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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Security Considerations for Tablet-based eHealth Applications</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Martin Gilje Jaatun</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ellen A.A. Jaatun</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Russ Moser</string-name>
          <email>russellmoser@gmail.com</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Software Engineering</institution>
          ,
          <addr-line>Safety and Security SINTEF ICT NO-7465 Trondheim</addr-line>
          ,
          <country country="NO">Norway</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Faculty of Medicine, Department of Neuroscience NTNU Trondheim</institution>
          ,
          <country country="NO">Norway</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Telltale Solutions Maine</institution>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <fpage>27</fpage>
      <lpage>36</lpage>
      <abstract>
        <p>Tablet computers are slowly being put into use in hospitals and primary care both by clinicians and patients. This paper will examine security needs of tablet-based eHealth applications, and explore how conventional security mechanisms can be adapted to this space. Our approach will be demonstrated by examining a particular eHealth application; a tablet-based Pain Body Map for use in palliative care.</p>
      </abstract>
      <kwd-group>
        <kwd>Security</kwd>
        <kwd>eHealth</kwd>
        <kwd>tablet</kwd>
        <kwd>Pain Body Map</kwd>
        <kwd>PBM</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Tablet computers such as the Apple iPad are increasingly being used in
healthcare settings; recent gures estimate that there are in excess of 12000
healthcarerelated apps in Apple's iTunes store, and three or four times as many when
counting also other mobile platforms [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Surveys show, however, that the ease
of use of tablets is o set by security concerns regarding potential loss of con
dential medical information on mobile devices [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>Copyright c 2014 by the paper's authors. Copying permitted for private and academic
purposes.</p>
      <p>In this paper we will discuss a set of reusable security requirements proposed
for eHealth application, and examine how these requirements can be met by
tablet computers in general, and in particular by one speci c eHealth application;
a tablet-based Pain Body Map (PBM) for use in palliative care.</p>
      <p>The remainder of this paper is structured as follows: Section 2 gives an
overview of information security threats towards eHealth applications. Section 3
presents an example tablet-based eHealth application that we will use to
examine security needs and subsequently a security solution. Section 4 summarises
the security o ered by one speci c tablet platform, i.e., the Apple iPad, and
provides recommendations for how it best can be con gured to o er optimal
security. Section 6 discusses how our example application addresses the security
needs of en eHealth platform, and Section 7 concludes the paper.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
      <p>
        It has been claimed that the form factor of mobile devices in itself represents an
improved physician-patient relationship [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Many eHealth applications used in
a clinical setting are therefore being developed on a tablet-based platform.
      </p>
      <p>
        Jones et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] discuss privacy and security of an iPad-based health
application, but focus almost exclusively on the problem of sensitive information being
entered on the iPad in a public setting, and thus risking that bystanders might
be able to read sensitive information as it is being entered. In our paper, the
focus is rather on the security of information after it has been entered.
      </p>
      <p>
        Health information is a perfect example of the kind of sensitive personal
information that is protected by the European Privacy Directive [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] and similar
legislation. The introduction of the Health Insurance Portability and
Accountability Act (HIPAA) in the US also introduced more focus on the need for
information security in health settings [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Healthcare applications are thus
subject to a number of security requirements, and based on the European Privacy
Directive, Jensen et al. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] enumerated a set of reusable security requirements
for eHealth applications which we reproduce here:
1. Services should identify and verify the identity of all of its human users
before allowing them access to their resources.
2. Services should identify and verify the identity of corresponding services
before they are allowed to communicate.
3. Services should verify the authorisation level of users before access to
sensitive data can be given.
4. The platform should support integrity protection of sensitive personal data
while it is stored.
5. The platform should be able to detect unauthorised manipulation of data
that is being transmitted.
6. The platform must protect any stored sensitive personal data from
unauthorised access.
7. Personal sensitive data must be con dentiality protected while transmitted
over open, untrusted communication lines.
8. The platform should be able to log security incidents, such as failed login
attempts or unauthorised access attempts to services in order to discover
and trace system abuse.
