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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Landsat Image Based Temporal and Spatial Analysis of Farm Western Victoria Dams in</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Rakhshan Roohi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>John Webb</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rakhshan Roohi</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>John Webb</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Honorary Associate</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>After completing M.Sc. from Punjab University, Lahore, joined Pakistan Agricultural Research Council as a Research Officer in 1981. In 1985 proceeded to USA and completed MS and PhD from Colorado State University. In 1989 rejoined the duties at PARC and worked in various capacities including Senior and Principal Scientific Officer, Programme Head, Director and Professor. During this period established a Geoinformatics programme and developed a multidisciplinary team of scientists. Several projects related to remote sensing and GIS were executed. Initiated climate change research in agriculture sector and was part of the national committees on climate change policy. As a Professor and Adjunct faculty, was involved in postgraduate teaching and research. Joined LaTrobe University as an Honorary Associate in August, 2010. The major activities I am involved in include image analysis for farm dam temporal analysis, Hyperspectral data handling for mineral explorations and developing class material for graduate level hands on training in RS and GIS. I completed my BSc and PhD (1982) at University of Queensland, and was appointed as a lecturer in geology at La Trobe University in 1986. I am currently Associate Professor in Environmental Geoscience, and I lead a research team that works mostly on hydrogeology and hydrochemistry, including 5 PhD students studying the influence of land use and climate change on water resources in Victoria. Remote sensing forms part of a suite of techniques being employed to study different aspects of these projects, which are supported as part of the National Centre for Groundwater Research and Training. I also work on the remediation of acid mine drainage, developing improved neutralization methods.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Biography</title>
    </sec>
    <sec id="sec-2">
      <title>Introduction</title>
      <p>A farm dam is defined as "anything in which by means of an excavation, a bank, a barrier or other works,
water is collected, stored or concentrated" on a farm (DSE, 2004, 2007). With the continuing pressure on
Australia’s water resources in agricultural regions due to rainfall variability and increasing agricultural
production, farmers have been constructing farm dams as a mean of providing additional water for
irrigation and/or stock and domestic use; small dams are mainly used for stock watering. The density of
farm dams has increased over time, and an accurate knowledge of the spatial distribution of farm dams is
essential for water resource management at the catchment level, because, besides evaporation losses, these
dams are barriers to stream flow, and therefore, impact on downstream hydrological flow regimes (Neal et
al., 2002; Schreider et al., 2002; Callow and Smettem, 2009).</p>
      <p>Estimates suggest that more than 9% of total stored water across Australia is contributed by more than 2
million farm dams (Australian Water Association, 2006). The storage of these dams ranges from a few
megalitres (ML) to 1000s of ML in larger dams used for commercial irrigation, but most are small, with a
storage area of &lt;5-10 ha. The farm dam accounting system varies between states, but in general only farm
dams built on water ways and/or used for irrigation or commercial purposes require a license. In Victoria
stock and domestic dams do not require a license (DSE, 2007), so more than 90% of farm dams,
contributing 85% to the total storage capacity, are not documented, despite their significant impact on
water resources and stream flow.</p>
      <p>To supplement the available licensing information on farm dam locations and volumes, numerous remote
sensing investigations have been conducted across Australia to identify farm dams (SKM, 2000a, 2000b,
2001, 2007, 2008; Stanton, 2005), initially using 1:25,000 topographic maps (National River Health
Programme, 2002), and later extended to aerial photography and then a combination of aerial photography
and digital topographic information (Lett et al., 2009).</p>
      <p>Mapping of farm dams using topographic data, including DEMs, has limitations in flatter areas (Martines
et al., 2010), and automatic digital photograph handling often results in errors. However, Dare et al. (2001)
extracted the farm dam number and area by density slicing and spatial filtering of the colored aerial
photographs at a resolution of 1:40,000 which were later verified by LIDAR data. In addition, high
resolution aerial photography and satellite images are costly to obtain and time-consuming to process due
