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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Development of a BFO-Based Informed Consent Ontology (ICO)</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yu Lin</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marcelline R. Harris</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Frank J. Manion</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Elizabeth Eisenhauer</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bin Zhao</string-name>
          <xref ref-type="aff" rid="aff4">4</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Wei Shi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alla Karnovsky</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yongqun He</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Comprehensive Cancer Center, University of Michigan Medical School</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Computational Medicine and Bioinformatics, University of Michigan Medical School</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Division of Systems Leadership and Effectiveness Science, University of Michigan School of Nursing</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Unit for Laboratory Animal Medicine, Department of Microbiology and Immunology, and Center for Computational Medicine and Bioinformatics, University of Michigan Medical School</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff4">
          <label>4</label>
          <institution>University of Michigan School of Information</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2014</year>
      </pub-date>
      <fpage>84</fpage>
      <lpage>86</lpage>
      <abstract>
        <p>- An Informed Consent Ontology (ICO) was developed to support informed consent data integration and reasoning. ICO is aligned with the Basic Formal Ontology (BFO), and logically represent the terms and their relations related to informed consent processes and contents. ICO contains 471 terms including 137 ICO-specific terms and the other terms imported from existing reliable ontologies. The ontology is available at http://icoontology.googlecode.com/.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Keywords— Informed consent; ontology; ICO; OBO Foundry,</title>
    </sec>
    <sec id="sec-2">
      <title>Basic Formal Ontology (BFO), OBI ontology</title>
      <p>I.</p>
      <p>INTRODUCTION</p>
      <p>
        The informed consent process is one of the fundamental
pillars of human research [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. A human subject research study
must undergo informed consent process, which cannot be
conducted unless approved by a regulatory body. The entire
informed consent process involves giving a subject adequate
information of the study, providing adequate opportunity for
the subject to consider all options, ensuring that the subject
has comprehended this information, obtaining the subject’s
voluntary agreement to participate and, continuing to provide
information as the subject or situation requires. The signed
documents will then be archived for possible future usage.
Adoption of electronic consent documents has been appealing
to the clinical research community [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Yet, there is no
coherence of representing informed consent in various
electronic systems, which impede productive data integration
and sharing when interoperability among those systems
become mandatory. To tackle this challenge, we initiated a
community-driven effort to develop an Informed Consent
Ontology (ICO), to enable Semantic Web technology that
allows integration, sharing and meaningful information
extraction while keeping related consent information
distributed, dynamic and diverse in different systems.
      </p>
      <p>
        ICO was developed using a combination of top-down and
bottom-up approaches. The  ‘backbone’  of  ICO  is  formed  by 
adopting the Basic Formal Ontology (BFO) 2 as the upper
level ontology [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Using the tools Ontodog [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] or OntoFox
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], related ontology terms were imported from reliable
ontologies including the Ontology for Biomedical
      </p>
      <sec id="sec-2-1">
        <title>Investigations (OBI) [5] and Information Artifact Ontology</title>
        <p>(IAO).</p>
        <p>
          To further extend ICO, we started with manually
identifying and extracting a list of candidate terms by concept
extraction from the informed consent templates used at the
University of Michigan, which covers clinical research study,
behavioral research study and biobank areas. The candidate
terms were then mapped to several pre-identified resources,
especially the National Cancer Institute Thesaurus (NCIt) [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
This manual mapping process allowed us to reuse terms and
definitions vetted by others and judged to be consistent with
the use of the term in consent documents. The candidate terms
were  then  categorized  and  organized  based  on  BFO2’s 
structure. Authors held face to face discussions to review
those terms and their definitions. If appropriate, logical
axioms were defined to provide restrictions to these terms.
        </p>
        <p>ICO was generated using the Web Ontology Language
(OWL2). Protégé-OWL 4.2 was used for the ontology
authoring and editing. New terms were generated using new
ICO  IDs  with  the  prefix  of  “ICO_”  followed  by  seven  auto
incremental digital numbers.</p>
        <p>II.</p>
      </sec>
      <sec id="sec-2-2">
        <title>RESULT</title>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>A. ICO availability and statistical summary</title>
      <sec id="sec-3-1">
        <title>ICO is released under creative commons by 3.0 License. It</title>
        <p>
          has been deposited into the Ontobee program [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]:
http://www.ontobee.org/browser/index.php?o=ICO. Ontobee
is the default program for dereferencing ICO ontology terms.
