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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Knowledge Discovery in Microbiology Data: Analysis of Antibiotic Resistance in Nosocomial Infections</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alexey Tsymbal</string-name>
          <email>tsymbalo@cs.tcd.ie</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mykola Pechenizkiy</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Seppo Puuronen</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michael Shifrin</string-name>
          <email>Shifrin@nsi.ru</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Irina Alexandrova</string-name>
          <email>IAlexandrova@nsi.ru</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dept. of CS and ISs</institution>
          ,
          <addr-line>Univ. of Jyväskylä</addr-line>
          ,
          <country country="FI">Finland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Dept. of CS, Trinity College Dublin</institution>
          ,
          <country country="IE">Ireland</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>N.N.Burdenko Institute of Neurosurgery, Russian Academy of Medical Sciences</institution>
          ,
          <addr-line>Moscow</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The goal of this paper is to address the currently serious problem of antibiotic resistance applying knowledge discovery techniques to real hospital data. In this paper we introduce our approach to that problem and the first results of our project aimed to perform exploratory analysis of microbiology data. While discussing preliminary findings we consider possible directions of further research.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>It is known that 3 to 40 percent of patients admitted to hospital acquire an infection
during their stay, and that the risk for hospital-acquired infection, or nosocomial
infection, has risen steadily in recent decades. The frequency depends mostly on the
type of conducted operation being greater for “dirty” operations (10-40%), and
smaller for “pure” operations (3-7%). For example, such serious infectious
complication as postoperative meningitis is often the result of nosocomial infection.</p>
      <p>Antibiotics are the drugs that are commonly used to fight against infections caused
by bacteria. However, according to the Center for Disease Control and Prevention
(CDC) statistics, more than 70 percent of the bacteria that cause hospital-acquired
infections are resistant to at least one of the antibiotics most commonly used to treat
infections.</p>
      <p>Analysis of the microbiological data included in antibiograms collected in different
institutions over different periods of time is considered as one of the most important
activities to restrain the spreading of antibiotic resistance and to avoid the negative
consequences of this phenomenon.</p>
      <p>Knowledge discovery in databases (KDD) is a combination of data warehousing,
decision support, and data mining that indicates an innovative approach to
information and knowledge management. KDD is an emerging area that considers the process
of finding previously unknown and potentially interesting patterns and relations in
large databases. In this paper we apply KDD techniques to the selected part of real
clinical database trying to evaluate possibilities to reveal some interesting patterns of
antibiotic resistance.</p>
      <p>The paper is organized as follows: in Section 2 we consider the phenomenon of
nosocomial infection, in Section 3 the problem of antibiotic resistance is discussed, in
Section 4 data collection and organization is described, in Section 5 we present the
preliminary results of data analysis, and in Section 6 we conclude with a brief
summary and further research directions.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Nosocomial Infections</title>
      <p>
        Infections acquired during a hospital stay are called nosocomial infections. Formally,
they are defined as infections arising after 48 hours of hospital admission. For earlier
periods it is assumed that the infection arose prior to admission, though this is not
always true. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>Nosocomial infections are the inevitable consequence of long treatment, especially
in Intensive Care Units (ICUs). The first step of this process is the colonization of
skin and mucous tunic by hospital microorganism cultures. The peculiarity of these
cultures is the acquisition of unpredictable antibiotic resistance according to the
policy of the use of antimicrobial medications in the present department or institution.</p>
      <p>Factors, contributing to nosocomial infections, include the defects of mucous
tunics and skin, long lasting artificial ventilation of lungs, long catheterization of
vessels and urinary tracts, implantation of foreign bodies and prosthetic devices,
insufficient feeding, decrease in the resistance of organism etc.</p>
      <p>Multiple investigations, conducted in different institutions, have shown the
possibility of reduction of the number of nosocomial infections by about one third at
maximum, even when optimal organization of the treatment process is used. The use of
antibiotics with the objective of prophylaxis of nosocomial infections has proven to
be ineffective, as pathogens become resistant to the used antibiotics. Normally,
antibiotics are used strictly according to indications only.</p>
      <p>To treat nosocomial infections, at first a microbiological investigation is normally
conducted. In this investigation pathogens are isolated and for each isolated
bacterium, an antibiogram is built (represents bacterium’s resistance to a series of
antibiotics). The user of the test system can define the set of antibiotics used to test bacterial
resistance. The result of the test is presented as an antibiogram that is a vector of
couples (antibiotic/resistance). The information included in the antibiogram is used to
prescribe an antibiotic with a desired level of resistance for the isolated pathogen.</p>
      <p>
        The antibiogram is not uniquely identified given the bacterium species, but it can
sometimes vary for bacteria of the same species. This is due to the fact that bacteria of
the same species may have evolved differently and have developed different
resistances to antibiotics. However, still quite often groups of antibiotics have similar
sensitivity when tested on a given bacterium species, despite its strains [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>The Problem of Antibiotic Resistance</title>
      <p>
        Antibiotics, also known as antimicrobial drugs, are drugs that are used to fight against
infections caused by bacteria. After their discovery in 1940’s they transformed
medical care and dramatically reduced illness and death from infectious diseases.