to the voluminous data handling required, restricting the extensive usage of this data for monitoring small
water bodies like farm dams. Medium resolution Landsat data have considerable advantages with respect
to cost, availability, the long archive period (since 1972) and repetitive capture, in addition to the 6-band
spectral resolution. Several studies have looked at the effectiveness of Landsat data for the inventory and
documentation of farm dams at a larger scale over a range of hydrological conditions, using image
enhancement techniques to improve the level of accuracy.</p>
      <p>Supervised and unsupervised multispectral classifications and density slicing of bands 4 and 5 of Landsat
TM data or band 7 of Landsat MSS data have been used with varying degrees of success to map and
monitor water bodies, wetlands and rivers (Blackman et al, 1995; Kingsford et al, 1997; Lee and Lunetta,
1995 and Manavalan et al, 1993; Baumann, 1999; Overton, 1997; Shaikh et al, 1997). Frazier and Page
(2000) used both density slicing of band 5 and multispectral maximum-likelihood classifications to map
water bodies on riverine floodplains. Supervised classification proved to be more sensitive than the density
slicing method for detecting water bodies, and classifications using the infrared bands gave a much better
representation of the water bodies than the visible bands, with an overall accuracy of 96.9% compared to
color aerial photography acquired on the same day as the TM data. However, smaller water bodies (often
less than a single pixel in size) were not well mapped, with an accuracy of only 48%. Johnston and Barson
(1993) also found that simple density slicing of TM band 5 successfully detected lakes, ponds and
wetlands areas, with a classification accuracy of 95 % compared to manual ground truthing. However,
density slicing of Landsat MSS band 7 to map water bodies underestimated the area of water bodies by
about 40 percent compared to digital aerial photography (Bennett, 1987).</p>
      <p>Ramesh and Scott (2008) showed that pan-sharpened Landsat imagery was better at mapping water bodies
than the original Landsat data for large reservoirs (96% accuracy), but the results for small water bodies
were unsatisfactory. Krishna et al. (2010) used pan-sharpened very high spatial resolution Quickbird
imagery to delineate highly fragmented small water bodies (dug-wells); verification of the results using
field data showed an accuracy of 92%. Hesslerová et al. (2009) introduced a method of image analysis
using principal component analysis, Normalized Difference Snow Index (NDSI) and subsequent density
slicing of multispectral satellite data. In a similar study, Sanjay et al. (2005) concluded that the
Normalized Difference Water Index (NDWI) is the best image analysis technique to identify and map
water bodies.</p>
      <p>This project uses satellite imagery to map the number and extent of farm dams, in order to provide
accurate information that can be used to accurately monitor water resources, including prediction of
hydrological flow regimes and estimation of evaporation losses. The current approach has been tailored
considering aspects like cost effectiveness, time efficiency, extensive coverage, reliability/accuracy and
repeatability, in order to overcome the problems inherent in other survey techniques, particularly the cost
and time involved in such surveys.</p>
    </sec>
    <sec id="sec-3">
      <title>Regional setting</title>
      <p>The study area lies within the Upper Hopkins Basin of the Glenelg Hopkins Catchment Area (Figure 1).
Within this region agriculture is the dominant landuse, both grazing by sheep and cattle on largely cleared
natural pasture, and cropping of cereals and oilseeds (Ierodiaconou et al., 2005). There has been
largescale development of Eucalyptus tree plantations in the wetter areas of the region. Only a very small
percentage of the original native vegetation remains.
The climate of the area is characterized by a rainfall maximum and temperature minimum over winter
(July through September; Figure 2). Because of the variability in monthly decadal rainfall data, long term
trends in rainfall are presented as a cumulative deviation from the mean (Figure 3); this clearly shows
periods of above-average and below-average rainfall, particularly the droughts of 1982-1983 and
19972010.</p>
    </sec>
    <sec id="sec-4">
      <title>Materials and Methodology</title>
      <p>An area 17 km x 22.5 km, including the town of Glenthompson, was selected for detailed study, as it
contains a large number of farm dams located in three different topographic/geological settings: in the
west, flat to undulating volcanic plains with a prominent volcanic crater, in the east, the strongly dissected
Stavely Hills rising ~80 m above the basalt plain, and in the north, alluvial flats (Figure 4). The area has
several lakes, both perennial and non-perennial, with varying degrees of water quality and quantity. The
land use is dominated by grazing, with some cropping on the flatter volcanic and alluvial plains. There are
no tree plantations, however, there is a small amount of native forest within the Stavely Hills.
