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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Identi cation Semantics for an Organization, establishing a Digital Library System</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>A. Di Iorio</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>M. Schaerf</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>DIAG - Department of Computer, Control, and Management Engineering Antonio Ruberti - Sapienza University of Rome</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2014</year>
      </pub-date>
      <fpage>16</fpage>
      <lpage>27</lpage>
      <abstract>
        <p>The Sapienza Digital Library collects digital resources from the di erent University's Organizations, representing the multidisciplinary Sapienza University's community. The underlay of the metadata infrastructure was built on digital library standard metadata semantics and was used for exchanging package, between the archival systems that manages di erent services for the established digital library. The semantics adopted for the metadata infrastructure can be exploited, not only for the actual digital library services, but also for connecting the resources to the Linked Open Data Cloud through authoritative identi ers.</p>
      </abstract>
      <kwd-group>
        <kwd>Digital Libraries</kwd>
        <kwd>Metadata Semantics</kwd>
        <kwd>Organization metadata</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>The paper describes a speci c aspect of the development of the Digital
Library System of the Sapienza university (Sapienza Digital Library http://sdl.
uniroma1.it). The approach adopted collects information, regarding the
Organizations involved in the management of the digital resources' life-cycle.
In order to manage the complexity of the Sapienza University's organizational
framework, a work ow for building digital resources, based on the
Organizational semantics, was designed at the rst stage of the project's development.
The creation and the maintenance of an identi cation system, based on semantics
used at national level, and mapped onto other identi cation systems,
internationally used, was necessary, in order to make feasible the retrieval of relevant
information in the Linked Open Data Cloud1 through an authoritative identi er.
The system had been resulted essential, in the entire life-cycle of the project's
development, in order to refer unambiguously to the digital resources among the
project's participants. In addition it was supportive for testing and improving of
the overall system's information infrastructure, for re ning the metadata
structures, and for curating the data.</p>
      <p>The semantics of the SDL metadata infrastructure were used for building
selfdocumenting packages containing metadata and objects, and for exchanging
packages between di erent digital repository systems. The digital repositories,
2</p>
      <p>A. Di Iorio, M. Schaerf
sharing the SDL semantics, uses the exchanging package for replicating digital
resources and for distributing digital library services.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
      <p>
        The Open Archival Information System (OAIS) [
        <xref ref-type="bibr" rid="ref5">4</xref>
        ] de nes the OAIS itself as
"An Archive, consisting of an organization, [...]of people and systems, that has
accepted the responsibility to preserve information and make it available for a
Designated Community." In addition, "The Archive is responsible for creating
and preserving Provenance Information from the point of Ingest; however,
earlier Provenance Information should be provided by the Producer. Provenance
Information adds to the evidence to support Authenticity."
The DL.org [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] booklet remarks that "The Organization Domain stems from the
Organization core concept and it is conceived to represent the main settings for
characterizing the DL service..."
In our project the Organization Domain is identi ed by the establishing
organization which indeed is, the Sapienza University. The digital resources'
management of the Sapienza Digital Library(SDL)[
        <xref ref-type="bibr" rid="ref6">5</xref>
        ] was founded on the cited reference
models, in particular considering the relationship between the provenance
information and the Organization responsible for the management of digital resources.
The production process of the OAIS Information Package (IP), used in the
different functional scenario (Submission, Archiving, and Dissemination), was
designed following the strategy of capturing relevant information about its custody,
and exploiting the identi cation information associated to the Sapienza's
Organizations. The self-documenting digital resource produced, can be used by other
application systems sharing the standard metadata semantics, used by the SDL
metadata infrastructure.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>The long term scope of the system architecture</title>
      <p>The system architecture was conceived with the scope of the Long Term
Digital Preservation(LTDP) of materials for the multidisciplinary community of
Sapienza.</p>
      <p>
        The replication of the produced OAIS IPs in di erent repositories geographically
separated, and the heterogeneity of the supporting technologies and
methodologies[
        <xref ref-type="bibr" rid="ref10">9</xref>
        ][
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], were considered in uencing requirements, in the design of the overall
architectural system.
