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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>IHS-RD-BELARUS: Clinical Named Entities Identification in French Medical Texts</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maryna Chernyshevich</string-name>
          <email>Marina.Chernyshevich@ihs.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vadim Stankevitch</string-name>
          <email>Vadim.Stankevitch@ihs.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>IHS Inc. / IHS Global Belarus 131 Starovilenskaya St.</institution>
          ,
          <addr-line>220123, Minsk</addr-line>
          ,
          <country country="BY">Belarus</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we present the results of our participation in the Task 1b of the 2015 CLEFeHealth challenge, whose goal was the identification of clinical entities of various types from medical texts in French and its normalization. We used the CRF-based system developed for disorder recognition in English and enhanced with French knowledge resources to recognize 10 types of clinic named entities from French medical texts: Anatomy, Chemical and Drugs, Devices, Disorders, Geographic Areas, Living Beings, Objects, Phenomena, Physiology and Procedures. Our system's performance in entity recognition task was evaluated at 0.70 and 0.52 Fmeasure in exact match mode and 0.80 and 0.70 F-measure in inexact match mode depending on test corpus. The obtained results are higher than the average of all submitted runs.</p>
      </abstract>
      <kwd-group>
        <kwd>Named-entity recognition</kwd>
        <kwd>Biomedical Texts</kwd>
        <kwd>Medical NLP</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Electronic medical records are of great value for both patients and health
professionals as well as for multiple related domains and industries. Providing
medical domain with automated tools for plain text processing, data extraction and
classification is nowadays a challenge of major importance. To facilitate the
development of effective approaches for the analysis of biomedical texts,
corresponding shared tasks have been organized such as CLEF 2013 [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], SemEval
2014 [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], and SemEval 2015 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. The CLEF eHealth 2015 shared task initiates the
research in languages other than English and our goal was to automatically identify
clinically relevant entities in medical text in French and to normalize these entities to
a specific UMLS Concept Unique Identifier (CUI) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The task was divided
into three subtasks: plain entity recognition, normalized entity recognition and entity
normalization.
      </p>
      <p>Although our team participated in all subtasks our efforts were focused mainly on
entities recognition task. For the normalization problem we have implemented a
simple straightforward approach based on lookup in the UMLS terminology with
quite poor performance. This approach needs further development.</p>
      <p>
        In this paper we present a supervised CRF-based named entity recognition (NER)
system that is capable of recognizing 10 types of clinical named entities from French
medical texts: Anatomy, Chemical and Drugs, Devices, Disorders, Geographic Areas,
Living Beings, Objects, Phenomena, Physiology and Procedures. The system was
originally developed for English disorder identification in order to participate in the
SemEval-2015 shared task “Analysis of clinical text” [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Its performance was
evaluated at F-measure of 0.898 for English dataset.
      </p>
      <p>To adapt the system we added French lexicons and omitted some features not
relevant for the proposed medical texts, for example, document section feature.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Materials and methods</title>
      <sec id="sec-2-1">
        <title>Data</title>
        <p>
          The dataset provided by the organizers is called QUAERO French Medical Corpus
and comes from the European Medicines Agency (EMEA) and Medline [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. This
dataset has been developed as a resource for named entity recognition and
normalization in 2013.
        </p>
        <p>The training set contains 833 MEDLINE titles and 11 EMEA documents and the
test set contains 832 MEDLINE titles and 12 EMEA documents.</p>
        <p>
          The annotation of clinical entities was guided by concepts in the Unified Medical
Language System (UMLS) [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] and covers 10 types of clinical entities. The training
set contained 5,690 annotations while the test set contained 5,237 annotations. Table 1
represents the distribution of the annotated entities among the categories. The entities
were annotated in a comprehensive fashion, so that nested entities were marked, and
entities could be mapped to more than one UMLS concept. For instance, in the phrase
“infarctus du myocarde” (myocardial infarction), the mention “myocarde”
(myocardium) should be annotated with category “ANATOMY” (CUI C0027061)
and the mention “infarctus du myocarde” should be annotated with category
“DISORDER” (CUI C0027051) [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ].
