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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>NLab-UTokyo at ImageCLEF 2013 Plant Identification Task</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Grad. School of Information Science and Technology, The University of Tokyo</institution>
          ,
          <addr-line>7-3-1, Hongo, Bunkyo-ku, Tokyo</addr-line>
          ,
          <country country="JP">JAPAN</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2013</year>
      </pub-date>
      <abstract>
        <p>We describe our system at the ImageCLEF 2013 plant identification task. Plant identification is extremely challenging because target classes are often visually quite similar. To distinguish them, we need to extract highly informative visual features. We believe that the key to achieving this is to enhance the discriminative power of local descriptors. We employed multiple local features with our polynomial embedding technique to boost the performance. Further, they were encoded into the sophisticated Fisher Vector representation which enables accurate classification with linear classifiers. Our system achieved promising performance, and got the first place in NaturalBackground and the third place in SheetAsBackground tasks, respectively.</p>
      </abstract>
      <kwd-group>
        <kwd>Fine-grained Visual Categorization</kwd>
        <kwd>Multiple Local Descriptors</kwd>
        <kwd>Polynomial Embedding</kwd>
        <kwd>Fisher Vector</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        In this report, we describe our contributions submitted to the ImageCLEF 2013
plant identification task [
        <xref ref-type="bibr" rid="ref3 ref8">3, 8</xref>
        ]. The system is based on our recently proposed
method designed for fine-grained visual categorization (FGVC) [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. The goal of
FGVC is to categorize conceptually (and thus visually) similar classes such as
plant and animal species [
        <xref ref-type="bibr" rid="ref10 ref14 ref18 ref6">6, 18, 14, 10</xref>
        ], and thus naturally includes the concept
of this challenge. However, FGVC is regarded to be extremely difficult because
of its high intra-class and low inter-class variations [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        To distinguish very similar categories, we need to extract highly informative
visual features. We believe that the key to achieving this is to enhance the
discriminative power of local descriptors. Our method can efficiently improve
the discriminative performance of arbitrary local descriptors for bag-of-words
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] based systems with a simple supervised dimensionality reduction method.
Using polynomials of a descriptor and its neighbors, we can efficiently exploit
local spatial co-occurrence patterns.
      </p>
      <p>
        We implemented our method with standard object recognition pipelines using
the state-of-the-art Fisher Vector coding [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. Our submitted runs achieved the
first place in NaturalBackground and the third place in SheetAsBackground
      </p>
      <p>Descriptor 1
(e.g. SIFT)
Descriptor 2
Descriptor K
polynomial
vectors
p(0x,y) =  upperV ec v(x,y)v(Tx,y)  ,
1 We use at most the second-order polynomials in this paper considering the
computational cost, although our framework supports higher-order ones.
where, upperV ec() is the flattened vector of the components in the upper
triangular part of a symmetric matrix.</p>
      <p>Moreover, we can efficiently exploit local spatial information by taking the
polynomials between neighboring descriptors. When considering two neighbors
(left side and right side),
(2)
(3)
(4)
(5)
(6)

v(x,y)</p>
      <p>
 
p(2x,y) =  upperV ec v(x,y)v(Tx,y)  ,
 V ec v(x,y)v(Tx−δ,y) </p>
      <p>V ec v(x,y)v(Tx+δ,y)
where, V ec() is the flattened vector of the components of a matrix, and δ is an
offset parameter for defining neighbors.</p>
      <p>
        In this work, we considered at most two neighbors, although our previous
work suggests that using more neighbors could have resulted in better
performance [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
      </p>
    </sec>
    <sec id="sec-2">
      <title>Supervised Dimensionality Reduction</title>
      <p>
        We apply canonical correlation analysis (CCA) [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] to the pairs of the augmented
descriptor p and corresponding label vector l. In this work, we use the
imagelevel label vector 2 for descriptor compression. That is, all p within an image are
coupled with the same label vector for supervised dimensionality reduction 3.
      </p>
      <p>CCA finds the linear projections s = AT p and t = BT l that maximize
the correlation between the projected vectors s and t. We randomly sample
{p(x,y), l(x,y)} pairs from the entire training dataset, and let C = Cpp Cpl
Clp Cll
denote their covariance matrices. Namely,</p>
      <p>Cpp =
Cll =
Cpl =
1 X (p − p¯)(p − p¯)T ,
N
1 X (l − ¯l)(l − ¯l)T ,
N
1 X (p − p¯)(l − ¯l)T ,</p>
      <p>N</p>
      <p>Clp = CpTl,
2 The dimension of the vector is the number of categories. If the image belongs to the
category wi, the i-th element is one; otherwise, it is zero.