      </p>
      <p>As consequence, the initial scope of building a digital library was extended, and
turned toward the conception of an infrastructure for digital library, and digital
preservation services.</p>
      <p>Following this conception, the metadata infrastructure had to be agnostic about
the technological platform, in order to re-use information and objects in di
erent digital systems, as well as in di erent semantic contexts. Nevertheless much
The digital library access through semantics
3
of the semantics, used for the values of the metadata elements, are often under
the competence of the managing Organization. The semantics used if not
welldocumented and structured can be an obstacle, for the automatic management
of data and documents, and consequently can have have a strong impact on the
long term management of the digital resources.</p>
      <p>Under this belief, the work- ow for building digital resources was conceived for
absorbing information, conveying the custody chain of the management
activities performed by di erent Organizations.</p>
      <p>In other words the overall management of a digital resource, during its creation
process, is permeated by the Organization's context information, connecting the
digital resource to its "real" Organizations involved in the management of its
production's .</p>
      <p>
        An abstract representation of the main components of the overall architecture
of the system is showed in the Figure 1. The main components can be divided in
three categories: the pre-ingestion systems preparing the digital resources, the
Digital Library Management System (DLMS)[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], performing the OAIS functional
services[
        <xref ref-type="bibr" rid="ref5">4</xref>
        ], and the dissemination system. The system's components performing
speci c function in the architecture are brie y described in the following list.
{ The Massive conversion system performs the retrospective conversion of
existing digital materials, and related content's description, standardized or
not standardized: it was developed for the need of Sapienza, extending a
PHP/Mysql application, Bringing Digital Environment (BriDgE)2.
{ The Cataloguing system properly developed for describing collections of
heterogeneous materials to be digitized.
{ The DLMS as de ned by the Delos Reference Model3: was developed
extending services of Fedora Commons4.
      </p>
      <p>{ The web portal of SDL, which manages the public interface of the system.
The Cataloging system and the web portal had been developed using Drupal5
that uses services managed by the DLMS. The Italian University consortium
Cineca6, as technological partner of Sapienza for SDL, has developed the DLMS
and the Cataloguing and the web portal systems.</p>
      <p>
        Actually the repository, archiving the digital resources managed by the DLMS,
is located in Bologna (the location of the Cineca's headquarter).
The exchange of IPs between pre-ingestion systems (Massive conversion and
Cataloguing) and the DLMS, is performed between Sapienza repositories in Rome,
and the DLMS's repository located in Bologna. This preservation strategy
respects the in uencing requirements of the LTDP: the digital resources replication
in di erent repositories geographically separated, and the heterogeneity of the
supporting technologies and methodologies[
        <xref ref-type="bibr" rid="ref10">9</xref>
        ][
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
2 Bringing Digital Environment (BriDgE), http://bri-dge.sourceforge.net/
3 DELOS Reference Model for Digital Libraries, www.delos.info/ReferenceModel
4 Fedora Commons, http://fedora-commons.org/
5 Drupal, http://www.drupal.org/
6 Cineca website, http://www.cineca.it
4
      </p>
      <p>A. Di Iorio, M. Schaerf
The OAIS IPs produced by the pre-ingestion systems are the exchanging
packages used by the systems supporting the di erent services. Consequently the IPs
produced by the pre-ingestion systems has to be self-documenting, on the base
of metadata and identi cation semantics shared by the SDL systems,
geographically separated.</p>
    </sec>
    <sec id="sec-4">
      <title>Approaching the organizational complexity</title>
      <p>
        The Sapienza University's is a complex Organization composed by 63
investigation departments, 56 libraries, 21 museums, 8 administration departments and
some research center. We have conceptually considered the Sapienza's
Organizations as Organizational units belonging to the Sapienza University.
