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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Evaluation of Vector Space Models for Medical Disorders Information Retrieval</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yaoyun Zhang</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Trevor Cohen</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Min Jiang</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Buzhou Tang</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hua Xu</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>School of Biomedical Informatics, The University of Texas Health Science Center at Houston</institution>
          ,
          <addr-line>Houston, Texas</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>yaoyun.zhang</institution>
          ,
          <addr-line>Trevor.Cohen, Min.Jiang, Buzhou Tang</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>Nowadays, consumers often search online to seek medical and health care information that they need. To improve this access, the ShARe/CLEF eHealth Evaluation Lab (SHEL) organized a shared task on information retrieval for Medical Disorders in 2013. This paper describes our participation in this task. In order to detect latent semantic relevance between queries and webpages about disorders, a semantic vector model based on distributional semantics is used as the information retrieval model. Specifically, variants of random indexing are employed to generate document and term representations. In addition, to reduce the lexical lap between different clinical expressions of the same concept, query expansion is also conducted using the UMLS. A baseline information retrieval method using the vector space model (VSM) and semantic vector models with different random indexing building procedures were developed and evaluated with or without query expansion in the shared task. The best performance was achieved by VSM, with MAP of 0.1480, P@10 of 0.3700 and nDCG@10 of 0.3363. Experimental results indicate that VSM and semantic vector model are complementary, and suggest combining these methods may further improve performance.</p>
      </abstract>
      <kwd-group>
        <kwd>medical disorder</kwd>
        <kwd>information retrieval</kwd>
        <kwd>vector space model</kwd>
        <kwd>semantic vector model</kwd>
        <kwd>query expansion</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Nowadays consumers increasingly access electronically available medical and health
care information. The rapid development and wide use of the Web has significantly
altered the way people find medical information. Nearly 6% of Internet users on an
average day search for medical information on the Web [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. However, existing web
search engines often fail to retrieve relevant results for medical queries [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        Previous work has been attempting to solve this problem in multiple ways. Health
information search behavior, information needs and contexts were analyzed based on
query logs and social communities [
        <xref ref-type="bibr" rid="ref3 ref4">3-4</xref>
        ]. The expert system technology was
integrated into the search engine to build a consumer-centric intelligent medical
search system [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Consumer queries reformulation and recommendation with
professional terminologies were employed to reduce lexical gaps between queries and
webpages [
        <xref ref-type="bibr" rid="ref6 ref7 ref8">6-8</xref>
        ]. Adaptive user model was built for performance evaluation from both
the user and system perspective [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Context sensitive information retrieval
considering negations in medical data is conducted to improve the retrieval precision
[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Semantic resources like mesh and the UMLS were applied for query expansion
[
        <xref ref-type="bibr" rid="ref11 ref12">11-12</xref>
        ]. What’s more, unsupervised semantic relation measurements based on
distributional semantics were employed and brought performance improvement for
information retrieval on biomedical and clinical texts [13-14].
The ShARe/CLEF eHealth Evaluation Lab (SHEL) takes an initiative to organize
a shared task on information retrieval for Medical Disorders in 2013 [15]. This paper
describes our participation in this task. In order to detect latent semantic relations
between queries about disorders and webpages (i.e. relations between queries and
webpages that are relevant but do not contain the terms in the query), a semantic
vector model based on distributional semantics [16] is used as the information
retrieval model. Specifically, Reflective Random Indexing [17], an iterative variant of
Random Indexing [18-19] that is better able to capture implicit relations, is employed
for index building. In addition, to reduce the lexical lap between different clinical
term expressions of the same concept, query expansion is also conducted using the
UMLS. A baseline information retrieval method using the vector space model (VSM),
semantic vector models with different random indexing building procedures, and the
influence of query expansion are evaluated and compared using query datasets in the
shared task.
      </p>
      <p>The latter sections are arranged as follows: Section 2 describes the information
retrieval methods for medical disorders in detail. Section 3 presents the experiments
and results. Section 4 discusses the experimental results and Section 5 is the
conclusion.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Methods</title>
    </sec>
    <sec id="sec-3">
      <title>Overview</title>
      <p>This paper employs two different information retrieval models: one is the vector
space model, as one of the state-of-the-art benchmarks in information retrieval [21].
