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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Automatic Annotation of Liver CT Images: the Submission of the BMET Group to ImageCLEFmed 2014</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ashnil Kumar</string-name>
          <email>ashnil.kumar@sydney.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Shane Dyer</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Changyang Li</string-name>
          <email>changyang.li@sydney.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Philip H. W. Leong</string-name>
          <email>philip.leong@sydney.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jinman Kim</string-name>
          <email>jinman.kim@sydney.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Biomedical Engineering and Technology, University of Sydney</institution>
          ,
          <country country="AU">Australia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>School of Electrical and Information Engineering, University of Sydney</institution>
          ,
          <country country="AU">Australia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>School of Information Technologies, University of Sydney</institution>
          ,
          <country country="AU">Australia</country>
        </aff>
      </contrib-group>
      <fpage>428</fpage>
      <lpage>437</lpage>
      <abstract>
        <p>In this paper we present the strategies that were designed and applied by the Institute of Biomedical Engineering and Technology (BMET) team to the liver image annotation task of ImageCLEF 2014. This was the rst year this challenge was held and as such our strategies form the basis for future exploration in this area. The major challenge of the liver annotation task was limited training data, with some annotation labels having very few positive samples and other labels having no samples at all. We propose two strategies for annotating the liver images given the unbalanced nature of the training dataset. Our rst method uses multi-class classi cation scheme where each label has a classi er that is trained to separate it from the other labels. Our second method uses the similarity scores from an image retrieval algorithm as weights for a majority voting scheme, thereby reducing the inherent bias towards labels that have a high number of samples. We also investigate the performance of our methods using di erent feature sets. In total, BMET submitted 8 runs to the ImageCLEF liver annotation task. All of our runs achieved high scores (&gt; 90%) during evaluation. We also achieved the highest score out of all submissions to the ImageCLEF 2014 liver annotation task.</p>
      </abstract>
      <kwd-group>
        <kwd>SVM</kwd>
        <kwd>Image Retrieval</kwd>
        <kwd>Multi-class Classi cation</kwd>
        <kwd>Image Annotation</kwd>
        <kwd>Liver</kwd>
        <kwd>Computed Tomography</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        ImageCLEF [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is the image retrieval track of the Cross Language Evaluation
Forum (CLEF). In the past, one of the major focuses of ImageCLEF [2{8] has
been medical imaging, with tasks ranging from modality-classi cation to
casebased retrieval. In 2014, for the rst time, the objective of the ImageCLEF
medical imaging task was the automatic annotation of medical images [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. The
aim of the challenge was to generate a structured report based on an analysis
of the image features in computed tomography (CT) images of the liver, with
the goal of detecting subtle di erences in image features and to annotate them
using a standard terminology.
      </p>
      <p>One of the major challenges was the limited amount of training data
compared to the number of annotations that needed to be recognised. In particular,
there were some annotations that did not occur at all in the dataset. Similarly,
there were also instances where all of the training samples had the same
annotation. Our methods were thus designed to account for the unbalanced dataset
by reducing the bias towards annotations with more samples.</p>
      <p>
        In this paper, we outline our submission to ImageCLEF 2014 liver
annotation challenge. We present two methods for the annotation of liver CT images,
one based on multi-class classi cation and another using image retrieval. Our
aim was to perform the annotation using visual features only. As such, we do
not utilise any of the information in the ONtology of the LIver for
RAdiology (ONLIRA) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], such as the semantic distance between related terms [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
Our method treats the challenge as multiple multi-class classi cation problems.
We adapted well-established classi cation and retrieval techniques to investigate
their perform on the annotation of liver CT images. We envision that this will
establish a baseline for improvements in future iterations of the challenge.
