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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Testing lexical approaches in QA4MRE</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Hugo Rodrigues</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lu´ısa Coheur</string-name>
          <email>c@1</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ana Cristina Mendes</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ricardo Ribeiro</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>David Martins de Matos</string-name>
          <email>david.matosg@l2f.inesc-id.pt</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>F/INESC-ID Instituto Superior Te ́cnico, Technical University of Lisbon R. Alves Redol</institution>
          ,
          <addr-line>9 - 1000-029 Lisboa</addr-line>
          ,
          <country country="PT">Portugal</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Spoken Language Systems Laboratory - L</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we describe our strategy in the course of our participation in the 2012 QA4MRE main task. We follow a lexical approach, based on both Word Proximity and similarity measures. In the former, we implement a method that was successfully applied in the “Who Wants to be a Millionaire” contest; in the later we use the notion of “extent”, that is, a passage that includes terms of the given questions or answers, and results from comparing the attained extents through widely known similarity measures such as Jaccard and Dice. Considering the 2011 QA4MRE competition, our results are promising, although still far from the ones attained by the winning system.</p>
      </abstract>
      <kwd-group>
        <kwd>Machine Reading</kwd>
        <kwd>Word Proximity</kwd>
        <kwd>Distance Measures</kwd>
        <kwd>Similarity Measures</kwd>
        <kwd>QA4MRE</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>Machine Reading (MR) aims at developing systems capable of “reading” and extracting
knowledge from free text. However, in the same way computers do not play chess as
humans do, systems do not interpret text as we do. We are able, for example, to quickly
understand to which entity a pronoun refers, which is still not true for machines: in
the sentences The friends sat on the chairs because they were tired and The friends
sat on the chairs because they were cozy, the pronoun they refers, in the former, to the
friends and in the second sentence to the chairs. We can disambiguate with no effort,
but machines cannot.</p>
      <p>
        In order to boost MR, a task dedicated to this topic – Question Answering for
Machine Reading Evaluation (QA4MRE) – was introduced in the Cross-Language
Evaluation Forum (CLEF), in 2011 [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Being given a text and several questions about
it, competing systems had to choose the correct answer among five candidates to each
question, showing in this way their level of “comprehension” of the text. The
information needed to correctly choose between the different questions could be found in the
given texts and in a collection of documents, called Background Collection.
      </p>
      <p>
        Our main motivation to participate in this task is related with the FalaComigo
project, where an agent poses multiple-choice tests to the audience. At the current
moment these tests are manually crafted, although we have already implemented a system
capable of generating questions [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] and distractors. Our approach to the QA4MRE tasks
represents our efforts in developing a tool that selects an answer from a set of possible
candidates, as our goal is to automatize all the multiple-choice tests generation.
      </p>
      <p>In this paper we investigate a lexical approach to the QA4MRE task. We study the
contribution of an algorithm previously applied to the “Who Wants to be a Millionaire?”
contest, as its goal is also to choose the correct answer among several possible answers,
and the usage of similarity measures to assess the likeness of the questions and answers.</p>
      <p>This paper is organized as follows: in Section 2 we present related work, in Section 3
we detail our approaches and, in Section 4, we evaluate and discuss them. In Section 5
we present the main conclusions and point to some future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        Twelve systems participated in the QA4MRE task in 2011; however, only eight working
notes are available [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. For all submitted runs (43 for english, 11 for german and 9 for
romanian), nearly half reported a score below the baseline, which was of 20% accuracy
(considering that each question has 5 different answers and that there is an uniform
distribution of the different answers, the baseline is attained by always choosing the
n-th answer). The winning system [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] achieved results of 0.57 considering the c@1
measure, as defined in Section 4 [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        Although very different approaches were followed by participating systems, several
steps were common to many of them, and various resources were widely exploited. In
fact, many systems performed pre-processing, namely: anaphora or co-reference
resolution [
        <xref ref-type="bibr" rid="ref14 ref2">2, 14</xref>
        ], stopword filtering [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] and Named Entity (NE) Recognition (NER) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
Regarding tools and resources, Lucene1 was used by many systems to index the texts (as
described by Iftene et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and Martinez-Romo and Araujo [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]) and WordNet [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] was
a constant presence (for instance Saias and Quaresma [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] report its use in synonym
detection).
