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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Neurobiological Perspective on Socio-Technical Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lars Taxén</string-name>
          <email>lars.taxen@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer and Information Science, The Institute of Technology, Linköping University</institution>
          ,
          <country country="SE">Sweden</country>
        </aff>
      </contrib-group>
      <fpage>56</fpage>
      <lpage>68</lpage>
      <abstract>
        <p>The Socio-Technical Systems approach assumes that an organizational work system can be seen as two independent but tightly correlated systems - a technical one and a social one. Together, these systems determine the performance of the work system. However, in spite of decades of research efforts, it is far from clear how to define these systems. Without a firm basis, analytical and constructive initiatives are bound to become either fragmented or adhoc. To this end, the purpose of this paper is to suggest a neurobiological perspective on Socio-Technical Systems. The reason for this seemingly odd point of departure is quite simple: any conceptualization of Socio-Technical Systems must ultimately take stock of the sine qua non of our existence as biological creatures. A fundamental prerequisite for survival is coordination - without coordination, acting in the world is inhibited. Based on many years of coordinating complex system development tasks in industry, I have proposed the construct of activity modalities - objectivation, contextualization, spatialization, temporalization, stabilization, and transition - as intrinsic neural predispositions enabling coordination. This position is elaborated into a particular kind of work system, called the activity domain. In the activity domain, individual lines of actions are fit together using means such as IT artifacts and common identifiers to achieve a common goal. Actions are manifested internally as changed brain structures in individuals, and externally as various artifacts reflecting the modalities. In conclusion, I claim that this approach indicates a paradigm shift, which may provide a solid ground for further inquiries into the analysis and construction of Socio-Technical Systems.</p>
      </abstract>
      <kwd-group>
        <kwd>Socio-Technical Systems</kwd>
        <kwd>work systems</kwd>
        <kwd>coordination</kwd>
        <kwd>neurobiology</kwd>
        <kwd>activity modalities</kwd>
        <kwd>functional organs</kwd>
        <kwd>equipment</kwd>
        <kwd>joint action</kwd>
        <kwd>common identifiers</kwd>
        <kwd>activity domain</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The core of the Socio-Technical Systems (STS) approach is to regard organizational
work as composed of two independent but tightly correlated systems – a technical one
and a social one:
The technical system is concerned with the processes, tasks, and technology needed to
transform inputs to outputs. The social system is concerned with the attributes of people
{e.g., attitudes, skills, values), the relationships among people, reward systems, and
authority structures. It is assumed that the outputs of the work system are the result of
joint interactions between these two systems. Thus, any design or redesign of a work
system must deal with both systems in an integrated form [3, pp. 17-18].</p>
      <p>However, in spite of decades of research efforts, it is far from clear how to define
these two systems. For example, Baxter &amp; Sommerville state that</p>
      <p>There is considerable variation in what people mean by the term socio-technical system
… Nowadays, many different fields have adopted the term, often using their own
interpretation—sometimes focusing on the social system, sometimes on the technical, but
rarely on both together [1, p. 8].</p>
      <p>
        STS approaches have long been prominent lines of research in the Information
systems (ISs) discipline [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. ISs lie at the intersection of people, organizations, and
technology [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ], and have from the discipline’s outset been regarded as
sociotechnical systems. For example, Goldkuhl and Lyytinen suggest that ISs should be
analyzed as “social systems, only technically implemented” [8, p. 14]. A more recent
research stream is centered on the concept of “sociomateriality”, which is a reaction
against the conspicuous absence of technology in organizational research [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
Sociomateriality posits “the inherent inseparability between the technical and the social”
[ibid, p. 454]. Humans and technologies have no inherent properties, “but acquire
form, attributes, and capabilities through their interpenetration” [ibid, p. 455-456].
      </p>
      <p>As with the STS approach, the IS discipline has problems to define its core. For
example, Lee claims that: “Virtually all the extant IS literature fails to explicitly
specify meaning for the very label that identifies it. This is a vital omission, because
without defining what we are talking about, we can hardly know it” [10, p. 338].