      </p>
      <p>The following terminology is employed in the remainder of this paper. A
question refers to a speci c annotation task, i.e., an element of the structured
report that needs to be automatically lled. A label is a possible annotation
that can be assigned to a question. An answer is the label that is assigned to
the question.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Materials</title>
      <p>The training dataset contained 50 CT volumes cropped to the region around the
liver; the volumes had varied resolutions (x: 190{308 pixels, y: 213{387 pixels,
slices: 41{588) and spacings (x, y: 0.674{1.007mm, slice: 0.399{2.5mm). A mask
of the liver pixels and the bounding box for a selected lesion was provided for
each image in the training dataset. The training data also included a set of 60
well-established image features (with a total dimensionality of 458) that had
been extracted from the images in the dataset. The answers to 73 questions was
provided for each training image.</p>
      <p>The test dataset contained 10 CT volumes, with varied resolutions and pixel
spacings, cropped to the region around the liver. The test data also included
a mask of the liver pixels, a bounding box for a lesion and a set of 60
wellestablished image features (with a total dimensionality of 458) for each image in
the dataset.</p>
    </sec>
    <sec id="sec-3">
      <title>Methods</title>
      <sec id="sec-3-1">
        <title>Overview</title>
        <p>
          Our aim was to investigate annotation using variations of two methods: support
vector machine (SVM) classi cation [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] and content-based image retrieval [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ].
The speci c variations that we used were:
        </p>
        <p>Method 1: Two stage classi cation using SVMs with linear kernels.
Method 2: Two stage classi cation using SVMs with radial basis function
(RBF) kernels.</p>
        <p>Method 3: Content-based image retrieval.</p>
        <p>Method 4: Content-based image retrieval with feature selection.
The two-stage classi cation method is described in Section 3.3 and the image
retrieval method is described in Section 3.4.</p>
        <p>We also investigated the e ect of expanding feature set on all these methods.
The feature set expansion is described in Section 3.2.</p>
        <p>Our method was applied to a subset of the annotations; seven questions where
the label sets were unbounded (e.g., measurements in millimetres or counts of
particular objects) were excluded. We also excluded one question that accepted
multiple labels as the answer. In total, we answered 64 of the 73 questions.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Feature Sets</title>
        <p>We used two feature sets for the annotation challenge. These were:
Feature Set 1: The well-established features included with dataset after
cleaning as described below (total dimensionality = 446).</p>
        <p>Feature Set 2: Feature Set 1 + a bag-of-visual-words (BoVW) features,
constructed as described below (total dimensionality = 1446).</p>
        <p>
          Dataset Features The image features in the dataset included features
extracted from the liver, the hepatic vasculature of the liver, and the selected
lesion. Features extracted globally across all lesions were also included. The
features described object shape properties (e.g., volume, surface area, sphericity,
solidity, convexity, Hu shape invariants [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]), texture information (e.g.,
Haralick [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ], Gabor [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ], Tamura [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ], Haar [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ]), and pixel intensity information.
        </p>
        <p>We cleaned the feature data by removing feature dimensions that had a
nota-number (NaN) value or that were used to scale other features. We removed
the Anatomical Location feature (5 dimensions) of the lesion since one training
image had NaN values for this feature. The Hu Moments feature (3 dimensions)
of the lesion was also removed for the same reason. We also removed the rst
two dimensions (upper and lower bounds) of the Histogram feature of the
lesion and the HistogramOfAllLesions (a feature extracted across all lesions). The
cleaned feature set had a dimensionality of 446. Readers are directed to the task
documentation for more information about the image features.
Train Stage 1</p>
        <p>Classifiers
Training
Data</p>
        <p>Train Stage 2
Classifiers</p>
        <p>A
vs
Rest
A
vs
B</p>
        <p>STAGE 1: 1-v-all classifiers
vBs ...</p>
        <p>Rest</p>
        <p>Multiple
Positives?</p>
        <p>Yes
STAGE 2: 1-v-1 classifiers
vAs ...</p>
        <p>C
Y
vs</p>
        <p>Z
No
Answer</p>
        <p>
          Bag-of-Visual-Words We extracted Scale Invariant Feature Transform (SIFT)
descriptors [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ] from key points detected in the 2D slices of the CT images.
There were a total of 4,524,946 descriptors extracted from the training dataset
and 433,846 descriptors extracted from the test dataset.
        </p>
        <p>
          We created a visual codebook from the SIFT descriptors extracted from the
training dataset. We randomly sampled 5% of the descriptors and grouped the
subsampled data using k-means clustering with k = 1000. The cluster centres
were treated as the visual words in the codebook. A single visual word was
assigned to every descriptor in both datasets; this assignment was determined
by nding the visual word whose cluster centre with the minimum Euclidean
distance from the descriptor. A BoVW descriptor was then created for every
image using a 1000-bin histogram of the visual words in that image [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ].