      </p>
      <p>
        Nevertheless, different strategies were implemented, from information retrieval- to
logic-based approaches. For instance, Verberne [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] took advantage of the BM25
function to rank passages from the Background Collection according to their similarity to a
given text fragment, “expanding” it in this way. In the work described by Iftene et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ],
Lucene is used to index the texts. The built index is then queried using the questions,
creating this way another index, built with the retrieved passages/documents. Then,
based on this new index, answers are used as queries in a new retrieval step. The
relevance scores from each retrieval step are then used to compute a final score for each
answer. Babych et al. [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], on the other hand, describes a system for German based
in logical inferences. Here, given the candidate answer C, the input text T , and the
Background Collection B, the system tries to infer if (T ^ B) ` C. Text is parsed in a
dependency graph, and hyponym and other relations are extracted from this graph.
      </p>
      <p>
        Other strategies try to relate terms. Saias and Quaresma [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] report the use of rules
to measure the distance between the key elements of the question and the answer. The
system described by Cao et al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] tries to simulate the strategy applied by people when
1 http://lucene.apache.org/
learning a new language and answering reading tests. According to these authors,
people will first locate named entities in the passages related with the questions. Thus, their
system performs NER to find related passages and, afterwards, compares the NEs
between the question and the passages. Terms are also related by using WordNet relations,
such as synonym and hypernym. Each type of relation has a weight associated, which
contributes to the final score.
      </p>
      <p>
        A completely different approach is reported by Martinez-Romo and Araujo [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]: the
system links all nouns (proper and common) and verbs within a given document,
establishing a co-ocurrence graph. This means that the terms appearing in a given document
are related under the same topic. Then, WalkTrap [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] is used to automatically discover
“communities”, that is, clusters that gather terms belonging to the same topic. Then,
each question is assigned to a community based on their similarity. Following this, each
answer is also assigned to a community; the selected answer is the one with greater
similarity to the question context (i.e., community). We should note that the authors do not
specify what are the similarity measures used to compare questions with communities,
answers with communities, and the communities themselves.
      </p>
      <p>
        In what concerns the winning system [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], it combines two different strategies: an
Answer Validation (AV) approach and a Question Answering (QA) approach. The best
results were accomplished by using the system as an hybrid between the two. The AV
module is based on textual entailments: for each answer of a given question, an
hypothesis H is generated, according to a set of patterns. These are then used to retrieve
passages from the texts, which are indexed with Lucene. The topmost sentence, T , is
paired with the corresponding hypothesis, resulting in the pair T-H. These pairs are then
processed by a pipeline of different strategies to check if they are textual entailments.
Among these strategies are the comparison of NEs, the number of co-occurring
unigrams, bigrams and skip-bigrams between T and H, and the matching of question and
answer types. Finally, the pair with greatest score from all strategies is chosen as correct
answer. In what concerns the QA module, it starts by doing a similar task. Following
some rules, each question is transformed into a pattern, where the wh-word is
substituted by one of the candidate answers. From these patterns are also extracted stopwords,
creating a keyword list. Then, each pattern will be compared against each sentence from
the documents. If they do not match, the same is done between the respective keywords
list and the sentences. Whichever matches, a score is assigned. Finally, the answer
associated with the sentence with greater score is chosen as the correct answer.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Lexical approaches</title>
      <p>
        Considering our participation in the 2012 QA4MRE task, we detach two of the
submitted runs. The first employs Word Proximity, a strategy based on previous work to
solve the “Who Wants to be a Millionaire?” contest [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The second is based in the same
strategy, but also uses similarity measures to compare passages related to the question
with passages related with the answer and use those measures to evaluate their
similarity.
