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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>CEA LIST's participation at the CLEF CHiC 2013</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>CEA, LIST, Vision &amp; Content Engineering Laboratory</institution>
          ,
          <addr-line>Gif sur Ivette</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Multilingual Information Retrieval</institution>
          ,
          <addr-line>Semantic Enrichment</addr-line>
          ,
          <country>Explicit Semantic Analysis</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>For our rst participation to the CLEF CHiC Lab, we submitted runs to the multilingual ad-hoc and multilingual semantic enrichment tasks. Given the strong multilingual character of the evaluation corpus, the main objectives of the experiments were to test the e ciency of semantic topic expansion and consolidation based on Explicit Semantic Analysis (ESA) versions in di erent languages. Another objective was multilingual fusion of results obtained in the di erent languages of the corpus. ESA was adapted for the 10 languages that are best represented in the Europeana corpus. Wikipedia dumps from March 2012 were used for French and English and from March 2013 for the other languages. One problem that arises when modeling short documents, such as queries, with classical ESA vectors no information is available whether the concept is related to the entire topic only to a part of it. To overcome this problem, two adaptations of ESA (ESA-C) are Wikipedia concepts that are linked to the highest number of concepts from the original topic. In the ad-hoc task, ESA and ESA-C have two roles: to expand the topic with related concepts and to create consolidated topic models which contain the original topic words along with other related keywords. We submitted both monolingual and multilingual runs without topic expansion and using topic expansion and consolidation with classical ESA and ESA-C. The best results are obtained in a multilingual setting with no expansion and ESA-C topic consolidation. For the semantic enrichment task, we propose lists of related Wikipedia concepts using either a monolingual ranking or a voting scheme that surfaces related concepts that appear in the largest number of languages. Here, the best results are obtained in a monolingual ranking con guration that exploits ESA-C.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
    </sec>
    <sec id="sec-2">
      <title>Explicit Semantic Analysis (ESA)</title>
      <p>
        Explicit Semantic Analysis [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is a method that maps textual documents onto a structured semantic
space. Since its introduction in 2007, ESA was successfully exploited in di erent natural language
processing and information retrieval tasks. The success of this simple method lies in the richness
and the quality of the underlying conceptual space. In the original evaluation, ESA outperformed
state of the art methods in a word relatedness estimation task and di erent developments were
subsequently proposed.
      </p>
      <p>
        Radinsky and al. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] added a temporal temporal dimension to ESA vectors and showed that
this addition improves the results for word relatedness.
      </p>
      <p>
        Hassan and Mihalcea [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] introduced Salient Semantic Analysis, a variant of ESA that relies on
the detection of salient concepts prior to linking words and concepts. The merits of their method
are di cult to estimate since the comparison is often made with an in-house ESA implementation
whose results are signi cantly poorer than those presented in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        We proposed an ESA adaptation to information retrieval tasks that gives priority to categorical
information [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The comparison with a classical ESA implementation showed that a signi cant
improvement was obtained in an image retrieval setting. Moreover, the method compared favorably
with other state of the art indexing and retrieval schemes. Here, we extend the work in [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and
propose to use ESA for query expansion and consolidation, two operations that are explained in
more details in Subsection 4.
      </p>
      <p>
        ESA has only weak language dependence and was already deployed in several languages. Sorg
and Cimiano [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] proposed an extension of the method to di erent languages and showed that the
method is useful in cross-lingual and multilingual retrieval settings. Here we create ESA vectors in
the 10 most represented languages out of the 13 present in the Europeana collection. The following
languages are supported: English, German, French, Spanish, Italian, Dutch, Swedish, Norwegian,
Polish and Finnish. Adaptations to di erent languages include detection and removal of Wikipedia
disambiguation and list pages and detection of category section.
2.1
      </p>
      <sec id="sec-2-1">
        <title>Classical Formulation of ESA</title>
        <p>Put simply, ESA exploits classical text weighting schemes, such a tf-idf, to model concepts from a
structured resource, such a Wikipedia. A relation between words and the concepts that structure
the space is established by inverting the concepts' vectorial representations. Thus, each word
of the vocabulary has an associated high-dimension projection onto the concept space of the
underlying resource. Finally, in order to compare two words or two documents, the representations
of individual words are summed and the resulting vectors compared. In information retrieval, the
most useful component of ESA is the mapping of words onto concepts that can be used for topic
expansion or consolidation (see Subsection 2.2.</p>
        <p>Classical ESA representations are well adapted for single words, since there is nothing to be
done, and for long documents, since the summing operation smooths individual contributions and
an accurate semantic representation of the document is obtained. However, the method has some
drawbacks for documents such as retrieval topics that contain only few words (typically 2 to 4
words). Here, the smoothing of individual contributions is not su cient because the contribution
of a single word can be higher than that of the others and the obtained related concepts could
be related to a part of the topic only. An illustration of this type of problem is provided in
table 1 which presents the top 10 ESA concepts associated to topics Freshwater Fish and
JeanJaques Rousseau3. The results from table 1 indicate that most ESA top ranked concepts are not
related to the entire query. When examining results for topic CHiC-051, Freshwater bivalve and
Freshwater, Isle of Wight are related to freshwater while Bait sh and Bank shing are related
to sh. Similarly, when examining results for topic CHiC-058, we notice that several ESA top
concepts are brought up by the family name textitRousseau and have little semantic relatedness
3 The wrong spelling of Rousseau's name was extracted from Europeana logs and provided as such for
the task.