3.3
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>Annotation using Two Stage Classi cation</title>
        <p>Our two stage classi cation approach for image annotation is shown in Figure 1.
Each stage consisted of a bank of several SVM classi ers. This two stage
approach was repeated separately for each question. Due to the unbalanced
training dataset, we expected that the classi ers for labels with low samples would
have relatively low accuracy. For this reason, we used the two stage approach to
introduce further discriminative power, especially in the case of ties.</p>
        <p>Let be a question. Also let L be the set of labels for with jL j = l.
For every label A 2 L, we trained a A-vs-rest (1-vs-all) SVM classi er, hence
forming l 1-vs-all classi ers. We also trained A-vs-B (1-vs-1) SVMs for every pair
of labels A; B 2 L where A 6= B, forming a total of l2 l =2 1-vs-1 classi ers.
For every question, our rst stage was composed of the 1-vs-all classi ers and
the second stage was composed of the 1-vs-1 classi ers.</p>
        <p>After the classi ers have been trained, our annotation process proceeded
as follows. An un-annotated image (from the test dataset) was classi ed using
the rst stage. If only one of the 1-vs-all SVMs returned a positive classi cation
(i.e., there was no tie) then the label corresponding to that classi er was adopted
as the answer. If the classi ers in the rst stage assigned multiple labels (i.e.,
multiple 1-vs-all classi ers returned positive results) then the second stage was
activated.</p>
        <p>Let L+ L be the set of labels given positive responses by the rst stage of
classi ers. During the second stage, we classi ed the un-annotated image using
the 1-vs-1 classi ers for all the labels in L+ (i.e., the 1-vs-1 classi ers for the
tied labels). A majority voting scheme was used to select the answer.</p>
        <p>Two tiebreaker situations remained after both classi cation stages were
completed. The ties included the case where the rst stage did not return a positive
label and when there was a tie in the vote during the second stage (multiple
labels had the highest majority vote). In both of these situations, we set the
answer to \other", noted in the task description as the label selected when the
radiologist was unsure of the correct annotation. For such ties in questions
where \other" 2= L , we selected the label \N/A" if it was available or "false"
for questions that expected a boolean answer.</p>
        <p>During training, we tested our algorithm on various SVM kernels (linear,
quadratic, radial basis function (RBF), multilayer perceptron, polynomial) and
parameters using 10-fold cross validation. We discovered that the best overall
accuracy was achieved by the RBF kernel with scaling factor equal to 1. There
were only ve questions in which the RBF kernel was beaten by other kernels and
in each of these cases the di erence was not signi cant. We therefore selected the
commonly-used linear kernel and the RBF kernels for our classi cation approach
(Methods 1 and 2, respectively).
3.4</p>
      </sec>
      <sec id="sec-3-4">
        <title>Annotation using Image Retrieval</title>
        <p>Our image retrieval based approach for annotation used the most similar training
images to select the answers for an un-annotated image. While the classi cation
approach (Section 3.3) trained separate classi ers for each question, the retrieval
approach attempted to answer all of the questions together. An overview of the
method is shown in Figure 2.</p>
        <p>We de ned the similarity of the the unannotated image (U ) and a training
image (T ) as the Euclidean distance between their respective feature vectors:
vu d
s (U; T ) = tuX (ui
i=0
ti)2
(1)
Training</p>
        <p>Data</p>
        <p>Calculate
Similarity
Select n
Similar
Calculate</p>
        <p>Weights</p>
        <p>Answers
where ui was the i-th feature in the feature vector of U , ti was the i-th feature
in the feature vector of T , and d was the dimensionality of the feature set (see
Section 3.2). Under this formulation, lower values of s indicated greater similarity
with s (U; T ) = 0 implying that U and T were exactly similar.</p>
        <p>We selected the n most similar images from the training data. Let S =
fs1; :::; sng be the similarity values of these images (sorted from most similar to
least similar). A weighted voting scheme was used to select the answer for each
question. The weights for the voting scheme were determined from the set of
similarity values. The weight wi for the i-th most similar image was calculated
as:
wi =
c</p>
        <p>si
s1
(2)
where c was a constant scaling factor and si 2 S was the similarity value of
the i-th most similar image. In our experiments, we empirically set n = 10
and c = 10. Our weighting scheme adjusted the value of the vote based on the
calculated similarity. Images with a higher similarity would thus have a stronger
vote compared to images with a lower similarity. The weighting was necessary
due to the unbalanced nature of the dataset. If a majority voting scheme was
used then the labels that had a higher frequency in the dataset would have a
higher chance to be selected as the answer (depending on the value of n).</p>
        <p>In the case of a tie (multiple labels having the same weighted vote), we set the
answer to \other". When \other" was not part of the label set, we selected the
label \N/A" if it was available or "false" for questions that expected a boolean
answer.</p>
        <p>
          We also designed an alternate question-based version of our retrieval scheme
for annotation; this is noted as Method 4 in Section 3.1. In the alternate scheme,
we applied sequential feature selection [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] to use the most discriminating
features for each question during the similarity calculation (Equation 1). This
ensured that optimised features were used to retrieve the most similar images, i.e.,
image retrieval was performed using the features most suited for answering a
particular question.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results and Discussion</title>
      <p>We submitted eight runs to the ImageCLEF 2014 liver annotation challenge.
