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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Improving Retrieval Using External Annotations: OHSU at ImageCLEF 2010</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Steven Bedrick</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jayashree Kalpathy-Cramer</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Oregon Health &amp; Science University</institution>
          ,
          <addr-line>Portland, OR, USA 97239</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Over the past several years, our team has focused its e orts on improving retrieval precision performance by mixing visual and textual information. This year, we chose to explore ways in which we could use external data to enrich our retrieval system's data set; speci cally, we annotated each image in the test collection with a set of MeSH headings from two di erent sources: human-assigned MEDLINE index terms, and automatically-assigned MeSH headings (via the National Library of Medicine's MetaMap software). In addition to exploring these di erent data enrichment techniques, we also revamped the architecture of our retrieval system itself. In past years, we have used a two-tiered approach wherein the data is stored in a relational database (RDBMS), but the indexing and searching are done using Lucene-like system. This year, we took advantage of our RDBMS's full-text search capabilities and performed both storage and searching in the RDBMS. This turned out to have both positive and negative e ects at a practical level. On the one hand, using the database's built-in text retrieval subsystem resulted in improved retrieval speed and easier query analysis; however, these gains came at the cost of reduced exibility and increased code complexity. Our experiments investigated the e ects of using various combinations of human- and automatically-assigned MeSH terms, along with several of the techniques that have proved useful in previous years. We found that including automatically-assigned MeSH terms sometimes provided a small amount of improvement (in terms of bpref, MAP, and early precision) and sometimes hurt performance, whereas including the humanassigned MEDLINE index headings consistently yielded a sizable improvement in those same metrics.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        As has been discussed at length in previous works[12, 11], medical image
retrieval represents a large and ever-growing problem. As the utilization rates of
diagnostic imaging increase[
        <xref ref-type="bibr" rid="ref10 ref3 ref4 ref9">9, 4, 10, 3</xref>
        ], so do the number of images that must be
stored and retrieved. Unfortunately, however, image retrieval techniques often
lag behind their textual cousins in terms of performance[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>The ImageCLEF series of evaluation campaigns provides a forum for
researchers working on image retrieval problems to share ideas and compare their
systems. One of the campaign's ongoing tracks is a medical image retrieval task,
which is described in detail in [12, 11]. This year, the task's test collection was an
expanded version of the collection used in 2008 and 2009, and included 77,495
images from 5,609 articles in the journals Radiology and Radiographics.</p>
      <p>
        OHSU has participated in the medical track of ImageCLEF since 2006, and
our focus has consistently been on exploring ways to make use of both visual and
textual information during retrieval. Over the past several years, our system has
achieved good performance (particularly in terms of precision) by using image
modality information to adaptively determine which results are relevant to a
given query[
        <xref ref-type="bibr" rid="ref5 ref7 ref8">5, 8, 13, 7</xref>
        ].
      </p>
      <p>This year, however, we decided to try something slightly di erent. In the
past, we had annotated documents in the test collection with
automaticallyextracted modality labels and made use of external knowledge sources (such as
the US National Library of Medicine's UMLS metathesaurus) to perform query
expansion. This year, we attempted to make further use of external knowledge
in the form of MeSH (Medical Subject Heading) keyword annotations.</p>
      <p>Each record in the ImageCLEF medical test collection includes a \PMID,"
or PubMed identi er: essentially, a link back to the MEDLINE record
(journal article) from which the image originally came. Each entry in MEDLINE
is indexed by a professional indexer, and we added these index terms to our
copy of the test collection. We therefore were able to make use of an average of
12 guaranteed-relevant keywords for each item in the collection. Furthermore,
since a certain number of index terms for each MEDLINE entry are designated
as \major headings" (i.e., particularly relevant keywords), we were able to be
highly con dent of the relevance of at least a few index terms for each collection
entry.</p>
      <p>
        Of course, most medical data sets do not include human-curated index terms.
