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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Participation of INRIA &amp; Pl@ntNet to ImageCLEF 2011 plant images classi cation task</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Herve Goeau</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexis Joly</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Itheri Yahiaoui</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pierre Bonnet</string-name>
          <email>pierre.bonnet@cirad.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Elise Mouysset</string-name>
          <email>elise@tela-botanica.org</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CIRAD, UMR AMAP</institution>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>INRIA</institution>
          ,
          <addr-line>IMEDIA team</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Tela Botanica</institution>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper presents the participation of INRIA IMEDIA group and the Pl@ntNet project to ImageCLEF 2011 plant identi cation task. ImageCLEF's plant identi cation task provides a testbed for the system-oriented evaluation of tree species identi cation based on leaf images. The aim is to investigate image retrieval approaches in the context of crowdsourced images of leaves collected in a collaborative manner. IMEDIA submitted two runs to this task and obtained the best evaluation score for two of the three image categories addressed within the benchmark. The paper presents the two approaches employed, and provides an analysis of the obtained evaluation results.</p>
      </abstract>
      <kwd-group>
        <kwd>Pl@ntNet</kwd>
        <kwd>IMEDIA</kwd>
        <kwd>INRIA</kwd>
        <kwd>ImageCLEF</kwd>
        <kwd>plant</kwd>
        <kwd>leaves</kwd>
        <kwd>images</kwd>
        <kwd>collection</kwd>
        <kwd>identi cation</kwd>
        <kwd>classi cation</kwd>
        <kwd>evaluation</kwd>
        <kwd>benchmark</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>This paper presents the participation of INRIA IMEDIA group and the Pl@ntNet4
project to the plant identi cation task that was organized within ImageCLEF
20115 for the system-oriented evaluation of visual based plant identi cation.
This rst year pilot task was more precisely focused on tree species identi
cation based on leaf images. The task was organized as a classi cation task
over 70 tree species with visual content being the main available information.
Three types of image content were considered: leaf scans, leaf photographs with
a white uniform background (referred as scan-like pictures) and unconstrained
leaf's photographs acquired on trees with natural background. IMEDIA group,
in collaboration with the Pl@ntNet project submitted two runs, one based on
large-scale local features matching and rigid geometrical models, the other one
based on segmentation and shape boundary features.
4 http://www.plantnet-project.org/papyrus.php?langue=en
5 http://www.imageclef.org/2011</p>
    </sec>
    <sec id="sec-2">
      <title>Task description</title>
      <p>The task was evaluated as a supervised classi cation problem with tree species
used as class labels.
2.1</p>
      <p>Training and Test data
A part of Pl@ntLeaves dataset was provided as training data whereas the
remaining part was used later as test data. The training subset was built by randomly
selecting 2/3 of the individual plants of each species (and not by randomly
splitting the images themselves). So that pictures of leaves belonging to the same
individual tree cannot be split across training and test data. This prevents
identifying the species of a given tree thanks to its own leaves and that makes the
task more realistic. In a real world application, it is indeed much unlikely that a
user tries to identify a tree that is already present in the training data. Detailed
statistics of the composition of the training and test data are provided in Table 1.</p>
      <sec id="sec-2-1">
        <title>Scan</title>
      </sec>
      <sec id="sec-2-2">
        <title>Scan-like</title>
      </sec>
      <sec id="sec-2-3">
        <title>Train</title>
      </sec>
      <sec id="sec-2-4">
        <title>Test</title>
      </sec>
      <sec id="sec-2-5">
        <title>Train</title>
      </sec>
      <sec id="sec-2-6">
        <title>Test</title>
        <p>Photograph Train</p>
      </sec>
      <sec id="sec-2-7">
        <title>Test</title>
        <p>Nb of pictures Nb of individual plants Nb of contributors
2349 151 17
721 55 13
717 51 2
180 13 1
930 72 2
539 33 3
All</p>
        <p>Train 3996 269</p>
        <p>Test 1440 99
Table 1. Statistics of the composition of the training and test data
The goal of the task was to associate the correct tree species to each test image.
