, we have analysed the
lexical ambiguity of the queries used in Flickling system by di erent users, and we have compared it
with the results obtained by them. With this, we have extracted interesting data of user behaviour
about lexical ambiguity on an IR task that could be useful to throw light on this question.
      </p>
      <p>In the next section, we introduce the mathematical formula created to calculate the lexical
ambiguity of a query. Then we show some data extracted from the iclef log: the lexical ambiguity
and the image retrieved by the system, the lexical ambiguity and the images correctly found by
the users, and the lexical ambiguity of a speci c user. Finally we extract some preliminary results
and future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>The lexical ambiguity of the queries</title>
      <p>In order to achieve our objective, we need to know the general ambiguity of each query, and then
compare it with the success of the query. That is, according to the general ambiguity of a query,
we want to know if the image has been located or not, and also if both aspects are related.</p>
      <p>In this sense, we must represent each query with a value that shows the general ambiguity of
this query.</p>
      <p>
        On the one hand, the ambiguity of each word is the number of senses that it has in WordNet
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] or EuroWordNet [
        <xref ref-type="bibr" rid="ref11">16</xref>
        ]. On the other hand, a query is made up by more than one word. This
set of words has a relation of co-occurrence (for the user, the image will probably be annotated
with these words in the title, description or tags) and the senses of each word have in uence on
one another. With this frame, we have developed a formula to calculate the general ambiguity of
a query with two variables: the number of words in the query and the number of senses of each
word.
      </p>
      <p>= (1</p>
      <p>Q1s )
1
n
where represents the general ambiguity of the query, s the number of senses for each word
in WordNet or EuroWordNet, and n the number of words in the query.</p>
      <p>Next, we are going to split the formula into di erent parts, in order to explain each in more
detail. The ambiguity of one word is uniquely related to the number of associated senses to it in
the WordNet or EuroWordNet lexical resource, but the ambiguity of a query is not the sum of
the word senses. The user introduces a word in a query with a speci c sense. Therefore, we take
into account the probability of each sense for each word. The formula 1s calculates the ambiguity
of the word: the probability that the user is using only one sense for a word. The scores obtained
by this formula are in the range between 0 (upper ambiguity) and 1 (lower ambiguity).</p>
      <p>Moreover, considering that a query is composed of a set of n words, the ambiguity of a query will
be associated to the ambiguity of its n related words. The formula that computes this ambiguity
is de ned such as s11 s12 ::: s1n that simpli ed is de ned as such Qin=11 si . Finally, with the
aim of considering the opposite situation (values near zero indicate lower ambiguity while values
near one indicate upper ambiguity), we introduce the opposite element `1' in the formula being
1 Qin=11 si the nal formula that computes the ambiguity of each query.</p>
      <p>The second part of the formula ( 1 ) is the reciprocal of the number of words in the query.</p>
      <p>n
The number of words in a query has a speci c weight during the retrieval process and in the
general ambiguity of the query too. The words that make up a query are the context in which
each ambiguous word is disambiguated. That is, for a user, each word has a speci c sense in this
speci c context (the rest of words in the query). Therefore, the number of words in the context
in uences the ambiguity of the query.</p>
      <p>From a semantic point of view, the fact that di erent languages are used in the same query
is a method of lexical disambiguation. In this sense, users employ translation to deal with the
semantic ambiguity. The same word in di erent languages could have a di erent amount of
senses (for example, the Spanish word \jugar" -5 senses- and the English translation \to play" -29
senses-). In these cases, we consider this set of words (that is, a word and its translation to another
language) as the same word. Considering that users use translation to reduce the ambiguity, we
can conclude that the ambiguity of these complex words are the intersection of their senses, that
