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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The She eld and Basque Country Universities Entry to CHiC: using Random Walks and Similarity to access Cultural Heritage</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Eneko Agirre</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paul Clough</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Samuel Fernando</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Hall</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Arantxa Otegi</string-name>
          <email>arantza.otegig@ehu.es</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Stevenson</string-name>
          <email>m.stevensong@sheffield.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of She eld, Western Bank</institution>
          ,
          <addr-line>She eld, S10 2TN</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of the Basque Country, UPV/EHU</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>The Cultural Heritage in CLEF 2012 (CHiC) pilot evaluation included these tasks: ad-hoc retrieval, semantic enrichment and variability tasks. At CHiC 2012, the University of She eld and the University of the Basque Country submitted a joint entry, attempting the three English monolingual tasks. For the ad-hoc task, the baseline approach used the Indri Search engine. Query expansion approaches used random walks using Personalised Page Rank over graphs constructed from Wikipedia and WordNet, and also by nding similar articles within Wikipedia. For the semantic enrichment task, random walks using Personalised Page Rank were again used. Additionally links to Wikipedia were added and further approaches used this information to nd enrichment terms. Finally for the variability task, TF-IDF scores were calculated from text and meta-data elds. The nal results were selected using MMR (Maximal Marginal Relevance) and cosine similarity.</p>
      </abstract>
      <kwd-group>
        <kwd>Personalised PageRank</kwd>
        <kwd>Random Walks</kwd>
        <kwd>Information Retrieval</kwd>
        <kwd>Wikipedia</kwd>
        <kwd>WordNet</kwd>
        <kwd>Knowledge Bases</kwd>
        <kwd>Clustering</kwd>
        <kwd>Maximal Marginal Relevance</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The Cultural Heritage in CLEF 2012 (CHiC) pilot evaluation proposed these
tasks: ad-hoc retrieval, semantic enrichment and variability tasks.</p>
      <p>The University of She eld and the University of the Basque Country
submitted a joint entry, attempting the three English monolingual tasks.
are based on real Europeana3 query logs and the documents to be retrieved are
metadata records of Europeana objects.</p>
      <p>We participated in the English monolingual subtask and submitted 4 di erent
runs: one baseline run, and other 3 runs applying query expansion.</p>
      <p>
        For all our approaches, we used Indri search engine [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], which is a part of the
open-source Lemur toolkit4. We indexed the title, subject and description elds
of the Europeana objects. The Porter stemmer was used.
Our baseline approach is the default query likelihood language modeling method
implemented in the Indri search engine. We chose the Dirichlet smoothing method,
with the parameter set to the value 100. We refer to this approach as NOEXP
run.
Our query expansion retrieval model runs queries which contain the original
terms of the query and the expansion terms. Documents are ranked by their
probability of generating the whole expanded query (QRQE), which is given by:
PRQE(QRQE j D) = P (Q j D)wP (Q0 j D)1 w
(1)
where w is the weight given to the original query and Q0 is the expansion of
query Q. The query likelihood probability (P (Q j D)) is the one used for the
baseline approach. Details about the probability of generating the expansion
terms (P (Q0 j D)) are omitted here, please, refer to [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>As we did not have training data, we xed the parameters to the optimum
values in other previous experiments (w = 0:7).</p>
      <p>We use two di erent approaches to obtain the expansion terms.</p>
      <p>Using Random Walks. The query expansion algorithm based on random
walks over the graph representation of concepts and relations in a knowledge
base to obtain concepts related to the queries.</p>
      <p>
        We have use this approach for two di erent runs. The di erence between
these two runs is the knowledge-base used. We have used Wikipedia for one
run (EXP UKB WIKI10 is the identi er for this run), and WordNet [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] for
the other one (EXP UKB WN100). In order to obtain the graph structure of
Wikipedia, we simply treat the articles as vertices, and the links between articles
as the edges. We represent WordNet as a graph as follows: graph nodes represent
WordNet concepts (synsets) and dictionary words; relations among synsets are
represented by undirected edges; and dictionary words are linked to the synsets
associated to them by directed edges. We used WordNet version 3.0, with all
      </p>
    </sec>
    <sec id="sec-2">
      <title>3 http://www.europeana.eu</title>
    </sec>
    <sec id="sec-3">
      <title>4 http://www.lemurproject.org</title>
      <p>
        relations provided, including the gloss relations. This was the setting obtaining
the best results in a word similarity dataset as reported by [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Given a query and the graph-based representation of Wikipedia or WordNet,
we obtain a ranked list of related concepts as follows:
1. We rst pre-process the query to obtain the lemmas and parts of speech of
the open category words.
