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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Formal L-concepts with Rough Intents</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Eduard Bartl</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jan Konecny</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Data Analysis and Modeling Lab Dept. Computer Science, Palacky University</institution>
          ,
          <addr-line>Olomouc 17. listopadu 12, CZ-77146 Olomouc</addr-line>
          <country country="CZ">Czech Republic</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We provide a new approach to synthesis of Formal Concept Analysis and Rough Set Theory. In this approach, the formal concept is considered to be a collection of objects accompanied with two collections of attributes|those which are shared by all the objects and those which are possessed by at least one of the objects. We de ne concept-forming operators for these concepts and describe their properties. Furthermore, we deal with reduction of the data by rough approximation by given equivalence. The results are elaborated in a fuzzy setting.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Formal concept analysis (FCA) [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] is a method of relational data analysis
identifying interesting clusters (formal concepts) in a collection of objects and their
attributes (formal context), and organizing them into a structure called concept
lattice. Numerous generalizations of FCA, which allow to work with graded data,
were provided; see [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] and references therein.
      </p>
      <p>
        In a graded (fuzzy) setting, two main kinds of concept forming-operators|
antitone and isotone one|were studied [
        <xref ref-type="bibr" rid="ref13 ref2 ref20 ref21">2, 13, 20, 21</xref>
        ], compared [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ] and even
covered under a unifying framework [
        <xref ref-type="bibr" rid="ref18 ref4">4, 18</xref>
        ]. We describe concept-forming
operators combining both isotone and antitone operators in such a way that each
formal (fuzzy) concept is given by two sets of attributes. The rst one is a
lower intent approximation, containing attributes shared by all objects of the
concept; the second one is an upper intent approximation, containing those
attributes which are possessed by at least one object of the concept. Thus, one can
consider the two intents to be a lower and upper approximation of attributes
possessed by an object.
      </p>
      <p>
        Several authors dealing with synthesis of FCA and Rough Set Theory have
noticed that intents formed by isotone and antitone operators (in both, crisp
and fuzzy setting) correspond to upper and lower approximations, respectively
(see e.g. [
        <xref ref-type="bibr" rid="ref15 ref16 ref24">15, 16, 24</xref>
        ]). To the best of our knowledge, no one has studied
conceptforming operators which would provide both approximations being present in
one concept lattice.
      </p>
      <p>In this papers we present such concept-forming operators, structure of their
concepts, and reduction of the data by means of rough approximations by
equivalences. Due to page limitation we omit proofs of some theorems.</p>
    </sec>
    <sec id="sec-2">
      <title>Preliminaries</title>
      <p>
        In this section we summarize the basic notions used in the paper.
Residuated Lattices and Fuzzy Sets We use complete residuated lattices as basic
structures of truth-degrees. A complete residuated lattice [
        <xref ref-type="bibr" rid="ref1 ref14 ref23">1, 14, 23</xref>
        ] is a
structure L xL; ^; _; b; Ñ; 0; 1y such that xL; ^; _; 0; 1y is a complete lattice, i.e.
a partially ordered set in which arbitrary in ma and suprema exist; xL; b; 1y is
a commutative monoid, i.e. b is a binary operation which is commutative,
associative, and a b 1 a for each a P L; b and Ñ satisfy adjointness, i.e. a b b ¤ c
iff a ¤ b Ñ c. 0 and 1 denote the least and greatest elements. The partial order
of L is denoted by ¤. Throughout this work, L denotes an arbitrary complete
residuated lattice.
