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  <front>
    <journal-meta />
    <article-meta>
      <article-id pub-id-type="doi">10.3758/s13423</article-id>
      <title-group>
        <article-title>ERP correlates of letter-case in visual word recognition</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Barbara Leone-Fernandez</string-name>
          <email>barbara.leone@uv.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Manuel Perea</string-name>
          <email>manuel.perea@uv.es</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marta Vergara-Martínez</string-name>
          <email>marta.vergara@uv.es</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Copyright © by the paper's authors. Copying permitted for private and academic purposes.</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Departamento de Metodología, Facultad de Psicología</institution>
          ,
          <addr-line>Av. Blasco Ibáñez, 21</addr-line>
          ,
          <institution>Universitat de València</institution>
          ,
          <addr-line>46010</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Departamento de Metodología, Facultad de Psicología</institution>
          ,
          <addr-line>Av. Blasco Ibáñez, 21</addr-line>
          ,
          <institution>Universitat de València</institution>
          ,
          <addr-line>46010</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Departamento de Psicología</institution>
          ,
          <addr-line>Evolutiva, Facultad de Psicología, Av. Blasco Ibáñez, 21</addr-line>
          ,
          <institution>Universitat de València</institution>
          ,
          <addr-line>46010</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>In Vito Pirrelli, Claudia Marzi, Marcello Ferro (eds.): Word Structure and Word Usage. Proceedings of the NetWordS Final</institution>
          ,
          <addr-line>Conference, Pisa, March 30-April 1, 2015, published at http://ceur-ws.org</addr-line>
        </aff>
      </contrib-group>
      <fpage>106</fpage>
      <lpage>108</lpage>
      <abstract>
        <p>Visual word recognition is a key element of language comprehension. The vast majority of current models assume that the recognition of a printed word is based on the activation of abstract letter identity representations. The hierarchical neural accounts of letter/word recognition of Dehaene, Cohen, Sigman, and Vinckier (2005) and Grainger, Rey, and Dufau (2008) posit that, early in the process of lexical access, there are neuronal assemblies that respond to the word's case-specific letters (e.g., they respond to 'e' but not to 'E'). Later in processing, there are neuronal assemblies that respond to the abstract representation of the letter identity (e.g., they respond to the same degree to 'e' and to 'E').</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Behavioral evidence using masked priming
        <xref ref-type="bibr" rid="ref5 ref7">(i.e.,
a paradigm that taps onto early word processing;
Forster &amp; Davis, 1984; see Grainger, 2008, for
review)</xref>
        has revealed that there is a rapid access
to case-invariant letter representations.
Specifically, the advantage of the identity condition
over the unrelated condition is independent of
the letter-case
        <xref ref-type="bibr" rid="ref4">(similar advantage for kiss-KISS
and EDGE-edge; see Bowers, Vigliocco, &amp;
Haan, 1998)</xref>
        . Furthermore, response times to
matched-case identical prime-target pairs
(EDGE-EDGE) are virtually similar as the
response times to mismatched-case identical
prime-target pairs
        <xref ref-type="bibr" rid="ref2 ref9">(edge-EDGE; see Jacobs,
Grainger, &amp; Ferrand, 1995; Perea, Jiménez, &amp;
Gómez, 2014)</xref>
        .
      </p>
      <p>
        To our knowledge, only a previous experiment
investigated the temporal processing of
lettercase using event-related potentials in an
unmasked paradigm
        <xref ref-type="bibr" rid="ref11">(Lien, Allen, &amp; Crawford,
2012)</xref>
        . Lien et al. compared the processing of
lowercase-printed vs mIxEd-cAse-printed words
of different frequency (high and low). They
found that the N170 amplitude, related to
structural encoding, was sensitive to case mixing, but
the P3, related to stimulus categorization, was
sensitive to lexicality and word frequency. They
proposed that case mixing affects early
processing stages of visual word recognition.
The Lien et al. experiment is important, but it
does not respond to the question of whether
letter-case plays a role during visual-word
recognition with visually familiar words –note that
mIxEd-cAsE stimuli are visually unfamiliar and
difficult to process. In contrast, lowercase and
uppercase words are the usual format when
reading words. Indeed, experiments on visual-word
recognition employ either lowercase or
uppercase words with no explicit justification.
Importantly, there is one account that does
assume that letter-case information may form an
integral part of a word’s lexical representation.
Specifically, Peressotti, Cubelli, and Job (2003)
claimed that ‘while size, font and style (cursive
or print) affect the visual shape of letters, the
uppercase–lowercase distinction is abstract in
nature as it is an intrinsic property of letters’ (p.