is, we consider the language with less senses for the same word. In the previous example, we
considered that the ambiguity of \jugar - to play" is the amount of senses of only \jugar": 5
senses.</p>
      <p>There is a general problem with words that do not appear in WordNet or EuroWordNet. In
these cases, we assume that that word is either a proper noun or a technical term. In both cases,
we consider that these words do not have ambiguity, and assume only one sense for each3.</p>
      <p>In a nutshell, from our point of view, a query with only one word and ve senses has more
ambiguity that a query with ve words each with one sense. In each of these queries, the number
of senses is the same, but not the number of words. This formula tries to represent this fact.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Log analysis and results</title>
      <p>For this paper we take into account only three languages: English, Spanish and Italian4. We have
calculated the general lexical ambiguity of each query with the previous formula, and we have
extracted some data related to the success of these queries. Speci cally, we have extracted data
about these three aspects:
lexical ambiguity of the queries and images retrieved by the system,
lexical ambiguity of the queries and images found by the users,
lexical ambiguity of the queries and images found by a speci c user.</p>
      <sec id="sec-3-1">
        <title>Let's see the data extracted for each of these aspects.</title>
        <p>3.1</p>
        <sec id="sec-3-1-1">
          <title>Lexical ambiguity of the queries and images retrieved by the system</title>
          <p>The average number of images returned for a speci c ambiguity in a question has been extracted.
Graph 3.1 shows the average of images retrieved by the system according to the level of lexical
ambiguity within the queries.</p>
          <p>3Another possibility is that a word does not appear in the lexicon due to a typographic error and spelling mistake
by the user. This case is not taken into account. However, as we will show later, this assumption has introduced
some errors in the results.</p>
          <p>4Portuguese and Dutch have not been taken into account. The ambiguity associated with words of these
languages will be the minimum number of senses where we have translation. Queries with no results are not
relevant for our experiments because the words contained in the queries usually are words with spelling mistakes
by the users.</p>
          <p>These data show that the amount of image retrieved by the system increases according to the
level of the queries' lexical ambiguity. It is meaningful the increment of images retrieved from an
ambiguity level of 0.5 to 0.9. With these data, we can say that the system has more precision with
low ambiguity queries.</p>
          <p>However, it is curious the amount of retrieved images with non-ambiguous queries (0). It is
higher than the images retrieved with ambiguity 0.1 or 0.2. This is an exception to the general
behaviour of data.</p>
          <p>The reason for this exception is the words that do not appear in the lexicon. As we said before,
the words that do not appear in the lexicon are considered non-ambiguous words (proper nouns
or technical terms). However, it has been a hard decision due to, on one hand, proper nouns and
technical terms possibly being ambiguous; and, on the other hand, there are ambiguous words
that simply do not appear in the lexicon and words written in other languages. In all these cases,
we have considered these words as non-ambiguous words, and, in many times, it is not true.</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>3.1. Ambiguity and average of image retrieved</title>
        <p>Images
500
400
300
200
100
0
0
0.1
0.2
0.3
0.4 0.5
Ambiguity
0.6
0.7
0.8
0.9</p>
        <p>This is the reason why the amount of queries with no ambiguity is high. However, not all
these queries really have no ambiguity. It must be also taken into account that, in a multilingual
framework, we depend totally on the completeness of each lexicon. This aspect of the formula
must be reviewed.</p>
        <p>Independently of this fact, the data show a clear increase in the image retrieved according to
the increment of the queries ambiguity. With the maximum ambiguity of the queries (0.8 and
0.9), the system retrieves the maximum amount of images allowed (500). With this we can make
a preliminary conclusion: with more lexical ambiguity in the query, a higher number of images
are retrieved and the system has less precision. In this sense, a WSD system could be useful for
IR tasks.
