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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Using Anaphora resolution in a Question Answering system for Machine Reading Evaluation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Adrian Iftene</string-name>
          <email>adiftene@info.uaic.ro</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alex Moruz</string-name>
          <email>amoruz@info.uaic.ro</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Eugen Ignat</string-name>
          <email>eugen.ignat@info.uaic.ro</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Computer Science, Romanian Academy Iasi Branch</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>UAIC: Faculty of Computer Science, “Alexandru Ioan Cuza” University</institution>
          ,
          <country country="RO">Romania</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes UAIC1's Question Answering for Machine Reading Evaluation systems participating in the QA4MRE 2013 evaluation task. We submitted two types of runs, both type of runs based on our system from 2012 edition of QA4MRE, and both used anaphora resolution system. Differences come from the fact the textual entailment component was used or not. The results offered by organizer showed that runs based on textual entailment component were better.</p>
      </abstract>
      <kwd-group>
        <kwd>Question Answering for Machine Reading Evaluation</kwd>
        <kwd>Information Retrieval</kwd>
        <kwd>Textual Entailment</kwd>
        <kwd>Anaphora Resolution</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        As in the 2012 campaign, the Question Answering for Machine Reading Evaluation
(QA4MRE2) task in 2013 intends to cross-evaluate the ability of systems to read and
understand texts3. The systems involved in this task must have ability on reading
single documents and to identify the correct answer from a set of five multiple choice
answers, using different kinds of inferences and previously acquired background
knowledge. The background knowledge is based on 2012 collection and it is related
to four topics: AIDS, Climate Change, Music and Society, Alzheimer [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. In 2013 was
involved 5 different languages (Arabic, Bulgarian, English, Romanian and Spanish),
and the test data was the same (parallel translations) and the background knowledge
was available to all participants. In comparison with previous editions this year appear
two main differences: (1) was inserted questions based on modality and negation
aspects, and (2) a portion of questions have no correct answer and the correct option
was “none of above”.
      </p>
      <p>
        The system used by our group in 2013 QA4MRE edition is an improved version of
the system used in 2012 QA4MRE edition [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The system from 2012 was further
improved by adapting an anaphora resolution component for the Question Answering
module.
      </p>
      <p>The rest of the paper is structured as follows: Section 2 details the general
architecture of our Question Answering system for Machine Reading Evaluation and
the new textual entailment module, Section 3 presents the results and an error
analysis, while the last Section discusses the conclusions.</p>
    </sec>
    <sec id="sec-2">
      <title>2 System components</title>
      <p>
        In QA4MRE 2013, UAIC submitted runs only for Romanian. For that, we use the
system from the previous edition of QA4MRE 2012 [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], consisting in modules
specialized for test data processing, background knowledge indexing, snippet
extraction, identification of the correct answer and textual entailment. In addition in
pre-processing part this year we used the anaphora resolution component.
      </p>
      <sec id="sec-2-1">
        <title>2.1 The base architecture</title>
        <p>In 2013, the Romanian background knowledge was based on version from 2012 and it
consisted of a collection of 184,263 documents in text format (32,631 correspond to
the AIDS topic, 19,190 to Alzheimer topic, 63,207 to Climate Change topic and
92,268 to Music and Society topic). The test data consists in an XML file with 16 test
documents (4 documents for each of the four topics), 15 to 20 questions for each
document (284 questions in total) and 5 possible answers for each question (1,420
possible answers in total).</p>
        <p>
          The base architecture is similar to the system used for the 2012 edition of the
QA4MRE competition, presented in [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. Thus, after indexing the background
collection using Lucene4 libraries [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], the system processes the test data applying 3
operations: (a) extracting documents from the background knowledge, (b) analyzing
the test questions and (c) processing possible answers. If the first step is performed
using Lucene indexing of the background collection, for analyzing the question we
used our question processing module [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] and the web services available from the
Sentimatrix5 project [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] to eliminate stop words, perform lemmatization and identify
the Named Entity in the question. Then, a Lucene query is built. For instance, in the
case of the question with q_id = “1”:
        </p>
        <p>Ro: Cu ce scop unii cobai au fost injectați cu gene umane
care provoacă Alzheimer?</p>
        <p>En: For what purpose were some mice injected with human genes
that cause Alzheimer's?
