<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Disease Template Filling using the CTAKES YTEX Branch</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>John David Osborne</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Alabama at Birmingham</institution>
          ,
          <addr-line>Birmingham AL 35294</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <fpage>147</fpage>
      <lpage>149</lpage>
      <abstract>
        <p>Using an adapted version of the YTEX branch of CTAKES for disease template lling accuracies of 0.936, 0.974, 0.807 and 0.926 were achieved for the conditional, generic, negation and subject class respectively in Task 2a. Overall accuracy was 0.79. Unfortunately substantially poorer performance in F1 score, precision and recall for all 4 of these templating tasks indicates that it is not yet possible to get good performance using these CTAKES algorithms in this task.</p>
      </abstract>
      <kwd-group>
        <kwd>CTAKES</kwd>
        <kwd>YTEX</kwd>
        <kwd>evaluation</kwd>
        <kwd>information extraction</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The YTEX [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] development branch of CTAKES [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] pipeline was evaluated for
template lling (Task 2a) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The objective was to use the existing CTAKES
tools to populate the template for negation, subject class, conditional quali ers
and generic references and to use the YTEX word sense disambugation and
dictionary lookup component to identify the anatomic location of the disease.
The remaining template lling tasks were not attempted and the YTEX based
anatomical location lookup was not completed in time for the test data.
The base system employed was the YTEX branch of ctakes, speci cally revision
1588688 at https://svn.apache.org/repos/asf/ctakes/branches/ytex. Default
settings were used for YTEX, including a concept window length of 10. The 2013AB
version of UMLS was used. Identi ed annotations matching the appropriate
disease UMLS semantic types were checked for overlap with input disease templates
as de ned in the Share schema [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The CTAKES generated modi ers were then
used to ll the template, otherwise the default values were used to ll the
template. No machine learning or training on the provided data took place.
      </p>
      <p>
        The system also included some additional non-CTAKES rule-based
annotators from a previous system [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] designed for ShARe/CLEF eHealth 2013 concept
recognition. However the only role they played was to better match CTAKES
generated identi ed annotations to ShARe/CLEF eHealth 2014 disease concepts;
not to ll out the disease templates. Additionally the system also included an
annotator capable of recognizing a variety of di erent section types in clinical
notes. This annotator was developed on a variety clinical notes at the University
of Alabama at Birmingham (UAB) including discharge summaries and was not
otherwise modi ed in time for the test data. It was employed here only to nd
family history sections in clinical notes and to change the subject to family for
disease occurrences in this section.
3
      </p>
    </sec>
    <sec id="sec-2">
      <title>Results</title>
      <p>All template tasks with an F1 Score, precision and recall of zero were not
attempted by the CORAL system with the exception of generic mentions (Norm
GC). In the case of generic mentions, the CTAKES based generic determination
did not identify any in the test data although it was actively searching for them.
In the Norm SC (Subject Class) task, the use of UAB family history section
identi cation was not useful, the regular expressions developed for identifying
family history for UAB notes were not triggered on the test data. This
underscores the diversity of clinical notes and the frailty of regular expression based
approaches. Finally, individual results for other tasks indicate that it is possible
to achieve seemingly reasonable accuracy in this task just by lling in the default
value for the template.
4</p>
    </sec>
    <sec id="sec-3">
      <title>Analysis and Discussion</title>
      <p>The overall poor performance of the CTAKES based template lling for the 4
attempted tasks indicates that no o the shelf solution exists for this type of
disease concept templating.
Acknowledgements This project was supported by the UAB Center for Clinical
and Translational Science - grant number UL1 RR025777 from the NIH National
Center for Research Resources, and the UAB O ce of the Vice President for
Information Technology.</p>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          1.