9. The platform should be able to log activities related to access of sensitive
information.
10. Input validation should be performed at time of data reception to reduce
threats represented by malicious content and malformed packets.
11. Multiple levels of security should be ensured to avoid a single point of failure.
12. Data freshness should be controlled to prevent chances of replay attacks.
13. A patient journal should show who has added content, e.g. through electronic
signatures.
      </p>
      <p>In the following we will discuss how these requirements relate to tablet-based
eHealth applications, and to what extent the available security mechanisms can
ful l them.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Example Application - Pain Body Map</title>
      <p>
        In this section we will describe an example application that has been developed
for a tablet computer to be used in a clinical setting. Fig. 1 shows an iPad-based
Pain Body Map (PBM) for use in palliative care [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ].
3.1
      </p>
      <sec id="sec-3-1">
        <title>Why Pain?</title>
        <p>
          Pain is a common problem for patients with advanced cancer in palliative care.
These patients are taken care of by many healthcare professionals, in many
different settings. Most of the time, these patients are in their own homes, and
in many cases pain management can be very challenging. Pain is a very
abstract phenomenon which can be clear interpreted when you are experiencing
it. Describing it to a third person is challenging due to the lack of a common
description. The process of pain management require pain assessment. close
collaboration between patients and health care workers. The Assessment is de ned
as \an ongoing and dynamic process that includes evaluation of presenting
problems, elucidation of pain syndromes and pathophysiology, and formulation of a
comprehensive plan for continuing care" [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. This process requires continuous
sharing of data and building a data bank based on previous pain measurements.
It also requires elucidation of pain measures in order to nd the cause for the
pain and trace changes and their cause. This process is di cult to document and
facilitate with a paper format, and a digital pain assessment tool was thus
developed for standardising the process of assessment, facilitating sharing of data,
and making longitudinal data better accessible.
3.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Development of the PBM</title>
        <p>
          The patients with palliative needs are taken care of by pain specialists, other
specialists or a general practitioner in an in- or out-patient setting. Today PBMs
are either used alone or as an integrated part of several di erent assessment
tools [
          <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
          ].The McGill pain questionnaire can be used for follow up on pain
management or to identify di erent pain descriptions who can be representative
of di erent pain types or pain syndromes. The Brief Pain Inventory (BPI) can
also be used to follow up on pain management as it assess pain interference and
pain severity. Pain intensity and pain location are considered two of the most
important pain domains which can shed light over the pain severity and show
changes over time [
          <xref ref-type="bibr" rid="ref12 ref13">12, 13</xref>
          ].
        </p>
        <p>In clinical practice, pain is normally assessed by a nurse using a questionnaire
before the patient gets to talk to the physician. The data is presented to the
physician, and used for better understanding the patient's pain problem. The
questionnaires should be saved and used to see changes over time. In this way
the health care professional can see the results of the pain management. The
assessment can be used in both in- and out-patient settings.</p>
        <p>
          We based our development on an agile user centred development process.
Requirements for the PBM was based on a usability testing of a Computerised
Pain Body Map made for a laptop computer [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. Based on the requirements
we decided to use the iPad as platform and develop the program as an iPad
application.
3.3
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>Using the PBM</title>
        <p>The PBM can be used in a hospital setting, but also in ambulatory out-patient
care, and could even be used by patients for extended-period self-reporting. We
are currently limiting the discussion to tablets managed by an enterprise solution,
which implies that any use of personally owned tablets are out of scope for this
paper.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Security Mechanisms O ered by the iPad</title>
      <p>
        The key to secure use of iPad and other tablet devices is to make it part of an
enterprise solution [
        <xref ref-type="bibr" rid="ref15 ref16">15, 16</xref>
        ], where organisational security policies can be enforced.
There are a number of security mechanisms that can be deployed on the iPad
platform, but in the following we will concentrate on those that are most relevant
to a mono-purpose healthcare application.