ICO has also been deposited into NCBO BioPortal:
http://bioportal.bioontology.org/ontologies/ICO.
        </p>
        <p>As of Aug. 14, 2014, ICO contains 471 terms (137
ICOspecific), including 385 classes (131 ICO-specific), 55 object
properties (3 ICO-specific), 30 annotation properties (3
ICOspecific), and one datatype property.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>B. BFO-aligned ICO hierarchy</title>
      <sec id="sec-4-1">
        <title>As shown in Fig. 1, the ICO informed consent related</title>
        <p>terms are ultimately placed under ‘continuant’ and ‘occurent’
branches of BFO2. The top level ICO terms are placed under
either OBI terms (e.g. informed consent process related terms)
or IAO terms (e.g. informed consent document related terms).
Various types of informed consent forms and their elements
are represented in ICO.
entity (BFO)</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>C. Modeling informed consent workflows</title>
      <p>An example of a workflow starting form an ‘informed
consent form design’ to the archiving of a ‘signed informed
consent form’ is modeled using ICO (Fig. 2).</p>
      <p>After an informed consent form is drafted, it must be
approved by the  ‘ informed consent regulatory body’. An
approved informed consent form will then be subjected to the
‘informed consent form process’, which includes: 1)
‘explaining to participant candidate about informed consent
study’  indicated  in  the  informed  consent  form;;  2)  ‘ assessment
of  participant  candidate’s  understanding ’  of  the  explanation;
3)  ‘ participant candidate making voluntary decision of
acceptance’ ;; and 4) ‘signing the informed consent form’.  To
ensure the participant make voluntary decision, it is necessary
to explain to him/her adequate information. Those were
captured in ICO as parts of  ‘ explaining to participant
candidate about informed consent study’,  including: study
purpose, study protocol, benefits and risks of participating,
sampling procedure, sample usage, data derived from the
study, data usage, and record confidentiality. Finally, the
‘signed informed consent form’  will  be  a rchived  (‘ archiving
signed informed consent form’) for future use (Fig. 2).</p>
      <p>III.</p>
      <sec id="sec-5-1">
        <title>DISCUSSION</title>
      </sec>
      <sec id="sec-5-2">
        <title>We presented a BFO-based informed consent ontology.</title>
        <p>
          Importing BFO and selected OBI and IAO terms provided a
basic syntactic and semantic framework for further ICO
development. ICO intends to capture both the depth and
breadth of informed consent in clinical study research domain,
and to be used in the following example applications: 1)
Automatic generation of electronic informed consent forms; 2)
Informed consent validation; 3) Biobank biospecimen storage,
processing, and data release. The development of ICO is in its
early stage. We look forward to future collaborations with
other related ontologies and research efforts [
          <xref ref-type="bibr" rid="ref8 ref9">8, 9</xref>
          ].
        </p>
      </sec>
      <sec id="sec-5-3">
        <title>ACKNOWLEDGMENT</title>
      </sec>
      <sec id="sec-5-4">
        <title>We thank Dr. Nicholas H. Steneck and Blake J. Roessler</title>
        <p>for their valuable discussions and feedback. This research was
supported by a University of Michigan interdisciplinary
research award (MCubed) and by the National Center for
Advancing Translational Sciences of the National Institutes of
Health (NIH) under Award Number 2UL1TR000433-06. The
content is solely the responsibility of the authors and does not
necessarily represent the official views of the funding sources.
Besides a full import of BFO 2 as our framework, we
started from identifying reusable component from OBO
foundry ontologies, especially OBI and IAO ontologies.</p>
        <p>Based on this top-down procedure, we further
expanded the ontology by extracting related terms from
three informed consent templates used in University of
Michigan. The terminology expertise then mapped the
extracted terms to other existing resources: UMLS®,
NCIt, BRIDG, OCRe, CHV, UCSD permission ontology,
NCBO Bioportal repository and Ontobee repository.</p>
        <p>The definitions and relations of ICO terms were
finalized by manual review during ICO developers’ Fig.1 Portions of imported classes and
meeting. ICO classes in current ICO.
The current ICO (v.53) is written in RDF/OWL syntax. It contains 471 terms (137
ICO-specific), including 385 classes (131 ICO-specific), 55 object properties (3
ICO-specific), 30 annotation properties (3 ICO-specific), and one datatype property.</p>
      </sec>
    </sec>
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