Landsat imagery for the region including the study area (Zone SJ54) was obtained from the Australian
Greenhouse Office (AGO) Landsat Product Suite (http://www.ga.gov.au/bin2/ago-tile?sj54) for the
following dates: 25/8/1973 (Landsat 1 MSS), 18/9/1977 (Landsat 2 MSS), 26/12/1984 (Landsat 5 MSS),
and 18/2/1993 and 17/2/2004 (Landsat 5 TM). Since the farm dams and water bodies have relatively more
stored water during the post rainfall season and it is easy to segregate these bodies from the surrounding
pixels on the image, so the data selection was based on the climatic conditions (especially the rainfall)
prior to the data acquisition date. The bands available in the archive Landsat data of 1973, 1977 and 1984
are 1, 2, 3 and 4 whereas for 1993 only 3 bands (3, 4 &amp; 5) are available. All the six bands are available
only for 2004 Landsat data.</p>
      <p>Vector data layers, including topography, roads, water bodies and streams, were downloaded for tiles
sj5407 and sj5408 from the official website of GeoScience Australia
(https://www.ga.gov.au/products/servlet/controller?event=DEFINE_PRODUCTS). Historical climate data
(rainfall and temperature) was downloaded from the website of Bureau of Meteorology, Government of
Australia (http://www.bom.gov.au/vic/). For rainfall, the data records for Glenthompson (weather station
#89075) were used. As temperature data is not available for this station, the temperature records for Ararat
Prison (station # 89085) were used.</p>
      <p>The online Google Earth Imagery (GEI) for the study area consists of a mosaic of high resolution GeoEye
images and a pan-sharpened 15m multispectral Landsat image for 5/5/2003. This imagery was used to
determine the location of 1,100 farm dams; the data was imported in Global Mapper/Elshayal Smart Web
GIS software, and a point map of farm dam locations created using the polygon of the study area. A
detailed database was registered for each dam, containing the following parameters: shape, water level and
water color (to evaluate the health of the dam and the catchment). The shape of the dams was recorded in
five shape classes as circular, rectangular, square, oval and undefined. The water level was categorized in
two classes as dry or variable, the farm dams having variable water level as appeared on GEI was grouped
in the later class. The water color was categorized initially in variable shades of green and blue besides
brown, white and unknown. For the analysis purposes the data for shades of green and blue were grouped
in two broad classes as green and blue. Generally the dry farm dams are categorized in color class
unknown but the ones having salt deposited at the periphery as appeared on GEI are grouped in color class
white.</p>
      <p>Using ENVI GIS software, the base map of farm dam locations developed using GEI and the enhanced
Landsat image of 17/2/2004 were used to identify the farm dam locations in 2004. The Landsat image was
handled in small blocks to overcome the high level of heterogeneity, and a mosaic was developed for the
entire area after completion of the analysis. To start with, the False Color Composites (FCC) of various
band combinations like 345, 543, 546, etc. were created and the FCCs showing the maximum contrast
between farm dams and surrounding features were selected. Generally, the infrared bands gave the best
results, eliminating confusing pixels giving the apparent reflectance of water. The point layer of farm
dams developed using GEI was overlaid on the best FCC image. The farm dams located using GEI were
compared with the Landsat FCC image and the attribute data of the corresponding farms dams was
updated for the 2004 layer. Since some of the farm dams were dry, any significant contrast from the
surrounding pixels was considered. The geometry and surrounding features like drainage pattern were also
helpful in identification. However, these band combinations identified only 85% of the farm dams on the
base map, so to improve this accuracy, the best FCC was subjected to image enhancement and
transformation techniques to further improve the contrast between the water bodies and their surroundings.
Furthermore, the images of 4/5 band ratio and the Normalized Difference Water Index (NDWI) were also
used to achieve a final accuracy of 99%.</p>
      <p>Density slicing of band 5 was the least successful of the techniques used, as the water quality and quantity
in the farm dams was highly variable, resulting in wide range of reflectance values that overlapped with
the brightness of rural infrastructure and scattered trees. Similarly, the Water Index had limited scope for
this inventory.</p>
      <p>The methodology developed using the 2004 data was applied to the 1993, 1984, 1977 and 1973 Landsat
images. The FCC used for each image depended upon the availability of bands; e.g. for the 18/2/1993
dataset, only the 543 FCC was used, due to the restricted number of bands available whereas four
available bands for 1973, 1977 and 1984 were used for FCC . Because 99% of farm dams were identified
using the Landsat imagery for 2004 (compared to the higher resolution Google Earth Imagery), it was
assumed that a similar accuracy level applied to the other Landsat images processed, i.e. the number of
farm dams identified was increased by a factor of 1.01 to correct for those that were missed.