the execution of the above steps has the following results:
in the first step, the following stop words are eliminated: cu, ce, unii,
au, fost, cu, care (En: for, what, were, some, with, that,
‘s);
4 Lucene: http://lucene.apache.org/
5 Sentimatrix: http://www.sentimatrix.eu/
in the next step, lemmas for the words injectați, gene,
provoacă (En: injected, genes, human, cause) are identified;
in the third step, Alzheimer is identified as a Named Entity;
in the last step, the Lucene query is build: “ scop cobai (injectați^2
injecta) (gene^2 geană) (umane^2 uman) (provoacă^2
provoca) Alzheimer^3”.</p>
        <p>From the above Lucene query, one can notice that we consider named entities to be
of most relevance (hence receiving a boost of 3, expressed as using the ^ operator),
while the inflected form of the words existing in the question receive a lower boost
value (2 in the example above).</p>
        <p>
          Another module analyzes the possible answers types and features, using the
ontology presented in [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ], more specifically the relations between regions and cities
and the relations between cities and countries, in order to eliminate the answers with
low probability to be the required answer. For instance, for the question with
q_id=“14”:
        </p>
        <p>Ro: Ce ţară este liderul REDD în America?</p>
        <p>En: Which country is the leader of REDD in America?,
we eliminate from the list of possible answers the answers with non-American states.</p>
        <p>
          As presented in [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], the index of background knowledge is queried, and all
retrieved documents are placed in separate indexes. The results of this step are 284
separate indexes for every question from the initial test data. Then every index is
searched for every answer, and a list of documents with Lucene relevance scores are
returned, where Score(d, a) is the relevance score for document d when we search
with the Lucene query associated to the answer a.
        </p>
        <p>
          In 2013 we submitted two types of runs: (1) first without textual entailment
module, and (2) second using textual entailment module. In the first case, after above
steps a normalized value is computed for all answers associated to a question, and the
answer with the highest value is selected as the most probable answer. In the second
case, we perform the following three steps (i) we build a pattern with variables for
every question according to the question type; (ii) using a pattern and all possible
answers, we build a set with 5 hypotheses for each of the questions; (iii) we assign to
the document tag from the initial XML file the role of text T and we run the TE
system for all obtained pairs [
          <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
          ].
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2 Anaphora resolution</title>
        <p>
          For the QA4MRE 2013 besides the improved system from QA4MRE 2012, we added
anaphora resolution based run. Anaphora resolution is defined as the process of
resolving an anaphoric expression to the expression it refers to [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. The UAIC
developed tool that handles anaphora resolution is called RARE (Robust Anaphora
Resolution Engine) and uses the work done in [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ], where the process uses three layers
(Figure 1):
•
•
•
        </p>
        <p>The text layer, which contains referential expressions(RE’s) as they
appear in the discourse;
An intermediate layer (projection layer) that contains any specific
information that can be extracted from the corresponding referential
expressions;
A semantic layer that contains the descriptions of the discourse entities
(DE). Here the information contributed by chains of referential
expressions is accumulated.</p>
        <p>The core of the RARE system is language independent, yet to be able to localize it
to one language it needs specific resources. These specific resources are:
• Constrains – a file that contains the rules which will match the conditions
between anaphor and antecedent;
• Stopwords – a file that contains a common list of stop-words;
• Tagset – a file that contains the mapping from the tagset used in the input
file to a simplified tagset used by the system;
• Window – a file that contains the length of the window where the
antecedent should be looked by the system; the length is in tokens.</p>
        <p>The process of anaphora resolution runs in the following chain: First the input is
read from left to right; when a new noun phrase is found, a new referential expression
(RE) is created which contains the morphologic, syntactic and semantic features; all
these features are then tested by the rules defined in the constraints file and it is
decided where this new RE defines a new discourse entity or it refers a before
mentioned one, and finds which one. The system outputs chains of co-referential
expressions. Each such chain is characterized by a feature structure that sums up all
the features of the RE’s present in the chain.</p>
        <p>For this year’s QA4MRE the use of an anaphora system was needed because the