      </p>
      <p>Elements a of L are called truth degrees. Operations b (multiplication) and
Ñ (residuum) play the role of (truth functions of) \fuzzy conjunction" and
\fuzzy implication". Furthermore, we de ne the complement of a P L as a
a Ñ 0.</p>
      <p>An L-set (or fuzzy set) A in a universe set X is a mapping assigning to each
x P X some truth degree Apxq P L. The set of all L-sets in a universe X is
denoted LX , or LX if the structure of L is to be emphasized.</p>
      <p>The operations with L-sets are de ned componentwise. For instance, the
intersection of L-sets A; B P LX is an L-set A X B in X such that pA X Bqpxq
Apxq ^ Bpxq for each x P X. An L-set A P LX is also denoted tApxq{x | x P
Xu. If for all y P X distinct from x1; : : : ; xn we have Apyq 0, we also write
tApx1q{x1; : : : ; Apxnq{xnu.</p>
      <p>An L-set A P LX is called normal if there is x P X such that Apxq 1, and
it is called crisp if Apxq P t0; 1u for each x P X. Crisp L-sets can be identi ed
with ordinary sets. For a crisp A, we also write x P A for Apxq 1 and x R A
for Apxq 0.</p>
      <p>Binary L-relations (binary fuzzy relations) between X and Y can be thought
of as L-sets in the universe X Y . That is, a binary L-relation I P LX Y
between a set X and a set Y is a mapping assigning to each x P X and each
y P Y a truth degree Ipx; yq P L (a degree to which x and y are related by I). For
L-relation I P LX Y we de ne its transpose IT P LY X as ITpy; xq Ipx; yq
for all x P X, y P Y .</p>
      <p>The composition operators are de ned by
pI</p>
      <p>J qpx; zq
pI  J qpx; zq
pI  J qpx; zq
ª Ipx; yq b J py; zq;
yPY
© Ipx; yq Ñ J py; zq;
yPY
© J py; zq Ñ Ipx; yq
yPY
for every I P LX Y and J P LY Z .</p>
      <p>A binary L-relation E is called an L-equivalence if it satis es IdX  E
(re exivity), E ET (symmetry), E E  E (transitivity).</p>
      <p>An L-set B P LY is compatible w.r.t. L-equivalence E P LY Y if</p>
      <p>Bpy1q b Epy1; y2q ¤ Bpy2q:
for any y1; y2 P Y .</p>
      <p>Formal Concept Analysis in the Fuzzy Setting An L-context is a triplet xX; Y; Iy
where X and Y are (ordinary) sets and I P LX Y is an L-relation between X
and Y . Elements of X are called objects, elements of Y are called attributes,
I is called an incidence relation. Ipx; yq a is read: \The object x has the
attribute y to degree a." An L-context may be described as a table with the
objects corresponding to the rows of the table, the attributes corresponding to
the columns of the table and Ipx; yq written in cells of the table (for an example
see Fig. 1).</p>
      <p>A
B
C
D</p>
      <p>Consider the following pairs of operators induced by an L-context xX; Y; Iy.
First, the pair xÒ; Óy of operators Ò : LX Ñ LY and Ó : LY Ñ LX is de ned by
AÒpyq
© Apxq Ñ Ipx; yq;
xPX</p>
      <p>BÓpxq
© Bpyq Ñ Ipx; yq:
yPY
Second, the pair xX; Yy of operators X : LX Ñ LY and Y : LY
Ñ LX is de ned by</p>
      <sec id="sec-2-1">
        <title>AXpyq</title>
        <p>ª Apxq b Ipx; yq;</p>
      </sec>
      <sec id="sec-2-2">
        <title>BYpxq</title>
        <p>xPX
© Ipx; yq Ñ Bpyq:
yPY</p>
        <p>To emphasize that the operators are induced by I, we also denote the
operators by xÒI ; ÓI y and xXI ; YI y. Fixpoints of these operators are called formal
concepts. The set of all formal concepts (along with set inclusion) forms a
complete lattice, called L-concept lattice. We denote the sets of all concepts (as well
as the corresponding L-concept lattice) by BÒÓpX; Y; Iq and BXYpX; Y; Iq, i.e.</p>
        <p>BÒÓpX; Y; Iq</p>
        <p>
          When displaying L-concept lattices, we use labeled Hasse diagrams to include
all the information on extents and intents. In BÒÓpX; Y; Iq, for any x P X, y P Y
and formal L-concept xA; By we have Apxq ¥ a and Bpyq ¥ b if and only if
there is a formal concept xA1; B1y ¤ xA; By, labeled by a{x and a formal concept
xA2; B2y ¥ xA; By, labeled by b{y. We use labels x resp. y instead of 1{x resp.