Moreover, “To its detriment, past research in information systems … has taken for granted
many of its own key concepts, including ‘information,’ ‘theory,’ ‘system,’
‘organization,’ and ‘relevance.’” [ibid, p. 336].</p>
      <p>There is something very disturbing about this state of play. In spite of continued
research efforts, there seems to be little progress in articulating a firm basis from
which analytical and constructive initiatives can proceed. Without such a basis, any
initiative faces the danger of becoming either fragmented or ad-hoc. To this end, the
purpose of this paper is to suggest an alternative conceptualization of Socio-Technical
Systems from an individual perspective. In focusing on the ‘social’ and ‘technical’,
the individual has been relegated into the background. However, in the final analysis
it is necessary to bring the individual back to the fore since the concept of
‘sociotechnical’ becomes void of meaning without the individual.</p>
      <p>
        Organizations and work systems exist for a reason. People act together in order to
achieve something. Acting in turn requires coordination; be that swinging an axe to
cut down a tree, or participating in a coordinated assault on an enemy. If, for some
reason, an individual is unable to coordinate her actions alone or together with others,
she cannot ultimately survive: “I do not see any way to avoid the problem of
coordination and still understand the physical basis of life” [16, p. 167]. Thus, it is highly
plausible that the phylogenetic evolution of humankind has brought about some kind
of neurobiological predispositions for coordinating actions in the situations we
encounter during our lifetime. Consequently,
…the mental is inextricably interwoven with body, world and action: the mind consists
of structures that operate on the world via their role in determining action [11, p. 527]
In the following, I will elaborate on this position, using certain elements from
extant research: the conceptualization coordination as a complex functional system [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ],
the activity modalities as intrinsic, neural factors contributing to this functional
system [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], the notions of functional organs [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] and equipment [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] for relating neural
structures and artifacts, and the terms joint action and common identifiers [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] for
reconciling the individual and social aspects of coordination.
      </p>
      <p>
        These elements are brought together in a particular kind of work system, called the
activity domain [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], in which the ‘social’, ‘technical’, and ‘individual’ are integrated
into a coherent whole. This enables a paradigm shift in the conceptualization of
Socio-Technical Systems. Rather than seeing work systems as the result of as two
interacting systems, the ‘social’ and ‘technical’ become aspects of a more basic construct,
the activity domain, which is ultimately grounded the sine qua non for our existence
as biological creatures.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>A Neurobiological Perspective</title>
      <p>Imagine that you can travel some 30,000 years back in time, and that you are a
member of an ‘organization’ specialized in exploiting mammoths for the benefit of your
tribe. The activity of one ‘business unit’ in this organization is illustrated in Fig. 1 –
hunting the mammoth. What neurobiological faculties enable you to participate in this
activity?
First, you need to contextualize the situation. You have to grasp that which is relevant
for the hunt, and disregard the rest. For example, hunters, bows, arrows, actions,
shouts, gestures, and other hunters are certainly relevant, while the beetles and other
insects in the trees in the background can safely be ignored.</p>
      <p>Second, you must focus on the object for the activity, the mammoth. Object
orientation is fundamental for carrying out any kind of action: “Human beings live in a
world or environment of objects, and their activities are formed around objects” [2, p.
68].</p>
      <p>Third, you need to orient yourself spatially in the context. You must recognize how
relevant things, such as how the mammoth, river, trees, and hunters are positioned in
relation to your own position.</p>
      <p>Fourth, you must acquire a sense for how actions should be carried out in a certain
order, which is a temporalization capability. For example, shooting an arrow involves
the steps of grasping the arrow, placing it on the bow, stretching the bow, aiming at
the target, and releasing the arrow.</p>
      <p>Fifth, you cannot shoot your arrows in any way you like. Shooting in a wrong
direction may result in other hunters being hit rather than the mammoth. You must learn
how to perform appropriate mammoth hunting; something that will be accrued after
participating in many successful, and, presumably, some less successful mammoth
hunts. Eventually, this habituation lends a sense of stability to your actions, which
need not be questioned as long as it works.</p>
      <p>Sixth, an activity is typically related to other activities. For example, the prey will
most likely be cut into pieces and prepared to eat in another ‘business unit’ – the
cooking activity. This has its own motive, to satisfy hunger, and object, which
happens to be the same as for the hunting activity, the mammoth. However, here other
aspects of the mammoth are contextualized as relevant, such as which parts of the
mammoth are edible. In order to conceive of other activities, you must be capable of
refocusing your attention and transit from one activity to another.</p>
      <p>
        The six dimensions outlined above – contextualization, objectivation,
spatialization, temporalization, stabilization, and transition between activities – are denoted
activity modalities. These modalities, which were instigated from my work with
coordinating complex development projects in the telecom industry, are predicated to
underlie the inception of every human activity [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. It follows that the brain is capable
of perceiving, processing, and integrating multimodal sensory impressions into an
action capability in the form of the activity modalities and their interdependencies.