However, over the decades the bacteria that antibiotics control have developed resistance
to these drugs. Today, virtually all important bacterial infections throughout the world
are becoming resistant. Infectious microorganisms are developing resistance faster
than scientists can create new drugs. This problem is known as antibiotic resistance,
also known as antimicrobial resistance or drug resistance [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        Antibiotic resistance is an especially difficult problem for nosocomial infections in
hospitals because they harbor critically ill patients who are more vulnerable to
infections than the general population and therefore require more antibiotics. Heavy use of
antibiotics in these patients hastens the mutations in bacteria that bring about drug
resistance [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Persons infected with drug-resistant organisms are more likely to have
longer hospital stays and require treatment with second or third choice drugs that may
be less effective, more toxic, and more expensive [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. In short, antimicrobial
resistance is driving up health care costs, increasing the severity of disease, and increasing
the death rates of some infections.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Data Collection and Organization</title>
      <p>The data of our analysis were collected in the N.N. Burdenko Institute of
Neurosurgery using the bacterial analyzer “Vitek-60” (developed by “bioMérieux”) over the
years 1997-2003 and information systems "Microbiologist" (developed by the
Medical Informatics Lab of the institute) and "Microbe" (developed by Russian company
"MedProject-3").</p>
      <p>
        Each instance of the data used in analysis represents one sensitivity test and
contains the following features: pathogen that is isolated during the bacterial
identification analysis, antibiotic that is used in the sensitivity test and the result of the
sensitivity test itself (sensitive S, resistant R or intermediate I), obtained from “Vitek”
according to the guidelines of National Committee for Clinical Laboratory Standards
(NCCLS) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The information about sensitivity analysis is connected with patient,
his or her demographical data (sex, age) and hospitalization in the Institute (main
department, days spent in ICU, days spent in the hospital before test, etc.).
      </p>
      <p>Each instance of microbiological test in the database corresponds to a single
specimen that may be blood, cerebrospinal fluid (liquor), urine, etc. In this pilot study we
focus on the analysis of meningitis cases only, and the specimen is liquor.</p>
      <p>For the purposes of this exploratory analysis we picked up 1423 instances of
sensitivity tests including the meningitis cases of the year 2002.</p>
      <p>We formed two new features: one for antibiotics and one for pathogens. For
antibiotics the 35 different classes of them were grouped into one feature with 4 major
categories and for pathogens the 16 different classes were grouped into one feature
with 7 major groups.</p>
      <p>
        Each instance had 34 features that included information corresponding to a single
sensitivity test augmented with data concerning the used antibiotic, the isolated
pathogen, microbiology test result and clinical features of the patient and his/her
demographics. These features are summarized in Table 1.
In our experimental studies we used various data-mining techniques available in the
machine learning library with Java implementation “WEKA 3.4.2” (available at
http://www.cs.waikato.ac.nz/~ml/weka/), which is currently perhaps the most popular
library of machine learning algorithms [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>As one stage of our preliminary analysis we formulated a classification problem
aimed to predict the sensitivity of a pathogen to an antibiotic based on data about the
antibiotic, the isolated pathogen, and the demographic and clinical features of the
patient.</p>
      <p>On the whole set of features nonparametic approaches like 3-Nearest Neighbor
(3NN) classifier resulted in better accuracy (76.1%) in comparison with parametric
approaches like Naïve Bayes. Nearest neighbour classification was the best in
comparison with the other classification approaches too (Bayesian Network, BN, a
decision tree C4.5, and the rule-based JRip). In general, recursive partitioning approaches
like the C4.5 decision tree and the rule-based JRip performed better than the Bayesian
approaches (NB and BN), but they were worse than lazy learning approaches like
3NN with distance weighting.</p>
      <p>In our data, classes with instances related to sensitive and resistant cases of
pathogens are balanced (47% and 48% correspondingly) and easier to predict. On the
contrary, there were too few instances of sensitivity tests where the pathogens’ sensitivity
was intermediate (5%), and it was difficult for classifiers to make good predictions
for this group of instances.</p>
      <p>However, Naïve Bayes was able to achieve the accuracy of 70.6% when feature
selection was undertaken and the classification model was built on the selected subset
of four features, which shows that the features in the original feature set are highly
correlated, violating the basic assumption of NB.</p>
      <p>
        Feature ranking according to the Relief measure [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] shows that most of information
is concentrated in the features related to antibiotics, less information in the features
that describe pathogen and even less information is in the features that describe
demographics of the patients and the hospitalization context. However, Relief always
selects antibiotic_name, years_old, days_in_icu, pathogen_name, days_before_test,
dept_of_stay, and main_dept among the top seven features, which have feature merit
values significantly greater than those of the other features.
