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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Enhancing Persuasive Features of Behaviour Change Support Systems: The Role of U-FADE</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Isaac Wiafe and Dorothy A. Frempong GIMPA, School of Technology</institution>
          ,
          <country country="GH">Ghana</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2015</year>
      </pub-date>
      <fpage>17</fpage>
      <lpage>27</lpage>
      <abstract>
        <p>The introduction of Behaviour Change Support Systems (BCSS) has enhanced the ability of utilizing computing technology and information systems for changing or altering human behaviour or attitude. Yet, some existing BCSS applications are faced with limitations that impede their effective use because they become obsolete as user needs change during it use. The Unified Framework for Analysing, Designing and Evaluating persuasive systems (UFADE), has been introduced to address these limitations. However, the framework has not been applied in the development of any BCSS application. This research evaluates the U-FADE by applying its design principles to an existing weight management application (ObiMo Pet). Our findings support claims that U-FADE is capable of facilitating BCSS development. It was also observed that by applying the framework, extra system features are identified which may possibly enhance the persuasiveness of the application.</p>
      </abstract>
      <kwd-group>
        <kwd>Persuasive Technology</kwd>
        <kwd>Behaviour Change Support</kwd>
        <kwd>Captology</kwd>
        <kwd>Unified Frameworks</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Behaviour change support systems (BCSS) combine properties of interpersonal
interaction and mass communication to change or alter behaviour or attitude [1, 2]. It
is capable of adapting to individual differences and it has a better potential for
changing behaviour and/or attitude. This is because, it is capable of employing both
animated and non-animated objects to persuaded its users [3].</p>
      <p>Its effectiveness and increase use in areas of healthcare [4, 5], leisure and
recreation [6], energy saving [7, 8], IS security [9], etc. has resulted in the emergence
of newer challenges and research opportunities in Information Systems design.
Currently, design methodologies continue to be one of the greatest challenges in
BCSS research. According to Wiafe and Nakata [10] most existing BCSS applications
do not follow appropriate methods during the design phase and therefore become
obsolete with time. This is mainly due to the fact that existing frameworks or design
approaches do not provide adequate information that can be used for analysing and
designing such applications to address the changing needs of users.</p>
      <p>Nevertheless, recently the Unified Framework for Analysing, Designing and
Evaluating persuasive systems (U-FADE) [11] has been proposed to provide an
effective means of solving existing challenges associated with the design of BCSS
applications. The framework incorporates key concepts from existing persuasive
design models such as the Functional Triad [12], the Behaviour Wizard [13], the
3Dimensional Relationship between Attitude and Behaviour (3D-RAB) model [14] and
the Persuasive System Design (PSD) model [2] to address design challenges
associated with current design methods. While it has been demonstrated conceptually
that U-FADE provides a better and a more compressive approach for BCSS analysis
and design [11], the framework has not been applied in developing any application to
ascertain its practicality yet.</p>
      <p>This research therefore seeks to evaluate U-FADE, using a weight management
system. Precisely, the objective is to identify whether the application of U-FADE will
facilitate design and also enrich the selection of persuasive features. As such, the steps
in U-FADE were used to redesign an existing mobile application known as ObiMo
Pet [15] and our findings are presented below as follows: a general overview of the
framework is presented first, followed by the research approach used, after this the
processes for redesigning, discussions and conclusions were presented.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Overview of the Unified Framework for Analysing, Designing and Evaluating Persuasive Systems</title>
      <p>The Unified Framework for Analysing, Designing and Evaluating persuasive
systems (U-FADE) formalizes BCSS design process by addressing changing needs of
users during the design of persuasive systems [11]. It is comprised of: analysis of the
Persuasion Event, selection of Persuasion Strategy, identification of System Features
needed to promote persuasion, Development and Implementation of the persuasive
system and the Evaluation of Behaviour Change success. Wiafe [11] explained that
the main benefit of using U-FADE is its ability to provide a thinking guide for both
novice and expert persuasive system developers. The framework explores the problem
space by identifying variations in a user’s cognitive dissonance state and the
situational (or environmental) context to guide designers to select persuasive features
for specific target users. The Event analysis stage consists of Use and User context
analysis: a concept borrowed from the PSD model [2]. However, the framework
emphasises on the need to identify internal and external factors that affect individuals
to change or maintain their behaviour.</p>
      <p>The next step in Event analysis is Use context analysis. This considers BCSS
application design in relation to formal and informal behaviour change factors. It
argues that, designers need to consider both formal and informal activities within their
immediate environment that may interact or influence potential users to change their
behaviour. Here, Natural Attitude or Behaviour Change (NABC) takes into account
