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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>An ontological representation and analysis of patient- reported and clinical outcomes for multiple sclerosis</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mark Jensen</string-name>
          <email>mpjensen@buffalo.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexander P. Cox</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Patrick L. Ray</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Barbara E. Teter</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bianca-Weinstock Guttman</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alan Ruttenberg</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexander D. Diehl</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>B. New York State Multiple Sclerosis Consortium</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>C. Patient Reported Outcomes</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>The State University of New York at Buffalo Buffalo</institution>
          ,
          <addr-line>NY</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2014</year>
      </pub-date>
      <fpage>52</fpage>
      <lpage>55</lpage>
      <abstract>
        <p>- We have developed the Multiple Sclerosis Patient Data Ontology (MSPD) to represent data from the patient data registry of the New York State Multiple Sclerosis Consortium (NYSMSC). MSPD is an application ontology that provides a set of classes for the annotation of both clinical measures and patient reported outcome data obtained from the enrollment forms used by the NYSMSC. To do so, we have adopted the paradigm established for representing assays in the Ontology for Biomedical Investigations. Our goal is to compare patient reported outcomes, such as self-reported disability and quality of life perceptions, to objective outcome measures in clinical practice, with reference to diagnoses and treatment modalities. We have begun an ontology-driven retrospective analysis of the patient records in the NYSMSC registry using an ontology term enrichment method in order to spot significant patterns in patient-reported and clinical outcomes in subsets of patients in the NYSMSC patient registry as compared to the NYSMSC patient population as a whole.</p>
      </abstract>
      <kwd-group>
        <kwd>multiple sclerosis</kwd>
        <kwd>neurological disease ontology</kwd>
        <kwd>patient reported outcomes</kwd>
        <kwd>OBI</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>We have developed the Multiple Sclerosis Patient Data
Ontology (MSPD)* to represent data from the patient data
registry for the New York State Multiple Sclerosis Consortium
(NYSMSC). MSPD is an application ontology that provides a
set of classes for the annotation of both clinical measures and
patient reported outcome data obtained from the enrollment
forms used by the NYSMSC. Our goal is to compare patient
reported outcomes, such as self-reported disability and quality
of life perceptions, to objective outcome measures in clinical
practice, with reference to diagnoses and treatment modalities.</p>
      <p>
        Multiple sclerosis (MS) is an autoimmune demyelinating
disease of the central nervous system (CNS) affecting over 2
million people worldwide [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. MS pathology results in the
formation of sclerotic plaques that appear in multiple regions
over time throughout the CNS and are associated with a wide
range of neurological symptoms [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. MS presents clinically
through varied neurological impairments such as loss of motor
control and balance, weakness, sensory disturbances, and
      </p>
      <p>
        A patient reported outcome (PRO) is generally considered
to be an assessment of any aspect of a patient's health status
that comes directly from the patient without interpretation by a
clinician [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. PROs are a valuable tool in assessing patients’
perceptions about their health and wellbeing, along with other
clinical metrics, such as efficacy of treatment, disease
progression, etc. [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Instruments for obtaining PRO provide a
means for measuring treatment benefits by capturing
information about patients’ perceptions of both their current
disability and overall health. In order to better understand the
relationship between patient reported outcomes and clinical
measurements, along with treatments for multiple sclerosis, it
is important to see how practitioners’ assessments track with
patients’ perceptions of their wellbeing [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
D. Ontology for Biomedical Investigations
      </p>
      <p>
        MSPD extends the Ontology for Biomedical Investigations
(OBI), which is an integrated ontology for the description of
biological and clinical investigations [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. OBI is a domain
ontology that provides a set of terms and relations to support
precise annotation and querying of the kinds of data generated
in biomedical investigations. It represents the design, types of
analyses and assays performed, and specifications, resulting in
classes such as ‘assay’, ‘plan specification’, and ‘measurement
datum’.