108). In the framework of Peressotti et al.’s
‘orthographic cue’ account, a given lexical unit
would not be retrieved only on the basis of the
letter identity and letter position, but also on the
basis of letter-case information. Given that most
printed words are presented in lowercase, this
should provide an advantage for the processing
of lowercase vs. uppercase words
        <xref ref-type="bibr" rid="ref6 ref8">(see Mayall &amp;
Humphreys, 1996; Perea &amp; Rosa, 2002, for
behavioral evidence of a lowercase advantage in
visual-word recognition)</xref>
        .
      </p>
      <p>
        The main aim of this study is to examine the time
course of letter-case on lexical access. The ERPs
may help to disentangle whether letter case is an
attribute that is only relevant in early perceptual
processing or whether it is also relevant in the
retrieval of lexical representations. To attain this
goal, we examined whether the effects of
lettercase (lowercase vs. UPPERCASE) are
modulated by word-frequency
        <xref ref-type="bibr" rid="ref1 ref10">(a factor that indicates
lexical/semantic activation; see
VergaraMartínez, Perea, Gómez, &amp; Swaab, 2013)</xref>
        tracking the ERP waves in well-studied time windows
(N/P150: 100-170 ms; P200: 170-250 ms; N400:
255-450 ms) in a lexical decision task.
2
      </p>
      <p>Method
Twenty-two healthy, right-handed, native
Spanish-speaking Valencia University students, naïve
to the manipulation of the stimuli, participated in
the study in exchange for a small gift.</p>
      <p>
        We selected a set of 160 words from the
Webaccessible EsPal database
        <xref ref-type="bibr" rid="ref1 ref10">(Duchon, Perea,
Sebastián-Gallés, Martí, &amp; Carreiras, 2013)</xref>
        . Half of
the words were of high frequency and half were
of low frequency. The two groups of words were
matched in relevant psycholinguistic factors
(length, orthographic neighborhood,
concreteness, imageability…). Half of the words were
presented in uppercase and half in lowercase
(MOTHER; mother). In addition, a list of 160
pseudowords (half in lowercase, half in
uppercase) was included for the purposes of the lexical
decision task.
      </p>
      <p>Participants were instructed to decide as
accurately and rapidly as possible whether or not the
stimulus was a Spanish word. They pressed one
of two response buttons (YES/NO). The
electroencephalogram (EEG) was recorded from 29
electrodes, averaged separately for each of the
experimental conditions, each of the subjects and
each of the electrode sites. For each time
window, we conducted ANOVAs with
wordfrequency (high, low), case (lowercase,
UPPERCASE), and AP (anterior, central-anterior,
central, central-posterior and posterior) as factors in
the design.</p>
      <p>Results and Conclusions
The behavioral data revealed significantly faster
responses for high-frequency than for
lowfrequency words (656 vs. 702 ms) and
significantly faster responses for lowercase than for
uppercase words (675 vs. 683 ms). There were
no signs of an interaction between the two
factors. The error data revealed the same pattern as
the response time data.</p>
      <p>In the N/P150, larger negative values were
observed for lowercase than for uppercase words,
with a central scalp distribution, whereas the
effect of word-frequency was not significant. In the
P200, and only for low-frequency words, larger
positive values were observed for the lowercase
than for uppercase words in frontal/central scalp
areas. With respect to the N400, the ERP waves
revealed a dissociation of the letter-case effect
for low- and high-frequency words.
Highfrequency words showed an effect of letter-case
in an early stage of the N400, whereas
lowfrequency words showed an effect of letter-case
(in the opposite direction; see Figure 1) in a later
stage of the N400.</p>
      <p>
        As expected, there was an early pre-lexical effect
of letter-case that did not interact with
wordfrequency. Importantly, we found an interaction
between letter-case and word-frequency not only
in the N400 time window –which is commonly
associated to lexical-semantic processing, but
also the P200 time window, thus supporting the
hypothesis that letter-case may affect the
mapping of visual-orthographic information onto
word representations. Taken together, the present
ERP data provide empirical support to the
hypothesis that letter-case information may be
stored in the abstract word representations
        <xref ref-type="bibr" rid="ref3">(Peressotti et al., 2003)</xref>
        , thus posing some problems
for current computational and neural models of
visual-word recognition.
“Figure 1. Grand average ERP waves to
Frequency and case manipulations in one
representative electrode. Different columns mark the
four epochs under analysis”
      </p>
    </sec>
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