activities within an environment that changes an individual’s behaviour or attitude
naturally [11]. Issues relating to culture, social norms, beliefs, ethics, commitments
and values among others are of paramount interest. Arguably, these issues are
exceptionally essential for BCSS designs since their sole objective is to alter
behaviour or attitude.</p>
      <p>Next, Planned Attitude or Behaviour Change (PABC) is considered. Wiafe [11]
explained that PABC consists of existing approaches that are used on target users to
change their behaviour or attitude intentionally. This may include automated and
nonautomated approaches. These existing activities (i.e. NABC and PABC) must be
emphasised and designers may select strategies to support existing activities that are
promoting target behaviour. In essence, they must reinforce the existing overt or
covert persuasion. Additionally, it proposes steps that guide designers to identify
system features by focusing on incremental changes as suggested by Oinas-Kukkonen
and Harjumaa [2]. Transitions that involve attitude-changing states must use logical
arguments (elaborated messages) to ensure a long-term change, whereas heuristics
(peripheral messages) must be used for short-term behaviour change.</p>
      <p>In U-FADE, designers are encouraged to identify a list of familiar hardware and
select those that the application can be deployed on. In this process, they must pay
particular attention to cost, environment and obtrusiveness of the technology they
chose. As such, the introduction of a new hardware should be considered or used only
when the application cannot be administered effectively on an existing familiar
hardware.</p>
      <p>The framework also provides a guide on how the 28 system features proposed by
Torning and Oinas-Kukkonen [16] may support either elaboration or peripheral
message routes [11]. The approach is based on findings from the Use and User
analysis. It also consists of a Transition Description Card which provides a template
for summarising all the activities performed to enable the designer to focus on the
relevant issues relating to the targeted behaviour change. Finally, it proposed steps
that can be used to evaluate the change so as to enable designers to fine-tune system
features to address changing needs of users.</p>
      <p>As already mentioned, the unified framework (U-FADE) has been proven
conceptually or theoretically to facilitate BCSS development. However, it has not
been empirically demonstrated. The next section is a discussion of the research
approach used to assess the appropriateness and benefits of using U-FADE for
designing behaviour change support systems.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Research Settings</title>
      <p>In design science research, the designed artefact must map adequately to the real
world, solve a problem and must be demonstrated [17]. Hence to investigate whether
the framework is useful practically, it is necessary for it to be applied to develop a
BCSS application. Consequently, U-FADE was applied to the development of a
BCSS application that seeks to encourage its users to reduce the amount of calorie
intake and manage their weight. Purposely, it was used to reassess an existing
application known as ObiMo Pet. In this sense, the objectives of ObiMo Pet were
used as the basis for analysis using U-FADE and the resultant design was compared
to ObiMo Pet. The study focused on staff of the Accra Polytechnic which is a tertiary
institution based in Accra, Ghana. Below is a brief description of the target population
and the application used for the study.
3.1</p>
      <sec id="sec-3-1">
        <title>Target Population</title>
        <p>As stated earlier, the Accra Polytechnic is a tertiary institution located in Accra the
capital of Ghana. It is the first polytechnic to be established in the country in 1949 as
Accra Technical School. Later, it was renamed as Accra Polytechnic and was given a
tertiary status in 1993. Currently, it offers Higher National Diploma (HND)
programmes in science and engineering, fashion design, social science, hotel catering
and institutional management, etc. It has a staff population of over 600.</p>
        <p>Due to her keen interest in issues relating to health of her staff, the institution has
built a state of the art gymnasium that is available to the staff. In addition, seminars
on healthy lifestyles are organized regularly to refresh staff on the need for
maintaining good health by the Hotel Catering and Institutional Management
department. The Institution also boasts of a strong staff welfare association that seeks
to promote social welfare activities within the institute. Amidst all these efforts, the
ratios of overweight and obese persons continue to increase.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>The ObiMo Pet</title>
        <p>Obimo Pet is a weight management system designed to manage calorie intake and
physical activates of individuals who are obese. It employs persuasive strategies to
motivate it users to maintain a healthy lifestyle as they cater for a virtual pet of their
choice. It provides it users with healthy physical activities and diet plans that aim to
support them to lose weight. As they adhere to suggestions provided by the
application they earn points that can be used to decorate their virtual pets. Also, it
gives recognition to users who have the healthiest and most decorated pet in the
virtual community. This serves as a motivating factor to encourage users to compete
as they seek to accomplish the target behaviour. The Mobile version of the application
enables users to track and monitor their performance in real-time.</p>
        <p>The application uses 6 main system features to promote behaviour change. These
are; rewards, suggestions, tailoring, recommendations, competition and
personalization. The designers of ObiMo Pet used the semiotic approach to
information systems development as the foundation for analysis and design.