This capability is the same regardless of whether actions are carried out in solitude or
together with other individuals, as in the mammoth hunt example.
      </p>
      <p>Since the human neurobiological constitution has not changed significantly since
the emergence of early hominids some 3.5 million years ago, the same activity
modalities are at play today when we try to use of extant technology and manage modern
organizations. We still need to contextualize situations, focus on the target, orient
ourselves spatially, plan for actions, learn to distinguish purposeful actions from
aimless ones, and refocus our attention between situations. It is this very foundation that
ultimately determines how we use technology and organize social work.
2.2</p>
      <sec id="sec-2-1">
        <title>Coordination as a mental functional system</title>
        <p>The brain structures underlying higher mental functions such as coordination have
been conceptualized as functional systems:</p>
        <p>Each functional system consists of a group of circumscribed brain areas, and each brain
area has its specific elementary function. It is the integrated activity of an entire
functional brain system that underlies the activity of a higher mental function [7, p. 561].
Each brain area provides a specific factor in the realization of the functional system:
But it is especially significant that each of these zones contributes its own factor to the
making of a functional system [12, p. 12, italics in original].</p>
        <p>
          This means that coordination may be seen as a functional system in which the activity
modalities are contributing factors. I have proposed [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] that such a functional system
may be modeled as dependencies between factors as illustrated in Fig. 2 (the activity
modalities are emphasized):
The illustration should be read from the bottom up. The working zones realizing a
certain factor “may be located in completely different and often far distant areas of
the brain” [13, p. 31]. A lesion in a particular zone in the brain may destroy any of the
factors. For example, the entorhinal cortex has a crucial role in spatial representation
and navigation [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ]. If this area is affected, the spatialization modality is demolished,
and consequently the ability to act since spatial orientation is inhibited.
        </p>
        <p>
          The significance of a model like the one in Fig. 2 is its character of a boundary
object [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] between the social and neural realms. Towards the neural realm, the factors
provide a way to ground the activity modalities in extant neuroscience results, and
towards the social realm, manifestations of these modalities can be studied and
analyzed for improving the coordination of activities.
2.3
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Functional organs and equipments</title>
        <p>Before you can participate in the hunt, you need to master various means such as
bows, arrows, hunt-specific language, gestures, etc. This can be seen as an encounter
between phylogenetically evolved morphological features of the brain and body, and
the ontogenetic development of the individual in a particular cultural and historical
situation. How to understand this encounter was in focus for such eminent scholars as
Lev Vygotsky, Aleksei Leontiev, and Alexander Luria. A common tenet in their
thinking is that the socio-historical environment plays a decisive role in the formation
of higher mental functions. The brain is formed “under the influence of people’s
concrete activity in the process of their communication with each other” [12, p. 6].