Another is the semantic vector model [16], which has been attracting research
attention for effectively revealing latent semantic relations between terms and
documents (unlike the VSM, which will only retrieve documents containing at least
one of the query terms).
2.2.1</p>
    </sec>
    <sec id="sec-4">
      <title>Vector Space Model</title>
      <p>Represent the document  and the query  as vectors, !=   ,, … , , and
=   ,, … , , in an n-dimensional vector space [22]. Each dimension
corresponds to a unigram, with tf.idf as the value. The cosine similarity between 
and  is used for relevance ranking of documents. It is defined as:
 !,   =
!∙ 
 ∙ 
(1)</p>
      <sec id="sec-4-1">
        <title>1 http://tika.apache.org/</title>
        <p>
          Methods of distributional semantics [
          <xref ref-type="bibr" rid="ref4 ref5">4-5</xref>
          ] assume that words and concepts with
similar contextual distributions have similar or related meanings. In the semantic
vector model we employ, words and concepts are represented by high-dimensional
vectors in a mathematical space. Two vectors with a close distance in that space are
considered to have high semantic similarity or relevance [23].
        </p>
        <p>One key issue of semantic vector model is to reduce dimensions to improve
processing performance, and in some cases measures of semantic relatedness.
Random Indexing [18-19] offers an efficient and effective method for reducing the
dimensionality of the semantic space. The process of random indexing is as follows:
1) Generate an m-dimensional index vector for each term. The term index vectors
are generated using random projection [24], which projects the n-dimensional (m
&lt;&lt; n) term vector in to a lower dimensional subspace. Each index vector is a
sparse vector with a small number of +1 and -1 values like  0, 0, 0, 1, 0 … −
1, 0, −1, 0, 0   . Two arbitrary vectors are nearly orthogonal to each other, so that
the distance between original vectors can be preserved [25]. Terms that co-occur
directly will have similar vector representations
2) Sum index vectors of terms contained in a document to generate the document
index vector.</p>
        <p>Reflection:
3) Sum index vectors of documents containing a term to re-generate the term index
vector.
4) Iterate between 2) and 3) to reflectively generate index vectors, so that to reveal
higher-order relations between terms.
2.3</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Query Expansion Using the UMLS</title>
      <p>Previous work of query expansion [26] using the Unified Medical Language System
(UMLS) [20] has achieved performance enhancement for information retrieval. We
used content words extracted from queries as input and use UMLS API [27] to obtain
possible Concept Unique Identifiers (CUI). Terms belonging to the top ranked CUI of
the content word were used as expanded queries.
3
3.1</p>
    </sec>
    <sec id="sec-6">
      <title>Experiments</title>
    </sec>
    <sec id="sec-7">
      <title>Experimental Setup</title>
      <p>The open source toolkit Lucene2 is used for index building and information retrieval
by VSM. Another open source toolkit, Semantic Vectors3, is used for semantic vector
index building and information retrieval [28-29]. Based on the manual annotations
provided by the task organizer, performance on the training set is evaluated by MAP
and P@10. Performance on the test set is evaluated by MAP, P@10 and nDCG@10.</p>
      <sec id="sec-7-1">
        <title>2 http://lucene.apache.org/core/ 3 https://code.google.com/p/semanticvectors/</title>
        <p>MAP, as in equation 2, is abbreviated for mean average precision, which is the mean
of the average precision scores for each query q in a query set Q. P@10 is the number
of relevant results on the top ten search results. DCG, as in equation 3, uses a graded
relevance scale reli to evaluate the usefulness of a document based on its position in
the result list. DCG assumes highly relevant documents appearing lower in a search
result list should be penalized. NDCG (Normalized Cumulative Gain) is the
normalization of DCG value of the ideal ranking at rank n.</p>
        <p>MAP =
!!!! !"#$%#&amp;'(')*(!) (2)</p>
        <p>!</p>
        <p>DCG! = ! + !!!! !"!"##!!! (3)
The following methods are compared in our experiment:
• VSM (UTHealth_CCB.1.3.noadd): Results are retrieved from Lucene using</p>
        <p>VSM, with content words from title and description as queries.