3.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Design Objectives</title>
        <p>The U-FADE approach for developing BCSS applications was used for
requirements gathering and analysis with specific emphasis on the following
objectives:
•
•
•
•</p>
        <p>To identify the distribution of cognitive dissonance levels of potential users so
that the behaviour change support system will target specific and appropriate
user needs
To identify existing activities that may promote weight loss or impede weight
gain of potential users
To identify system features or properties that are useful for the development of
such an application</p>
        <p>To identify appropriate hardware or device for the proposed BCSS application
Our study aimed at persuading staff of Accra Polytechnic to change their behaviour
towards weight gain. Particularly, it aimed at targeting a weight loss between 3 and 5
pounds a week, and consumption of 2300 calories a day. We however acknowledge
that the actual amount of calorie intake and calorie burnt is over simplified in this
study; since the values normally varies according to the individual’s gender, type of
work or activity level, age, body weight, etc.</p>
        <p>Additionally, we also acknowledge that although U-FADE suggests the
reassessment of user behaviour to evaluate incremental behaviour change, this was
not considered as part of the objectives of this study. The next section reports our
findings from the analysis conducted using U-FADE.
4
4.1</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Integrating U-Fade for Re-Development</title>
      <sec id="sec-4-1">
        <title>Event Analysis</title>
        <p>As proposed by U-FADE, the first stage in the analysis process is the User context
analysis. Here, a questionnaire was developed to collect data and classify users into
the various cognitive states as proposed by the framework. The classification was
based on variations in cognitive dissonance of users’ attitude and behaviour (i.e.
Attitude Towards Target Behaviour, Attitude Towards Change or Maintaining
Behaviour, and Current Behaviour) in relation to food menu goals (calorie intake) and
exercise or workout goals (calories burnt). The target behaviour was considered as
maintaining a Body Mass Index (BMI) value between 18.5 and 25.</p>
        <p>A pilot study was first conducted to test the clarity and consistency of the questions
on the questionnaire and the suggested amendments were made. Finally, the
questionnaire was distributed to staff members of the target Institution. One hundred
and seventeen responses were received after one month of distribution of the
questionnaires. Three questions each were asked to measure respondents’ Attitude
Towards Target Behaviour (ATTB) and Attitude Towards Change or Maintaining
Behaviour (ATCMB) in order to ensure reliable and consistent responses. Cronbach’s
alpha with reliability coefficient of 0.7 was used to check for reliability. Respondents
were classified into positives or negative ATTB, ATCMB or Current Behaviour (CB)
by computing the averages of the numerical values they assigned to each question in
the questionnaire. The distribution of cognitive dissonance states for the 117
responses received is presented in Table 1.</p>
        <p>From Table 1, thirty-nine (33%) respondents were identified to be in state 1;
meaning they are in the “ideal” state and with all things being equal they are expected
to continue to maintain a BMI that is between 18.5 and 25. However majority of the
respondents were found to be in states that need a change in either attitude
(ATTB/ATCMB) or behaviour (CB). None of the respondents was in state 7, i.e. no
staff was identified to have a BMI that is not between 18.5 and 25, and also do not
believe that they should maintain a BMI value between 18.5 and 25 but would want to
change.</p>
        <p>State
Responses
Per cent (%)
1
39
33
12
10
0
0
6
5
2
42
35
6
5
0
0
12
10
3
117
100
4
5</p>
        <p>Likewise, no respondent was in state 3, where Current Behaviour is positive,
Attitude Towards Maintaining Current Behaviour is positive, but Attitude Towards
Target Behaviour is negative. Forty-two respondents were identified to be in state 5.
These are individuals who do not have BMI between 18.5 and 25, but believe that
there is a need for them to change their current BMI values. According to Wiafe, et al.
[14] these users experience a strong form of cognitive dissonance which serve as a
motivating factor for changing their behaviour. Table 1 indicates that, the potential
users of the system are experiencing different forms of cognitive dissonance levels.