      </p>
      <sec id="sec-3-1">
        <title>Word Proximity</title>
        <p>Word Proximity technique is based on the assumption that answers occur close to
questions terms. Originally, the algorithm was applied to documents retrieved from the
Web. In the present work, we will apply it to each reading test text. The algorithm
calculates the distance between each candidate answers’ term and the question terms
in the surroundings. It weighs the distances, of a maximum radius2, so that documents
with too many references to an answer but not to the corresponding question terms
worth less. The algorithm is presented in Algorithm 1. The parameter documentSplit
represents an array where each position is a term in the document.</p>
        <p>Algorithm 1 Pseudocode for word proximity scoring algorithm, giving more weight to
answers near question words, within radius words.</p>
        <p>DistanceScore(documentSplit, questWords, ansWords, radius)
score; ansFoundWords = 0
for i = 1 to jjdocumentSplitjj do
if documentSplited[i] 2 ansWords then
ansFountWords += 1
for j = (i radius) to (i+radius) do
if documentSplited[ j] 2 questWords then</p>
        <p>score += (radius ji jj)=radius
end if
end for
end if
end for
if ansFoundWords == 0 then</p>
        <p>return 0
else</p>
        <p>return score=ansFoundWords
end if</p>
        <p>The best value for radius is not trivial to obtain, but according to the authors it is
about 40-50 [6, Figure 1]. Both answers and questions can be filtered from stopwords,
from wh-words (who, how) to prepositions (a, from) or ’to be’ forms (are, was).
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Similarity Measures</title>
        <p>
          Our second approach is based on similarity measures. For this we use the notion of
extents, that is, a passage that includes each term of a given query at least once [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. The
used queries are simply the questions and answers, seen as bag of words. Thus, we will
have an extent for the question (question extent) and other five extents, one for each
answer (answer extents). As the original constraint is too strong (all terms in the query
must appear in the extent), we created a different version of the concept. This is based
2 We use the term radius as it was introduced by Lam et al. [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ], instead of window. Notice that
the size of a window is twice the radius.
on Part of Speech (POS) tagging. The idea is to have important words (read nouns and
verbs present in the query) to contribute with some weight to the extent. The extent
has a score threshold, which, if surpassed, defines the extent. Table 1 shows the scores
attributed to each POS. The threshold is defined by two parameters: the tag threshold
and the others threshold. The later is set, empirically, to 8:0, while the former is defined
in function of the query, and is set to half the total present in the query. This way we can
create extents that contain only parts of the query (thus, reducing their size), but that are
still large enough to apply the similarity measures (for example, if the tag threshold is
set to 12:0, and we find three Proper Nouns together (3 times 4:0), we still need to find
other eight words (8 times 1:0) to complete the extent3). This strategy is called Extents
Points.
        </p>
        <p>POS Tag</p>
        <p>Score</p>
        <p>The extents are then compared against each other (question extent versus each one
of the answer extents) and choose as correct answer the one with highest similarity
value. The most widely used similarity measures that do not penalize word order are
used in our experiments: Overlap, Jaccard and Dice, as defined in Equations 1 to 3.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Evaluation</title>
      <p>In this section we detail the experimental setup and we show the achieved results with
the two most relevant submitted runs.
4.1</p>
      <sec id="sec-4-1">
        <title>Experimental Setup</title>
        <p>Considering the QA4MRE evaluation in 2011, the given texts – TED talk transcriptions
– dealt with three topics: “Aids”, “Climate Change” and “Music and Society”. In 2012
3 Whenever necessary, this expansion is done evenly for both sides of the extent.
(1)
(2)
(3)
a new topic was considered: “Alzheimer”. Each topic has four reading tests associated,
with a text and ten questions each. Thus, the exercise comprises a total of 160 questions.