3 Obviously, this is a rather rough approach, since not all local features within an
image are actually related to the image-level labels. Nevertheless, we note that this
assumption is justified somewhat for FGVC problems, since objects are often closely
targeted by users.
where, N is the number of sampled pairs, and p¯ and ¯l are their means. The
solution of CCA can be obtained by solving the following eigenvalue problem.</p>
      <p>CplCl−l1ClpA = CppAΛ2 (AT CppA = Im),
ClpCp−p1CplB = CllBΛ2 (BT CllB = Im),
(7)
(8)
where Λ is the diagonal matrix of the first m canonical correlations, and m is
the dimension of the canonical elements. The parameter m corresponds to the
dimension of the embedded descriptor, and needs to be tuned manually. One
problem is that m can be at most the dimension of the label vector because
of the rank problem. If we need more features, we can project p into the
orthogonal subspace and iteratively apply CCA to further extract discriminative
components.</p>
      <p>Using the projections obtained by CCA, we get a compact vector s that
embeds a high-dimensional augmented vector, which we call the latent descriptor.
s = AT p.
(9)
Once the latent descriptor is computed, it can be used in the exact same manner
as widely-used raw descriptors such as SIFT.</p>
    </sec>
    <sec id="sec-3">
      <title>Global Feature Vector</title>
      <p>
        We encode the latent descriptors into a global feature vector using the Fisher
Vector framework [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], which is a recently established state-of-the-art variant
of bag-of-words encoding. Since the dimensionality of Fisher Vector is in
proportional to that of local descriptors, compactness of the latent descriptor is
essentially important to utilize this representation.
3
      </p>
      <p>
        Plant Identification Task
The goal of the challenge is to identify 250 species of plants from their photos.
There are two main subtasks: SheetAsBackground and NaturalBackground (Fig.
2). While the objective of the former is to recognize leaves spread on white
background, the latter targets more organs and generic background. Therefore,
NaturalBackground task has more generic nature like typical FGVC problems
and thought to be challenging. The performance is evaluated in terms of the rank
of the correct species in the list of retrieved species. The score is normalized by
the numbers of content owners, individual plants, and pictures taken from the
same plant. For more information, refer to [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
3.1
      </p>
    </sec>
    <sec id="sec-4">
      <title>Details of the system</title>
      <p>
        We used several standard local descriptors in our system, such as SIFT [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ],
C-SIFT [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], Opponent-SIFT [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], HSV-SIFT [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], and the self-similarity (SSIM)
[
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] descriptors. The dimension of SSIM is 40 in our system (4 radial bins and 10
      </p>
      <p>D1</p>
      <p>D2
SheetAsBackground
Scan Scan-like</p>
      <p>D3
NaturalBackground</p>
      <p>Fruit
Leaf</p>
      <p>Flower</p>
      <p>Stem</p>
      <p>Enre
D4</p>
      <p>D5</p>
      <p>D6</p>
      <p>D7</p>
      <p>
        D8
angle bins). All these local features are extracted in a dense sampling approach
without rotation invariance [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. We extract local features from 24x24 patches
on regular grids spacing five pixels. They are compressed into 64 dimensions
via PCA, except for SSIM. Finally, we apply our polynomial embedding (PE)
method with CCA and obtain 64-dimensional latent descriptor (m = 64). We
fix the offset parameter δ = 20 for defining neighbors. For implementing Fisher
Vectors, we use 64 Gaussians for estimating a Gaussian mixture model and
concatenate feature vectors from an entire image and three horizontal regions.
      </p>
      <p>
        We used the feature extraction software provided by the authors of [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] and
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] for computing SIFT (including its variants) and SSIM, respectively. Also, we
used the LIBLINEAR [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] package for the implementation of our classifiers.
      </p>
    </sec>
    <sec id="sec-5">
      <title>Our Runs</title>
      <p>We submitted three runs under different configurations. Each run consists of
some classifiers independently trained for a certain domain as in Fig. 2.
Information for identifying the domain of testing samples can be drawn from the
corresponding xml files 4.</p>
      <p>– Run 1 (D1): A multi-class classifier is trained on the whole dataset of 250
classes without distinguishing SheetAsBackground and NaturalBackground
categories (and its sub-categories).
– Run 2 (D2, D3): Two classifiers are trained independently for
SheetAsBackground and NaturalBackground categories, respectively. We do not
distinguish their sub-categories.