1 y and omit redundant labels (i.e., if a concept has both the labels a{x and b{x
{
then we keep only that with the greater degree; dually for attributes). The whole
structure of BÒÓpX; Y; Iq can be determined from the labeled diagram using the
results from [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] (see also [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]).
        </p>
        <p>In BXYpX; Y; Iq, for any x P X, y P Y and formal L-concept xA; By we have
Apxq ¥ a and Bpyq ¤ b if and only if there is a formal concept xA1; B1y ¤
xA; By, labeled by a{x and a formal concept xA2; B2y ¥ xA; By, labeled by b{y
(see examples depicted in Fig. 2).</p>
        <p>A; 0:5{ ;
0:5{C; ;</p>
        <p>C; 0:5{ ; 0:5{</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>L-rough concepts</title>
      <p>We consider concept-forming operators induced by L-context xX; Y; Iy de ned
as follows:
De nition 1. Let xX; Y; Iy be an L-context. De ne L-rough concept-forming
operators as</p>
      <p>AM
xAÒ; AXy
and
xB; ByO</p>
      <p>BÓ X BY
for A P LX ; B; B P LY . L-rough concept is then a xed point of xM; Oy, i.e. a
pair xA; xB; Byy P LX pL LqY such that AM xB; By and xB; ByO A.1 AÒ
and AX are called lower intent approximation and upper intent approximation,
respectively.</p>
      <p>That means, M gives intents w.r.t. both xÒ; Óy and xX; Yy; O then gives
intersection of extents related to the corresponding intents.</p>
      <p>We denote the set of all xed-points of xM; Oy, in correspondence with (3),
as BMOpX; Y; Iq and call it L-rough concept lattice. Below, we present an analogy
of the Main theorem on concept lattices for L-rough setting.</p>
      <p>Theorem 1 (Main theorem on L-rough concept lattices).
(a) L-rough concept lattice BMOpX; Y; Iq is a complete lattice with suprema and
in ma de ned as follows
© xAi; Bi; Biy</p>
      <p>i
ª xAi; Bi; Biy
i</p>
      <p>OM
x£ Ai; x¤ Bi; £ Biy y;</p>
      <p>i i i
xp¤ AiqMO; £ Bi; ¤ Biy:
i i i
(b) Moreover, a complete lattice V
there are mappings</p>
      <p>xV; ¤y is isomorphic to BMOpX; Y; Iq iff
: X</p>
      <p>L Ñ V
and
: Y</p>
      <p>L
1 In what follows, we naturally identify xA; xB; Byy with xA; B; By.</p>
      <p>Theorem 2. For normal A P LX , we have AÒ  AX, for crisp singleton A P LX ,
we have AÒ AX.</p>
      <p>Proof. Since A is normal, there is x1 P X such that Apx1q</p>
      <sec id="sec-3-1">
        <title>1. Then we have</title>
        <p>AÒpyq
© Apxq Ñ Ipx; yq ¤ Apx1q Ñ Ipx1; yq
xPX
Apx1q b Ipx1; yq ¤
ª Apxq b Ipx; yq
xPX</p>
        <p>Ipx1; yq</p>
        <sec id="sec-3-1-1">
          <title>AXpyq</title>
          <p>(5)
for each y P Y .</p>
          <p>For A being a crisp singleton, one can show AÒ
ities in (5) to equalities.</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>AX by changing all inequal</title>
        <p>\[</p>
        <p>Since xM; Oy is de ned via xÒ; Óy and xX; Yy, one can expect that there is a
strong relationship between the associated concept lattices. In the rest of this
section, we summarize them.</p>
        <p>Theorem 3. For S  LX , let rSs denote an L-closure span of S, i.e. the
smallest L-closure system containing S. We have
rExtÒÓpX; Y; Iq Y ExtXYpX; Y; Iqs</p>
        <p>ExtMOpX; Y; Iq:
Proof. \": Let A P ExtÒÓpX; Y; Iq. Then A AXX
Similarly for A P ExtXYpX; Y; Iq.</p>
        <p>\": Let A P ExtMOpX; Y; Iq and let xB1; B2y AM. Then we have A
BÓ X BY P rExtÒÓpX; Y; Iq Y ExtXYpX; Y; Iqs since BÓ P ExtÒÓpX; Y; Iq and BY P
ExtXYpX; Y; Iq.