analysis from last year’s results revealed there was a problem in missing too many
possible good excerpts. This problem could be solved using an anaphora resolution
engine, since it would be possible to find antecedent references and link them, giving
the QA system a better chance of finding possible excerpts. Thus the process of using
the anaphora resolution engine is as follows: extract the text from each input file; pass
this text to a pre-processing chain that involves: sentence splitting, tokenization,
postagging and lemmatization, noun phrase chunking; after this pre-processing the
resulted tagged data is passed to RARE, which outputs the co-reference chains; a
post-processing tool comes and reads RARE’s output, and changes the original input
file, such as the references appear solver (change the referent with the antecedent);
this new input file containing anaphora resolution is then passed to the QA system.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3 Results and Evaluation</title>
      <p>For the QA4MRE 2013 task, our team submitted 5 runs, all of which were for the
Romanian-Romanian language pair.</p>
      <p>As was the case for the past QA4MRE editions, the evaluation of the results was
carried out in two different manners: on a global level and on a document specific
level. At the global level, the purpose of the evaluation is to provide a general
measure for the quality of the system in a general setting, on any type of background
knowledge. As an important note, the global evaluation does not include the
evaluation of the auxiliary questions. At the document level, the purpose is to
determine the value of the “c@1 measure”, which is a description of how well a given
text is “understood” by the QA system. The c@1 measure is also computed at the
topic level. These results are then used to obtain statistical measures, such as the
mean, average and standard deviation over values grouped by topic or as an overall
view.</p>
      <p>In the tables below we give the results obtained by four of our five submitted runs
for Romanian, each representing a specific configuration of the system. In the case of
the first two runs (C1 and C2), the system configuration included the Textual
Entailment module. The difference between the runs is given by the difference in
choosing the threshold for providing the “NOA” response. Our intent was to evaluate
the impact of a more permissive configuration, which gives less “NOA” answers
versus a more restrictive one. For the last two runs (C3 and C4), the Textual
Entailment module was not used; the difference between them also comes from
different NOA thresholds. The final run yielded identical results to the first one (using
a similar architecture and different NOA thresholds) and is not included in the tables
because of this.</p>
      <sec id="sec-3-1">
        <title>3.1 Evaluation at the question answering level</title>
        <p>As can be seen in Table 1, the best result of our system in terms of both overall
C@1 measure and overall accuracy is obtained for the run in which the Textual
Entailment module was used, together with a lower threshold for the unanswered
questions (which leads to the system submitting more answers). The major drawback
of the decreased threshold for submitting an answer is the fact the large majority of
unanswered questions are, in fact, questions for which the system did not extract the
correct answer. For example, decreasing the threshold for the C2 run meant that all
the correct answers extracted by the system were actually submitted (22 answers) but
that 85 more wrong answers were also submitted, greatly decreasing the general
accuracy.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2 Evaluation at the reading test level</title>
        <p>In Table 2, we present the median and mean for the C@1 measure for each of the 4
topics, Topic1 (Alzheimer), Topic2 (Music and Society), Topic3 (Climate Change)
and Topic4 (AIDS) and their overall values for the Ro-Ro runs.</p>
        <p>These results in term of average and median are consistent with the trend
introduced in Table 1. The best overall average was obtained on the second run,
which was also the highest scoring in terms of overall accuracy and C@1 measure. As
can be seen above, the lowest scoring topic (in the best scoring run) is the second one
(Music and society), and we have chosen to carry out our error analysis on this topic
alone.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3 Error analysis</title>
        <p>In extension to the analysis carried out above, we have also performed an error
analysis over the reported results. The analysis was carried out exclusively over the
questions in topic 2 (the lowest scoring topic in terms of C@1 measure in the second
run, which yielded the best results), and a report of the most relevant error sources is
given below. In interpreting the analysis results, two important factors need to be
taken into account:</p>
        <p>Firstly, the analyzed run is obtained using the textual entailment enhanced
system. In order to use the TE engine, we generated 5 hypotheses out of
the initial question and its 5 potential answers (the potential answer was
included in the hypothesis according to a set of patterns depending on the
