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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Author Pro ling Using Corpus Statistics, Lexicons and Stylistic Features</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maria De-Arteaga</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergio Jimenez</string-name>
          <email>sgjimenezv@unal.edu.co</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>George Duen~as</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergio Mancera</string-name>
          <email>samanceran@unal.edu.co</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Julia Baquero</string-name>
          <email>jmbaquerov@unal.edu.co</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad Nacional de Colombia</institution>
          ,
          <addr-line>Bogota</addr-line>
          ,
          <country country="CO">Colombia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes our participation in the 9th PAN evaluation lab in the author pro ling task. The proposed approach relies on the extraction of stylistic, lexicon and corpus-based features, which were combined with a logistic classi er. These three sets of features contain pairwise intersections and even some features that belong to all categories. A comprehensive comparison of the contribution of several feature subsets is presented. In particular, a set of features based on Bayesian inference provided the most important contribution. We developed our system in the Spanish training corpus, once developed it was used, with minor changes, for the English documents, too. The proposed system was ranked 6th in the o cial ranking for Spanish documents among 17 submitted systems. This result shows that our approach is meaningful and competitive for predicting demographics from text.</p>
      </abstract>
      <kwd-group>
        <kwd>author pro ling</kwd>
        <kwd>gender prediction</kwd>
        <kwd>age prediction</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Due to the large amount of textual information on the internet, it is now possible
to carry out di erent research problems about the texts, either in connection with
their authors, the registers involved, and the varieties of texts, among others. In
the framework of the international conference, CLEF 2013 [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], we focused our
study on the task of predicting demographic information about the authors from
texts written in Spanish or English, by people of di erent age-range and gender.
      </p>
      <p>
        In order to identify the author pro le from written texts, the use of stylistic
and content features is a common practice [
        <xref ref-type="bibr" rid="ref1 ref10 ref2 ref8">1, 2, 8, 10</xref>
        ]. However others researchers
prefer to focus only on the stylistic features [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The function words and
partof-speech are the main style-base features proposed for distinguishing the
gender and age of the authors [
        <xref ref-type="bibr" rid="ref1 ref10 ref2 ref6 ref8">1, 2, 6, 8, 10</xref>
        ]. Another stylistic features included in
these inventories are: the typical blog features [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], the grammatical and
orthographic errors [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], the morphological, syntactic and structural attributes, and
other stylistic characteristics extracted using the Linguistic Inquiry and Word
Count (LIWC) program [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The most common measure employed is the
frequency of each feature, normalized or not by the length of the document or
other criteria. Cheng et al. (2011) also includes some measures such Yules K,
Simpsons D, Sichels S, Honores R and entropy.
      </p>
      <p>
        The content-based features and the mechanism used for its selection also vary
from one author to another. The extraction of corpus words for its comparison
between the classes of interest [
        <xref ref-type="bibr" rid="ref1 ref10">1, 10</xref>
        ], and the use of pre-established list of words
[
        <xref ref-type="bibr" rid="ref2 ref8">8, 2</xref>
        ] are the principal mechanism employed for the selection of this type of
features.
      </p>
      <p>
        In our study, each document is represented in a vector space, where each
feature adds one unit to the dimension, including stylistic and lexicon-based
attributes, relevant to distinguish the gender and age-range of the authors.
Furthermore, we explore a new subset of features that involve the use of some
statistics measures (corpus statistics features). These three subsets of features,
as shown in Fig. 1, are intersected, and therefore some of them are located in
more than one class. We used a machine-learning approach to build classi
cation models to produce the predictions. The details of the task, documents and
evaluation are presented in [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>In the remainder of the paper, we begin with a description of the features
(Section 2) and of the system used in this campaign (Section 3). Section 4 focuses
on the main results of our work, while the nal sections present the discussion
and the conclusion that can be drawn from this study.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Features from Texts</title>
      <p>The set of features extracted from each text contains components of one or more
of the following categories: `S' (style), `C' (corpus statistics) and `L' (lexicon).