This therefore suggests that it will require different persuasive system features or
properties to persuade them [11]. Although U-FADE argues that persuasive systems
or technologies should ensure that they provide specific persuasive features for all
states, for the purpose of this study only users in state 5 were considered.</p>
        <p>As suggested by the framework, the next stage of the analysis is to collect
information regarding the Use context (i.e. Planned Attitude or Behaviour Change and
Natural Attitude or Behaviour Change). Informal interactions, interviews and
discussions were used to gather relevant information pertaining to this. Eight
observations were identified to impact staff attitude and behaviour in relation to
maintaining a healthy BMI. The observations and associated suggested persuasive
features identified to be appropriate for users in state 5 are summarised in Table 2.</p>
        <p>Societal norms and culture, availability and access to technology, the existence of
staff association, among others were identified to be some of the key things that can
be used to inform the design of the BCSS application.
4.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Persuasive Strategy</title>
        <p>The selection of technology must aim at identifying the most convenient hardware
that is readily available, affordable and also familiar to potential users of the system.
Hence a mobile device was considered to be appropriate since all staff owns mobile
devices. This was realised during the Use analysis.</p>
        <p>According to U-FADE , users with a positive ATTB and ATCMB who perform
negative behaviour (not maintaining a between 18.5 and 25) are more likely to change
if peripheral messages are used [11]. Thus, the peripheral route was considered to be
the most appropriate channel for persuading.
4.3</p>
      </sec>
      <sec id="sec-4-3">
        <title>Selection of System Features</title>
        <p>In Table 2, some system features were identified to supports elaborated messages.
However these features were not considered appropriate for the study. This is because
we limited our design to users with the right attitude; hence there is no need to change
their attitude. Rather, emphasise is to be given to peripheral messages that promotes
behaviour change. Social role, competition, normative influence, suggestions and
reminders were identified to be appropriate for promoting behaviour change in this
situation. Social role was identified based on the fact that there is a nutrition and
home science unit within the Hotel Catering and Institutional Management
department at the Institute. This unit employs scholars in nutrition. Since the staff are
familiar with their colleagues who are experts in areas of nutrition and wellbeing, they
are more likely to accept persuasive messages from an avatar (a virtual nutrition
scholar) of one of their colleagues who is an experts in the field.</p>
        <sec id="sec-4-3-1">
          <title>Transition: 5</title>
          <p>1
Target Behaviour: Users are to have a BMI value between 18.5 and 25</p>
        </sec>
        <sec id="sec-4-3-2">
          <title>Type of Change: Behaviour Type of Message: Peripheral</title>
          <p>Assumptions: All users at this state did not migrate from any previous state</p>
        </sec>
        <sec id="sec-4-3-3">
          <title>Constraints: None</title>
        </sec>
        <sec id="sec-4-3-4">
          <title>List of possible paths: 5</title>
          <p>1</p>
        </sec>
        <sec id="sec-4-3-5">
          <title>Description of Previous state: Not Applicable</title>
        </sec>
        <sec id="sec-4-3-6">
          <title>Selected system features:</title>
          <p>Social Role, Normative Influence, Competition
Suggestion, Reminders, Social Facilitation
Social Comparison</p>
        </sec>
        <sec id="sec-4-3-7">
          <title>Comments: None</title>
        </sec>
        <sec id="sec-4-3-8">
          <title>Selected path: 5 1</title>
        </sec>
        <sec id="sec-4-3-9">
          <title>Previous state: None</title>
        </sec>
        <sec id="sec-4-3-10">
          <title>Selected technology:</title>
          <p>Mobile Device
Likewise, the existence of a staff welfare association at the Institute promotes
normative influence; consequently, normative influence was considered as an
appropriate system feature. Refer to Table 2 for the list of system features identified
and its associated justification for the selection of these features.</p>
          <p>As required by the framework, a Transition Description Card (TDC) was
completed for transition 5 → 1 (i.e. changing users with the right attitude but a
negative behaviour). The assumptions, the type of change, the type of message,
constraints, etc. are highlighted on the TDC for the specific transition. Figure 1 is the
TDC for transition 5 → 1 that was realised during analysis.
5</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Findings And Discussions</title>
      <p>The analysis facilitated the selection of a specific target group which is well
defined as compared to the original application. In ObiMo Pet the system was not
designed for any particular target group. Precisely, in ObiMo Pet it was assumed that
the issue of weight management is generic and thus the designers did not deem it
necessary to identify target specific issues. The framework facilitated the
identification of a particular group of users (those in state 5) as the majority.