In order to deal with the Organizational complexity of the Sapienza
University, it was deemed essential to devise a metadata infrastructure, not only based
on semantics world-wide known, but also with identi cation semantics aiming
to identify unambiguously the Sapienza's Organizational units, involved in the
work- ow production of the digital resources.
The digital library access through semantics
5
Furthermore, the long-term focus implies that the metadata infrastructure is
able to record information referring to the real evolution of the Organizational
units, that are involved in the management of the digital life-cyle of resources.
The conception of an holistic approach referring to the Organizations' custody
chain, recorded and expressed by the metadata infrastructure was based on the
two reference model cited in the section 2 [
        <xref ref-type="bibr" rid="ref5">4</xref>
        ][
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. In addition the "Certi cation
(TRAC): Criteria and Checklist"[
        <xref ref-type="bibr" rid="ref4">3</xref>
        ] that now is an ISO standard[
        <xref ref-type="bibr" rid="ref8">7</xref>
        ], focused
on the repository's trustworthiness certi cation, proves that the rst aspect in
the checklist, in uencing the trustworthiness of the digital repository, is the
Organizational infrastructure. Consequently, the information about Organization,
establishing an information system, has not to be neglected, but has to be
curated and considered as relevant OAIS Preservation Description Information.
Considering the reference models, the long term aspect, and the complex
organizational application context of Sapienza, the following requirements for
designing the metadata infrastructure and the supporting identi cation semantics,
were deemed essential:
{ the unambiguous identi cation of the Sapienza's Organizations producing
digital resources;
{ the maintenance of the naming information history, connecting the evolution
of the real Organizations with the digital management of the resources;
{ the establishment of an identi cation hierarchy based on the concept of the
      </p>
      <p>Organizational Collection.
5</p>
    </sec>
    <sec id="sec-5">
      <title>The Digital Library system and the metadata infrastructure</title>
      <p>
        The digital resources managed by the SDL system constitute the digital
representation of the Intellectual Entities[
        <xref ref-type="bibr" rid="ref11">10</xref>
        ], that are managed under di erent types
of conditions (creation, holding, management etc.), by the Sapienza's
Organizational units. The de nition of Intellectual Entity, is borrowed from the PREMIS
Data Model[
        <xref ref-type="bibr" rid="ref11">10</xref>
        ], which de nes the intellectual entities as: "a set of content that is
considered a single intellectual unit for purposes of management and description:
for example, a particular book, map, photograph, or database. [..] An
Intellectual Entity may have one or more digital representations." In the SDL system
an Intellectual Entity is technically represented by a Digital Resource (DR),
that can be considered as the digital embodiment of an intellectual item, and is
equivalent to the OAIS IP [
        <xref ref-type="bibr" rid="ref5">4</xref>
        ].
      </p>
      <p>By the implementation point of view a DR is physically composed by the set of
objects les, that together represent the OAIS Content Information, and the set
of metadata represent the OAIS Preservation Description Information.
5.1</p>
      <sec id="sec-5-1">
        <title>The digital library standards adopted</title>
        <p>The metadata infrastructure was conceived for supporting di erent kind of DRs.
The DRs can be represented in di erent formats (still and moving images, texts,
6</p>
        <p>A. Di Iorio, M. Schaerf
sounds, cartographics, etc) and can be representing di erent kind of intellectual
contents (multidisciplinary knowledge). In order to manage the materials'
diversity and to deliver centralized digital library services, based on the metadata,
we had considered metadata standards with a su cient degree of granularity, as
well as a su cient level of semantic interoperability. The analysis of the
standards adopted in the digital libraries' scenario had driven to the choice of a very
well known standards combination:
{ Metadata Objects Description Standard(MODS) which describes the
intellectual contents and follows libraries semantics, derived by the MARC 21
semantics7, the pillar standard of all libraries information systems;
{ PREservation Metadata Implementation Strategies(PREMIS) for managing
preservation metadata;
{ Metadata Encoding and Transmission Standard(METS)8 for wrapping
together metadata belonging to the DR.</p>
        <p>Mostly these standards, made up in combination, have covered the need of
providing su cient granularity of information for the intellectual content (MODS),
su cient granularity of information for the digital preservation management
(PREMIS), and su cient granularity and exibility for supporting the need
of managing an Organization infrastructure, using DRs variously structured
(METS). Indeed, the encapsulating mechanism provided with METS has
allowed not only to include other standard semantics, more relevant to speci c
aims (like for example Dublin Core (DC)9 (more interoperable), or NISO
Technical Metadata for Digital Still Images Standard MIX10), but also supporting
the exchange of packages between the architectural components of the SDL
infrastructure (see Sect.3).