with the original topic. Concepts found for topic CHiC-064 (crockery doll house) are related to
doll but not the other terms from the query.</p>
        <p>
          We use an in-house implementation of ESA that includes only the optimization cues publicly
available until recently 4. To validate our implementation, we performed the word similarity task
described in [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ], with the same version of Wikipedia, and the method achieved a 0.72 correlation
with human judgments (to be compared with 0.75 reported by [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]).
4 A full list was recently made public at https://github.com/faraday/wikiprep-esa/wiki/roadmap but the
remaining cues were not yet integrated in our implementation.
We already proposed a version of ESA that gives a privileged role to categorical information in
[
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. There, we used two scores to rank Wikipedia concepts:
{ a boolean score that captures the number of common words between the initial topic and the
words found in the categories associated to Wikipedia concepts.
{ the score used in the classical ESA in order to rank concepts, based on the sum of the
contributions of the individual words.
        </p>
        <p>Since topics are often short, ties are often obtained with the boolean score and their are broke
using the second, ner grained score.</p>
        <p>The introduction of the boolean score has two main objectives. First, categorical information
should be favored in order to obtain concepts that are hierarchically related (i.e. isA relation) to
the initial topic or to parts of it. Second, it is possible to identify which parts of the initial query
an ESA related concept is related to. For instance, the categories of Tropical Fish are Fish stubs
and Aquaria and the topic would have a boolean score of 1 (out of a maximum of 2). Similarly,
Freshwater bivalve, the top ranked concept with classical ESA, only loosely related to the initial
topic, has a boolean score of 0 since its only category is Bivalves. The categorical ranking rightly
gives a better position to Tropical Fish compared to Freshwater bivalve since the rst concepts is
more closely related to Freshwater sh.</p>
        <p>Here we modi ed our ESA adaptation for IR in two directions. First, given that categorical
information is often sparse, we added the words contained in the rst 150 characters after the
concepts name in the rst paragraph of the category words. This enrichment of the categorical
space is motivated by the fact that the rst paragraph of Wikipedia article is often a de nition
that contains salient concepts related to the target one. The limitation to words contained in string
of 150 character is useful since the rst paragraph has varying length and contains information
that is only loosely related to the concepts when it is long. The second modi cation is a concept
detection that is used to produce a third score which favors articles that contain longer concepts
from the initial query over other articles. At equal categorical scores, the inclusion of concept
detection allows us to favor a Wikipedia concept that includes Jean-Jacques Rousseau in its text
when compared to another concept that includes Jean-Jacques and Rousseau separately. The
top related concepts obtained with ESA-C for Freshwater sh and Jean-Jacques Rousseau are
presented in the third column of table 1. In both cases, the top 10 concepts are much more closely
related to the initial topics compared to the use of classical ESA. The list for topic CHiC-051
contains only sh and the list for CHiC-058 includes di erent works of Jean-Jacques Rousseau.
Crockery doll house is a specialized one, which is not well represented in Wikipedia and the
retrieved concepts are still unrelated to the entire topic in a large majority of cases. This last topic
illustrates one limitation of all ESA implementation, namely the poor mapping between the initial
document and the knowledge included in the underlying conceptual space.</p>
        <p>The use of the lists of related ESA concepts for both semantic enrichment and for ad-hoc
retrieval is detailed in Section 4.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Europeana Collection Processing</title>
      <p>We kept documents of the Europeana Collection that belong to the 10 languages processed with
ESA. Separate indexes were created for each of the modeled languages. Then selected
metadata associated to the following elds: \dc:title", \dc:description", \dc:subject", \dc:type",
\dcterms:medium", "dc:date\. The retained elds were merged into a bag-of-words representation
and then modeled using a tf-idf scheme. Due to the use of probabilistic models of the topics (see
Subsection 4.2), the tf-idf representation of documents was subsequently transformed into a
probabilistic form by dividing the weight of each word by the sum of the scores of all words in the
document. Monolingual collections are stemmed using the corresponding Perl Snowball stemmer
implementation.</p>
    </sec>
    <sec id="sec-4">
      <title>Enrichment and retrieval framework</title>
      <p>The framework devised here was used for both semantic enrichment and ad-hoc retrieval and is
summarized in gure 1. The semantic enrichment process exploits only topic expansion with the
ESA versions (ESA and ESA-C) and returns ranked lists of results using di erent ranking schemes
detailed in Subsection 4.2.