Consequently, it focused its persuasive activities and system features on this type of
users. Although one can argue that the other groups of users also need attention, this
characteristic of the U-FADE enables the designer to plan or target majority of the
population.</p>
      <p>Again, even though the analysis focused on users in state 5, it identified seven
system features. However five of them were not the same as the ones used in ObiMo
Pet. The seven features observed were social role, normative influence, competition,
suggestion, social facilitation, social comparison and reminders as compared to
tailoring, competition, rewards, suggestions, recommendation and reminders. Out of
these, suggestions, competition, reminders were common to both, whereas Social
facilitation, Social comparison, Social role and Normative influence were not present
in ObiMo Pet.</p>
      <p>One may therefore argue that ObiMo Pet’s failure to identify these features may be
due to the fact that it did not adopt an appropriate approach to analyse the design of
the BCSS application. Rather, the designers used a generic analysis and design
methodology (the semiotic approach) that is used for Information Systems
development. More importantly, the approach used for analysing and designing of
ObiMo Pet failed to identify these features although the application targeted a larger
population as compared to the target users for this analysis. This therefore suggests
that using generic Information Systems design methods should not be encouraged in
BCSS development.</p>
      <p>Also, all the suggested system features seek to promote an existing condition that
favours the target behaviour or refute an existing believe or perception that impedes
the performance of the target behaviour. This was not the same in the case of ObiMo
Pet. This is to say that, the selection and use of system features was aimed at targeting
only behaviour change. Although some features were identified, they were not
considered to be appropriate since Table 2 explained that they are more appropriate
for attitude change (elaboration) rather than behaviour change (peripheral). ObiMo
Pet did not provide any substantive justification for the selection and use of the
persuasive features. It appears that the designers used an arbitrary approach in the
selection process: a practice that is common to some of the existing BCSS
applications.</p>
      <p>Apart from the selection of system features, one crucial issue appears to be largely
ignored in BCSS designs. This relates to how system features are implemented. It was
observed that although some system features used in ObiMo Pet were also identified
during the analysis, they were implemented differently. For example, In ObiMo Pet,
reminders were used to remind users of their daily activities whereas in the analysis it
was observed that reminders should be used to make staff to use the gym regularly
since they pay for the service indirectly. Hence in ObiMo Pet, reminder is used for
elaborated messages (targeting attitude change) whereas it is used for peripheral
messages (targeting behaviour change) in the proposed system. Similarly, suggestion
and competition are implemented differently.</p>
      <p>With respect to hardware selection, the analysis advocated for the use of a mobile
devices, however in ObiMo Pet both mobile and PC were used to implement the
application. Again, there was no justification for the need of a PC interface for a
weight management system. As observed from the analysis, majority of the users
would be comfortable using an app on a mobile device. It is however important to
state that ObiMo Pet considered a larger audience as compared to what was used for
the study. Hence, there is the possibility that the use of a PC may be relevant for other
target groups that were not considered in this study.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusion</title>
      <p>In this paper we have demonstrated the practicality of the Unified Framework for
Analysing and Designing persuasive systems. The design principles of the framework
were tested on the objectives of a persuasive weight management system (ObiMo Pet)
which works on both mobile and static devices. This system motivates overweight
and obese users to follow a weight management plan.</p>
      <p>After comparing the system features realised from our analysis, our observations
supported the claim that there are variations in cognitive dissonance of users. Users
were found in six out of the 8 listed states proposed by Wiafe, et al. [18]. It was also
observed that by applying the U-FADE, new system features were identified.</p>
      <p>However, our findings indicate that the framework fails to provide the exact
messages that should be used for persuasion, rather it provides specification for the
message: suggesting instance in which peripheral messages would be appropriate and
those that will require elaboration. That not withstanding, it can be inferred that the
U-FADE approach to BCSS development helps to identify system features that can be
used to enhance applications. However, the study cannot conclude that the
introduction of additional system features to ObiMo Pet will make it more effective,
since there is no empirical evidence to support such a claim. It is therefore
recommended that, future research should investigate the relationship between the
number of persuasive features and the persuasiveness of an application. This is to say
that, the proposed system must be implemented and evaluated in terms of its
effectiveness in changing user behaviour.</p>
    </sec>
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