2. We then assign a uniform probability distribution to the terms found in the
query. The rest of nodes are initialized to zero.
3. We compute personalized PageRank [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] over the graph, using the previous
distribution as the reset distribution, and producing a probability
distribution over WordNet concepts The higher the probability for a concept, the
more related it is to the given document.
      </p>
      <p>Basically, personalized PageRank is computed by modifying the random
jump distribution vector in the traditional PageRank equation. In our case, we
concentrate all probability mass in the concepts corresponding to the words in
the query.</p>
      <p>Let G be a graph with N vertices v1; : : : ; vN and di be the outdegree of node
i; let M be a N N transition probability matrix, where Mji = d1i if a link from
i to j exists, and zero otherwise. Then, the calculation of the PageRank vector
Pr over G is equivalent to resolving Equation (2).</p>
      <p>Pr = cM Pr + (1
c)v
(2)</p>
      <p>In the equation, v is a N 1 vector and c is the so called damping factor, a
scalar value between 0 and 1. The rst term of the sum on the equation models
the voting scheme described in the beginning of the section. The second term
represents, loosely speaking, the probability of a surfer randomly jumping to
any node, e.g. without following any paths on the graph. The damping factor,
usually set in the [0:85::0:95] range, models the way in which these two terms
are combined at each step.</p>
      <p>The second term on Eq. (2) can also be seen as a smoothing factor that
makes any graph ful ll the property of being aperiodic and irreducible, and
thus guarantees that PageRank calculation converges to a unique stationary
distribution.</p>
      <p>In the traditional PageRank formulation the vector v is a stochastic
normalized vector whose element values are all N1 , thus assigning equal probabilities
to all nodes in the graph in case of random jumps. In the case of personalized
PageRank as used here, v is initialized with uniform probabilities for the terms
in the document, and 0 for the rest of terms.</p>
      <p>PageRank is actually calculated by applying an iterative algorithm which
computes Eq. (2) successively until a xed number of iterations are executed. In
our case, we used a publicly available implementation5.</p>
      <p>In order to select the expansion terms, we choose the top N highest scoring
concepts. When using Wikipedia, the rst 10 concepts are used as expansion</p>
    </sec>
    <sec id="sec-4">
      <title>5 http://ixa2.si.ehu.es/ukb/</title>
      <p>terms. In the case of WordNet, we get all the words that lexicalize the rst 100
concepts.</p>
      <p>For instance, given a query like \Esperanto", this method based on Wikipedia
suggests related terms or phrases like L. L. Zamenhof, interlingua, international
auxiliary language and constructed language.</p>
      <p>Using Wikipedia Similarities. For the second query expansion approach,
we use the 10 concepts obtained by the WIKISIM approach for the Semantic
Enrichment task (see Sec. 4). We refer to this query expansion approach as the
EXP SE WIKISIM run.
2.3</p>
      <sec id="sec-4-1">
        <title>Results</title>
        <p>Method MAP
EXP UKB WN100 51.61</p>
        <p>NOEXP 51.48
EXP SE WIKISIM 50.96</p>
        <p>EXP UKB WIKI10 50.64</p>
        <p>The approaches from our submission give the best results overall in
comparison to the other submissions. The baseline NOEXP approach provides strong
results. However the query expansion approaches give little improvement, or even
slightly degrade performance.