          <string-name>
            <surname>Garla</surname>
            ,
            <given-names>V.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Re</surname>
            <given-names>III</given-names>
          </string-name>
          ,
          <string-name>
            <given-names>V.L.</given-names>
            ,
            <surname>Dorey-Stein</surname>
          </string-name>
          ,
          <string-name>
            <given-names>Z.</given-names>
            ,
            <surname>Kidwai</surname>
          </string-name>
          ,
          <string-name>
            <given-names>F.</given-names>
            ,
            <surname>Scotch</surname>
          </string-name>
          ,
          <string-name>
            <given-names>M.</given-names>
            ,
            <surname>Womack</surname>
          </string-name>
          ,
          <string-name>
            <given-names>J.</given-names>
            ,
            <surname>Justice</surname>
          </string-name>
          ,
          <string-name>
            <given-names>A.</given-names>
            ,
            <surname>Brandt</surname>
          </string-name>
          ,
          <string-name>
            <surname>C.</surname>
          </string-name>
          :
          <article-title>The Yale cTAKES extensions for document classi cation: architecture and application</article-title>
          .
          <source>J. Am. Med. Inform. Ass. 18</source>
          <volume>614</volume>
          {
          <issue>620</issue>
          (
          <year>2011</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          2.
          <string-name>
            <surname>Savova</surname>
            ,
            <given-names>G.K.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Masanz</surname>
            ,
            <given-names>J.J.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Ogren</surname>
            ,
            <given-names>P.V.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Zheng</surname>
            ,
            <given-names>J.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Sohn</surname>
            ,
            <given-names>S.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Kipper-Schuler</surname>
            ,
            <given-names>K.C.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Chute</surname>
            ,
            <given-names>C.G.</given-names>
          </string-name>
          :
          <article-title>Mayo clinical Text Analysis and Knowledge Extraction System (cTAKES): architecture, component evaluation and applications</article-title>
          .
          <source>J. Am. Med. Inform. Ass. 17</source>
          <volume>507</volume>
          {
          <issue>513</issue>
          (
          <year>2010</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref3">
        <mixed-citation>
          3.
          <string-name>
            <given-names>L</given-names>
            <surname>Kelly</surname>
          </string-name>
          ,
          <string-name>
            <given-names>L</given-names>
            <surname>Goeuriot</surname>
          </string-name>
          ,
          <string-name>
            <given-names>H</given-names>
            <surname>Suominen</surname>
          </string-name>
          ,
          <string-name>
            <given-names>T</given-names>
            <surname>Schreck</surname>
          </string-name>
          ,
          <string-name>
            <surname>G Leroy</surname>
          </string-name>
          ,
          <article-title>DL Mowery, S Velupillai</article-title>
          , WW Chapman,
          <string-name>
            <given-names>D</given-names>
            <surname>Martinez</surname>
          </string-name>
          ,
          <string-name>
            <given-names>G</given-names>
            <surname>Zuccon</surname>
          </string-name>
          ,
          <article-title>J Palotti: Overview of the ShARe/CLEF eHealth Evaluation Lab 2014</article-title>
          . Springer-Verlag.
        </mixed-citation>
      </ref>
      <ref id="ref4">
        <mixed-citation>
          4.
          <string-name>
            <given-names>N</given-names>
            <surname>Elhadad</surname>
          </string-name>
          ,
          <string-name>
            <given-names>W</given-names>
            <surname>Chapman</surname>
          </string-name>
          ,
          <string-name>
            <given-names>T O</given-names>
            <surname>'Gorman</surname>
          </string-name>
          ,
          <string-name>
            <given-names>M</given-names>
            <surname>Palmer</surname>
          </string-name>
          ,
          <string-name>
            <given-names>G</given-names>
            <surname>Savova</surname>
          </string-name>
          .
          <article-title>The ShARe Schema for the Syntactic and Semantic Annotation of Clinical Texts</article-title>
          . In preparation.
        </mixed-citation>
      </ref>
      <ref id="ref5">
        <mixed-citation>
          5.
          <string-name>
            <surname>Osborne</surname>
            ,
            <given-names>J. D.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Gyawali</surname>
            ,
            <given-names>B.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Solorio</surname>
            ,
            <given-names>T.</given-names>
          </string-name>
          :
          <article-title>Evaluation of YTEX and MetaMap for clinical concept recognition</article-title>
          .
          <source>arXiv preprint arXiv:1402.1668</source>
          (
          <year>2014</year>
          )
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>