We therefore experimented with automatically-assigned index terms using the
National Library of Medicine's MetaMap software1[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. MetaMap identi es
concepts in arbitrary input text, and maps them to UMLS concepts. We used
MetaMap to assign a set of MeSH headings to each image caption in the test
collection2. MetaMap assigned an average of 5 MeSH terms to each caption.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Our System</title>
      <p>
        As in years past, our retrieval system is written in the Ruby language3 and uses
the Ruby on Rails4 web framework as well as the open-source PostgreSQL
relational database system5. However, unlike our system from 2006{2009, this year's
system uses neither Lucene nor Ferret (a port of Lucene to Ruby)6 to perform
1 http://mmtx.nlm.nih.gov/
2 See [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] for an up-to-date discussion on the current state of MetaMap.
3 http://www.ruby-lang.org
4 http://www.rubyonrails.org
5 http://www.postgresql.org
6 To minimize confusion, we will refer our past systems as having used Lucene, as in
terms of capabilities, APIs, and query language, Ferret is functionally identical to
Lucene.
the text retrieval. Instead, this year we chose to experiment with PostgreSQL's
built-in full-text search subsystem7.
      </p>
      <p>In the past, our system had to maintain its full-text index of image captions,
titles, etc. as a separate le, and relied on extra software libraries to perform
retrieval. Our hope was that, by integrating the full-text searching with the
database itself, our system would have fewer \moving parts." This turned out to
be the case; integrating text search with the database did make certain parts of
our system less cluttered, and this year's system's retrieval speed was de nitely
improved over previous years' systems.</p>
      <p>However, these improvements came at a cost. PostgreSQL's full-text query
syntax is somewhat cumbersome, and modifying our query processor to translate
user queries into PostgreSQL-compatible queries turned out to be more
challenging than we had initially anticipated. That said, the fact that PostgreSQL's
search subsystem uses a set of extensions to standard SQL syntax meant that
it was extremely convenient and easy to develop and debug our query
processor, particularly in comparison to our analogous experiences with Lucene, whose
query system could be somewhat opaque.</p>
      <p>Overall, though, the nal product ended up being somewhat more complex
than its Lucene-based predecessor, and there were also certain convenience
features that we missed. For example, the port of Lucene that we used made it very
easy to add additional index elds that represented dynamically calculated
values (for example, a concatenation of two other elds). Achieving a similar e ect
using PostgreSQL involved adding a new index to our database itself. While this
is certainly easy enough to do, it ultimately resulted in a very cluttered database
schema.</p>
      <p>Overall, integrating our search system with the database itself was probably
a wash from a technical standpoint. From a performance standpoint, it ended up
representing a small step backwards in certain ways. Lucene uses a vector-space
retrieval model, whereas PostgreSQL's text search subsystem uses a boolean
model. As such, we found this year's system to be much less robust when faced
with topics with few relevant results, which a ected its recall.</p>
      <p>
        Besides this architectural change, other aspects of our system were relatively
unchanged from the descriptions given in previous years' Working Notes
papers[
        <xref ref-type="bibr" rid="ref7">13, 7</xref>
        ], including modality ltration, query expansion, etc. One extension
that we did add over previous years was \modality-aware result reordering." In
past years, we had found that our existing modality ltration techniques8 were
sometimes too aggressive, particularly in situations where the modality
information was ambiguous or where there were not very many relevant results in the
collection.
      </p>
      <p>
        To compensate for this, we added a mode to our system wherein the nal
result set returned to the user will contain both ltered and un- ltered results,
7 http://www.postgresql.org/docs/8.4/static/textsearch.html
8 See [
        <xref ref-type="bibr" rid="ref7">7, 13</xref>
        ] for more details; in brief, our modality ltration approach involves
extracting modality information from user queries, and then returning only result images
whose modality matches that speci ed by the user.
but with the ltered results ordered above the un ltered ones. In other words,
if a user searches for \Pulmonary embolism CT", the system's results will be
composed of two subsets: rst, the results whose modalities were CT scans, and
then, any other search results that might have come up with other modalities.
Our intent was to improve recall performance over simple modality ltration
runs.
      </p>
      <p>In addition to this modi cation, as mentioned earlier, this year we also added
externally-derived annotations to our database, in the form of MeSH headings.