xAÒ; Y yO P ExtMOpX; Y; Iq.</p>
        <p>From Theorem 3 one can observe that no extent from ExtÒÓpX; Y; Iq and
ExtXYpX; Y; Iq is lost.</p>
        <p>Corollary 1. ExtÒÓpX; Y; Iq  ExtMOpX; Y; Iq and ExtXYpX; Y; Iq  ExtMOpX; Y; Iq.</p>
        <p>In addition, no concept is lost.</p>
        <p>Corollary 2. For each xA; By P BÒÓpX; Y; Iq there is xA; B; AXy P BMOpX; Y; Iq.</p>
        <p>For each xA; By P BXYpX; Y; Iq there is xA; AÒ; By P BMOpX; Y; Iq.</p>
        <p>Remark 1. One can observe from Fig. 3 that in ExtMOpX; Y; Iq there exist
extents which are present neither in ExtÒÓpX; Y; Iq nor in ExtXYpX; Y; Iq. On the
other hand, lower intent approximations are exactly those from IntÒÓpX; Y; Iq
and upper intent approximations are exactly those from IntXYpX; Y; Iq.</p>
        <p>
          With results on mutual reducibility from [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] we can state the following
theorem on representation of BMO by BÒÓ.
        </p>
        <p>5 {
:
0
;
5 {
:
0
;
B</p>
        <p>0
5 {
:
0
;
5 {
:
0
;
5 {
:
0
1 {
;
5 {
:
0
5 {
:
0
5 {
:
0
;
5 {
:
0
5 {
:
0</p>
        <p>A</p>
        <p>C</p>
        <p>0
1 {
;
1 {</p>
        <p>A
5 {
:
0
C</p>
        <p>0
5 {
:
0
5 {
:
0
0 {
;
;</p>
        <p>A
5 {
:
0
;
0 {</p>
        <p>0 {
;</p>
        <p>;
D
1 {
;</p>
        <p>B</p>
        <p>D
5 {
:
;</p>
        <p>D
5 {
:
0
5 {
:
0
;
5 {
:
0
;
;
5 {
:
0
;
A
0 {
;
C
B
5 {
:
0</p>
        <p>D
5 {
:
0
;
A
5 {
:
0
;
B
;
A
5 {
:
;
;
C
5 {
:
0
0 {
;
C
5 {
:
0
0 {
;
C
5 {
:
D
5 {
:
0
m
X c
p</p>
        <p>z
O
0
Theorem 4. For a L-context xX; Y; Iy, consider the L-context xX; Y
where J is de ned by
L; J y
J px; xy; ayq
#Ipx; yq</p>
        <p>Ipx; yq Ñ a
if a 1;
otherwise.</p>
        <p>Then we have that BÒÓpX; Y
In addition,</p>
        <p>L; J q is isomorphic to BMOpX; Y; Iq as a lattice.</p>
        <p>ExtÒÓpX; Y</p>
        <p>
          L; J q
In [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] Pawlak introduced Rough Set Theory where uncertain elements are
approximated with respect to an equivalence relation representing indiscernibility.
        </p>
        <p>Formally, given Pawlak approximation space xU; Ey, where U is a non-empty
set of objects (universe) and E is an equivalence relation on U , the rough
approximation of a crisp set A  U by E is the pair xAóE ; AòE y of sets in U de ned
by
x P AóE iff for all y P U; xx; yy P E implies y P A;
x P AòE iff there exists y P U such that xx; yy P E and y P A:
AóE and AòE are called lower and upper approximation of the set A by E,
respectively.</p>
        <p>
          In the fuzzy setting, one can generalize xAóE ; AòE y as in [
          <xref ref-type="bibr" rid="ref10 ref11 ref22">10, 11, 22</xref>
          ],
AóE pxq
AòE pxq
©pEpx; yq Ñ Apyqq;
yPU
ªpApyq b Epx; yqq
yPU
for L-equivalence E P LU U and L-set A P LU .