      </p>
    </sec>
    <sec id="sec-2">
      <title>II. METHODS</title>
      <p>
        MSPD is an OWL2 ontology built using Protégé 4 and is
being developed according to OBO Foundry principles [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
MSPD directly imports all of OBI, and along with it the Basic
Formal Ontology [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. We import select classes from such
ontologies as the Gene Ontology (GO) and Functional Model
of Anatomy (FMA) via OntoFox according to MIREOT
standards [
        <xref ref-type="bibr" rid="ref14 ref15">14, 15</xref>
        ]. MSPD is a corollary project to the
Neurological Disease Ontology (ND) [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
      </p>
      <p>
        De-identified patient data from the NYSMSC patient
registry were annotated with a reasoned version of MSPD.
Data was handled in a HIPAA-compliant fashion per our IRB
approval. Ontology terms were assigned to patients’ ratings of
their perceived disabilities and current affective state based
upon thresholds used to determine whether responses to
particular Lifeware questions merited annotation. For the
results presented herein, the thresholds were set to annotate
fairly stringently, in most cases at the second highest score (on
scales of 1-4, 1-5, or 1-7), such that only stronger statements of
disability or negative affective ratings resulted in annotation.
Following annotation, subsets of patients were compared
according to gender to the population of patients as a whole
with determination of p-values based on the hypergeometric
distribution in a way similar to that developed for term
enrichment analysis for the GO [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. The hypergeometric
distribution was performed utilizing code taken from
http://www.perlmonks.org/bare/?node_id=856875. Perl scripts
were written to perform both the annotation and term
enrichment portions of the analysis using MSPD.
      </p>
    </sec>
    <sec id="sec-3">
      <title>III. ONTOLOGY STRUCTURE</title>
      <p>A variety of processes are parts of the NYSMSC
enrollment process. One subprocess involves the clinician
preforming a comprehensive neurological examination,
elements of which can be seen as assays of the patient’s
neurological functioning. Another part of the enrollment
process includes the patient evaluating aspects of their own
neurological and motor functioning, rating physical limitations,
and perceived disease progression. Along with these measures,
patients are asked to indicate overall life satisfaction and to
what extent they are bothered by certain moods and feelings.
These self-assessments qualify as PRO and correlate to
standard quality of life metrics. To represent theses aspects of
the enrollment process we utilized the paradigm established by
OBI for representing assays.</p>
      <p>
        An OBI ‘assay’ is defined as “a planned process with the
objective to produce information about the material entity that
is the evaluant, by physically examining it or its proxies” [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
All assays specify an output, an information content entity,
which is about the evaluant. In our case, the evaluant is a MS
patient that is also an enrollee in the NYSMSC. More
precisely, the evaluant is a Homo sapien that bears an enrollee
role. For simplicity, we defined a constructed class labeled
‘NYSMSC enrollee’ that is equivalent to: ‘Homo sapien’ and
is bearer of some ‘NYSMSC enrollee role’. The role is
realized during the enrollment process
      </p>
      <p>Two hierarchical distinctions emerged in generalizing the
types of assays present in the enrollment process for the
NYSMSC data registry. One relates to distinguishing between
who does the evaluating, either clinician or patient. We created
two upper level classes: ‘clinician reported assay’ and ‘patient
reported assay’. A ‘patient reported assay’ is “an OBI assay
wherein a patient produces information about themselves as the
evaluant” and a ‘clinician reported assay’ is “an OBI assay
wherein a clinician produces information about a patient as the
evaluant”. We further distinguish assays by what the
information they produce is about. Assays are distinguished by
producing data about functional impairments, such as
perceived limitation with a limb, and information about
affective judgments, such as being bothered by depression or
pessimistic thoughts, as well as assays that produce externally
verifiable facts such as date of birth and marital status.</p>
      <p>The second hierarchy involves parthood distinctions based
on the structure and composition of the enrollment forms. The
‘NYSMSC enrollment form assay’ represents the overall
encompassing process of completing all portions of the
enrollment form. It has two subparts, ‘NYSMSC clinician
reported enrollment assay and ‘NYSMSC patient reported
enrollment assay’. These in turn have multiple subparts that
correspond to the numbered questions on the form, such as
‘timed ambulation assay’ and ‘limitation assay’.</p>
      <p>Fig. 1 illustrates some of this structure in the ontology. As a
result of making these two general distinctions amongst assay
types, MSPD contains an asserted subclass hierarchy of general
types of assays defined by what is being assayed, which are
connected through parthood relations to assays that represent
the enrollment forms themselves. This way of building MSPD
gives us a clear separation between types of assays based
who’s producing the information and what that information is
about, versus the assay’s place in the structure of the
enrollment form, and subsequently, the enrollment process
itself. Not only do we believe this to be more ontologically
precise, but it allows for more robust reasoning capability.</p>
      <p>The definition for OBI assay requires the specified output
be about a material entity. In this case that entity is a patient.