3.2</p>
        <sec id="sec-3-2-1">
          <title>Ambiguity of the queries and images found by the users</title>
          <p>Table 1 and graphs 3.2 and 3.2b show the average of images located correctly by all users according
to the queries' lexical ambiguity. Images not located by the users are included too.</p>
          <p>To clarify the data, we have divided them into two graphs. The rst one shows the data with
queries with 0 ambiguity up to 0.5 ambiguity. The second one, from 0.5 ambiguity to 0.9.</p>
        </sec>
      </sec>
      <sec id="sec-3-3">
        <title>3.2. Ambiguity and images found</title>
        <p>+</p>
        <p>These data clearly show that with low ambiguous queries, the users correctly nd more much
images than with queries with high ambiguity: 71.3% of the images have been correctly located
with queries with low ambiguity (between 0 to 0.3). However, an unambiguous query doesn't
always mean that the user correctly nds an image, or an ambiguous query signify that the user
doesn't nd the image. For example, as shown the table, with queries with ambiguity 0, a 74.4%
of the images are correctly located and a 23.5% are not located.</p>
        <p>For queries with high ambiguity (second graph) the situation is di erent. Actually, these data
do not show relevant behaviour: the amount of images located and not located by the user are
more or less the same (approximately 50%), but the total amount of images located and not
located by the users with higher ambiguity queries is low.</p>
        <p>With these data we can achieve interesting conclusions. The great majority of images correctly
located has queries with low ambiguity: 1046 images for queries with ambiguity 0; 963 images for
queries with ambiguity 0.1, or 1220 images for queries with ambiguity 0.2, from a total of 4011.
92.37% of the images correctly located have queries with low ambiguity (between 0 and 0.3).
However, the 88.93% of the images not located have queries with the same level of ambiguity.</p>
        <p>The reasons why an image is not located could be di erent: for example, cases where the user
does not know the language of the image or the correct translation, or cases where the user does
not nd the correct words.</p>
        <p>However, we notice that, in the majority of cases, when a user correctly nd an image, the
ambiguity of the query is low. From the total amount of images, 71.3% have been correctly located
with queries with low ambiguity (between 0 to 0.3), against the 20.26% of images not located with
queries with the same level of ambiguity.</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.2b. Ambiguity and images found</title>
        <p>Images
45
40 +
35
30
25
20
15
10
5
0
0.5
0.55
+
0.6</p>
        <p>According to these data we can conclude that, in the majority of cases, the query's lexical
ambiguity in uences the precision of the user nding images with a Multilingual Image Retrieval
system. However, at the same time, due to the users correctly nding some images with queries
with high ambiguity and they can not nd correctly some images with queries with low ambiguity,
our conclusion can not be categorical: the ambiguity of the query is an important (and maybe
decisive) factor, but it is not the unique factor for a correct image retrieval by a user.</p>
        <p>In this sense, the use of a WSD system in order to improve the IR tasks is important, and
maybe decisive. In any case, it is interesting that, according to these data, it is not necessary to
disambiguate with one sense per word. Up a 0.3 level of ambiguity is acceptable for a user to nd
images correctly. Therefore, a coarse-grained WSD system5 could be useful for IR tasks.