        </p>
        <p>Considering L-context xU; U; Ey, we can easily see that óE is equivalent to
YE ; and òE is equivalent to XET . Since E is symmetric, we can also write
xóE ; òE y
xYE ; XE y:
(6)</p>
        <p>Note that for L-set A, AóE is its largest subset compatible with E and AòE
is its smallest superset compatible with E.</p>
        <p>Below, we deal with situation where lower and upper intent approximations
are further approximated using Pawlak's approach. In other words, instead of
lower intent approximation AÒ we consider the largest subset of AÒ compatible
with a given indiscernibility relation E, and similarly, instead of upper intent
approximation AX we consider its smallest superset compatible with E. In
Theorem 5 we show how to express this setting using L-rough concept forming
operators.</p>
        <p>De nition 2. Let xX; Y; Iy be an L-context, E be an L-equivalence on Y . De ne
L-rough concept-forming operators as follows:</p>
        <p>AME
xB; ByOE
xAÒóE ; AXòE y;</p>
        <p>BòEÓ X BóEY:</p>
        <p>
          Directly from (6) and results in [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] we have:
Theorem 5. Let xX; Y; Iy be an L-context, E be an L-equivalence on Y . We
have
        </p>
        <p>AME
xAÒIE ; AXI E y
and
xB; ByOE</p>
        <p>BÓIE X BYI E :</p>
        <p>Again, for normal extents we obtain natural upper and lower intent
approximations.</p>
        <p>Theorem 6. For normal A P LX we have AÒIE  AXI E .</p>
        <p>In correspondence with (3) and (4), we denote set of the set of xpoints of
xME ; OE y in L-context xX; Y; Iy by BMEOE pX; Y; Iq and set of its extents and
intents by ExtMEOE pX; Y; Iq and IntMEOE pX; Y; Iq, respectively.</p>
        <p>The following theorem shows that a use of a rougher L-equivalence relation
leads to a reduction of size of the L-rough concept lattices. Furthermore, this
reduction is natural, i.e. it preserves extents.</p>
        <p>Theorem 7. Let xX; Y; Iy be an L-context, and E1, E2 be L-equivalences on Y ,
such that E1  E2. Then</p>
        <p>ExtME2OE2 pX; Y; Iq  ExtME1OE1 pX; Y; Iq:
Example 1. Fig. 4 shows L-rough concept lattice of the L-context in Fig. 1 and
rough L-concept lattice approximated using the following L-equivalence relation
on Y .</p>
        <p>To demonstrate Theorem 7, the concepts with the same extents in the two
lattices are connected.
5</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusions and further research</title>
      <p>
        We proposed a novel approach to synthesis of RTS na FCA. It provides a lot of
directions to be further explored. Our future research includes:
Study of attribute implications using whose semantics is related to the present
setting. That will combine results on fuzzy attribute implications [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and
attribute containment formulas [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>Generalization of the current setting. Note that the operators Ò and X which
compute the universal and the existential intent, need not be induced by the
same relation to keep most of the described properties. Actually, this feature is
used in Section 4. In our future research, we want to elaborate more on this.
For instance, it can provide interesting solution of problem of missing values
in a formal fuzzy context|the idea is to use Ò induced by the context with
missing values substituted by 0, and X induced by the context with missing
values substituted by 1.</p>
      <p>Reduction of L-rough concept lattice via linguistic hedges As two intents are
considered in each L-rough concept, the size of concept lattice can grow very
large. The RST approach to reduction of data, i.e. use of rougher L-relation,
directly leads to reduction of L-rough concept lattice as we showed in Theorem 7.
FFCA provides other ways to reduce the size, one of them is parametrization of
concept-forming operators using hedges.
0:5{ ; 0:5{</p>
      <p>B; 1{</p>
      <p>0:5{ ; 1{
0:5{B</p>
      <p>D</p>
      <p>0:5{
0:5{
1{ ; 1{
0:5{A</p>
    </sec>
  </body>
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