But, when considering how to relate the information each assay
produces to what aspect of the patient is being assessed, we
needed to specify more than existence of the patient. A patient
bears certain qualities and functions, such as his or her visual
or cerebellar function, which ultimately are the entities of
interest in these assays. These functions are realized during the
assay process (when successful) as the patient is being
evaluated. It is these realizations (functionings) that can be
observed, measured, quantified in some cases, and used in
making judgments about impairment. Thus, to relate the datum
that each assay produces to the aspect of a patient’s functioning
being evaluated, we utilized the following guideline for
creating instance-level relations in MSPD assay classes:
‘OBI assay’ has specified output some
(‘OBI measurement datum’ and (is about some
(‘NYSMSC enrollee’ and</p>
      <p>is bearer of some ‘BFO function’)))
‘OBI assay’ realizes some (‘BFO function’</p>
      <p>and inheres in some ‘NYSMSC enrollee’)</p>
      <p>For example, the ‘vision limitation assay’ refers to the part
of the enrollment process wherein an enrollee is asked to rate
how limited their vision is on a scale of 1 (“no limitation”) to 7
(“severe”). We take the output of the assay to represent a
judgment the enrollee makes about their visual functioning. We
assert that every output datum from this assay is about the
enrollee who is the bearer of an instance of a ‘visual function’.</p>
      <p>Likewise, the clinical reported component of the visual
score in the EDSS assay, the ‘EDSS visual function assay’
produces a datum about the enrollee and the enrollee’s visual
functioning. But, it is important to connect the functions, which
are borne by the enrollee, to instances of their realizations in
that particular assay since the clinician is measuring these
realizations. We import the GO classes for various neurological
and sensory processes, thus enriching the ontological
representation by connecting these assays to the apparatus that
GO provides for annotation to genes and molecular functions.
‘MSPD EDSS visual function assay’ realizes some
(‘MSPD visual function’ and inheres in some</p>
      <p>‘NYSMSC enrollee’)
Fig. 1 illustrates some of the relations in MSPD.</p>
      <p>
        A final structural component of the ontology relates to data
analysis tasks. To give our clinical collaborators the ability to
select and annotate subsets of patients based on varying and
unique criteria, we developed slasses that extended ‘OBI
conclusion based on data’, defined as “an information content
entity that is inferred from data” [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. Such conclusions are
linked to their data by the OBI relation ‘is supported by data’.
Through this, the ontology enables user-specific instance level
assertions about how certain data items support particular
conclusions about disability status, quality of life metrics, and
so on. For example, a conclusion that a patient has limited
function in their right lower limb may be inferred based upon a
score of 2 or higher (essentially any indication of limitation) in
the assay wherein limitation in that limb is evaluated.
Alternately, only the highest score of 4 (maximal limitation)
could warrant such a conclusion in a different context.