3</p>
        <sec id="sec-4-1-1">
          <title>Variability Task</title>
          <p>
            The goal of this task is to present a list of 12 items that give a good overview
[
            <xref ref-type="bibr" rid="ref7">7</xref>
            ] over what types of items are available for the given query. To achieve this
we have investigated two methods for selecting the 12 items to display and two
sources for the meta-data that the selection algorithms work on.
          </p>
          <p>Indexing and searching of the collection was performed using Apache Solr6.
By default only the dc:title, dc:description, and dc:subject elds were searched
and all words in the query were required to appear in those elds. Basic fully
automatic query expansion was used to achieve higher recall. For singular nouns
the plural form was added as a search keyword, vice-versa for plural nouns the
singular form was added. If a word looked like a year, then the enrich:period label
and europeana:year elds were also searched for that year. Additionally we used</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>6 http://lucene.apache.org/solr/</title>
      <p>a very small gazetteer of place-names to identify candidate toponyms which were
then searched for in the enrich:place label eld.</p>
      <p>
        For each of the query result documents we then calculated two TFIDF scores,
one based on the textual description of the items (labelled TEXT, using dc:title,
dc:description, and dc:subject elds), the other based on what we termed the
meta-data facets (labelled FACET, using dc:subject, europeana:dataProvider,
enrich:place label, europeana:year, europeana:type, and dcterms:medium elds). For
the textual descriptions the dc:title and dc:description were sentence and word
tokenised, and then stop-worded using NLTK7. For all other elds the whole
eld content was used as a single token. Using the TFIDF scores the nal 12
documents were then selected using either Maximal-Marginal-Relevance (MMR)
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] or cosine-similarity.
3.1
      </p>
      <sec id="sec-5-1">
        <title>Approaches</title>
        <p>
          Maximal-Marginal-Relevance The selection using MMR starts by clustering
the documents using k-means. The number of clusters k is selected
automatically [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. The MMR algorithm then iterates over the resulting clusters, each
time selecting a document from the cluster that is most dissimilar (using cosine
similarity) to the documents that have already been selected. Additionally if a
document's title is the same as a title in the list of previously selected
documents, it is skipped, unless that would reduce the nal number of documents to
less than 12.
        </p>
        <p>Cosine Similarity In the cosine similarity method we randomly select a
document to be the rst document. The remaining documents are then sorted by
decreasing cosine similarity to the rst document. From this ranking we then
sample the nal 12 documents at regular intervals.
3.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Results</title>
        <p>Method MAP
CLUSTERFACETS 23.93
CLUSTERTEXT 23.13
SIMFACETS 22.59</p>
        <p>SIMTEXT 21.85</p>
        <p>The results from our submission give the best results overall when compared
to the other submissions. As the variability judgements have not yet been
released, the quality of the results is hard to judge. However the results seem to</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>7 http://nltk.org/</title>
      <p>imply that the cosine similarity produces better results if there are about 12
topics in the results and the topics have roughly the same number of items each,
whereas the MMR method works better if this condition does not hold. The most
likely reason for this is that the regular sampling used in the cosine similarity
method breaks if the topic distribution is heavily skewed, or there are only a few
topics.
4</p>
      <sec id="sec-6-1">
        <title>Semantic Enrichment Task</title>
        <p>The goal of this task is to present a ranked list of at most 10 concepts (words
or phrases) for each query. These concepts should semantically enrich the query
and/or guess the information need or query intent of the user. The concepts can
be extracted from the Europeana data that has been provided (internal) or make
use of other resources such as the Web or Wikipedia (external).
4.1</p>
        <sec id="sec-6-1-1">
          <title>Approaches</title>
          <p>Random walks The concepts from the UKBWIKI and UKBWN runs are
obtained using Wikipedia and WordNet, respectively, following the expansion
strategy based on random walks explained in Section 2.2.</p>
          <p>Wikipedia links Two approaches attempted to nd useful terms by nding
inline Wikipedia links within each of the items in the collection. So for example
given the text:
Hiroshima peace lanterns at Leith 1985.</p>
          <p>Leith; Ceremonies; Peace demonstrations; Eighties;
War in Japan; World War II keywords</p>
          <p>Links might be added to the terms Hiroshima, Leith and World War II.