• SemVec (UTHealth_CCB.5.3.noadd): Results are retrieved from
4000dimensional semantic vector based index, with content words from title,
description as queries. The index is built without reflection.
• VSM&amp;UMLS (UTHealth_CCB.6.3.noadd): Results are retrieved from
Lucene using VSM, with content words from title, description, narrative, and
expanded terms from the UMLS as queries.
• SemVec&amp;UMLS (UTHealth_CCB.7.3.noadd): Results are retrieved from
2000-dimensional semantic vector based index, with content words from
title, description, narrative, and terms from the UMLS as queries. The index
is built with one turn of reflection.
3.2</p>
      </sec>
    </sec>
    <sec id="sec-8">
      <title>Results</title>
      <p>Table 1 shows the performance of the employed methods on the training queries for
the ShARe/CLEF eHealth 2013 shared task 3. VSM and SemVec obtained
comparable results. Query expansion using UMLS achieved enhancements both for
VSM and SemVec, especially in P@10, with an improvement of 100% for VSM, and
an improvement of 75% for SemVec. The MAP also increased about 50% for VSM.
Table 2 displays the performance of our methods on the test queries. The best
performance was achieved by the baseline method, i.e., VSM, with MAP of 0.1480,
P@10 of 0.3700 and nDCG@10 of 0.3363. Nevertheless, performance of the other
three methods dropped severely on all the three evaluation criteria compared with
VSM.
As demonstrated in Table 1 and 2, performance on the training and test queries
differed in several aspects. All the results enhanced significantly on test queries
compared to the training set, except for SemVec with query expansion using the
UMLS. Besides, the performance of SemVec was lower than that of VSM on the test
set, instead of a comparable performance between the two on the training set.
Furthermore, in contrast to a performance increase using query expansion on the
training set, the test set illustrated a performance decrease. One possible reason of
these differences could be the different pooling sets used for evaluation between the
two sets. The pooling set for training was built from results from two information
retrieval models, VSM and Okapi BM25 [30]. In contrast, the pooling set for test was
built from the results submitted from all participants. Another reason could be the
different information needs contained in the two sets. In addition to questions asking
for disorder definition and treatment in the training set, relational questions asking for
connections between other entities and disorders account for a large proportion in the
test set, such as “&lt;desc&gt; can chest pain hinder the transplantation of liver? &lt;/desc&gt;”
and ““&lt;desc&gt; what is the connection between acidosis and metastasic adeno
carcinoma&lt;/desc&gt;”. The employed methods in our experiment may not be suitable for
retrieving relevant information for such kind of information needs.</p>
      <p>As illustrated by the P@10 plots provided by the task organizer, both VSM and
SemVec contributed best P@10 for several different queries. Looking into the results
of VSM and SemVec, it was found that they retrieved different relevant webpages
from the index. Take test query 12 “&lt;desc&gt;is clots in jugular in connection with
HIV&lt;/desc&gt;” as an example, VSM mainly retrieved webpages informative of HIV.
Nevertheless, SemVec obtained more navigational webpages containing links to
diverse aspects of HIV, with each link leading to an informative webpage focusing a
specific aspect of HIV. Figure 2 shows a navigational webpage of HIV retrieved by
SemVec.</p>
      <p>Furthermore, relevant webpages with different topics of the query were retrieved.
As an example, for test query 10 “&lt;desc&gt;is there a connection between multiple
sclerosis and dysplasia in oesophagus&lt;/desc&gt;”, VSM obtained three relevant
webpages about “dysplasia in oesophagus” and one about “multiple sclerosis”, while
SemVec found eight relevant webpages about “multiple sclerosis”. Those
observations demonstrate that these two methods are complementary to each other
and may be combined to produce more diverse and relevant results.
5</p>
    </sec>
    <sec id="sec-9">
      <title>Conclusions</title>
      <p>This paper describes our participation in the task 3 in ShARe/CLEF eHealth 2013
challenge. Different information retrieval models, namely vector space model and
semantic vector models based on the distributional semantics theory were employed.
The experimental results demonstrate that both models are complementary to each
other. The next step in our future work would be exploiting the combination of
semantic vector models with other information retrieval models for further
performance improvement.
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