Each participant was allowed to submit up to 3 runs built from di erent
methods. As many species as possible can be associated to each test image, sorted by
decreasing con dence score. Only the most con dent species was however used
in the primary evaluation metric described below. But providing an extended
ranked list of species was encouraged in order to derive complementary statistics
(e.g. recognition rate at other taxonomic levels, suggestion rate on top k species,
etc.).</p>
        <p>The primary metric used to evaluate the submitted runs was a normalized
classi cation rate evaluated on the 1st species returned for each test image. Each
test image is attributed with a score of 1 if the 1st returned species is correct
and 0 if it is wrong. An average normalized score is then computed on all test
images. A simple mean on all test images would indeed introduce some bias
with regard to a real world identi cation system. Indeed, we remind that the
Pl@ntLeaves dataset was built in a collaborative manner. So that few
contributors might have provided much more pictures than many other contributors who
provided few. Since we want to evaluate the ability of a system to provide correct
answers to all users, we rather measure the mean of the average classi cation
rate per author. Furthermore, some authors sometimes provided many pictures
of the same individual plant (to enrich training data with less e orts). Since we
want to evaluate the ability of a system to provide the correct answer based on
a single plant observation, we also decided to average the classi cation rate on
each individual plant. Finally, our primary metric was de ned as the following
average classi cation score S:</p>
        <p>S =
1 XU 1 XPu 1 NXu;p su;p;n
U u=1 Pu p=1 Nu;p n=1
(1)
U : number of users (who have at least one image in the test data)
Pu : number of individual plants observed by the u-th user
Nu;p : number of pictures taken from the p-th plant observed by the u-th user
su;p;n : classi cation score (1 or 0) for the n-th picture taken from the p-th plant
observed by the u-th user</p>
        <p>It is important to notice that while making the task more realistic, the
normalized classi cation score also makes it more di cult. Indeed, it works as if a
bias was introduced between the statistics of the training data and the one of the
test data. It highlights the fact that bias-robust machine learning and computer
vision methods should be preferred to train such real-world collaborative data.
Finally, to isolate and evaluate the impact of the image acquisition type (scan,
scan-like, photograph), a normalized classi cation score S was computed for each
type separately. Participants were therefore allowed to train distinct classi ers,
use di erent training subsets or use distinct methods for each data type.
3
3.1</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Description of used methods</title>
      <p>
        Large-scale local features matching and rigid geometrical
models ! inria imedia plantnet run1
State-of-the-art methods addressing leaf-based identi cation of leaves are mostly
based on leaf segmentation and shape boundary features [
        <xref ref-type="bibr" rid="ref1 ref12 ref15 ref2 ref3">2, 12, 3, 15, 1</xref>
        ].
Segmentationbased approaches have however several strong limitations including the presence
of clutter and background information as well as other acquisition shortcomings
(shadows, lea ets occlusion, holes, cropping, etc.). These issues are particularly
critical in a crowdsourcing environment where we do not control accurately the
acquisition protocol. Alternatively, our rst run is based on local features and
large-scale matching. Indeed, we realized that large-scale object retrieval
methods [
        <xref ref-type="bibr" rid="ref10 ref14">14, 10</xref>
        ], usually aimed at retrieving rigid objects (buildings, logos, etc.), do
work surprisingly well on leaves. This can be explained by the fact that even
if only a small fraction of the leaf remains a ne invariant, this is su cient
to discriminate it from other species. Concretely, our system is based on the
following steps: (i) Local features extraction (mixed texture &amp; shape features
computed around Harris points) (ii) Local features matching with an e cient
hashing-based indexing scheme (iii) Spatially consistent matches ltering with
a RANSAC algorithm using a rigid transform model (iv) Basic top-K decision
rule as classi er: for each species, the number of occurrences in the top-K images
returned is used as its score.
      </p>
      <p>Besides clutter robustness, the method has several advantages: it does not require
any complex training phase allowing fast dynamic insertion of new crowdsourced
training data, and it is weakly a ected by unbalanced class distribution thanks
to the selectivity of the spatial consistency ltering.</p>
      <p>
        Mixed texture &amp; shape local features Rather than using classical SIFT
features computed around DoG points, we employed multi-resolution color
Harris points ([
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]). Indeed, we remarked that Harris corners were much
more representative of relevant patterns of the leaves than the DoG points. Leaf
boundary corners detected by Harris detector are notably much more stable than
the blobs detected by DoG (which are visually mainly noise). We used the color
version of Harris detector [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] that has usually a better repeatability. Finally we
extracted the points at four distinct resolutions (as in [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]) to deal with scaling
and blurring (with a scale factor equal to 0.8 between each resolution). The
number of Harris points extracted per image was limited to 500 (with a log-scale
maximum number of points per resolution).
      </p>
      <p>
        Local features: hough 4 4, eoh 8, fourier 8 32 are extracted around each Harris
point from an image patch oriented according to the principal orientation and
scaled according to the resolution at which the Harris corner was detected.
hough 4 4 is a 16 dimensional histogram based on ideas inspired from the Hough
transform and is used to represent simple shapes in an image [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
fourier 8 32 is a Fourier histogram used as a texture descriptor describing the
distribution of the spectral power density within the complex frequency plane.
