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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Participatory Data Analysis: A New Method for Investigating Human Energy Practices</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Gerd Kortuem</string-name>
          <email>gerd.kortuem@open.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jacky Bourgeois</string-name>
          <email>jacky.bourgeois@open.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Janet van der Linden</string-name>
          <email>j.vanderlinden@open.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Blaine Price</string-name>
          <email>blaine.price@open.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>The Open University Milton Keynes</institution>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>- This paper presents a novel data-driven method to investigate the interdependence between technology design and human energy practices. The method - called Participatory Data - makes use of fine-grained energy data collected via smart meters and smart plugs, and behaviour visualisation during home visits to spark self-reflection among householders.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>The relationship between people and energy is changing.
Many years ago, when energy prices were low, people were
content to act as passive consumers of energy with only a faint
understanding of the relationship between their behavior and
the money they had to spend for energy monthly or half-yearly.
Today, this situation has changed dramatically for three
reasons: 1) energy prices have skyrocketed which has forced
consumers to pay attention to costs of energy 2) increasing
awareness of climate change has led people to question the
impact their action have on the environment; 3) alternative
sustainable energy technologies allow people to generate their
own energy at home using for example, solar PV or ground
heat pumps. Together these changes are transforming people’s
attitudes towards energy and lead to a widespread change of
domestic energy practices.</p>
      <p>
        Digital technology is playing a key role in mediating the
relationship between people and energy. On the one hand,
people increasingly use comparison websites such as uSwitch
and GoCompare to seek out the cheapest energy tariffs and
switch suppliers (although most people tend not to switch
suppliers often). On the other hand, plenty of studies have
shown that energy display and similar energy feedback
technologies can facilitate behaviour change with the goal of
reducing energy consumption (some of the people, some of the
time) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>The smart grid represents the next wave of the digital
technology revolution in the energy sector and is likely to have
a transformative impact on the relationship between people and
energy. The smart grid enables two-way communication
between generators, consumers and those that do both, and
turns the (soon to be) “smart home” into an intelligent
endpoint of the electricity grid, thereby paving the way for
widespread adoption of innovative schemes such as dynamic
demand response and peer-to-peer energy. The changing
relationship between people and the energy system is depicted
in Figures 1 and 2. While formerly transactions between people
and energy companies were dominated by energy and money,
transactions in the smart grid are dominated by information
exchanges including - among others - real-time consumption
and generation data, price signals and demand load shedding
signals.</p>
      <p>
        As the relationship between energy and people is becoming
more complex a new challenge is emerging for designers of
energy systems, HCI researchers and social scientists who are
interested in understanding the interdependence between
technology design and human energy practices: what methods
do we use to investigate behaviour change, and changes in
attitudes and self-image? Observing and understanding
behaviour change in a real world context, such a home or a
large organisation, is difficult. The home is a highly contextual
environment steered by everyday life, habits and implicit rules.
To understand how people accept new concepts and
technologies in their domestic life, we need to get people
thinking and talking about it. There is a birth of established
methods and methodologies (e.g. ethnography, technology
probes [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]), all of which are useful in different ways.
      </p>
      <p>The increasing amount of fine-grained data about energy
consumption and generation data – collected via smart meters
and smart plugs – makes it now possible to add data analytics
and data visualisation methods to the methodological tool
chest. However, the difficulty is how to combine more
traditional human focused methods with new data-driven
methods. In this short paper we highlight a novel method
which we call participatory data analysis. The key novelty of
this method is the use of energy behaviour visualisations during
home visits to spark self-reflection among householders.</p>
    </sec>
    <sec id="sec-2">
      <title>II. PARTICIPATORY DATA ANALYSIS</title>
      <p>Participatory data analysis is a method to understand human
energy practices by enabling people to reflect on their own
behaviour. These reflections in turn provide insights into
factors that influence people’s behaviour such as attitudes,
selfimage, and motivations as well as social conventions and
norms. To understand the motivation and purpose of this new
method we will describe participatory data analysis in the
context in which we first developed and applied it.
Energy bill</p>
      <p>Money</p>
      <p>Energy
Consumer</p>
      <p>
        We developed and applied participatory data analysis
during a recent study [
        <xref ref-type="bibr" rid="ref3 ref4">3,4</xref>
        ] that explored the potential of
interactive electricity demand-shifting – a particular form of
technology-mediated behavior change where electricity
consumption is shifted towards times that are optimal in terms
of cost or CO2 emissions. Specifically we focused on
households with residential solar electricity generation and
explored how these households can maximise self-consumption
of locally generated “green” energy. To limit the scope of the
study we honed in on energy self-consumption for doing the
laundry and using washing machines and dryers.
