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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Inter-Sentence Features and Thresholded Minimum Error Rate Training: NAIST at CLEF 2013 QA4MRE</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Philip Arthur</string-name>
          <email>philip-a@is.naist.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Graham Neubig</string-name>
          <email>neubig@is.naist.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sakriani Sakti</string-name>
          <email>ssakti@is.naist.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tomoki Toda</string-name>
          <email>tomoki@is.naist.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Satoshi Nakamura</string-name>
          <email>s-nakamura@is.naist.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Nara Institute of Science and Technology</institution>
          ,
          <addr-line>8916-5, Takayama-cho, Ikoma-shi, Nara 630-0192</addr-line>
          <country country="JP">JAPAN</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes the Nara Institute of Science and Technology's system for the main task of CLEF 2013 QA4MRE. The core of the system is a log linear scoring model that couples both intra and intersentence features. Each of the features receives an input of a candidate answer, question, and document, and uses these to assign a score according to some criterion. We use minimum error rate training (MERT) to train the weights of the model and also propose a novel method for MERT with the addition of a threshold that de nes the certainty with which we must answer questions. The system received a score of 28% c@1 on main questions and 33% c@1 when considering auxiliary questions on the CLEF 2013 evaluation.</p>
      </abstract>
      <kwd-group>
        <kwd>discriminative learning</kwd>
        <kwd>minimum error rate training</kwd>
        <kwd>linear feature model</kwd>
        <kwd>question answering</kwd>
        <kwd>machine reading</kwd>
        <kwd>inter-sentence features</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        While years of research on Question Answering (QA) have greatly improved
the state-of-the-art, we know that this problem is far from solved. Question
answering campaigns such as CLEF [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and TREC [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] have resulted in a large
number of distinct proposals about how to build robust systems that can provide
correct answers in the general domain. One of the features of QA that is widely
accepted is that \two heads are better than one" [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. By combining di erent
information sources, we gain the ability to cover up the disadvantages of one
system with another information source, which results in more e ective QA on
the whole. One way to combine multiple systems is to weight each system's score
with some value and choose the maximum value from a linear combination [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
Another important aspect of QA is that it is sometimes good not to answer the
question [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Many systems currently return No Answer (NoA) if they are not
con dent because a wrong answer is often worse than no answer [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Our system
for the CLEF QA4MRE this year is based on these two principles, devising a
number of features that provide useful information to identify the correct answer,
and combining them together with a learning framework that is also able to learn
when not to answer questions.
      </p>
      <p>We introduce several new features that span multiple sentences in addition to
more traditional features such as cosine similarity. These features are combined
in a framework that learns both how and when to answer questions in a single
weighted linear model. In particular, we nd how to answer questions by learning
appropriate weigths for each feature, with nal score of an answer being their
weighted linear combination. We de ne when not to answer by not returning
candidates for which scores are less than a set threshold t from other candidates.
Finally, we propose a method to intelligently weight the features and threshold
using minimum error rate training.</p>
      <p>As results for the 2013 evaluation, our best run in main task scored 28% for
only main questions and 33% when auxiliary questions are also included.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>System Description</title>
      <sec id="sec-2-1">
        <title>Architecture</title>
        <p>
          Our QA system has a modular pipeline architecture, making it easy to modify
some modules without changing other parts of the system. The system is divided
into three major modules: preprocessing, scoring, and answer selection.
As the raw input is full of noise that can drastically reduce the ability to
generate appropriate hypotheses, preprocessing is necessary to process the text into
machine-readable format. First, the tokenization step splits the sentence into a
list of tokens. Second, the named entity recognition step uses the Stanford named
entity annotator1 to recognize the existence of named entities. We use the
Stanford 4 tag set, which consists of PERSON, LOCATION, ORGANIZATION, and
MISC. Third, the anaphora resolution module is based on the \last introduced
named entity" constraint [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. Next, the lowercasing step alters all tokens into
lowercase form and the stop word deletion step deletes all words that appear
in a stop word list.2 Finally, stemming uses the Porter stemmer to reduce all
conjugated forms of some words into their stem.
        </p>
        <p>In addition, we made a few re nements to choose which named entity best
replaces the Referring Expression (RE). This module focuses on RE that represent
humans according to the following rules:
{ \They" and \we" are replaced by the most recent ORGANIZATION named
entity.
{ \I" is replaced by the rst PERSON entity that occurs in the passage, which
is generally the speaker.
{ \You" is replaced \theaudience."
{ \He" and \she" are replaced by the most recent PERSON named entity.
{ \It" may refer to either LOCATION, ORGANIZATION, or MISC.
{ The remaining pronouns are simply left unaltered.