External, historically formed artefacts such as tools, symbols, or objects, among others “tie
new knots in the activity of man’s brain, and it is the presence of these functional
knots, or, as some people call them ‘new functional organs’ (…) that is one of the
most important features distinguishing the functional organization of the human brain
from an animal’s brain” [ibid.].</p>
        <p>
          From the moment you start engaging with an artefact, functional connections
between individual parts of the brain are gradually established, which means that “areas
of the brain, which previously were independent, become the components of a single
functional system” [13, p. 31]. This can be seen as an equipment constructing
process, where the artefact passes from a state of being present-at-hand to ready-at-hand
[
          <xref ref-type="bibr" rid="ref17 ref9">9, 17</xref>
          ]. Equipment is encountered in terms of its use in practices rather than in terms
of its properties: “our concern subordinates itself to the ‘in-order-to’ which is
constitutive for the equipment we are employing at the time” [9, p. 98]. In this process, the
artefact itself may or may not be modified, but for the actor, the tool recedes, as it
were, from “thingness” into equipment, when the in-order-to aspect – what the tool
can be used for – takes precedence. A nice example of this process originates from the
cellist Mstislav Rostropovich:
“There no longer exist relations between us. Some time ago I lost my sense of the
border between us…. I experience no difficulty in playing sounds…. The cello is my tool
no more” [23, p. 295].
2.4
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Joint action</title>
        <p>
          When several individuals coordinate their actions in order to achieve a common goal,
they are engaged in “joint action” according to Blumer [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. This term refers to the
“larger collective form of action that is constituted by the fitting together of the lines
of behavior of the separate participants” [ibid, p. 70]. Since each actor occupies a
different position in space and “acts from that position in a separate and distinctive
act” [ibid, p. 70], joint action cannot be interpreted as participants forming identical
functional organs and equipments. Rather, individual equipments need to be fitted
together by external artefacts, which provide guidance in directing individual acts so
as “to fit into the acts of the others” [ibid, p. 71]. Such artefacts are called “common
identifiers” by Blumer. Joint action is a fundamental aspect of a society: “To be
understood, a society must be seen ... in terms of the joint action into which the separate
lines of action fit and merge” [ibid, p. 71].
2.5
        </p>
      </sec>
      <sec id="sec-2-4">
        <title>The activity domain</title>
        <p>If we put together the notions of complex functional systems, activity modalities,
functional organs, equipments, and joint action, the contours of a neurobiological
conceptualization of activity begin to materialize. As individuals, we are endowed
with certain neural faculties for coordinating actions, which we call activity
modalities. We employ the very same faculties in every situation we encounter; it could not
possibly be otherwise. When acting, we may use various artifacts such as tools or
other means. These we learn to use in an equipment forming process, which “tie new
knots” in our brains – functional organs.</p>
        <p>At the same time as we are all unique individuals, we are also inherently social
beings. From the moment we are born, we enter into a specific cultural and historical
situation. In pursuit of fulfilling common social needs, we coordinate our own actions
with others in joint action, which requires recognizable and meaningful external
artifacts – the common identifiers.</p>
        <p>
          In order to conveniently theorize about work systems thus conceptualized, Taxén
has proposed the term activity domain [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]. Thus, the activity domain comprises both
tangible elements – manifestations of the activity modalities – and intangible ones –
the functional organs “manifested” in the brains of each participating individual.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Practical Illustration</title>
      <p>
        In order to illustrate the approach in a contemporary context, I will use an example
from Ericsson, a major provider of telecommunication systems worldwide. In the late
1990s, Ericsson was developing the 3rd generation of mobile systems [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. The
challenges posed by this endeavor were unprecedented in terms of technology, size,
development methods, and IT-support:
      </p>
      <p>The total technical changes being implemented in this project are enormous. Using
traditional methods then the scope of change implemented in single steps will be too large
and cannot be managed (Total project manager 3G, Dec 1999)</p>
      <p>As its peak, around 140 projects and subprojects worked on different parts of the
system. One particular part was the so called Main Switching Center (MSC) node,
which involved about 1000 persons, distributed on 22 subprojects and 18 design units
world-wide. These units were coordinated from two places called the S-site (in
Stockholm, Sweden), and the A-site (in Aachen, Germany). In order to convey a sense for
the size of this project, a so called integration plan for the MSC node is shown in Fig.