To some extent the accuracy of farm dam identification depends on the rainfall preceding the date when
the imagery was collected, as farm dams containing water are easier to identify. However, this appears to
have had little impact on the results, e.g. the rainfall prior to and during the data acquisition period for the
1993 image was lower than the long term average, but there were only 28 fewer dams recorded than in
2004.</p>
    </sec>
    <sec id="sec-5">
      <title>Results and Discussion</title>
      <sec id="sec-5-1">
        <title>Farm Dam Distribution in 2003 (Google Earth Image)</title>
        <p>More farm dams are present in the northern and eastern parts of the study area, where the topography is
undulating and micro-catchments are available for water harvesting (Figure 5). Generally each paddock
has at least one farm dam, especially if there is any drainage from the paddock. In some cases stream
water has been stored by constructing a series of dams of variable sizes and shapes along the drainage line.
The farm dam distribution is related to the geomorphology of the area. The majority (62%) are located in
the Stavely Hills (58% of the study area), probably because dams are readily constructed along the
welldefined drainage lines within the hills. Although the basalt plains make up 32% of the study area, they
contain only 21% of the dams (including 2 in the crater of the volcano), perhaps reflecting lower intensity
farming (also suggested by the relatively large paddocks in this area). The alluvial plains comprise 10% of
the study area and have 16% of the dams; farming here is more intensive, and the paddocks are smaller
than in the other geomorphological divisions.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Farm Dam Types</title>
      <p>The farm dams were classified into 5 shape classes: circular, oval, rectangular, square and irregular. The
distribution of these shapes has no set pattern especially in relation to geomorphology. Out of 1,100 dams,
most are rectangular or square (39% and 16% respectively) followed by irregular (39%), only 6% are
either circular or oval.</p>
    </sec>
    <sec id="sec-7">
      <title>Water Level</title>
      <p>The majority of the farm dams (59%) were dry when the image was taken (May 5th, 2003), due to the
prolonged drought at the time (Figure 6). The farm dams with variable levels of stored water (41%) are
mostly present on the alluvial plains and the northern part of the Stavely Hills (Figure 7), probably because
the rainfall that filled the dams was brought by northerly winds.</p>
    </sec>
    <sec id="sec-8">
      <title>Water Color</title>
      <p>Of the 41% dams containing water, the water colour was mostly (81%) various shades of green, probably
reflecting some algal content. Water in 7% of the dams was blue in colour, indicating good quality water,
and was brownish in 12%, due to the presence of suspended sediment. Agricultural practices in the
catchments of the latter dams need to be investigated to determine if they are exacerbating erosion. About
5% of the dams had very low water levels, and, due to evaporation, salts have deposited on their edges,
appearing white on the image. Figure 8 presents the different water color categories for the farm dams
containing water level (the dams in the crater were dry and not included in the data). In the Stavely Hills,
the water in more than 90% of the dams is variable shades of green, whereas on the basalt plains there are
only 77% of such dams. In the Stavely Hills there is a higher number of dams having water in shades of
brown, due to suspended sediment eroded from the higher relief catchments in this geomorphological
subdivision.</p>
      <sec id="sec-8-1">
        <title>Farm Dam Distribution in 2004 (Landsat Image)</title>
        <p>On the enhanced and transformed Landsat images of 2004, 1,088 farm dams could be identified (Figure
9), compared to 1,100 on the point vector layer extracted from the 2003 online Google Earth image, an
accuracy level of 99%. Only 12 dams could not be identified, due to their small size and image resolution
limitations.</p>
      </sec>
      <sec id="sec-8-2">
        <title>Temporal change in number of farm dams</title>
        <p>Over the study period of 31 years, the number of farm dams increased from 388 on 25/8/1973, to 571 on
18/9/1977, 840 on 26/12/1984, 1,069 on 18/2/1993 and 1,100 on 5/5/2003 (Figure 10; all figures are
corrected using the factor of 1.01 derived from the 2004 data, as described above). Overall, 711 dams
were constructed in the study area during this time (284% increase; Table 1). However, the rate of
construction was not uniform, averaging 27-47% from 1973 to 1993 (32-46 dams/year), but only 2% from