2.3</p>
      </sec>
      <sec id="sec-2-2">
        <title>Scoring</title>
        <p>
          The scoring criterion is based on linear combination of several weighted features,
[
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]
s(aj;k j qj ; D) =
i(aj;k; qj ; D);
        </p>
        <p>(1)
n
X wi
i=1
where s is a function specifying the score of candidate aj;k given question qj and
document D. i(aj;k; qj ; D) is a feature function, wi is its corresponding weight,
and D is a sequence of sentences. We describe the features in more detail in
section 3.2, and the weight training algorithm in section 4
2.4</p>
      </sec>
      <sec id="sec-2-3">
        <title>Answer Selection</title>
        <p>The answer selection module chooses which, if any, question to answer. Let
aj;k be a candidate answer for a given qj and D, and let sk be the score from
evaluation s(aj;k j q; D). If aj;k1 is the answer with the highest score among all
candidates for qj , we de ne the certainty of the answer to be
cj;k1 = min (s(aj;k1 j qj ; D)
k26=k1
s(aj;k2 j qj ; D))
(2)
1 http://nlp.stanford.edu/software/CRF-NER.shtml
2 http://www.lextek.com/manuals/onix/stopwords2.html
If our certainty exceeds a threshold t, we provide the answer aj;k1 and if it does
not, the system returns no answer.</p>
        <p>As the main test data for this year evaluation contains a \none of the above"
candidate answer for every question, we choose to answer 20% of the questions
with this answer. This heuristic strategy is applied because our system is
currently incapable to provide an analysis toward this type of negation and we
do not have any gold-standard training data from previous years on which to
perform training. Intuitively, we choose 20% questions with lowest score from
Equation (1) to be assigned with the candidate answer \none of the above".
3
3.1</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Model</title>
      <sec id="sec-3-1">
        <title>Sentence-Matching Criterion</title>
        <p>Our system uses a bags-of-n-grams vector space model for sentence matching.
For example, if we have the sentence \We are scientists", we will have
bags-ofwords as follow: 1-gram = f\We", \are", \scientists"g, 2-gram = f\We are",
\are scientists"g, 3-gram = f\We are scientists"g. The model that we used is a
model consisting of bags-of-words for all n-grams and is de ned as follows:
model = 1-gram [ 2-gram [ 3-gram.</p>
        <p>In preliminary experiments, we found n = 3 achieved higher precision than
n = 1; 2; 4; 5, and that it was necessary to take the union of higher and lower
order n-grams.</p>
        <p>
          To measure similarity between vectors, we used TF/IDF [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] weighted
cosinesimilarity [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] as the weight of term i . Most of our features are based on the cosine
similarity measure, which is commonly used in many IR systems
tf-idf(i; v) = tf(i; v)
log
        </p>
        <p>jvj
n(i; v)
;
where tf(i; v) is the occurrence frequency of term i in passage v, jvj is the total
number of sentences in D, and n(i; v) is the number of sentences in v in which
term i occurs.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Features</title>
        <p>Following from (3), the equation for cosine similarity between question q and
sentence dj is
sim(q; dj ) =
pPp
i=1 tf-idf(i; q)2
Pp
i=1 (tf-idf(i; q)</p>
        <p>tf-idf(i; dj ))
pPp
i=1 tf-idf(i; dj )2
:
Each feature gives a score to each pair of fq; Dg and fakg. We use three
intrasentence features that are widely known in previous work:
(3)
(4)
1. Greatest Cosine (GC) nds the most related sentence to q and ak. If this
value is high, we have more certainty in the candidate answer. This feature
concatenates the question and answer and nds the greatest cosine similarity
value for a sentence in the document.Let p be a query where q and ak are
concatenated together.</p>
        <p>GC
max(sim(p; dj )).</p>
        <p>j
2. Greatest Matching (GM) does not adopt cosine matching, but simply counts
the maximum number of words that match both the ak and q in a single
sentence. This feature simply counts the greatest number of words overlapping
between one sentence in the background text and the concatenated question
and answer.</p>
        <p>GM
max (j(q [ ak) \ dj j).</p>
        <p>j
3. Cosine Matching (CosM) distinguishes whether the question and candidate
answers occur in the same sentences in D or not. Here l is some threshold,
which we set to 0.1 after preliminary tests.</p>
        <p>CosM</p>
        <p>jD1\D2j where D1 = fdj j sim(q; dj ) &gt; lg ^ D2 = fdj j sim(ak; dj ) &gt; lg
We also propose new inter-sentence features that help capture answers that span
multiple sentences in a simple manner:
1. Closest Matching (ClM) aims to nd candidate answers that are not in
the same sentence as q but close in proximity. We represent this using
the distance from representative sentence r, which is de ned as the
sentence most similar to the question, and all answer candidate sentences. Let
index(dj ) be a function that indicates the location of dj in the passage, r =
argmax(sim(q; dj )) and D = fdj j sim(ak; dj ) &gt; lg.</p>
        <p>j</p>
        <p>ClM =
8&lt;dmj2inD(jindex(r)
:0
index(dj )j) if D 6= ;
otherwise
2. Closest Sentence (ClS) is quite similar to ClM, but instead of nding a
representative sentence r, it counts the distance from all sentences that exceed
the threshold t.