To actually make use of these for retrieval, we combined the image caption elds
with a space-delimted list of MeSH headings to create two \meta- elds" (one
that included the human-generated MEDLINE index terms, and another for
the automatically-assigned headings). We then created full-text indices of these
columns just as we would any others (e.g., caption, title, etc.), and used them
accordingly.</p>
      <p>As in previous years, our system can be used interactively (see gures 1 and
2). However, it can also be used in a more batch-oriented manner (see gure
3), and its results can be downloaded directly as trec-eval-compliant run les.
Furthermore, one of the authors (SB) has written a script which submits queries
and generates runs programmatically.
We submitted a total of ten ad-hoc runs, all of which used some combination
of system features (see table 1 for a breakdown of the runs). Our primary focus
this year was on exploring the e ects of using di erent combinations of MeSH
terms. As mentioned earlier, we had two types of MeSH term for each record
in the collection: a set of human-assigned MEDLINE index terms, and a set of
automatically-assigned terms. Of the MEDLINE terms, some were designated
by the human indexers at the National Library of Medicine as \major topics"
(i.e., particularly relevant key words). Our runs either did or did not include the
automatically-assigned MeSH terms (\MetaMap"), and used either none of the
MEDLINE terms, only the major topic terms, or all of the MEDLINE terms.</p>
      <p>Another setting we varied from run to run was whether to use modality
ltration, and, if so, whether to use modalities extracted from image titles, captions,
a visual classi er (\jaykc"), or the union of all three. Additionally, some of our
runs used image titles as well as captions; others only used captions.</p>
      <p>For the purpose of comparison, we also produced a \control" run featuring
all of our \classic" features (query expansion, modality ltration and reordering,
and use of titles) but without any of the MeSH terms. We did not submit this
run to ImageCLEF, but we did run it through trec eval with the same qrel
le. As such, its results are directly comparable to those of our submitted runs.
4</p>
    </sec>
    <sec id="sec-3">
      <title>Results and Discussion</title>
      <p>OHSU's runs performed competitively, although we were not at the very top of
the categories we competed in. Our results are summarized in table 2 and gure
4. In terms of both MAP and bpref, our runs follow a bimodal distribution, with
run bpref map p5 p10 p20 p100
pm all all mod 0.344 0.3029 0.4875 0.4313 0.3344 0.1562
pm major all mod 0.3404 0.3004 0.5000 0.4375 0.3469 0.1519
all mh major all mod 0.3428 0.2983 0.4625 0.4188 0.3031 0.1494
all mh major jaykc mod 0.3428 0.2983 0.4625 0.4188 0.3031 0.1494
high recall with titles modality reorder 0.2754 0.2623 0.4375 0.3875 0.293 0.1644
high recall with titles 0.2714 0.2592 0.4375 0.3875 0.2937 0.1581
all mh major jaykc mod reorder 0.2533 0.256 0.4375 0.3813 0.275 0.1487
all mh major all mod reorder 0.2533 0.256 0.4375 0.3813 0.275 0.1487
mm all mod 0.2594 0.2476 0.4625 0.4125 0.3062 0.1444
high recall 0.2533 0.2386 0.4125 0.3625 0.2844 0.1544
control 0.2614 0.2397 0.4000 0.3625 0.2875 0.1581
runs a{d noticeably outperforming the remainder. In terms of early precision,
our runs all performed quite well, although there was some notable between-run
variation.</p>
      <p>Regarding the performance of runs a{d, the question arises: what was
different about those runs from the others? They all featured the combination of
MEDLINE terms, modality ltration, query expansion, and no result reordering.