It can di erentiate between the low, middle and high frequencies and between
di erent angles the salient features have in a patch [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
eoh 8 is a 8 dimensional classical Edge Orientation Histogram used for
describing shapes in images and gives here the distribution of gradients on 8 directions
in a patch.
      </p>
      <p>
        Finally, we use as local features the concatenation of these 3 local features,
resulting in a 280-dimensional feature vector extracted around each Harris point.
Local features compression with RMMH Random Maximum Margin
Hashing (RMMH) [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] is a new data dependent hashing method that we recently
introduced for the e cient embedding of high-dimensional feature vectors. The
main idea of RMMH is to train balanced and independent binary partitions of
the high-dimensional space by training svm's on purely random splits of the
data, regardless the closeness of the training samples and without any form of
supervision. It allows to generate consistently more independent hash functions
than previous data dependent hashing methods while keeping a better
embedding than classical data independent random projections such as LSH [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. In this
work, each local feature vector was embedded into a 256-bits hash code using
RMMH with a linear kernel (inner product) and M=32 training samples per
hash function (i.e. per bit). The distance between two local features is nally
computed as a Hamming distance between their two hash codes.
      </p>
      <p>
        Local features indexing and matching with AMP-RMMH We also used
RMMH for indexing purposes using the multi-probe hashing method described
in [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. The 20 rst bits of the hash codes were used to create a hash table and
all binary hash codes of the full training set were mapped into it (resulting in
about 2 millions 256-bits hash codes mapped in a 220 size hash table). At query
time, each local feature of the query image is compressed with RMMH through
a 256-bit hash code and its approximate 600-nearest neighbors are searched
by probing multiple neighboring buckets in the hash table (according to the a
posteriori multi-probe algorithm described in [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]). This step returns a large set
of candidate local feature matches than can be reorganized image by image to
nally obtain a set of candidate images each with a set of candidate matches.
Reranking with rigid geometrical models A last step is nally applied
to re-rank the candidate images (retrieved from the training set) according to
their geometrical consistency with the query local features (as in [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] or [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]).
We therefore estimate a translation-scale-rotation geometric model between the
query image and each retrieved image. This is done using a RANSAC-like
algorithm working only on points positions, so that it uses random pairs of matches
to build candidate transform parameters. The nal score for each image is
computed as the number of inlier matches (i.e. the ones that respect the estimated
translation-scale-rotation geometric model). All images that were returned by
the former step are nally re-ranked according to this geometrical consistency
score.
      </p>
      <p>Classi cation with a top-k decision rule Best species label is nally
computed by voting on the top-10 returned training images (ranked by geometrical
consistency score).</p>
      <p>Training data strategy Since training and test leaf images are categorized in
three distinct image types (scans, scan-like photos and unconstrained photos),
an important question is which training images types should be used for which
test image type. Few leave-one-out experiments performed on the training set
itself did show us that using only scans as training images for all test images
might be more e ective than other strategies (e.g. using all training images for
all test image types or using only the same image type for training and testing).
This can be explained by the fact that scan images do not contain any noisy
background so that all local features included in the trained index are actually
parts of the leave and not distractors as in unconstrained photographs.
3.2</p>
      <p>
        Directional Fragment Histogram and geometric parameters on
shape boundary! inria imedia plantnet run2
The method used in the second run is very distinct from the rst one and is closer
from state-of-the-art methods based on leaf segmentation and shape boundary
features. We use a shape boundary descriptor called Directional Fragment
Histogram introduced in a previous work on botanical images database [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], and to
combine it with usual geometric parameters on shapes. The method described
below focuses on scans and scan-like images. For photographs, results were
produced by using classical global descriptors (Fourier histogram, Hough histogram,
HSV color histogram, Global and Local Edge Orientation Histograms)
implemented in the framework developed in IMEDIA team (more details of these
global descriptors can be found in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] and [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]).
      </p>
      <p>
        As almost boundary-based shape description methods, the rst step deals
with image segmentation. We use the classical Otsu adaptive thresholding method
[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], applied widely in the literature due to its content-independent
characteristic. Then two distinct feature extractions are applied in order to obtain a set
of two vector descriptors, one containing the boundary description with a
Directional Fragment Histogram, and the other containing 8 distinct geometric
parameters.