3. Unmatched (UM) is a binary feature active when ClM or ClS nd no answer.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Weight Learning</title>
      <p>
        This section describes a uni ed minimum error rate training [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] framework to
learn how and when to answer questions by adjusting w and its scaling with
respect to threshold t.
      </p>
      <sec id="sec-4-1">
        <title>QA Evaluation Measures</title>
        <p>
          Before learning, we must formally de ne how good any particular values of w
are. One de nition of the \goodness" of w is the accuracy, or percentage of
questions answered correctly
a(w; t; Q) =
c(w; t; Q)
jQj
where c(w; t; Q) is the number of questions in Q answered correctly given w and
t. However, while this measure is intuitive, it also cannot distinguish between
unanswered and incorrectly answered questions. As a remedy to this, [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] propose
\c@1," which gives partial credit to unanswered questions, in proportion to the
accuracy
c(w; t; Q) + n(w; t; Q)a(w; t; Q)
jQj
where n(w; t; Q) is the number of no-answers.
4.2
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>Minimum Error Rate Training</title>
        <p>(5)
(6)</p>
        <p>
          Next, we want to nd a value of w that allows our system to score well
on these evaluation measures. To do so, we rst adopt the minimum error rate
training (MERT) framework of [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], which can learn weights w for arbitrary
evaluation measures that do not consider a threshold (t = 0).
        </p>
        <p>The basic idea of MERT is to e ciently nd weights that minimize some
measure of error of the system. For example, we could de ne our error as one
minus the accuracy of the system, and nd weights that minimize this value
w^ = argmin 1
w
a(w; 0; Q)</p>
        <p>
          As exactly solving Equation (7) is computationally di cult, [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] proposes an
approximate algorithm using the coordinate ascent method of [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ].3 We will
give a conceptual overview of the procedure here, and readers may refer to [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]
or the supplementary code for a more complete algorithmic explanation. The
basic idea of this method is that we iterate through each single element wi 2 w,
and nd the value of wi that minimizes error, given that all other elements of w
(represented as wnwi) are kept constant:
w^i = argmin 1
wi
This process continues until no wi can be modi ed to decrease the error rate.
        </p>
        <p>Figure 2 shows this procedure on two questions with answers and their
corresponding features in Figure 2 (a). First note that for answer aj;k to question
qj , Equation (1) can be decomposed into the part a ected by wi and the part
a ected by wnwi:
(8)
(9)
s(qj ; aj;k) = wi i(qj ; aj;k; D) +</p>
        <p>
          X wh h(qj ; aj;k; D)
h6=i
While the previous procedure can minimize errors that are merely concerned
with the highest scoring answer, when considering a threshold t we also need
to keep track of whether the best answer exceeds the second best answer by
more than t. We present a modi cation to the standard MERT procedure that
allows us to learn weights in the face of a threshold, which we will refer to as
thresholded minimum error rate training (TMERT).4
3 [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] present a method to improve the e ciency of exact MERT, but it is still signi
cantly less e cient and more complicated than approximate solutions.
4 Our implementations is available open source at http://phontron.com/tmert
        </p>
        <p>During the aggregation of statistics in Figure 3 (c), we collect information
not only on regions where the answer was correct, but also on regions where the
question was unanswered. Given these statistics, we can calculate accuracy for
measures that reward non-response such as c@1 and choose a value of wi that
minimizes the error accordingly.</p>
        <p>We can also indirectly optimize threshold t itself in this framework. To do so,
we note that the overall scale of the weights w is inversely proportional to the
threshold t; having large weights is equivalent to having a small threshold, and
vice-versa. Thus, any t &gt; 0 will have the same e ect on our thresholded learning
algorithm, so we simply set t = 1.5
5 It is also possible to more e ciently adjust the scale of w by taking an additional
TMERT optimization step for a scaling factor , then scale w ^w.