Similarly-con gured runs that did use result reordering su ered a map penalty,
as did runs without reordering but using MetaMap terms instead of MEDLINE
terms (e.g., mm all mod, although it should be noted that while this particular
run had a low map, it did quite well in terms of simple early precision). Using
only \major subject" MEDLINE headings did not seem to yield any signi cant
bene t over simply using all of the human-assigned index terms.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions</title>
      <p>In conclusion, our idea of using external MeSH annotations to improve retrieval
does seem to have promise; however, there is a great deal of experimentation
yet to do before we can take full advantage of these annotations. Speci cally, we
need to determine why the manually-assigned MEDLINE annotations seemed
to be so much more bene cial than the automatically-assigned annotations. One
possible explanation would be that the average quality of the
automaticallyassigned annotations is lower than the average quality of the human-assigned
annotations| i.e., that the MetaMap program is assigning erroneous or
incomplete subject headings. Our initial examinations have actually shown the
opposite to be true| given image captions, MetaMap seems to be doing a reasonable
job at assigning relevant and speci c MeSH headings.</p>
      <p>Another possibility is that the level of annotation detail is di erent between
the human- and automatically-assigned MeSH headings, and that this di
er</p>
      <p>c d e f g h
j k</p>
      <p>p100
ence in detail is a ecting the ability of the terms to help retrieval. The human
indexers are assigning subject headings for an entire article, whereas in our
system MetaMap is working on individual captions. Therefore, our
automaticallyassigned annotations sometimes seem to be very speci c, whereas the
humanassigned annotations can seem very vague. For example, consider the case of
gure 62141, from an article entitled \High-resolution CT and CT angiography
of peripheral pulmonary vascular disorders." The caption text is as follows:
Figure 8c. Parasitic pulmonary embolism. (a, b). CT scans demonstrate
rupture of an Echinococcus cyst (E. granulosus ) (*) into the inferior vena
cava (c, d). CT scans show peripheral pulmonary embolism of scolices
(c) with subpleural calci ed daughter cysts (arrowheads in d). Massive
central pulmonary arterial embolism can occur in hydatid disease or in
ascariasis in association with acute pulmonary arterial thrombosis.</p>
      <p>This represents a detailed description of a gure, including lots of helpful
anatomical vocabulary. The MEDLINE terms for this article are:
{ Angiography
{ Humans
{ Lung Diseases
{ Peripheral Vascular Diseases
{ Tomography, X-Ray Computed
{ Rupture
{ Cysts
{ Thrombosis
{ Echinococcosis
{ Ascariasis
{ Pulmonary Artery
{ Tomography, X-Ray Computed
{ Vena Cava, Inferior
{ Pulmonary Embolism</p>
      <p>The MetaMap-derived terms, on the other hand, are as follows:
Clearly, these two sets of terms are operating at di erent levels of speci city.
While we have not done an exhaustive study of our annotations, this pattern
does seem to repeat itself with some regularity from record to record. Given
this asymmetry in annotation detail between sources, it is not surprising that
one source would prove more helpful than the other. However, the questions of
which source would be most helpful, and, more importantly, why it would be so,
remain open and will form the next step in this research.</p>
      <p>Additional future steps include exploring ways to enrich our use of these
annotations. Currently, we are using them in a very simplistic way, and are
treating all annotations as equally important. Perhaps we should only make use
of certain categories of annotation, and use only anatomical terms, for example.
We may want to weight certain annotations more heavily than others, based
perhaps on frequency of occurrence. Some very common annotations might be
best ignored altogether. Hopefully, exploring these directions will enable us to
improve our system's performance for next year's ImageCLEF.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>We acknowledge the National Library of Medicine grant 3T15LM007088 for
supporting this work, as well as 1K99LM009889.
11. Muller, H., Kalpathy-Cramer, J., Eggel, I., Bedrick, S., Radhouani, S., Bakke, B.,
Jr., C.K., Hersh, W.: Overview of the medical retrieval task at imageclef 2009.</p>
      <p>Working Notes of the CLEF 2009 workshop, Corfu, Greece (2009)
12. Muller, H., Kalpathy-Cramer, J., Kahn Jr., C.E., Hatt, W., Bedrick, S., Hersh, W.:
Overview of the ImageCLEFmed 2008 medical image retrieval task. In: Peters,
C., Giampiccol, D., Ferro, N., Petras, V., Gonzalo, J., Pen~as, A., Deselaers, T.,
Mandl, T., Jones, G., Kurimo, M. (eds.) Evaluating Systems for Multilingual and
Multimodal Information Access { 9th Workshop of the Cross-Language Evaluation
Forum. Lecture Notes in Computer Science, Aarhus, Denmark (Sep 2008 (printed
in 2009))
13. Radhouni, S., Kalpathy-Cramer, J., Bedrick, S., Bakke, B., Hersh, W.: Multimodal
medical image retrieval improving precision at imageclef 2009. In: Peters, C. (ed.)
Working Notes for the CLEF 2009 Workshop, Corfu, Greece (2009)</p>
    </sec>
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