4.1</p>
      <sec id="sec-4-1">
        <title>Semantic Topic Enrichment Framework</title>
        <p>The purpose of the semantic enrichment process is to return a ranked list of concepts that are
semantically related to the initial topic and could be use for query expansion. To test multilingual
rankings, we introduced fusion methods that exploit the explicit interlingual links available in
Wikipedia using either di erent fusion schemes based on the scores in individual languages. In all
cases, the proposed enrichments are collection independent. Only Wikipedia concepts formed of
at most 4 words were retained in the nal rankings. Lists of related concepts obtained with the
original version of ESA and with the adapted ESA-C version are presented in table 1.
4.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Ad-hoc Retrieval Framework</title>
        <p>Within CHiC, the objective of the ad-hoc retrieval process is to return the best results possible
using whatever automatic method at hand. In our approach, the target topic is rst processed
using ESA resources to expand and consolidate it. The initial words and the expanded concepts
are then compared to the index of the collection in order to retrieve a raw list of results. The
elements of this list are then compared to the consolidated version of the topic in order to obtain
the nal list of results. Similarly to the ranking of ESA related concepts, two similarity measures
are used:
{ a boolean score to measure a coarse similarity between the initial topic or its related concepts
and the documents in the collection.
{ the cosine similarity is used to measure the degree of similarity between a topic and
corresponding documents.</p>
        <p>The boolean score has a higher priority than the cosine similarity, which is used only to break
ties. For multilingual runs, the process is performed for each of the languages processed and then
results are combined by ranking results by decreasing scores.</p>
        <p>Topic expansion is performed in a way similar to description provided in Subsection 4.1.
Consolidation is a by-product of the expansion process and aims to obtain an expanded version of
the initial topic that contains, in addition to the original words, other words that are semantically
related to the topic but are not part of it. The words are ranked by summing their individual
scores associated to the top 100 ESA related concepts and then by multiplying this sum with the
log of the number of di erent articles in which they appear. This last score is used in order to
favor words that are associated to a large number of Wikipedia concepts related to the initial
articles. Up to 1000 related words are retained for each topic and a probabilistic model of the
consolidated versions is obtained by dividing individual word scores by the sum of all scores. In
table 2, we present top 10 words related to each topic obtained with ESA and ESA-C. A majority
of the obtained words are semantically related to the initial topic, although some outliers appear.
For freshwater sh, all top 10 words are related to the initial topic and thus useful for ranking
results. In the case of Jean-Jaques Rousseau, there are French stop words that were not removed.
For Crockery doll house, nrhp (abbreviation of National Register of Historic Places) appears since
this acronym is strongly related to house. Similarly to the collection processing, the consolidated
versions of the topics are stemmed.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Experiments</title>
      <p>As we mentioned, we have submitted runs for both the semantic enrichment and the ad-hoc
retrieval subtasks and we analyse them here. Unfortunately, this analysis is altered by the fact
that an important bug in the scoring of related was discovered after the release of o cial results.
This bug had a strong negative impact on the quality of results for all runs that exploited fusion
techniques for semantic enrichment and automatic topic expansion for ad-hoc retrieval. The bug
biases individual boolean scores but the order of concepts is not a ected and a comparison of
ESA versions remains possible. Boolean scores of expanded concepts were overrated compared to
the boolean scores of documents found using terms from the original topic. All a ected runs are
indicated by a "*\ sign in the following subsections.
5.1</p>
      <sec id="sec-5-1">
        <title>Semantic Enrichment</title>
        <p>Submitted runs The following eight runs were submitted to the semantic enrichment subtask:
{ ceaListEnglishMonolingual - Related concepts are obtained with ESA-C. The experiment is
monolingual since it only exploits the English Wikipedia version. Proposed expansions are
collection independent.
{ ceaListEnglishMonolingualOriginal - Related concepts are obtained with classical ESA. The
experiment is monolingual since it only exploits the English Wikipedia version. Proposed
expansions are collection independent.