4.1
      </p>
      <sec id="sec-4-1">
        <title>Password Protection</title>
        <p>
          Any iPad used in a clinical setting should be forced to set an enterprise password
and automatic screen locking. Although it is currently most common only to use
a simple PIN for this purpose, the iPad supports using a proper full-length
password [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ], something which highly desirable for devices which may contain
information from multiple patients4.
4 Tablets used by individual patients in their own home have their own challenges,
but this is out of scope of this paper.
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>Encryption</title>
        <p>The iPad can be con gured to encrypt all persistent data using a key based on
the unlock PIN or password. This should be the default con guration for any
tablet used in an eHealth setting, enforced via the aforementioned enterprise
solution.
4.3</p>
      </sec>
      <sec id="sec-4-3">
        <title>General Hardening</title>
        <p>
          A typical problem with portable general-purpose computing devices is that the
temptation to use them for personal purposes is signi cant. For tablet devices,
there further seems to be a lower psychological barrier to installing new software
than on a desktop computer; some users even seem to think that there is a
di erence between an \app" and a \program". This may be a problem, since both
iTunes and the Android appstore have contained apps that contained malware or
spyware [
          <xref ref-type="bibr" rid="ref17 ref18">17, 18</xref>
          ]. The US National Institute of Standards and Technology (NIST)
has published a very useful guide for secure use of mobile devices [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ], and many
of their recommendations also apply to the iPad and other tablets.
        </p>
        <p>If a tablet is to be used in a clinical setting, we recommend removing all
non-essential apps, as well as disabling the appstore (preventing the user from
installing new apps). Alternatively, the iPad could be restricted to only using a
speci c enterprise appstore with approved apps. Also, all general-purpose web
browsers should be removed if not explicitly needed by the clinical application,
or at the very least restricted to accessing speci c sites in accordance with the
intended use of the tablet.</p>
        <p>The enterprise solution should also enable remote wiping in case the tablet
is lost or stolen. Wiping could also be initiated in case of repeated unsuccessful
authentication attempts, although it might be su cient to lock the device in
such cases; only unlocking from the enterprise solution when it is veri ed that
the tablet is in the possession of an authorised user.</p>
        <p>The tablet should be con gured to not synchronise with unauthorised
computers, and only allowed to connect to speci c, white-listed network services
using an encrypted connection (e.g. using a Virtual Private Network solution).
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Additional Security Mechanisms for Tablet Devices</title>
      <p>Each individual application (or \app") can encrypt all the data it stores based
on, e.g., an application-speci c password. This would make it possible to provide
additional protection at an arbitrary level, without being restricted by what the
underlying operating system o ers. In this solution, it would be required to
provide a password to access the stored data.</p>
      <p>If a network connection is available, the eHealth application could be
congured to not store data locally, but upload everything to a secure server. The
conventional way of securing such communication is by using SSL/TLS, where
appropriate con guration of allowed cipher suites can ensure adequate
protection. However, if a tablet is to be used in an outpatient setting, a network
connection can not always be relied on; even in a prosperous country such as
Norway there are still dead spots without even cellular coverage. This implies
that the tablet will need to store certain amounts of patient data locally, at least
until it returns to the enterprise environment (e.g., the hospital), which means
that appropriate measures as indicated above need to be applied.</p>
      <p>
        Many tablets can be tted with a GSM/UMTS Subscriber Identity Module
(SIM), allowing them to communicate using GPRS or UMTS data
communication. Although such communication typically is encrypted, it is important to
know that the level of security o ered actually can vary from operator to
operator [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. For healthcare applications, it is therefore not advisable to rely solely on
the network-level encryption o ered, but ensure that additional application-level
encryption is employed when transmitting data from the tablet.
      </p>
      <p>Finally, there are a number of commercial add-on packages that can
provide further security features to tablets; little objective information is currently
available for these solutions, so a comparison of pros and cons remains as further
work.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Discussion</title>
      <p>
        Since tablets have such a convenient ultra-portable form factor, there is increased
risk that a tablet might be left behind in aircraft seat pockets, taxis and
restaurants [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]; thus, protecting the data at rest on the tablet is of prime importance.