‘MSPD limitation in right lower limb conclusion’
is supported by data some
      </p>
      <p>(‘OBI data item’ and is specified output of
some ‘MSPD right lower limb limitations assay’)</p>
      <p>An advantage of this design is that different instances of
these conclusions can be created using the same datum. An
assay that evaluates a patient’s limb functioning produces data
that can be used to support various conclusions about limitation
with that particular limb. The assay itself and the datum it
produces are neutral with respect to whether limitation actually
exists. But, a clinician or researcher can interpret the result and
then decide if it supports such a conclusion.</p>
      <p>
        We performed an analysis of 9331 patient records from the
NYSMSC data registry, selecting subsets of patients based on
gender, 6916 female and 2389 male. All data points for
patients in each subgroup were annotated with the ‘conclusion
based on data’ subclasses corresponding to the assays for both
PRO and certain clinical measures, such as EDSS scores. We
determined which data were annotated by setting a unique
threshold for each particular assay output. To eliminate patient
records where minimal or no disability was present, we set the
threshold high. Term enrichment was performed on each
annotated subset using the hypergeometric distribution method
established for the GO and used successfully for term
enrichment studies based on disease ontologies [
        <xref ref-type="bibr" rid="ref17 ref18">17,18</xref>
        ].
      </p>
      <p>As Table 1 shows, terms related to patient reported
limitations in limbs were associated with highly significant
pvalues for over- or under-enrichment in the results for the two
cohorts. Interestingly ontology terms annotated to the male
cohort were significantly over-enriched while those for the
female cohort were significantly under-enriched in all terms in
the ontology that related to perceived limitations in limbs. This
finding suggests that the male MS population experience or
report limitations in limbs at a higher rate than female MS
patients do, or alternately, that female patients under report
such limitations.
label
limitation with limb conclusion
limited lower limb function conclusion
limitation in right limb conclusion
limitation in right lower limb conclusion
limited left limb function conclusion
limited left lower limb function conclusion
limitation in upper limb conclusion
limited left upper limb function conclusion
impaired pyramidal tract functioning conclusion</p>
      <p>label
limitation with limb conclusion
limited lower limb function conclusion
limitation in right limb conclusion
limitation in right lower limb conclusion
limited left limb function conclusion
limited left lower limb function conclusion
limitation in upper limb conclusion
limited left upper limb function conclusion
impaired pyramidal tract functioning conclusion</p>
      <p>Also of interest, the conclusion based on data from the
clinician reported component that most closely relates to limb
functioning, the pyramidal tract functional score of the EDSS
assay, showed only relatively minimal significance between
each gender-based subgroup and the general population. This
suggests that while male patients reported more limitation in
limb functioning than female ones, the objective clinical
measure of disability in MS patients did not correspond to
these reports as strongly. That is to say, terms were only
minimally enriched for the clinician reported measures,
whereas they were highly enriched for the patient reported
measures that related to limb functioning.</p>
    </sec>
    <sec id="sec-4">
      <title>V. CONCLUSIONS AND FUTURE WORK</title>
      <p>Thus far we have developed an ontology for representing
aspects of the enrollment process in the NYSMSC patient data
registry. Specifically, we have classes for representing assay
processes and the data they produce. These assays are
evaluations of both patient reported and clinical measures of
quality of life, disease status, neurological impairment, and
functional limitations. Classes were also developed to represent
different types of conclusions that could be made using the
available data so that thresholds could be individually
established and easily changed for analysis purposes. The data
produced from the assays are used to support conclusions
indicating patient-perceived or clinician-measured impairment.</p>
      <p>We used the ontology to perform a term enrichment
analysis of subsets of patient records obtained from the data
registry. We discovered that ontology terms annotated to male
patients in the NYSMSC registry are highly over represented
for terms related to limitation in limbs versus terms annotated
to female patients, even though the corresponding clinical
measures were only marginally over-represented.</p>
      <p>The preliminary results presented herein are fairly striking,
and we will work with our clinical collaborators to develop
interesting questions to answer via annotation of the NYSMSC
patient data and application of the term enrichment
methodology. We recognize that there are a myriad of ways to
select and group subsets of patient records. We are particularly
interested in comparing patient cohorts treated with particular
drugs versus cohorts treated in other ways. Through this work
we hope to gain insight into the efficacy of particular treatment
regimens as measured via both patient reported and clinical
outcomes.</p>
    </sec>
    <sec id="sec-5">
      <title>ACKNOWLEDGMENTS</title>
      <p>This work was supported by a National Multiple Society
Pilot Project Grant, PP1970, and by the State University of
New York at Buffalo.</p>
    </sec>
  </body>
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