Fig. 1 shows a Venn diagram depicting the number of features extracted for each
category combination. In the following subsections these features are described
and the labels in Fig. 1 are used to clarify their categories, i.e. `SL' for Style
and Lexicon categories. Besides, the features in the `C' category are presented
separately by their supervised or unsupervised nature.
This set of 6 features is built from statistics gathered from the training corpus,
ignoring the demographic categories age and gender associated to each
document. These corpus-based statistics use collection and document frequencies of
the words in the entire training English and Spanish collections. The
motivation for the use of document frequencies is to prevent very long documents from
generating biased results.</p>
      <p>IR features (2 `C' features). Using the tf.idf term weighting approach used
P idf(w)
in the information retrieval eld we obtained two features: IDF (d) = w2d
len(d)</p>
      <p>P tf(w;d) idf(w)
and T F:IDF (d) = w2d len(d) , where len(d) is the number of words in the
document d, idf (w) = log dfD(w) , df (w) is the number of documents where the
word w occurs, D is the number of documents in the corpus and tf (w; d) is
the number of times that w occurs in the document d. Tf.idf weight measures
the informative character (for retrieval purpose) of the words given a particular
document and the whole corpus. Thus, these features measure the density of
that notion for each document.</p>
      <p>Pd(w)</p>
      <p>v2d
Qd(d) = P Pd ln
w2d</p>
      <p>QPdd((ww)) .</p>
      <p>Entropy (2 `C' features) measures the amount of information in a set of
random variables, i.e. occurrences of words in a document. The probability of
occurrence of a word is given by Pf (w) fM(w) where f (w) is the number of
occurrences of w in the corpus, and M is the total number of words in the
corpus. Alternatively, these probabilities can be obtained from document
frequencies by Pdf (w) dfD(w) . Thus, the entropy of a document is given by
Hf (d) = P Pf (w) log2 (Pf (w)). Hdf (d) is obtained with the same formula
w2d
but using Pdf (w).</p>
      <p>Kullback-Leibler (KL)-divergence (1 `C' feature) measures the information
loss when a document probability distribution Q is used to approximate the
\true" corpus distribution P . The probability Q for a word in a document is
given by Qd(w) dlfe(nw(;dd)) . The corpus probability distribution P is given by</p>
      <p>Pf(fw()v) . Thus, the KL-divergence of a document is given by Pd k
log2 (Qd(w)).</p>
      <p>Cross entropy (1 `C' feature), similarly to the KL-divergence, compares P and
Q measuring the ability of the former for predicting the latter. The cross entropy
of a document is given by the following expression: H(Pd; Qd) = P Pd(w)
w2d
2.2</p>
      <sec id="sec-2-1">
        <title>Supervised Corpus Statistics</title>
        <p>Unlike the previous set of features, this collection was built taking into account
the age and gender of the authors of the training documents.</p>
        <p>Gender score (2 `C' features). We developed the gender score (GS), a measure
that aggregates the di erences between the probabilities of a word w estimated
in the corpus of documents written by males and females. Let Pf (wjmale)
fmale(w) be the probability of w estimated only in the corpus written by males,
Mmale
where fmale(w) is the number of occurrences of w in the \male" subset of the
corpus and Mmale is the total number of words in that same subset. Pf (wjf emale)
is calculated analogously. Thus, GS is given by:
GSf (d) = P (Pf (wjmale) Pf (wjf emale)). GSdf is obtained using Pdf (wjmale)
w2d
dfmale(w) where dfmale(w) is the number of documents written by males where w</p>
        <p>Dmale
occurred and Dmale is the total number of documents written by males. Again,
Pdf (wjf emale) is calculated analogously.</p>
        <p>Bayes score (10 `C' features). We proposed a score for each one of the ve
demographic categories male, female, 10's, 20's and 30's using the Bayes