question and expected answer type).</p>
        <p>Secondly, the run for which we have chosen to carry out error analysis
was obtained using a lower threshold for submitting an answer, which
resulted in a large number of incorrect answers being reported.</p>
        <p>A major source of errors for our system was the fact that we did not properly
model the questions for which one of the answer variants was “none of the above”. In
those cases where the correct answer is note “none of the above”, our system is
slightly favored, because a query generated from this phrase scores very low because
the keywords are rarely found in the target text. This is the case for question 3,
reading 5 topic 2,</p>
        <sec id="sec-3-3-1">
          <title>Ro: În ce manieră se arată influenţa lui Beethoven în sonate?</title>
        </sec>
        <sec id="sec-3-3-2">
          <title>En: How is Beethoven’s influence seen in the sonatas?</title>
          <p>However, in those cases where the correct answer is indeed “none of the above”,
our system has almost no chance to extract the correct answer. In the case of question
2, reading 5, topic 2,</p>
        </sec>
        <sec id="sec-3-3-3">
          <title>Ro: La ce dată a debutat Cramer ca dirijor?</title>
        </sec>
        <sec id="sec-3-3-4">
          <title>En: When did Cramer begin his conducting career?</title>
          <p>the query generated from the correct variant does not return any snippets. Because
of this the score for this query is lowest, and the correct answer cannot be chosen. In
order to prevent this type of error, we propose that if all the queries score less than a
given threshold (which we need to find experimentally), the selected variant should be
“none of the above”.</p>
          <p>One type of error which we have encountered frequently is due to the way in which
we create two sets of queries in order to make use of the provided variants while
searching for the correct answer. In the case of question 1, reading test 5, topic 2, the</p>
          <p>Ro:
1822?</p>
          <p>En:
1822?
answer our system has selected was answer one, while the correct solution was
number 4.</p>
        </sec>
        <sec id="sec-3-3-5">
          <title>Ro: Cât sunt de renumite sonatele târzii ale lui Cramer în ziua de azi?</title>
        </sec>
        <sec id="sec-3-3-6">
          <title>En: How well known are Cramer’s sonatas today?</title>
          <p>Even though the initial query scores first, it is penalized by the secondary query,
which scores third and thus misses the correct answer. The problem in such error
cases usually stems from the fact that the correct answer as too few keywords, and
therefore it is harder for such a query to score high enough to be picked. We propose
boosting the scores of answer variants with fewer words in order to correct these
types of errors.</p>
          <p>Another type of common error is caused by the fact that, because of computational
and time restrictions, we have chosen to not perform significant preprocessing on the
indexed text. Because of this, especially in the case of the Romanian language, which
is heavily inflected, some queries score extremely low because the words in the query
are not in the same inflection as the words in the original text. This is the case for
question 5, reading 5, topic 2:</p>
          <p>Ce
organizaţie
l-a
numit
director
pe</p>
        </sec>
        <sec id="sec-3-3-7">
          <title>Cramer</title>
        </sec>
        <sec id="sec-3-3-8">
          <title>Which</title>
          <p>organization
made</p>
        </sec>
        <sec id="sec-3-3-9">
          <title>Cramer its director în</title>
          <p>in
where the original text contains the keywords in a different inflection: “Academia
Regală de Muzică” vs. “Academiei Regale de Muzică”. If this difference in inflection
would have been detected, the system would have chosen the correct answer. To this
end we are considering the preprocessing of all the background knowledge.
4</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusions</title>
      <p>This paper presents the updated Question Answering system developed by UAIC for
the Machine Reading Evaluation task within CLEF 2012 labs. The presented systems
were built starting from the main components of our QA systems (the question
processing and information retrieval modules), but the multiple choice questions were
addressed using a textual entailment component.</p>
      <p>The evaluation shows a best overall median for all 4 topics of 0.22. We can
observe the influence of the correctly unanswered questions in the C@1 measure
when comparing the number of right answers for the best run (C2), with the run C1.
Although in the C2 run, a higher number of questions were correctly answered (68
right answers) than in the C1 run (45 right answers), the C@1 measure obtained for
the C1 run (0.23) is very close to C2 run (0.25). This is explained by the difference in
the number of correctly unanswered questions: 24 for C1 and only 1 for C2.
Acknowledgement. The research presented in this paper was funded by the project
MUCKE (Multimedia and User Credibility Knowledge Extraction), number 2
CHIST-ERA/01.10.2012.</p>
    </sec>
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