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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Sabanci-Okan System at LifeCLEF 2014 Plant Identi cation Competition</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Berin Yanikoglu</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>S. Tolga Yildiran</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Caglar Tirkaz</string-name>
          <email>caglartg@sabanciuniv.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Erchan Aptoula</string-name>
          <email>erchan.aptoula@okan.edu.tr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Okan University</institution>
          ,
          <addr-line>Istanbul</addr-line>
          ,
          <country country="TR">Turkey</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Sabanci University</institution>
          ,
          <addr-line>Istanbul</addr-line>
          ,
          <country country="TR">Turkey</country>
        </aff>
      </contrib-group>
      <fpage>771</fpage>
      <lpage>777</lpage>
      <abstract>
        <p>We describe our system in 2014 LifeCLEF [1] Plant Identication Competition. The sub-system for isolated leaf category (LeafScans) was basically the same as last year [2], while plant photographs in all the remaining categories were classi ed using either local descriptors or deep learning techniques. However, due to large amount of data, large number of classes and shortage of time, our system was not very successful in the plant photograph sub-categories; but we obtained better results in isolated leaf images. As announced by the organizers, we obtained an inverse rank score of 0.127 overall and 0.449 for isolated leaves.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Overview</title>
      <p>
        Plant identi cation campaign within LifeCLEF 2014 was similar to previous
years, but it was in larger scale with twice the number of classes and images
as of last year [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The dataset consists of isolated leaf images called LeafScans,
consisting of scanned or scan-like leaf photographs and plant photographs in
di erent categories (e.g. Flower, Fruit, Stem). In summary, the dataset contained
a total of 47,815 images (11,335 pictures of isolated leaves and 36,480 plant
photographs).
      </p>
      <p>Our submission was very similar to that submitted in 2013 for the case of
isolated leaves, while we started to build a new system for plant photographs
using local descriptors and deep learning techniques. We split the task to share the
work load: for Flower, Fruit and Entire categories, we used dense-SIFT
descriptors, while for Branch and Leaf categories we used convolutional neural networks
(CNN). The stem category was also recognized using globally extracted texture
and color features, similar to LeafScans.</p>
      <p>In both of these two approaches, the main problem was the large number
of classes, which resulted in long training times. As a result, we exploited the
meta-data wherever applicable: namely to split the ower/fruit categories
according to owering/fruit bearing periods and trained a separate classi er for
each time period. In this way, we aimed to reduce the number of classes dealt
by each classi er. In the other categories (Stem, Branch, Entire and Leaf) time
information did not seem very useful and was not used; in fact we did not use
meta-data anywhere else in the system.</p>
    </sec>
    <sec id="sec-2">
      <title>Preprocessing</title>
      <p>Preprocessing stages were present only for the isolated leaf images. Speci cally,
we align the leaf's major axis with the vertical through principal component
analysis, with additional correction coming from the leaf petiole's location. Then size
normalization is achieved by normalizing the leaf height to 600 pixels,
preserving the aspect ratio. Orientation normalization done this way is quite successful,
however is not error-proof. Furthermore, errors in orientation normalization
typically cause overall errors because most of the features are sensitive to orientation.
There was no preprocessing for plant photographs.
3
3.1</p>
    </sec>
    <sec id="sec-3">
      <title>Features</title>
      <sec id="sec-3-1">
        <title>Features for LeafScans</title>
        <p>
          The descriptors used for characterizing the samples of the LeafScan category are
identical to those used during the plant identi cation track of ImageCLEF 2013
[
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. In detail they are as follows:
Basic Shape Statistics (BSS): provides contour related information by
computing basic statistical measures from the distance to centroid curve. In particular,
once the image centroid is located, we compute the contour pixels' Euclidean
distance to it, thus resulting in a numerical sequence. After sorting the said
sequence, we extract the following basic measures from it:
        </p>
        <p>
          BSS = fmaximum; minimum; median; varianceg
(1)
Area Width Factor (AWF) is computed on grayscale and constitutes a slight
variation of the leaf width factor introduced in Ref. [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. Speci cally, given an
isolated leaf image, it is rst divided into n strips, perpendicular to its major
axis. For the nal n-dimensional feature, we compute the volume (V ol, i.e. sum
of pixel values) of each strip (V oli) normalized by the global volume (V ol):
AW F = fV oli=V olg1 i n
(2)
Regional Moments of Inertia (RMI) is relatively similar to AWF. It requires an
identical image subdivision system, di ering only in the characterization of each
strip. To explain, instead of using the sum of pixel values, each strip is described
by means of the mean Euclidean distance between its centroid and contour pixels
[
          <xref ref-type="bibr" rid="ref5">5</xref>
          ].