5.1</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Evaluation</title>
      <sec id="sec-5-1">
        <title>Experimental Setup</title>
        <p>For this year's QA4MRE, our system used only the English test set document
and did not reference the background collection.</p>
        <p>The main task consists of 284 questions, classi ed into 4 main topics (\AIDS",
\Climate Change", \Music and Society" and \Alzheimer") and main task
questions and documents that in standard and relatively simple language. There are
16 test documents (4 for each topic) and approximately 15{20 questions with
5 candidate answers for each test document. The system is required to choose
answer from these multiple choices and only 1 correct candidate answer is
available for each question. The system can leave the question answered if it lacks
con dence. While the main task is quite similar to the past years, this year each
question contains \none of the above" as a candidate answer.</p>
        <p>
          To train the parameters of our model, we use both test set documents from
past CLEF 2011 and 2012 QA4MRE campaigns [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. As they provide 120 + 160
question with correct answers, we use this as our primary training data. We train
the weights of the features using the described TMERT training algorithm. After
training, the system achieved 112 correct answers, 15 answers with no candidate,
and 153 wrong answers, yielding a c@1 score of 42% on the training data.
5.2
        </p>
      </sec>
      <sec id="sec-5-2">
        <title>Main Task Results</title>
        <p>We submit a total of 2 runs for the main task separating the results from di erent
strategies. Run1 uses the strategy of choosing some answers as \none of the
above" as mentioned in Section 2.4 while Run2 does not.</p>
        <p>Topic MaRinu+n1Aux MaRinu+n2Aux
Alzheimer 0.36 0.36 0.29 0.29
Music and society 0.28 0.37 0.29 0.39
Climate Change 0.29 0.32 0.24 0.28
AIDS 0.19 0.25 0.15 0.23</p>
        <p>Average C@1 0.28 0.33 0.24 0.30</p>
        <p>First, we show the results as measured by c@1 in Table 1. Our strategy in
Run1 resulted in a gain in system performance for an additional 3{4% over Run2,
for evaluation in both main and +Aux questions. It indicates that the strategy
is able to slightly raise accuracy for our system. The gains are relatively stable
among the topics, with the topic \Alzheimer" receiving the most bene t.</p>
        <p>Overall, the system's best topic is \Alzheimer" and worst topic is \AIDS".
The accuracies for the topic \Music and society" and \Climate change" are
relatively similar. However as we did not use any form of knowledge except
reading the document itself, we cannot provide further analysis on why our
system is good or bad at certain topic.</p>
        <p>The results in Table 1 also indicates that the system is relatively weak at the
main questions. In particular taking a look at the sample question r id=5 and
q id=6:</p>
        <p>Of all Cramer's works, the one that has had the greatest enduring value is
his celebrated set of 84 studies for the piano, published in two sets of 42
each in 1804 and 1810 as "Studio per il pianoforte". This collection has long
been considered a cornerstone of pianistic technique and is the only work of
Cramer's that is generally known today.</p>
        <p>Question: Why is the "Studio per il pianoforte" well known even today?
1. because there are 84 studies
2. because the studies are structurally simple
3. because it teaches piano technique very e ectively
4. because it shows the in uence of Scarlatti
5. none of the above
The system return the answer of \1" because there are many matching keywords
of the candidate answer and question in the same sentence and our anaphora
resolution module failed to match the word \This" as \Studio per il pianoforte".
However, our inter-sentence features are also able to answer some questions that
need an inter-sentence analysis (taken from r id=7, q id=9):</p>
        <p>The major Hollywood studios of the so-called Golden Age (c1935-55) were
MGM, Paramount, RKO, Warner Brothers and 20th Century-Fox. Each
housed a permanent music department, with contracted composers,
arrangers, orchestrators, librarians and music editors, as well as a resident
orchestra, all working under a senior music director.</p>
        <p>Question: What sort of music was written for Hollywood lms in the Golden
Age?
1. music for orchestra with strong melodies
2. music for singer and piano
3. music for youth audiences
4. music with four-track stereo sound
5. none of the above
This question was successfully answered with the help of the ClM features, which
nds a distance of one between the question and candidate answer. The question
matched the rst sentence because the term \Golden Age" and \Hollywood"
appeared in it and the next sentence matched candidate answer 1 because term
\orchestra" appeared in it. So the system returned \1" as its nal answer.</p>
        <p>For the evaluation measure (7), the function c, and n are respectively the
number of correct answers and no answers for paticular test set. Run1 achieved
88 correct answers, 182 wrong answers, and 14 unanswered, resulting a c@1 score
of 32.51%.
As part of our participation in QA4MRE@CLEF 2013, we have developed
QAsystem that is simple but able to answer certain types of questions. In particular
it achieved higher accuracy for simpler types of questions in the main task, but
lacks in terms of answering more complex question types that need more
sophisticated processing. For future work, we believe that it is necessary to use
external knowledge such as background knowledge so the system can provide further
analysis in classifying questions and determining certain type of strategies to
answer the questions. Luckily our described framerwork for a linear combination
of experts and the proposed MERT training metric are conducive to adding
additional components to capture this information. Further work will be focussed
on integrating external knowledge derived from sources such as Wikipedia and
the background collections by adding more features.</p>
      </sec>
    </sec>
  </body>
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