– Run 3 (D2, D4-8): Classifiers are trained independently for
SheetAsBackground and NaturalBackground categories. The former is the same one used
in Run 2 (D2). For the latter, we train classifiers independently for each of
five sub-categories (D4-8).</p>
      <p>To tune our system, we take roughly 10% of the individual plants in the
provided training dataset for validation. Table 1 summarizes the number of samples
for each domain. For simplicity, we evaluate the classification accuracy on the
validation dataset without distinguishing individual plants and owners. After
optimizing the parameters, classifiers are trained again on the original training
dataset and applied to testing data.
3.3</p>
    </sec>
    <sec id="sec-6">
      <title>Validation Results</title>
      <p>For various domain and feature combinations, we tuned our system and
validated their effectiveness. Table 2 shows the results. “PCA64” denotes the Fisher
Vector using 64-dimensional descriptors compressed via PCA 5. This is a typical
implementation of Fisher Vector coding and serves as the baseline. For most of
the trials, PE reasonably improves the performance of the original descriptors.
Also, the relative improvement seems more significant in NaturalBackground
domains.</p>
      <p>Based on the results, we selected the features for final submissions. In
SheetAsBackground (D2) domain, we used only gray SIFT because we found color
descriptors were not effective. As for NaturalBackground domain, we chose
color SIFTs + SSIM combination considering its good performance in all
subcategories.
3.4</p>
    </sec>
    <sec id="sec-7">
      <title>Test Results</title>
      <p>Based on the validation results, we submitted three runs. Figure 3 summarizes
the performance of submitted runs from all participants. Not surprisingly, Run
4 Note that this is not interpreted as a manual intervention in this challenge.
5 We use the raw SSIM descriptor without applying PCA.</p>
      <p>SheetAsBackground
0 ickSaaa1nnbnuRO liIttraae2PnnnuRN liIttraae3PnnunRN liIttraae1PnunnRN liIttraae4PnunnRN lykaT1bunooRUN lykaT3bunooRUN lykaT2bunooRUN iirsLSee2nuRRV iirsLSee1nuRRV ica3nuRM IS2nuRBD IS4unRBD IL1PunRA I4unCRAU IS3unRBD IS1unRBD Sg2PPunRRA SS3PunCRGU I1unCRAU I2unCRAU I3unCRAU Sg1PPunRRA Sg3PPunRRA SS1PunCRGU SS2PunCRGU IS31unR IS32unR SS4PunCRGU ica2unRM ica1nuRM itcce1hnuoRVm itcce2hnuoRVm 0 lykaT3bnuooRUN liIttraae2PnnnuRN lykaT2bnuooRUN liIttraae1PnunnRN lykaT1bunooRUN liIttraae3PnunnRN liIttraae4PnunnRN ickSaaa1nnubnRO IS2unRBD IS3unRBD IS4unRBD I4unCRAU IS1unRBD I1unCRAU I2unCRAU iirsLSee2unRRV iirsLSee1unRRV I3unCRAU itcce1hunoRVm itcce2uhnoRVm IL1PunRA ica2unRM ica3unRM SS3PunCRGU IS31unR IS32unR SS1PunCRGU SS2PunCRGU ica1unRM SS4PunCRGU Sg2PPunRRA Sg1PPnuRRA Sg3PPnuRRA
3 achieved the best in three runs on NaturalBackground task since it consists
of multiple classifiers tuned for each sub-category. However, interestingly, the
difference in performance is not large compared to the result of Run 2. Moreover,
D1 classifier got better performance than D2 classifier on SheetAsBackground
task. We noticed that some plants share similar appearance in different
subcategories (e.g. ’Flower’ and ’Entire’). In such a case, universal classifier might
result in better performance than specific ones for each sub-category.</p>
      <sec id="sec-7-1">
        <title>4 Discussion</title>
        <p>During this challenge, we bet on implementing powerful image features, rather
than classification algorithms and systems. We employed multiple local features
with our polynomial embedding technique to boost the performance. They are
further encoded into the powerful Fisher Vector representation. Our system
achieved promising performance, and got the first place in NaturalBackground
and the third place in SheetAsBackground tasks. On the other hand, our learning
and classification algorithms are very simple and could be improved. Although
some individual plants have multiple images of different organs, our system treats
them independently and loses co-occurrence information. It would be interesting
to develop classification methods utilizing them in an integrated manner.</p>
      </sec>
      <sec id="sec-7-2">
        <title>Acknowledgement</title>
        <p>This work is partially supported by the Nakajima Foundation.</p>
      </sec>
    </sec>
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