Each question has five hypothesis of answer, from which only one was correct. The
corpus characteristics can be consulted in Table 2. The other source of knowledge, the
Background Collection, was not used in our experiments.</p>
        <p>Track Number Total Unique Longest Shortest Avg.</p>
        <p>questions words words question question Length
2012
1 nR );
n (nR + nU n
where nR is the number of correct answers and nU the number of unanswered questions,
among n questions. The metric rewards systems that choose not to answer questions
instead of doing it and getting it wrong. Note that c@1 ends up being accuracy if we
answer all questions.</p>
        <p>
          Our system only does not answer questions to which all candidate answers get no
score. Also, if a question is negative, that is, contains a not, then the answer with the
least score is chosen. The idea behind this option is that the given candidate answer is
less related with the question and, thus, it is the less probable answer to the question
due to the presence of the not [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
4.2
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>Results</title>
        <p>As stated before, we detach in this paper two of the submitted runs (Run 3 and Run
4). These two runs were based in the evaluation done with the 2011 corpus and were
the ones that attained the best results. The first is only based on Word Proximity, with a
radius of 20 (value defined after some experiments with the 2011 corpus). The other run
combines both described techniques. Here, Word Proximity used, once again, a value
of 20 for the radius, and Extents Points was ran with Dice as similarity measure.
Results are shown in Table 3.
4.3</p>
      </sec>
      <sec id="sec-4-3">
        <title>Discussion</title>
        <p>
          The results accomplished are promising (approximately 0.34 in c@1, in both runs),
if a comparison is made with the 2011 results. Although the corpus is fairly different
(different tests, texts and questions), most of the participating systems had results bellow
0.25 in c@1. However, our results are still far away from the 0.57 attained by Pakray
et al. [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ].
        </p>
        <p>Run 3 Run 4
Topic 1 Topic 2 Topic 3 Topic 4 Topic 1 Topic 2 Topic 3 Topic 4
0.41</p>
        <p>The evaluation by topic shows that our system does not perform equally in different
domains. This may have to do with a non purposeful difficulty increase (that is, tests
are harder but were not meant to) or simply with the topic domain (i.e., more technical
and, thus, requiring more synonyms knowledge). If we go deeper in the evaluation (by
test), we see that this problem is even more patent, with scores ranging from 0.10 to
0.55 within the same topic.</p>
        <p>Considering our techniques, previous results showed that Word Proximity
performs better when using smaller values for radius (20). We also noticed that, with the
current algorithm, a question term closer to the answer has more weight than two or
three question terms in the extremes of the considered snippet. A problem arises: which
one is better, proximity or quantity? The answer can be found by developing other
algorithms.</p>
        <p>In what respects similarity measures it was clear, on previous experiments, that
Overlap distance is not accurate for this task, performing as good as the baseline, much
because it will boost extents containing other extents. This is due to the fact that the ratio
between the size of the intersection (and, because one extent encloses the other, this is
the smallest extent) and the size of the smallest extent, following Overlap definition,
ends up being 1:0 for all those candidate answers.</p>
        <p>It is also important to note that we used no other resources, namely the Background
Collection. We believe, thus, that results can be better when using such information.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusions and Future Work</title>
      <p>
        In this paper, we explored the application of a lexical approach to QA4MRE, a Machine
Reading task. In particular, we used the Word Proximity algorithm [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], which had
been previously employed in the “Who Wants to be a Millionaire?” contest. We also
tested a set of similarity measures between passages of text containing terms of the
question and passages containing the answer candidates.
      </p>
      <p>Regarding future work, much can be done. Both approaches can be boosted, either
by testing with other measures, or by pre-processing the texts (for instance, by using a
stemmer or WordNet for synonyms). The use of the Background Collection, that was
not considered in our experiments, may improve our results, as well as other
combinations of the developed techniques.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work was supported by national funds through FCT Fundac¸a˜o para a Cieˆncia e a
Tecnologia, under project PEst-OE/EEI/LA0021/2011. Thanks are also due to QREN
(Quadro de Refereˆncia Estrate´gica Nacional), Fundo Europeu de Desenvolvimento
Regional (EU) and AdI (Ageˆncia de Inovac¸a˜o) for financial support to FalaComigo project
(QREN number 13449).</p>
    </sec>
  </body>
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