5.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Metadata infrastructure and the building blocks</title>
        <p>The metadata infrastructure is coded in the adopted standard semantics and is
organized on the DRs, that are the essential bricks, building the digital library.
Both the massive conversion system, and the cataloguing system produce DRs,
encoded in XML11, and conforming to the metadata standards adopted by the
project (see the following Section).</p>
        <p>
          The DLMS ingests DRs produced by both two pre-ingestion systems, in order
to start the management of their digital life-cycle[
          <xref ref-type="bibr" rid="ref5">4</xref>
          ].
        </p>
        <p>The Figure 2 is a simpli ed representation of the SDL's DR. On the left is visible
how the conceptual OAIS IP is generally divided into two parts: the metadata,
and the content objects. On the right is represented how is physically composed
7 MARC 21 Format for Bibliographic Data, www.loc.gov/marc/bibliographic/
8 Metadata Encoding Transmission Standard, www.loc.gov/standards/mets/
9 The Dublin Core Metadata Initiative, dublincore.org/
10 NISO Technical Metadata for Digital Still Images Standard, www.loc.gov/
standards/mix/
11 Extensible Markup Language (XML), http://www.w3.org/XML/
The digital library access through semantics
7
inside of the system, as a set of di erent metadata semantics and a set of object
les. Each box is labeled with the name of the related standard XML schema12
name(see Sect. 5.1).
The descriptive metadata, pointed by the blue arrows, is coded into two
descriptive standards. The MODS which re ects the granularity of MARC 21. The DC,
which is commonly adopted in other contexts, not strictly related to the libraries
world, is consequently considered more interoperable.</p>
        <p>
          The inventory metadata, listing the les' names and locations, and the
structural metadata, pointed by the red arrow, are coded in the two relevant METS
sections. Both sections of metadata are connected together by METS, which is
essentially used for conveying the whole structure of the DR in the XML format.
All metadata blocks are unambiguously identi ed and referred to the
Organizational context[
          <xref ref-type="bibr" rid="ref9">8</xref>
          ], related to the DRs production.
        </p>
        <p>The system was publicly opened the 20th of December 2013, as Beta version
1.013, and is under testing by the communities.</p>
        <p>The DLMS is actually providing access, and discovery services to the
communities and has ingested more than 11.000 DRs distributed in 22 collections,
belonging to 10 di erent Organizational units. By the end of the year more than
30 new Sapienza's Library will be incrementing the number of digital resources.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>The identi cation semantics for Digital Resources managed by an Organization</title>
      <p>The SDL DR's production starts from the main constraint of existence about
the identi er of one of the Sapienza's Organizational units, which has the
man12 XML schema, www.w3.org/XML/Schema
13 Sapienza Digital Library, sdl.uniroma1.it
agement responsibility of the DRs. Consequently, the conditio sine qua non for
the existence of every single DR must be its identi cation by an identi er based
on the Sapienza's Organizational units' identi er. This identi er abstractedly
de nes the concept of "Organizational collection", that gathers all DRs
belonging, owned or managed by a Sapienza's Organizational unit. Consequently, all
objects belonging to a DR are identi ed extending the Organizational collection
identi er, which is the root of the identi cation.</p>
      <p>The identi er is necessary for capturing information about the Organization
context, which has some responsibility in the SDL DR production: scienti c or
technical responsibility, objects digitization, metadata editing or management
responsibility. The long term focus of the digital library requires to deal with
an ever-growing amount of DRs and the re-use in the long term of a DR could
result di cult or inconsistent, if it is not possible to have agents of reference
about its management.</p>
      <p>The semantics adopted for the whole process of SDL's DRs production is based
on an identi cation system that, rst of all, aims to identify the Sapienza
University ownership of the digital library service. In addition it identi es the Sapienza's
Organizational unit, having the initial management responsibility of the
resource's digital born under the Sapienza domain (selection or creation of the
digital materials). The production method designed for building DRs allows to
produce self-documenting IPs, where the documentation is based on the
structured semantics, referring to the Organizational context.