3.
way of managing requirements was gradually worked out. An example of the
information model is shown in Fig. 4.</p>
      <p>Parent_Child
n/F (Req Area)
(Req Class)
(Req Slogan)
(Req Priority)
Requirement Issuer
{Simple general}</p>
      <p>n/R
ReqIssuer_
REQUIREMENTBaseline_</p>
      <p>DESIGNITEM n/R
(Required State)
n/R n/R n/F
REQUIREMENT_ITEM
{Requirement general} !</p>
      <p>Baseline</p>
      <p>LEGEND Relations/revisions
n/ = cardinality Many
/N = No relation on new revision
/F = Relation moved to new revision
/R = Relation on both old and new revision
Statement of
Compliance
174 02
n/F</p>
      <p>SOC_Requirement
(SOC Comment) n/R
(SOC State)
RS_ITEM
1056</p>
      <p>RequirementSpec_ n/F
n/F REQUIREMENT
High-level RS
RS</p>
      <p>MRS
CRS
ARS
n/F
n/F
Input Req
Detailed Req
!
!
!
Directed_To
(Req Priority) n/F ANATOMY_ITEM</p>
      <p>REQUIREMENT_
n/F ReqSource
(Req Number)
n/F</p>
      <p>Requirement</p>
      <p>Source</p>
      <p>CDhEaSnIGgeNRITeEqMue_st n/R Change Request
As can be seen from Fig. 4, the construction comprised quite many details that had to
be settled. A snapshot from Matrix is illustrated in Fig. 5 where individual
requirements can be traced all the way from the organization issuing the requirement (“PN”)
down to system modules contributing to the realization of the requirement (“CNT”,
“CAA”) and the software code (“Source Program Information”):
3.1</p>
      <sec id="sec-3-1">
        <title>Interpretation</title>
        <p>
          The process of working out a way to manage requirements can be seen as the
construction of an activity domain focused on the object “requirement”. In this process,
each individual team member gradually “tied new knots” in their brains related to the
objectivation activity modality. So, for example, if one member had been hit by a
stroke affecting the perirhinal cortex, she would have been unable to continue her
work since this part of the cortex is involved in object recognition [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ].
        </p>
        <p>In the same manner, functional organs related to spatialization developed in
interaction with the information model and its implementation in Matrix. The model in
Fig. 4 has a distinct spatial character (things related to each other and characterized by
relevant attributes, relations, cardinalities, and so on.). Moreover, traces of the other
modalities can be noted in Fig. 5. Stabilization is signified by the endemic way of
naming elements (for example “CAA 231 1054 R2” for signifying a particular
revision of a software module). Temporalization can be noticed as different states of
elements (“AGREED”, “PREL”, etc.).</p>
        <p>When establishing the requirement management context, the model and its
implementation in Matrix function as common identifiers, fitting individual lines of action
together. The convergence of this process was indeed long and arduous. The form and
content of the model were constantly discussed and implemented in Matrix over and
over again; resulting in two kinds of manifestations. The first one is the external,
tangible artifacts in Fig. 4 (the information model) and the IT application visualized as in
Fig. 5. The second one is the internal, intangible functional organs evolved in each
participant’s brain. Both these kinds are intrinsically related; one could not evolve
without the other. However, this does not mean that they become “inherently
inseparable” as in the previously mentioned sociomaterial view on socio-technical systems.
There is no problem in distinguishing a team member from the information model or
the IT application.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Concluding Remarks</title>
      <p>In this contribution, I have suggested an alternative conceptualization of
SocioTechnical Systems. Taking neurobiology as a point of departure opens up quite new
lines of research into these systems. However, such a bold enterprise needs to be
corroborated by future research on many points. For example, the notion of activity
modalities requires a thorough investigation of possible neural correlates realizing these
factors. Moreover, coordination is but one aspect, albeit perhaps the most important
one. If we believe that the individual has a definite role to play in conceptualizing
Socio-Technical Systems, the issues of coordination and action cannot be avoided.</p>
      <p>In conclusion, the concept of the activity domain integrates the ‘social’, ‘technical’,
and ‘individual’ into a coherent whole. This enables a paradigm shift in the
conceptualization of Socio-Technical Systems. Rather than seeing work systems as the result
of as two interacting systems, the ‘social’ and ‘technical’ become aspects of a more
basic level, the neurobiological one, which is undeniably the sine qua non for our
existence.</p>
    </sec>
  </body>
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