      </p>
      <p>
        Association and classification rules mining is a common approach in
microbiological data that helps to discover new knowledge about the phenomena or to find support
for already known relations between concepts and their features [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The rules
generator JRip [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] produces a very compact set of classification rules (22 rules) that
allow to predict sensitivity in 73.9% of instances.
      </p>
      <p>Beside many interesting rules, several expected relationships between pathogens
and antibiotics were found during the expert evaluation of discovered rules. Some of
these relationships are stated also by NCCLS. We give below a few examples of
discovered rules. It is important to note here, that there were some rules discovered
that found associations between sex and antibiotic resistance, age and antibiotic
resistance, location of a patient in the hospital and antibiotic resistance. So, some rules
were valid only for children departments, some – only for men or women. Some rules
were valid for patients who were staying in hospital for a long period and who,
therefore, most probably, have nosocomial infection. These rules allowed us to discover
local patterns of antibiotic sensitivity, peculiar to a certain group of patients only.</p>
      <p>For example, the first two rules shown in Figure 1 represent associations found for
children. Departments 1 and 2 in NSI are children departments. These rules show that
bacteria isolated in young patients are quite often sensitive (significantly more often
than in random) to antibiotics in general irrespective of the pathogen and antibiotic
types. The third rule is a pattern inherent to male patients, who have stayed in ICU
less than 21 days, who have their first visit to NSI, and in whom strains of
Pseudomonas aeruginosa were isolated. These patients are quite sensitive to antibiotics too.
The fourth rule describes a typical dependency that vancomycin, which is normally
applied to gram positive bacteria, has very high effectiveness. The last rule in the
figure was unexpected to experts. It describes a relation between the antibiotic
“ticarcillin/clavulanic acid” and the pathogen Acinetobacter calcoacedicus baumannii
complex, and shows that the present pathogen is sensitive to the given antibiotic for
all the six cases of sensitivity tests considered in the data. This rule, as well as rules
13 need further validation with more data and sound statistical tests in order to be able
to find the area of their applicability.</p>
      <p>1: (7.2 &lt; years_old &lt;= 14.4) &amp; (main_dept = 1) =&gt; pat_ab_sens = S (81/24)
2: (days_fefore_test &lt; 16) &amp; (main_dept = 2) =&gt; pat_ab_sens = S (47/7)
3: (pathogen_short_name = p_aeruginosa) &amp; (recurring = FALSE) and (sex = M) &amp;
(days_in_ICU &lt; 21) pat_ab_sens = S (82/14)
4: (antibiotic_short_name = vancomycin) =&gt; pat_ab_sens = S (44/1)
5: (antibiotic_short_name = tic_clav) &amp; (pathogen_short_name = a_calc_baumannii) =&gt;
pat_ab_sens = S (6/0)</p>
      <p>Evaluation and interpretation of results is an important stage of knowledge
discovery process. In this context data visualization plays an important role. In our study we
have used Linear Discriminant Analysis (LDA), and data projection techniques:
Principal Component Analysis (PCA) and random projection for data visualization
purposes – visual identification of different groups, and better understanding of data.
LDA was the most useful technique in terms of visualization allowing us to identify
interesting sub groups of instances with different behaviour, because it is based on the
use of class variable and maximizing the between-class variance of the data on the
extracted features, and it extracts 2 features (number of classes minus one), which is
very convenient for visualization.
6</p>
    </sec>
    <sec id="sec-5">
      <title>Directions of Further Research</title>
      <p>In this paper we have presented the results of our pilot experimental study. We found
rather high classification accuracy results that look quite promising and optimistic.
Because the results are achieved using only the postoperative meningitis data of one
year we plan to continue analysis of microbiology data of the whole database
covering all the years 1997-2004 to have additional support to discovered patterns and
relations.</p>
      <p>Beside the modeling approaches applied so far, there are also other interesting
directions to continue. One of these might be to enhance the model to a more
finegrained level considering different interesting sub contexts of the whole domain area
separately (for example, different pairs antibiotic-pathogen). These sub contexts can
be formed for example from the interestingness and/or periodicity points of view.</p>
      <p>
        Another important interesting further research direction is to consider the antibiotic
sensitivity as a concept drift problem [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Tracking the concept drift might be applied
at several different levels: for example, at the level of one hospital, at the level of
some time interval(s), of covering several hospitals in one or several countries. In any
case recognition of the concept drift as early as possible hopefully helps to start the
necessary counter actions in time.
      </p>
      <p>Acknowledgments: This research is partly supported by the Academy of Finland,
and the Graduate School COMAS of the University of Jyväskylä, Finland. This
material is based upon works supported by the Science Foundation Ireland under Grant
No. S.F.I.-02IN.1I111.</p>
    </sec>
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