{ ceaListEnglishRankEnglish - Rank fusion for monolingual results obtained with
ceaListEnglishMonolingual. The rank of the concept is obtain by averaging its ranks in di erent languages.
For a Wikipedia concept to be considered, it has to appear in at least three languages. The
experiment is multilingual since di erent Wikipedia versions (9 languages: en, fr, de, es, it, nl,
no, sv, pl) are used. Only concepts that have an English version are considered.
{ ceaListEnglishRankMultilingual - Rank fusion for monolingual results obtained with
ceaListEnglishMonolingual. For a Wikipedia concept to be considered, it has to appear in at least
three languages. The experiment is multilingual since di erent Wikipedia versions (9
languages: en, fr, de, es, it, nl, no, sv, pl) are used. Given di erent translations of a concept, the
one that has the highest score in an individual language is presented.
{ ceaListEnglishBooleanEnglish * - Fusion of boolean scores for monolingual results obtained
with ceaListEnglishMonolingual. For a Wikipedia concept to be considered, it has to appear
in at least three languages. The experiment is multilingual since di erent Wikipedia versions
(9 languages: en, fr, de, es, it, nl, no, sv, pl) are used. Only English versions of Wikipedia
concepts are presented. Proposed expansions are collection independent. Only concepts that
have an English version are considered.
{ ceaListEnglishBooleanMultilingual * - Fusion of boolean scores monolingual results obtained
with ceaListEnglishMonolingual. For a Wikipedia concept to be considered, it has to appear
in at least three languages. The experiment is multilingual since di erent Wikipedia versions
(9 languages: en, fr, de, es, it, nl, no, sv, pl) are used. Given di erent translations of a concept,
the one that has the highest score in an individual language is presented. Only concepts that
have an English version are considered.
{ ceaListEnglishCosineEnglish * - Fusion of cosine similarity scores for monolingual results
obtained with ceaListEnglishMonolingualOriginal. For a Wikipedia concept to be considered,
it has to appear in at least three languages. The experiment is multilingual since di erent
Wikipedia versions (9 languages: en, fr, de, es, it, nl, no, sv, pl) are used. Only English
versions of Wikipedia concepts are presented. Only concepts that have an English version are
considered.
{ ceaListEnglishCosineMultilingual * - Fusion of cosine similarity scores monolingual results
obtained with ceaListEnglishMonolingualOriginal. For a Wikipedia concept to be considered,
it has to appear in at least three languages. The experiment is multilingual since di erent
Wikipedia versions (9 languages: en, fr, de, es, it, nl, no, sv, pl) are used. Given di erent
translations of a concept, the one that has the highest score is presented. Only concepts that
have an English version are considered.</p>
        <p>Results Even though the results for 6 out of 8 runs are biased here, there are some
interesting conclusions that we can draw from table 3. The comparison between
ceaListEnglishMonolingualOriginal and ceaListEnglishMonolingual is favorable to the latter method. The original ESA
implementation has signi cantly poorer performances compared to the adapted method
introduced (P@10 0.365 vs. 0.66). The privileged role given to categories and to the rst words in the
concept text, coupled with concept detection in the queries have a positive impact on semantic
enrichments.</p>
        <p>None of the fusion methods proposed improves results compared to the best submitted run
but this is at least in part due to the bug that a ected the values of boolean concept scores.
When comparing the fusion schemes, there are no signi cant di erences between monolingual and
multilingual fusions. Since the same concepts were proposed but languages di ered, this results
show that the ground truth is of high quality. The cosine-based fusion strongly degrades results,
while the fusion based on ranks is closer to the original results.</p>
        <p>Important di erences occur at the topic level. For ceaListEnglishMonolingual, when examining
CHiC-51 (freshwater sh) and CHiC-58 (Jean-Jacques Rousseau), all top 10 related concepts are
at least partly related to the initial topic. Inversely, results are very poor (9 out of 10 irrelevant
enrichments) for topics CHiC-64 (crockery doll houses ) and CHiC-65 (sea sunset ). These failures
are probably due to a poor mapping of the topic in the Wikipedia corpus for CHiC-64 and to the
very small number of Wikipedia concepts that cover both sea and sunset.
5.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Ad-hoc retrieval</title>
        <p>Submitted runs For "noExpansion\ runs, results are ranked rst by the number of terms from
the initial topic that appear in the document and then by the the cosine similarity between the
consolidated version of the topic and document representations. For the other runs, the boolean score
of related ESA concepts biases the results. As we mentioned, multilingual fusion was performed
by The following 16 runs were submitted to the semantic enrichment subtask:
{ ceaListMultilingualNoExpansion - Multilingual run that retrieves only documents which
contain at least one word from the initial topic.