However, it is also important to protect against eavesdropping on data transfers,
and prevent remote compromise via malware or other means.
      </p>
      <p>
        Considering the requirements outlined by Jensen et al. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], we can argue that
most (but not all) can be met by the mechanisms described above (see Table 1
for a summary of the following discussion).
      </p>
      <p>Requirements 1 and 3 can be said to be ful lled implicitly, since a proper
password will prevent anyone than the authorised user to access the table.
Organisational policies must then deny sharing of tablets. Requirements 4 and 6 are
ful lled by the password protection, encryption of stored data, and restriction of
which devices the tablet may be synced with. Requirements 2, 5 and 7 is covered
by restricting the tablet to communicating only with the enterprise network,
protecting the connection with SSL/TLS, and requiring mutual authentication
before data is transmitted. Requirement 11 is addressed by employing both device
or operating system encryption, and application-speci c encryption, although
there may be other single points of failure that are not covered. Requirement 12
is handled su ciently by using SSL/TLS on all network connections.</p>
      <p>The audit requirements 8 and 9 are currently not handled in a satisfactory
manner by tablet devices, although a tablet may be con gured to lock after a
speci ed number of failed logins. However, it can be argued that since a tablet in
general will not be remotely accessible and only used by a single individual, the
audit requirements might be less critical. The input validation requirement 10
is also not addressed, but may be less relevant since we recommend restricting
which hosts the tablet should be allowed to communicate with. Finally,
requirement 13 is currently not addressed, although it might be possible to tag (and
sign) data collected on the tablet to allow tracing it back to the tablet user.
However, this would require modi cations to the eHealth application used on
the tablet.</p>
      <p>
        It should be noted that Jensen et al. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] did not intend for their list to be
exhaustive, but we nevertheless nd it encouraging that the majority of their
example requirements can be ful lled in a satisfactory manner by a tablet device.
We should also not forget that security is a process, and no solution will ever be
secured once and for all. No security mechanisms can be assumed to o er perfect
security, and certainly not for all time. This should be evident from the recent
revelation of the Heartbleed bug, which had left OpenSSL implementations
vulnerable for two years [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
      </p>
      <p>Tablet approach</p>
      <p>Password and organisational policies
Verify identity of services Rmeustturaicltatuotheenntetircpartiisoennetwork, SSL/TLS,
Verify authorisation level of users Password and organisational policies
Integrity protection at rest rPeasstsrwicotirodnprotection, encryption, sync
Integrity protection in transit Rmeustturaicltatuotheenntetircpartiisoennetwork, SSL/TLS,
Access control rPeasstsrwicotirodnprotection, encryption, sync
Con dentiality in transit Rmeustturaicltatuotheenntetircpartiisoennetwork, SSL/TLS,
Log security incidents (Not addressed - less relevant)
Log access to information (Not addressed - less relevant)
Input validation (Not addressed - less relevant)
Multiple levels of security eBnoctrhypOtSionand application-speci c
Data freshness SSL/TLS</p>
      <p>Non-repudiation Not addressed</p>
      <p>
        Our example application uses the iPad platform, and it is clear that the closed
software model employed by Apple does make it easier to lock down the security
of an iPad in an enterprise setting than, e.g., for the open Android platform.
However, for the latest Android versions, the enterprise device management
options5 seem to be on par with that available for iOS, and once installing new
apps is denied by policy, the point about more malware on Android [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] than on
iOS is moot.
5 http://developer.android.com/training/enterprise/device-management-policy.html
      </p>
    </sec>
    <sec id="sec-7">
      <title>Conclusion</title>
      <p>With correct con guration, tablet devices such as the iPad can now o er su
cient security to be used in eHealth scenarios. However, there is still room for
improvement, in particular on the logging side, where there is currently little
built-in support. Current tablets should only be used by a single healthcare
worker, and should be wiped of all stored data before being reassigned.</p>
    </sec>
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