The motivation behind this approach is that these added links will suggest useful
keywords which co-occur with the query term and so could be used as semantic
enrichments for the term.</p>
          <p>
            The Wikipedia Miner software [
            <xref ref-type="bibr" rid="ref8">8</xref>
            ] was used to nd the links. This software has
been trained on a Wikipedia snapshot from 6th Jan 2011. The software attempts
to learn from the way Wikipedia itself links to other articles. The main training
features used are commonness and relatedness of anchor terms. The commonness
feature measures how often a certain anchor text links to a particular article in
the text (so for example `tree' will link more often to the plant than to the
more obscure computer science de nition of tree). The relatedness computes
how closely related the term is to others in the text that is being linked, and
thus takes into account the context of the text.
          </p>
          <p>The rst approach used an IR engine to nd items that contained the query
term. The IR engine used was Apache Solr (as described in Section 3). All
returned items were then run through Wikipedia Miner to markup Wikipedia
links. A con dence threshold of 0.2 was used to eliminate low con dence links.
The links that most often co-occurred within the items were then returned as
the semantic enrichments. So for example World War II occurred frequently as a
link in items containing `Hiroshima', and so was returned as a enrichment term.
This method is referred to as QUERYLINKS.</p>
          <p>The second approach used a slightly di erent method. Here a previously
processed version of Europeana was used which had already been run through
Wikipedia Miner to nd links for all items. Then instead of searching for items
containing the query term using the IR engine, items that contained a link to
the query term were used instead. So for example instead of searching for
`hiroshima', only items that contained a link to `Hiroshima' were used. As with
the rst approach the most frequently co-occuring links were returned as the
enrichment terms. One problem with this method is that sometimes very few
or no items were found which contained a link to the query term. So as a
fallback, a di erent method was used which made reference only to Wikipedia. The
method found articles that were most similar to the query term, by examining
the in and outlinks to and from the article and returning the article titles which
contained the highest proportion of these in/outlinks. This method is referred
to as WIKISIM.
4.2</p>
        </sec>
        <sec id="sec-6-1-2">
          <title>Results</title>
          <p>Method MAP
UKBWIKI 29.05
UKBWN 20.70
WIKISIM 19.29</p>
          <p>QUERYLINKS 16.61</p>
          <p>The UKBWIKI was the strongest run from our submission, showing the
effectiveness of the random walk approach. The di erence between the UKBWIKI
and UKBWN results shows that the richness of Wikipedia provides a
substantial bene t over WordNet. The WIKISIM and QUERYLINKS approach come
around the middle of the table, with WIKISIM faring substantially better. This
would seem to show that returning similar articles based on links seems to be
quite e ective for this task.
5</p>
        </sec>
      </sec>
      <sec id="sec-6-2">
        <title>Conclusions</title>
        <p>For the ad-hoc retrieval task, a strong baseline approach achieved better results
than all the other submissions. The query expansion approaches presented here
did not improve substantially on this performance.</p>
        <p>Our submission for the variability task achieved the best results overall using
text and facet similarity calculations to select the items to return. The MMR
clustering approach proved slightly more e ective than the cosine similarity
measure.</p>
        <p>For the semantic enrichment task the random walk approach proved e ective,
giving the 3rd and 6th overall highest precisions. The richer graph produced from
Wikipedia proved to give substantially better results than using WordNet. The
Wikipedia link approach gave results about midway in the table. Finding similar
articles (in the WIKISIM run) proved to be slightly more e ective than using
the links alone (QUERYLINKS).</p>
      </sec>
      <sec id="sec-6-3">
        <title>Acknowledgements</title>
        <p>The research leading to these results was carried out as part of the PATHS
project (http://paths-project.eu) funded by the European Community's Seventh
Framework Programme (FP7/2007-2013) under grant agreement no. 270082 and
KNOW2 project (TIN2009-14715-C04-01).</p>
      </sec>
    </sec>
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