        </p>
        <p>
          Angle Code Histogram (ACH) has been used in Ref. [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] for tree leaf classi cation.
Given the binary segmentation mask, it consists in rst subsampling the contour
points, followed by computing the angles of successive point triplets. The nal
feature is formed by the normalized histogram of the computed angles.
Edge Background/Foreground Ratio Histogram is computed on the binary mask
of its input and it consists in calculating the ratio of background to foreground
pixels in a subwindow centered on each edge pixel. The normalized histogram of
the said ratios constitutes the end feature vector.
        </p>
        <p>Orientation Histogram (OH) is computed on grayscale data. After computing
the orientation map using a 11x11 edge detection operator for determining the
dominant orientation at each pixel, the feature vector is computed as the
normalized histogram of n bins of dominant orientations.</p>
        <p>
          Circular Covariance Histogram (CCH) and Rotation Invariant Point Triplets
(RIT) are both texture descriptors [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] based on the morphological covariance
operator. They operate on grayscale images, and focus on extracting
periodicity patterns by means of morphological openings and closings using circular
structuring elements.
        </p>
        <p>
          Color Auto-correlogram (AC) was used for color description [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. It was computed
in the LSH color space after a non-uniform subquantization to 63 colors (7
levels for hue, 3 for saturation and 3 for luminance). The color autocorrelogram
describes the spatial correlation of colors. It consists of a table where the entry
(i; j) denotes the probability of encountering two pixels of color i at a distance
of j pixels.
        </p>
        <p>
          Saturation-weighted Hue Histogram (SWHH) was also used as a color descriptor,
where the total value of each bin W ; 2 [0; 360] is calculated as:
W = X Sx Hx
x
(3)
where Hx and Sx are the hue and saturation values at position x and ij the
Kronecker delta function [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. As far as the color space is concerned, we used LSH
[
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] since it provides a saturation representation independent of luminance.
        </p>
        <p>
          We used a single Support Vector Machine (SVM) classi er, as described in
[
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], to classify LeafScan images based on these features.
3.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Features for Plant Photos</title>
        <p>We used local descriptors and deep learning techniques for the task of recognizing
photographs of plants, where shape descriptors are not useful and global color
and texture information is of limited use. In Stem category only, we used texture
and color information globally, as the task seemed somewhat easier than others
and due to lack of time.</p>
        <p>Local Descriptors - Dense SIFT This approach is applied to Flower, Fruit
and Entire categories. Due to the large number of classes that increase training
times and decrease accuracy, we rst divided each category into sub-categories,
using the date information from meta-data. Then we trained a separate classi er
for each sub-category (15 of them in total), in order to reduce the problems and
increase accuracy.</p>
        <p>
          In the dense-SIFT approach, 16-by-16 patches are collected from images and
SIFT descriptors are calculated for each patch [
          <xref ref-type="bibr" rid="ref11 ref12">11, 12</xref>
          ]. Then, these descriptors
are clustered using k-means clustering[
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] to produce a visual word dictionary.
We experimented with the size of this dictionary and selected 1,200 words, as
it gave the best result with validation data. Once the visual word dictionary
is selected, each image is described as a histogram of these visual words, using
the Bag of Words model [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. Finally, a linear Support Vector Machine (SVM)
is trained to di erentiate between classes in each sub-category, using these
histograms as features [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ].