theorem. These scores are given by the expression BSf;cat:(d) = P Pf (cat:jw)
w2d
having cat: 2 fmale, female, 10s, 20s, 30sg, Pf (cat:jw) = Pf (wjcat:) P (cat:)) and
Pf (w)
P (cat:) DDcat: . Similarly, BSdf;cat: is obtained analogously but using
probabilities subscripted by df . This way, we obtained 10 features from the 5 categories
(cat:) and the 2 types of probabilities Pf and Pdf .</p>
        <p>Supervised KL-divergence (5 `C' features) can also be used to build
supervised attributes. In this case, it measures the information loss when Qd is used
to predict the probability distribution of the subset of documents written by
authors of the demographic category cat.This probability distribution is given
by Pd:cat(w)</p>
        <p>Pf(fw(jvcjacta:)t:) , and the KL divergences are given by P jjQcat:(d) =
v2d
P Pd:cat ln PdQ:cda(tw(w)) :
w2d
Supervised cross entropy (5 `C' features). As it can be expected,
crossentropy can also be calculated based on probability distributions of each
individual demographic category. In this case, it measures how predictable Q is when
using Pd:cat:. The equation to do so is H(P; Q)cat = P Pd:cat(w) log2 (Qd(w)).
w2d
Supervised lexicon extraction using T-test (20 `CL' features). The
Students t-test, frequently used in text mining, allows us to determine the most
characteristic words of each demographic category by measuring the signi cance
of the di erences in the occurrences of the words on each category (gender) or
between the category and the whole corpus (age). We used critical values in the
T-table to build ve lexicons, one for each gender and age range. This word
lists contain the words that have an absolute T-value greater than 2 for the
given category, which are equivalent to around the three percent most relevant
words of each demographic group. The construction method is di erent for
gender and age categories. However, the following de nitions are used in both cases:
S = pPf (w) Pf (w)2 and Scat: = pPf (wjcat) Pf (wjcat)2. In the gender
T-function, as in the gender score, values greater than zero are characteristic of
males and those less than zero are more often used by female. This value is given
by Tg = Pf (wjmale) Pf (wjfemale) .</p>
        <p>q Smale2 + Dfemale</p>
        <p>Sfemale2</p>
        <p>Dmale</p>
        <p>Since the comparison cannot be made the same way when having three
categories, a T-function was used for each age range, comparing the category with
the general corpus. This function is given by the following equation, where cat:
can only be an age range category: Tcat: = Pf (wjmale) Pf (w) . This procedure
q Scat:2 + SD2</p>
        <p>Dcat:
provides 5 lexicons of words characterizing each demographic category.
2.3</p>
      </sec>
      <sec id="sec-2-2">
        <title>Lexicon-based Features</title>
        <p>
          The 5 lexicons built using T-test, as well as other pre-fabricated lexicons are
used to generate 4 features for each one:
Lexical density (1 feature) is the ratio of content words to the total number
of words. Ure, according to Johansson, introduced it in order to distinguish
between words with lexical properties, and those without [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. The concept of
lexical density is developed by Halliday whose de nition is \the proportion of
lexical items to the total words" [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. If li(d) is the number of words that belong
to the i th lexicon in document d, then LDi(d) = li(d)=len(d).
1 was used as weight.
        </p>
        <p>
          Weighted density (1 feature). The Spanish Emotion Lexicon [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] and the lists
generated using T-test, provides a weight Ii to every word. Weighted density is
given by: W Di(d) = P Ii(w)=len(d). In lexicons that do not provide weights,
w2d
Lexicon entropy (2 features). We calculate the entropy in relation to every
lexicon using the following equation: Hi(d) = P Pf (w) log2 (Pf (w)). The
w2d\li
fourth feature corresponds to the entropy calculated using Pdf (w).