3.3</p>
        <sec id="sec-3-4-1">
          <title>Ambiguity of the queries and images found by a speci c user</title>
          <p>Another interesting fact is how a speci c user deals with the lexical ambiguity of the queries. In
order to show this, we have extracted the lexical ambiguity of the queries from the best user (the
user that has located more images correctly). They are shown in graph 3.3 and table 2. We have
taken into account only the last query: the query in which the user has found the image.</p>
          <p>5That is, WSD systems that could disambiguate with a low level of granularity, with more than one related
sense per word, or with general semantic categories.</p>
        </sec>
      </sec>
      <sec id="sec-3-5">
        <title>3.3. Ambiguity for the best user</title>
        <p>Queries100
200
180
160
140
120
80
60
40
20
0
0
0.1
0.2
0.3
0.5
0.6
0.7</p>
        <p>0.8
0.4</p>
        <p>Ambiguity</p>
        <p>In this case, the data are clear: the majority of images has been correctly found with
nonambiguous queries (47.9% - 190 images). With low ambiguity (between 0.1 and 0.3) the 27.5%
(109 images) has been correctly found. However, 17.9% (71 images) of the images have been found
with high ambiguity queries (between 0.5 and 0.9).</p>
        <p>The behaviour of data with a speci c user is similar to the average of users: the majority of
images has been found correctly with low ambiguity queries (75.4% for queries with ambiguity
between 0 and 0.3). However, the user can nd images correctly with high ambiguous queries
(17.9%). Therefore, the conclusion is the same. For this user, according to these data, the lexical
ambiguity of the query is an important factor: with less ambiguous queries, the user can nd more
images correctly. However, it is not the unique factor, because there are some cases in which the
user can nd images correctly with high ambiguous queries.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusions and future work</title>
      <p>According to all these data, we assume the following preliminary conclusions:</p>
      <p>In general terms, the lexical ambiguity of the queries in uences the precision of a user nding
images: with less ambiguous queries, the user can nd more images correctly.</p>
      <p>The user can nd images correctly with low ambiguous queries: ambiguity between 0 and
0.3. For a human, it is not necessary to have a ne grain disambiguation: with an ambiguity
of 0 to 0.3, he can nd the majority of images correctly.</p>
      <p>The user tries to make up the least ambiguous query to improve the retrieval task.
Although the lexical ambiguity of the query is an important factor to nd images correctly,
it is not the unique nor absolute factor: they can nd some images correctly with ambiguous
queries (on average, less than with low ambiguous queries).</p>
      <p>Extrapolating these results to the general case about the usefulness of WSD systems in IR
tasks, we think that it is necessary to apply these kind of systems to improve the precision of the
IR systems. However, it is not necessary to have a ne-grain disambiguation. Otherwise,
coarsegrained disambiguation could be useful and enough. For example, to disambiguate with more than
one related sense (in WordNet), to use lexical resources with low ambiguity, to disambiguate with
semantic classes, generic concepts or domains, etc.</p>
      <p>As a future work, there are some aspects that must be extensively developed:</p>
      <p>The formula must be improved in order to correctly represent words that do not appear in
the lexical resource. Some options are: to use more than one lexicon (general and technical)
or to apply Named Entities Recognition systems to the query.</p>
      <p>In order to prove that coarse-grained disambiguation is enough for an IR task, it is necessary
to repeat the experiment with other lexical resources with less granularity than WordNet, or
to reduce the granularity of WordNet with some well-known technique (domains, clustering
of related senses, semantic classes, etc.).</p>
      <p>Finally, all these data have been extracted from an Image Retrieval system. It is necessary
to complete the analysis with a more generic Text Retrieval system.
[8] Robert Krovetz. On the Importance of Word Sense Disambiguation for Information Retrieval.</p>
      <p>In Creating and Using Semantics for Information Retrieval and Filtering. State of the Art
and Future Research. Third International Conference on Language Resources and Evaluation
(LREC) workshop, 2002.
[9] Fernando Mart nez-Santiago, Jose M. Perea-Ortega, and Miguel A. Garc a-Cumbreras. SINAI
at Robust WSD Task @ CLEF 2008: When WSD is a Good Idea for Information Retrieval
tasks? In Working Notes for the CLEF 2008 Workshop, 2008.
[10] Sergio Navarro, Fernando Llopis, and Rafael Mun~oz. IRn in the CLEF Robust WSD Task
2008. In Working Notes for the CLEF 2008 Workshop, 2008.
[11] Arantxa Otegi, Eneko Agirre, and German Rigau. IXA at CLEF 2008 Robust-WSD Task:
using Word Sense Disambiguation for (Cross Lingual) Information Retrieval. In Working
Notes for the CLEF 2008 Workshop, 2008.
[12] Jose R. Perez-Aguera and Hugo Zaragoza. UCM-Y!R at CLEF 2008 Robust and WSD tasks.</p>
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