        </p>
        <p>
          We used the Weka toolbox [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] for the implementation where Stochastic Dual
Coordinate Ascent[
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] solver method is used as the optimization method. For
parameter optimization, grid search is used, where C = 10 was selected as the
cost value.
        </p>
        <p>Deep Learning - Convolutional Neural Network: We trained a
convolutional neural network (CNN) for the Leaf and Branch categories, that were seen
as the most challenging sub-categories. The CNN we employed contains 8 layers
where the output of the last fully connected softmax layer produces a
distribution over the class labels. The rst and the fourth layers are convolutional layers
with 5x5 kernels; the second and the fth layers are local contrast normalization
layers; the third and the sixth layers are max-pooling layers; the seventh layer
is a locally connected convolutional layer. The Recti ed Linear Units (ReLU)
non-linearity is applied to the output of every convolutional and fully-connected
layer [18{20]</p>
        <p>In order to process each color image, the largest square region of the image
is cropped and down-scaled to 32x32x3 for further processing. The rst
convolutional layer lters the 32x32x3 input image with 32 kernels of size 5x5x3; the
second convolutional layer takes as input the (response-normalized and pooled)
output of the rst convolutional layer and lters it with 64 kernels of size 5x5x32;
the third convolutional layer, a locally-connected layer with unshared weights,
has 64 kernels of size 3x3x64; the nal layer is a fully connected soft-max layer.</p>
        <p>In order to reduce over- tting we used two techniques: data augmentation and
drop-out. For data augmentation we applied label preserving transformations
on the image data such as re ections, small rotations and translations whereas
dropout is employed in the third convolutional layer, just before the soft-max
layer.</p>
        <p>Global Features - Stem Category: For the characterization of the samples of
the Stem category, we employed a combination of texture and color descriptors
obtained from the whole image. The reason was two-fold: lack of time and the
impression that this sub-category was relatively simpler compared to other
subcategories.</p>
        <p>We used as descriptors those used with isolated leaf images (i.e. OH, CCH,
RIT), as well as the Morphological Covariance (MC). M C is the morphological
equivalent of the usual covariance operator. It is based on successive erosions by
means of point couples at various distances and orientations:</p>
        <p>
          M C(f ) = V ol "P2;v (f ) =V ol (f )
(4)
where " denotes the erosion operator, P2;v a point couple separated by a vector
v and V ol the image volume, i.e. the sum of pixel values. As such it can capture
the directionality as well as periodicity of its input [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ].
4
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results</title>
      <p>For training classi ers and validating our methods, we split the provided training
set into two (Train and Validation sets), separately for each sub-category. In
doing the split of the available development data, we kept all images of an
individual plant in the Train or Validation splits, in order to reduce over tting.</p>
      <p>We report the top-1 recognition accuracy of our system on this Validation
data, in the fourth column of Table 1, since the labels for the Test set are not
yet available. We also report the inverse-rank scores obtained from Test data,
announced by the competition organizers, in the fth column. Note that the
top-1 accuracies and the inverse-rank scores are not directly comparable, due
to data set change, di erent metrics, and also because the o cial score uses a
user-based averaging, while the accuracy results use an average over images.</p>
      <p>The way we split the training data resulted in having fewer number of classes
in the Validation set, as seen in Table 1, but we did not want to split images of the
same individual plant across the two sets (as some of them could be very similar).
As a result, the validation performance was not fully informative, as some classes
were not in the set; but this was considered preferrable to alternatives.</p>
      <p>
        Our results are not very good except for the LeafScan category where the
task is easier and we have obtained very good results in the last years [
        <xref ref-type="bibr" rid="ref2 ref21">21, 2</xref>
        ]. In
fact, all of our inverse-rank scores are signi cantly lower compared to last year's
results. This may be attributed to the more complex problem (with almost twice
the number of classes) and also no time to quite polish up our new methods.
Acknowledgements This project is supported by Turkish Scienti c and
Research Council of Turkey (TUBITAK), under project number 113E499.
      </p>
    </sec>
  </body>
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