6.1</p>
      <p>The Organizational collection and the identi cation family
The Organizational collection in the conception of the SDL is the digital
embodiment of the Organization's collecting actions, that consist of the digital
production, preservation and fruition. The collected digital item is represented
physically by the OAIS IP which is the DR in the SDL context.
The Organizational collection is the set of the whole digital production made,
managed or owned by the Sapienza's Organizational unit that has the
responsibility of the DRs created for the SDL. The abstract concept of the Organizational
collection refers the contextual information about the Organization and set the
basement of the identi cation semantics of the referred DRs.</p>
      <p>
        By means of the Organizational collection identi er, we captured information
about the organizational context where the DR was born, and produced for
the ingestion in the SDL's DLMS. We have also leveraged on the identi cation
information for relating other information, about context and provenance[
        <xref ref-type="bibr" rid="ref5">4</xref>
        ][
        <xref ref-type="bibr" rid="ref7">6</xref>
        ]
related to the DRs.
      </p>
      <p>This is the reason why the related Organizational collection's identi er is
considered the rst mandatory information, for submitting the resources to the
system.</p>
      <p>In order to respect the LTDP requirement, allowing the DRs re-use, we have
considered essential to use identi cation semantics, already used by a national
identi cation system, where the main organization Sapienza and its
Organizational units are hierarchically represented.
The digital library access through semantics
9
Respecting the hierarchical structure of the University, the SDL identi cation
system has adopted an identi ers' family derived and extended from the Italian
National Bibliographic System14 where the Sapienza University is identi ed by
the identi er "RMS".</p>
      <p>
        This is the main identi er, which associated with descendant identi ers,
unambiguously identify the Organizational collection, and build relationships with
other entities involved in the DRs management: objects, agents, events and
rights[
        <xref ref-type="bibr" rid="ref11">10</xref>
        ].
      </p>
      <p>The well-de ned structure of the SDL identi cation system has allowed to enrich
resources and the pertaining objects with contextual information about Sapienza
organization.</p>
      <p>In addition, the registration of the Sapienza University to the international
identi cation MARC organization code 15, identi ed by "itrousr", and semantically
mapped to the same level of the italian "RMS" identi er, allows to set the DRs
context also at international level. Indeed, the replication of such code as
mandatory administrative metadata in each SDL's DR, makes possible its connection
to the Linked Open Data Cloud16.</p>
      <p>The open world "itrousr" identi er, exposed by the Library of Congress Linked
Data Service(LCLOD)17 in the Cultural Heritage Organization identi cation
system as authoritative identi er, makes each DR, belonging to the local Sapienza
domain, worldwide reachable through the exposed identi er "http://id.loc.
gov/vocabulary/organizations/itrousr", and by virtue of the mapping
between the local ("RMS") and global identi er("itrousr").