      </p>
      <p>We conducted a participatory user study with 18
households, over a period of 6 months. During this period
residents carried out their normal laundry routines and we were
able to track their electricity data through a variety of meters
and smart plugs. The user study was situated within a wider
program of research, involving some 75 households
investigating issues around household electricity usage. The 18
selected households had all invested in solar electricity. From
earlier focus groups and in-home visits we had become aware
that participants had a keen interest in the amount of electricity
they were generating and wanted to consume as much of it as
possible. We learned that they manually shift some of their
loads, like the washing machine or the dishwasher by “chasing
the sunshine”, that is, looking out of the window and switching
on when it is sunny.</p>
      <p>The aim of our study was to investigate more precisely how
household members were carrying out this process of manually
shifting their appliances. What were their struggles and
constraints when aiming to maximize their self-consumption?
How good were they at manually doing this, and what scope
was there for further improvement?</p>
      <sec id="sec-2-1">
        <title>B. Energy and Behavior Data</title>
        <p>Over the course of six months we collected fine-grained
data about appliance use and energy consumption. Each
household was equipped with three smart meters to measure:
(i) imported electricity from the grid (the typical fiscal meter),
(ii) generated electricity from the solar panels and (iii) the
exported electricity to the grid. In addition smart plugs were
deployed to monitor the electricity consumption of individual
appliances every five seconds.</p>
      </sec>
      <sec id="sec-2-2">
        <title>C. Visualisations</title>
        <p>To inform the design of technological interventions we
conducted interviews with each household with the aim to let
residents reflect on their own laundry routines and their
relations to local energy generation. These interviews were
conducted in-home lasting between 25 and 50 minutes and at a
time suitable for the participants.</p>
        <p>In order to enable this process we developed customized
visualizations of people’s personal electricity data. For each
participant, we printed out a set of three visualizations for the
most relevant summer month on A3 size paper (one of which is
sown in Figure 2). The visualizations were developed to give
participants an overview of their washing machine loads over a
month. Each washing machine load was indicated as a distinct
event in the week and month, and was represented as a
multicolored dot. The y-axis indicates which time the wash was
started and the lower x-axis indicates the day of the week and
date for the wash. The actual weather for each day – important
for estimating energy generation from solar PV - was displayed
at the top x-axis in the form of a “sunshine” or “cloud” symbol
etc.</p>
        <p>As an example, the first visualization uses a pie chart model
for each load, showing for each load how much electricity was
coming from the solar PV (lightly shaded part of circle = green
in the original printed version) and how much electricity was
coming from the grid (dark shaded part of circle = red in the
original printed version). The bottom of the pie chart represents
the actual start of the load. For example, during the day on the
far left this household did 3 lots of washing, one before 8 in the
morning (using mostly grid electricity), one around noon
(mostly electricity coming from solar energy) and one at 4 in
the afternoon (again with mostly grid electricity). The
participants were all very familiar with the concept of
importing and exporting electricity and this visualization was
designed to draw their attention to potential opportunities to
increase their self-consumption. We deliberately gave this the
title 'Waste' – to be provocative (even though there is no actual
waste) and to make the point that participants could have
consumed more electricity coming from solar energy and thus
reduced their electricity import from the grid. The objective
would be to have a full green circle, which means that the
washing machine load had been entirely powered by the solar
PV. This visualization thus gave a quick overview of the
“green-ness” of the household's loads over the month and
helped open the discussion.</p>
        <p>The second visualization was designed to show participants
when would have been the “greenest” time to start the washing
machine and how much delay it would have implied. The
bottom of Figure 2 shows an example of this shifting
visualization with the actual loads as dark circles (red in the
original) and the best time for this load in light circles (green in
the original). For example, towards the middle of the month
this household carried out four washing loads, during the
afternoon (shown as dark circle), and as light circle is indicated
that the morning would have been a better time for these loads,
given the specific weather conditions for that day. Using this
chart the questions were phrased in terms of “Would it have
been possible to...”.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>III. DISCUSSION</title>
      <p>Participatory data analysis (PDA) uses fine-grained,
longitudinal data from smart meters and smart plugs to create
high-level visualisations of household behaviours. By using
visualisations during interviews we enabled participants to
reflect on their own behaviour and ground discussions. In our
experience participatory data analysis as a method has the
following advantage:
• PDA visualisations create a common ground for
discussions between experts (researchers) and
nonexperts (households).</p>
      <p>
        • PDA grounds discussions by providing an accurate
! representation of (past) behaviours. This avoids
discussions drifting off into unrealistic hypotheticals.
• PDA can be used to inform the design of novel
technology interventions and does not require
development and deployment of prototypes. (In our
case we used PDA to inform the design of a
recommendation system to help people optimise
selfconsumption [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]).
• PDA makes it possible to collaboratively explore the
possible impact of technology interventions. For
example, participants can be asked to create their own
visualisations to represent behaviours after deployment
of technology interventions.
      </p>
      <p>
        So far we have used PDA only in the context of domestic
energy self-consumption. We believe that PDA has similar
potential to explore behaviour and social aspects in fully
smartgrid connected homes, for example for investigating behaviour
! responses to dynamic demand response approaches [
        <xref ref-type="bibr" rid="ref5 ref6">5,6</xref>
        ].
      </p>
    </sec>
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