        </p>
        <p>The used lexicons and their sources are listed in Table 1. Manual
preprocessing was applied to some lexicons by deduplicating and adding the gender
variation for some Spanish words. Twenty `CSL' features result from the 5
Ttest lexicons, the two entropy-related attributes of bad words, Internet and
stopwords add 6 `CSL' features. Similarly, their densities add six `SL' features. For
the remaining lexicons, their entropies generate `CL' features, and their densities
`L' features. This generates on 22 `L' and 22 `CL' features for Spanish, and 8 `L'
and 8 `CL' features for English.
The stylistic features are classi ed in three subsets: character-based, wordbased,
and syntactic features. The character-based features contain 50 features, such as
character density, uppercase or lowercase characters, letters, and special
characters like the use of asterisk. All of them, except the letter count, have been
used by other researchers for identifying the pro le of the author. The
wordbased features include 11 measures for vocabulary richness, the length of words
and density of hapax legomenas, dislegomenas, 3-legomenas until 5-legomenas.
Syntactic features involve 9 attributes related to the regular punctuation such
as colon, semicolon and question marks, among others. We also considered as
stylistic features those obtained from lexicons such as stopwords, Internet and
bad words.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>System Description</title>
      <p>The submitted system was built by extracting the features described in the
previous section for each one of the rst 20,000 documents in the English and
Spanish training sets. That is, 166 features for English and 198 in Spanish;
the di erence is due to the di erent number of lexicons used on each language.
For obtaining words from the character sequences in the documents xml tags
were removed. Then each consecutive sequence of characters in the English or
Spanish alphabet that was delimited by space, tab, enter or any punctuation
mark, produced a word.</p>
      <p>The statistics used in the calculation of the features that contain the
label C were gathered using all the documents in the training set, i.e. 236,600
documents in English and 75,900 in Spanish. For each word w in the
vocabulary we obtained: f (w), fmale(w), ffemale(w), f10s(w), f20s(w), f30s(w), df (w),
dfmale(w), dffemale(w), df10s(w), df20s(w) and df30s(w).</p>
      <p>
        These datasets were used to train 4 logistic classi ers [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], one for each pair of
target class (age and gender) and language. The used implementation was that
included in Weka v.3.6.9 [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The same feature extractor used in the training
data was used to get features from the test documents. Then, the 4 classi ers
provided the age and gender predictions for both languages.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Experimental Results</title>
      <p>In this section the o cial results obtained by the proposed system for predicting
authors age and gender in unseen documents are presented in Table 2. To assess
the contribution of the di erent feature sets, additional experiments were carried
out using a subset comprised of the rst 20,000 documents from the training set.
Each feature subset was evaluated using 10-fold cross validation and the average
of ten di erent random folds is reported. Tables 3 through 6 show the results of
these experiments.</p>
    </sec>
    <sec id="sec-5">
      <title>Discussion</title>
      <p>As shown in Tables 3-6, the best results for distinguishing gender were obtained
in English and Spanish using all features, while the supervised attributes were
better predictors for age-range. The age and gender were more appropriately
identi ed using statistical features, although they were more suitable for
typifying gender. The best statistic predictor in all cases was the features based on the
Bayes theorem. The lexical and stylistic features were more useful to distinguish
age than gender. Finally, the pre-established lists of words do not distinguish
gender although they are useful for discriminating age.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusions</title>
      <p>We participated in the 9th PAN evaluation campaign with an author pro ling
system based on a set of features extracted from documents that were combined
with machine learning. The features were designed in such a way that each one
could contain at least one of the following components: stylometry, usage of
pre-fabricated lexicon and corpus statistics. We developed this system for
Spanish obtaining the 6th place in the o cial results among 17 participant systems.
However, the same system adapted for English (replacing Spanish lexicons)
performed poorly in unseen documents.</p>
      <p>In a comprehensive comparison of di erent features we concluded that the
features that provided the larger contribution were the ones obtained from corpus
statistics. Particularly, the proposed score obtained using the Bayes theorem. To
the extent of our readings such (or similar) features have not been used in the
past.</p>
    </sec>
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