The runs were created using a combination of the four methods listed in
Section 3.1 and the two feature sets listed in Section 3.2. The runs were evaluated
on completeness, the percentage of questions that were answered, and accuracy,
the percentage of completed questions with a correct answer. Only 65 questions
formed part of the evaluation; questions with unbounded labels (e.g.,
measurements) were not evaluated as part of the 2014 challenge. Table 1 shows the mean
completeness and accuracy of our eight runs.</p>
      <p>There were 20 registered participants for the ImageCLEF 2014 liver
annotation challenge. However, only three groups (including ours) submitted runs
for evaluation. A comparison of the groups is shown in Table 2. In 2014, our
submission achieved the highest score of all the participants.</p>
      <p>The results show that all of our runs achieved high scores (&gt; 0:92). We
achieved a completeness score of 0.98 for every run because we always answered
64 of the 65 questions. The question that we excluded from our submission was
1 These results are from http://www.imageclef.org/2014/liver#Results.
one that accepted multiple labels as the answer. We could answer this question
and achieve a perfect completeness score by removing the tiebreaker from both
of our annotation methods. This would be an exception for only this particular
question, i.e., all other questions would still go through a tiebreaker process if
necessary.</p>
      <p>In general, there were no large di erences between the two variants of the
classi cation method. That is, the accuracy of two classi cation methods (Method 1
and Method 2) were approximately the same. This suggests that the choice of
kernel was not a major factor in the overall accuracy of the annotation. This
outcome was contrary to the training stage (as stated in Section 3.3) where
our selection of the RBF kernel (Method 2) was due to its higher accuracy
compared to the other kernels. We attribute this di erence to the unbalanced
training dataset, which may not have re ected the labels of the test dataset.
However, our high scores (&gt; 0:93) demonstrate that our classi cation approach
for annotation performs well despite the unbalanced training dataset.</p>
      <p>The score of the retrieval method with feature selection (Method 4) was
equal to or less than that of the retrieval method with no feature selection
(Method 3). This result is counter-intuitive as the expectation is that feature
selection would improve the accuracy of the annotation. One explanation for
this could be that the feature selection reduces the similarity scores calculated
during retrieval (since fewer features are used), which in turn negatively impacts
the weighted vote by returning voting power to labels with a larger number of
training samples.</p>
      <p>It is interesting to note that the classi cation methods performed best when
using the expanded feature set (Feature Set 2) while the retrieval methods
performed best when using the normal feature set (Feature Set 1). This suggests
that one of the major considerations in the annotation of the liver is the
combination of features and methods. That is, the ndings indicate that one cannot
choose a method for annotation without considering which features will be used,
and vice versa.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>
        This paper described the methods and results of the BMET group's submission
to the liver annotation task of ImageCLEF 2014. Our eight runs investigated
di erent combinations of methods and feature sets. While all of our runs achieved
high scores they also revealed the areas in which our method could be optimised.
Our future work will investigate building associations between image features
and ONLIRA terms to create classi ers for labels with no samples in the training
dataset [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ].
      </p>
      <p>Acknowledgments. The authors would like to thank the organisers of the
ImageCLEF 2014 liver annotation task for their assistance in procuring the
detailed results.</p>
    </sec>
  </body>
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