{ ceaListFrenchNoExpansion - Monolingual French run that retrieves documents which
contain at least one word from the initial topic.
{ ceaListGermanNoExpansion - Monolingual German run that retrieves documents which
contain at least one word from the initial topic.
{ ceaListMultilingualOriginal * - Multilingual run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most
related Wikipedia concepts obtained with classical ESA.
{ ceaListMultilingualFiltered * - Multilingual run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most
related Wikipedia concepts obtained with ESA-C.
{ ceaListDutchFiltered * - Monolingual Dutch run that retrieves documents which contain at
least one word from the initial topic and/or the full name of one of query's 1000 most related
Dutch Wikipedia concepts obtained with a version of Explicit Semantic Analysis adapted to
short documents (topics).
{ ceaListEnglishFiltered * - Monolingual English run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most related
English Wikipedia concepts obtained with ESA-C.
{ ceaListFrenchFiltered * - Monolingual French run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most
related French Wikipedia concepts obtained with ESA-C.
{ ceaListGermanFiltered * - Monolingual German run that retrieves documents which
contain at least one word from the initial topic and/or the full name of one of query's 1000 most
related German Wikipedia concepts obtained with ESA-C.
{ ceaListItalianFiltered * - Monolingual Italian run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most
related Italian Wikipedia concepts obtained with ESA-C.
{ ceaListNorwegianFiltered * - Monolingual Norwegian run that retrieves documents which
contain at least one word from the initial topic and/or the full name of one of query's 1000
most related Norwegian Wikipedia concepts obtained with ESA-C.
{ ceaListPolishFiltered * - Monolingual Polish run that retrieves documents which contain at
least one word from the initial topic and/or the full name of one of query's 1000 most related
Polish Wikipedia concepts obtained with ESA-C.
{ ceaListSpanishFiltered * - Monolingual Spanish run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most related
Spanish Wikipedia concepts obtained with ESA-C.
{ ceaListSwedishFiltered * - Monolingual Swedish run that retrieves documents which
contain at least one word from the initial topic and/or the full name of one of query's 1000 most
related Swedish Wikipedia concepts obtained with ESA-C.
{ ceaListEnglishOriginal * - Monolingual English run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most related
English Wikipedia concepts obtained with ESA-C.
{ ceaListItalianOriginal * - Monolingual Italian run that retrieves documents which contain
at least one word from the initial topic and/or the full name of one of query's 1000 most
related Italian Wikipedia concepts obtained with classical ESA.</p>
        <p>Results Due to the bug that a ected all the runs that involved ESA based topic expansion, it is
di cult to compare runs that did not involved expansion and the others. However, it is worthwhile
noticing the the best submitted run, i.e. ceaListMultilingualNoExpansion a simple fusion of results
obtained for individual languages, gave interesting results compared to monolingual runs that
involved no ESA expansion.</p>
        <p>
          When comparing ceaListMultilingualOriginal and ceaListMultilingualFiltered, the two
multilingual runs that exploit ESA and ESA-C, obtained results are better for the second run (MAP
0.0805 vs. O.0977). This result con rms the one obtained for semantic enrichment, where ESA-C
was also superior to classical ESA. It is also in line with our ndings from [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], which showed that
giving a privileged role to categorical information is bene cial in an image retrieval scenario. The
favorable comparison of ESA-C with ESA is also con rmed for English (MAP 0.321 vs. 0.304) and
Italian (MAP 0.165 vs. 0.0222).
The results obtained at CLEF CHiC 2013 encourage us to pursue the investigation of enrichment
and retrieval techniques for cultural heritage. The obtained results are especially encouraging
for the semantic enrichment task. The ESA-C adaptation of Explicit Semantic Analysis clearly
outperforms the original version of the method. The ad-hoc retrieval results were hampered by
the overrated value of boolean scores and we plan to correct these experiments in order to have
an accurate assessment of the in uence of automatic topic expansion.
        </p>
        <p>Future work includes adding supplementary material to the conceptual space (i.e. Wikipedia
corpus) in order to enrich concept descriptions and to try to cover a larger range of concepts. A
second line of work involves a shift towards a more semantic representation of ESA concepts, that
goes beyond the current bag-of-words modeling and involves concept detection and disambiguation.
A third research axis will focus on ways to predict the chances of success of automatic expansion
in order to perform this task only when the topic is suited.</p>
      </sec>
      <sec id="sec-5-3">
        <title>Acknowledgments</title>
        <p>This work was supported via Egonomy, a French "Grand Emprunt\ project.</p>
      </sec>
    </sec>
  </body>
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