1993 to 2004 (3 dams/year). Comparison of the farm dam development pattern with the cumulative
rainfall (Figure 3) shows little agreement; following the 1982-1983 drought, 288 farm dams were
constructed between 1984 and 1993 (32 dams/year), a slightly slower rate than previously (40-45
dams/year for 1973-1984; Table 1). After 1993, including during the 1997-2010 drought, few farm dams
(3 dams/year) were constructed, probably because the majority of potential sites were already utilized and
there was a shift away from livestock farming (see below).</p>
        <p>1200
1000
800
600
400
200
0</p>
        <p>Total</p>
        <p>Adjusted
GEI
2004
1993
1984
1977</p>
        <p>1973
The spatial trend in farm dam development (Figure 11) shows that most construction of dams occurred in
the eastern part of the alluvial plains and the Stavely Hills; in the latter area more dams were built on the
hilly parts with good catchments. On the basalt plains more dams were added closer to the Stavely Hills.</p>
      </sec>
      <sec id="sec-8-3">
        <title>Relationship between farm dams and land use</title>
        <p>The increase in the number of farm dams needs to be considered in the context of land use change in the
Glenelg-Hopkins region over the same time period (Figure 9). During the 1970s and 1980s Australian
agriculture was in a state of continuous flux as agriculturists experimented with new techniques (Laut,
1988), accompanied by a dramatic increase in livestock population (ABS, 2010). Over this period, sheep
gave way to cattle with a big increase in cattle numbers, including in the Glenelg-Hopkins region
(Jackson, 1995). The higher livestock densities drove a steady upward trend in construction of farm dams,
which are mainly used for stock watering. This trend is clearly evident in the data from the study area
(Figure 10).</p>
        <p>However, in the 1990’s and 2000’s there was large-scale conversion of grazing to dryland grain crops,
particularly wheat and canola, in the Glenelg-Hopkins region, especially during the years of below average
rainfall, which alleviated water logging and promoted crop growth (Ierodiaconou et al., 2005). The
increase in cropping was most concentrated in the north east of the region, including the present study
area, and was accompanied by a small drop in groundwater levels (Yihdego and Webb 2011). Because
small farm dams in the study area are generally used for stock watering, the decrease in grazing was
probably partially responsible for the much slower rate of farm dam construction after 1993, in addition to
the fact that there were a limited number of potential sites available by this time (as discussed above).</p>
      </sec>
    </sec>
    <sec id="sec-9">
      <title>Conclusions</title>
      <p>The analysis of historical medium resolution Landsat imagery coupled with higher resolution online
Google Earth Images, using simple image analysis/transformations/enhancement techniques, band ratios
and NDWI enabled an accurate inventory and temporal analysis of farm dams. This procedure has the
advantages of low cost, high accuracy, and short construction period.</p>
      <p>False Color Composites, especially using the infra red bands, were most useful for identifying the farm
dams, particularly when enhanced using image transformation techniques. Further improvement in the
segregation of farm dams (especially with the small area) from the surrounding pixels was achieved using
4/5 band ratio and NDWI images. Handling the image in small blocks to overcome the high level of
heterogeneity, and later developing a mosaic for the entire area, can good results.</p>
      <p>Compared to the high resolution Google Earth Image, an accuracy of 99% was achieved in identification
of farm dams using medium resolution Landsat data, demonstrating that in contrast to expensive high
spatial resolution image data, Landsat imagery is a good option for this purpose, especially considering the
time frame where the Landsat data is the only option .</p>
      <p>Over a period of 31 years, the number of farm dams in the study area has increased by 284%. A rapid
development in farm dams occurred from the early 1970s to the early 1990s, due to an increase in the
cattle population over this period, as most farm dams in the study area are used for watering livestock. The
severe droughts of 1982-1983 and 1997-2010 had little impact, with farm dam construction occurring at
much the same rate as in high rainfall years. Farm dam construction slowed greatly after 1993, probably
due to two factors: the majority of suitable sites had already been utilized, and there was a shift in land use
from livestock to grain crops, with a concomitant decrease in demand for watering points.</p>
    </sec>
    <sec id="sec-10">
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