      </p>
      <p>
        Boundary description with Directional Fragment Histogram This method
was introduced and applied successfully in a previous work on botanical data in
2006 [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. The main idea is to consider that each element of a contour has a
relative orientation with respect to its neighbors. The method consists in to slide a
segment over the contour of the shape and to identify groups of elements having
the same direction within the segment. Such groups are called Directional
Fragments, and then the DFH codes the frequency distribution and relative length
of groups of elements. Figure 1 gives an example of the extraction of the
Directional Fragment Histogram during one position of the sliding segment (colored
in three fragments green, red and blue) along the contour. In this example the
DFH is a 32-dimensional histogram given by 8 orientations d0 to d7 combined
with 4 balanced ranges of relative lengths, (the lengths of the fragments seen as a
percentage of the segment length). In this position the sliding segment is counted
3 times at 3 distinct orientations and lengths. At the end of the procedure DFH
is nally normalized by the number of all the possible segments.
      </p>
      <p>
        Boundary description with geometric parameters In order to improve
performances in plant identi cation, we chose to combine the DHF descriptor
with 8 morphological features used in plant identi cation literature, like Aspect
Ratio, Rectangularity, Convex Area Ratio, Convex Perimeter Ratio, Sphericity,
Eccentricity and Form Factor. The table 2 gives the 8 geometric parameters
used for the task. Most of these parameters were succesfuly experimented in
[
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], but on a limited numbers of 6 species related in fact to 6 very distinct
morphological categories of simple leaf shapes. The Plant Identi cation task was
the opportunity to experiment these shape parameters on much more species, on
much more morphological categories of leaf shapes, with simple and compound
leaves, and for certain with more visual ambiguities between species.
Classi cation with a top-k decision rule Finally, the boundary is described
by two vectors, one 8-dimensional vector containing the shape parameters, and
a DFH histogram. A balanced weighted sum of L1 distances on these two
vectors is used as similarity measure between an image test and a training image.
Best species label is nally computed by voting on the top-10 returned training
images, as in the previous rst run.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Results</title>
      <p>The two runs submitted by IMEDIA, in spite of theirs theoretical di
erences, gave both good results, and obtained the best evaluation scores for two</p>
      <sec id="sec-4-1">
        <title>Diameter</title>
      </sec>
      <sec id="sec-4-2">
        <title>Aspect Ratio</title>
      </sec>
      <sec id="sec-4-3">
        <title>Rectangularity</title>
      </sec>
      <sec id="sec-4-4">
        <title>Form Factor</title>
      </sec>
      <sec id="sec-4-5">
        <title>Sphericity</title>
      </sec>
      <sec id="sec-4-6">
        <title>Eccentricity</title>
        <p>Dmax
Dmin</p>
        <p>As
Ab
As
Ah
Ps
Ph
of the three image categories addressed within the benchmark, on scans for the
run inria imedia plantnet run1, and on scan-like images for the second run
inria imedia plantnet run2.</p>
        <p>Considering the rst run, the approach based on large-scale local features
matching and rigid geometrical models gives surprisingly better results on scans
than state of the arts methods based on shape boundary features.</p>
        <p>Considering the image types and the results for all teams, performances are
degrading with the complexity of the acquisition image type. Indeed, scans are
more easy to identify than scan-like photos and unconstrained photos are much
more di cult. This is can be seen in gure 5 where the relative scores of each
image type are highlighted by distinct colors. However, if this "rule" is true
for the rst run inria imedia plantnet run1 , it is not for the second run
inria imedia plantnet run2 (and also for 5 other runs). It is di cult to give a
precise reason of these results, but numerous unsuccessful scan tests have a
relatively poor quality, coming from a low resolution original scan, noisy with a non
uniform and gradually yellow colored background with blurred content. These
unsuccessful scans maybe indicate a weakness at the very rst step of automatic
segmentation.
For IMEDIA these results are very promising considering the
complementarity of the two very distinct methods. Surprisingly, the matching approach gives
the best evaluation score of the task on scans than state of the arts methods
based on shape boundary features. This is an important result that opens
further investigations in matching based approaches applied to plant identi cation.
Initially aimed at retrieving rigid objects, this original approach for plant leaf
identi cation can be certainly improved in order to be more robust to other
kind of images as the scan-like pictures and photographs, maybe by considering
a part-based model approach. The very good results with the second method
based on shape boundary description, let us to plan improvement by combining
it with the matching approach. Indeed, by considering all test images, only 22%
of the images are successful at the same time for the two methods, which let us
to aim a signi cant room for improvement.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgement</title>
      <p>This work was funded by the Agropolis fundation through the project Pl@ntNet
(http://www.plantnet-project.org/)</p>
    </sec>
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