6.2</p>
      <p>The Organization as the source of the identi cation system
The SDL identi cation system is structured on four layers, extended from the
main layer, represented by the "RMS" identi er of the Sapienza Digital Library,
and going down to the following hierarchical layers, that are also sampled in the
Fig.3:
{ the root identi er corresponding to the Organizational Collection (see
subsect. 6.1), in the showed case, "RMSAR" identi es the Sapienza's Library of
Architecture;
{ the digital collection identi er, corresponding to the SDL aggregation level
for managing DRs, which in many cases is directly identi ed by the
Organizational collection itself. In the showed case, the Library of Architecture
collects the digitized books from its holdings, directly collected as DRs of the
Organizational collection "RMSAR". In addition the same library collects a
special collection "RMSAR SEVERATI" collecting images, donated by an
Architecture's Faculty member;
14 Anagrafe Biblioteche Italiane http://anagrafe.iccu.sbn.it/opencms/opencms/
15 MARC code list for organizations http://www.loc.gov/marc/organizations/
org-search.php
16 Linked Open Data, http://linkeddata.org
17 Library of Congress Linked Data Service, id.loc.gov</p>
      <p>A. Di Iorio, M. Schaerf
{ the DR (Figure 1) identi er, in the gure the "RMSAR 00000025" is a
digitized book of architecture, and "RMSAR SEVERATI 00000001" is a
photograph digitized and containing Brasilian buildings relevant for the
architecture interest;
{ the digital objects identi er, represented by the DR's identi er and the order
number of the object, as example the book's page "RMSAR 00000025 0324".
The replication of the higher layer's identi ers over the identi ers of the lower
layers, allows to reuse the single objects in other contexts, without ambiguity
about the pertaining DR of the objects, and from the root identi cation layer,
back to the responsible Organization. The multiple representing format (in the
example jpg and tif) are managed by the system, using the reference of the
digital object's identi er.</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions and future developments</title>
      <p>The management of the identi ers based on semantics, derived by the
Organizational collection conception, matches with two Ontologies, recommended recently
by the W3C.</p>
      <p>The Organization Ontology(Org-O), originally developed for use by data.gov.uk18,
represents the formal de nition resulted from real implementations and uses. The
18 Opening up government http://data.gov.uk/
The digital library access through semantics
11
core class in the ontology is the "Organization" class which represents "a
collection of people organized together into a community or other social, commercial
or political structure". The main class "Organization" of the ontology Org-O,
semantically speaking, matches to the Sapienza University. While the Org-O
subclass "OrganizationalUnit", matches with the Sapienza's Organizational units.
The matching conceptualization between the "OrganizationalUnits" class of the
Org-O and Sapienza's Organizational units associated to the SDL's
Organizational Collections, and unambigously identi ed, will drive the reasoning systems
to retrieve information about DRs belonging to the pertaining "Organization"
or "OrganizationalUnit".</p>
      <p>The identi cation system based on semantics locally de ned, but world wide
processable by means of dereferenceable URI like the LCLOC identi er (see
Sect.6.1), allows to make all belonging DRs reachable by URI through the
Organization ontology support.</p>
      <p>Coherent to this scenario is the ontology aimed to model the information about
"entities, activities, and people involved in producing a piece of data or thing,
which can be used to form assessments about its quality, reliability or
trustworthiness"19, known as Provenance Ontology.</p>
      <p>
        The Prov-O Ontology(Prov-O) [
        <xref ref-type="bibr" rid="ref12">11</xref>
        ] is provided with a Data model, that simply
de nes three core types of classes: Agent, Entity, and Activity and related
relationships. Focusing on the topic of this paper we underline the fact that the
Agent de ned as main class in the PROV-O data model, can be connected to
the Org-O's Organization concept by means of the Agent subclass
"Organization". The Organization subclass is de ned in the Prov-O as "An organization
is a social or legal institution such as a company, society, etc.". Also in this case
the matching of PROV-O de nition with the SDL Organizational units, and its
Organizational collection digital conceptualization, allows to connects classes of
information and relationships with the information collected in SDL, where the
identi cation semantics drive to the relevant values.
      </p>
      <p>The recommendation by W3C of this two ontologies demonstrates the global
interest, around the traceability of digital assets back to the Agents responsible
for their management, harmonically with the SDL's Organizational collection
conception, where the agents belong to the context information referred to the
Organization.</p>
      <p>A. Di Iorio, M. Schaerf</p>
    </sec>
  </body>
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