Clinical entity recognition can be thought of as a sequence segmentation problem:
each word is a token in a sequence to be assigned a label. The most popular and
powerful sequential learning model is Conditional Random Fields (CRFs) –
undirected statistical graphical models, a special case of which is a linear chain that
corresponds to a conditionally trained finite-state machine [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
To facilitate feature generation for supervised CRF learning, sentences were
preprocessed with French IHS Goldfire Linguistic Processor that performs the following
operations: word splitting, part-of-speech tagging, parsing, noun phrase extraction,
semantic role labelling within extended Subject-Action-Object (eSAO) relations [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Feature Set</title>
        <p>Given a sentence S and a token under consideration , we define features over
and window of 5 tokens: , , , , .</p>
        <p>1. Lexical features: Canonical form of the token Wk itself is used as feature. In
order to model local context of the word this class of features also includes canonical
forms of neighbouring words in the window [-2,+2].</p>
        <p>2. Orthographic features: This set of features is used to represent case and
characters of the token .</p>
        <p>Letter case: token contains only upper case characters, token contains only lower
case characters, first character is in upper case and the word is not the first in the
sentence, token contains at least one upper case and one lower case characters.</p>
        <p>Characters: token contains intra-word dash, token contains slash, token is a digit or
contains a digit, token is a punctuation mark.</p>
        <p>3. Part of speech feature: We include as features the part of speech
information produced by IHS Goldfire Linguistic Processor.</p>
        <p>4. Word frequency in out-of-domain corpus: We used social media texts as
an out-of-domain corpus to calculate the word frequencies. The feature has four
values: very rarely, rarely, frequently and vary frequently used with a empirically
determined thresholds.</p>
        <p>5. Knowledge-based features: In addition to orthography and syntactic
structures, the model could also benefit from generalized semantic word groups. This
sort of semantic domain knowledge can be provided in the form of lexicons. We
created two types of lexicons: clinical lexicon and general lexicon.</p>
        <p>The clinical lexicon was created using the 2014AA multilingual release of the
UMLS Metathesaurus. It contains about 5 million entities for English and 2500 for
French. We created dictionaries for each of 10 categories for both English and French.
To comply with the annotation guidelines, each category combines many UMLS
semantic types. For example, category ANATOMY encompasses following semantic
types: Anatomical Structure; Body Location and Region; Body Part, Organ or Organ
Component; Body Space or Junction; Body Substance; Body System; Cell; Cell
Component; Embryonic Structure; Fully Formed Anatomical Structure; Tissue.</p>
        <p>
          The general lexicon consists of lists of words from general domain translated
automatically form English to French: materials (“métal”), units of measure (“ml”),
person’s professions (“infirmière”). These lexicons were originally created for
English using the WordNet [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. We have selected some top-level nodes, for example,
physical property, human, process etc. and all subordinate terms were assumed to
belong to the appropriate category [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
        </p>
        <p>Using the lexicons following features were assigned to each token:</p>
        <p>Clinical lexicon features: 10 features representing presence of token or sequence
of tokens in particular category. The value of the features indicates quantity of tokens
in a sequence that match lexicon exactly. For example, all tokens in the phrase
“infarctus du myocarde” become value 3 for a disorder feature and token “myocarde”
becomes value 1 for an anatomy feature. For lexicon entries that are multi-word, all
words are required to match in the input sequence.</p>
        <p>General lexicon features: This feature represents the semantic class to which the
token belongs.</p>
      </sec>
      <sec id="sec-2-3">
        <title>Classification</title>
        <p>Based on the fact that there are nested and overlapping entities of different types we
decided to model the problem as a supervised classification into two classes (target
entity or not) instead of multi-class classification.</p>
        <p>We created 10 training corpora with the same set of properties but with different
entities labelled and then converted the sets into a BIO format, in which each word is
assigned into one of three labels: B means the beginning of an entity, I means the
inside of an entity, and O means the outside of an entity. In case of embedded entities
of the same type we dismissed the entity of lower length. For example, in the training
set the entity “maladie de Parkinson” is annotated as disorder and the word
“maladie” is also annotated as separate disorder mention, we left only the entity
“maladie de Parkinson”.</p>
        <p>We trained 10 CRF models and then simply merged the classification results of
all models. We didn’t use any post-processing step to analyze cases of contradicting
predictions of the classifiers, for example when the same token was recognized as
entity of different type.
2.3</p>
        <p>Entities normalization
For the entities normalization subtask we implemented a simple algorithm that
chooses all possible variants of normalized name for an entity. We generated
putatively related strings, i.e. variants, synonyms and translations to English, and
selected all CUIs that include all words from the particular entity variant. This
approach generated large amount of normalized CUI variants for some ambiguous
entities like “traitement” and caused thereby very low precision.</p>
        <p>In the future we are going to implement a ranking algorithm to select the best of
all CUI variants.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>The system’s ability to correctly identify the clinical entities was evaluated using
precision, recall, and F-measure.</p>
      <p>Evaluation was carried out under two settings:
 exact match: a predicted mention is considered a true positive if the
predicted span is exactly the same as for the gold-standard mention;
 inexact match: a predicted mention is a true positive if there is any word
overlapping between the predicted mention span and the gold standard span.</p>
      <p>A total of seven teams participated in the task, submitted 10 system runs. The
results of our best submitted run compared to average and median results are
summarized in the table 2.</p>
      <p>Our best run produced 0 in exact match for EMEA due to a technical issue: we
submitted predictions with shifted spans of start and end positions. The results with
corrected spans are included in the table 3 under “Later submitted run” title. Our
system obtained very competitive results: 0.80 and 0.70 F-measure on test set under
inexact match setting and 0.70 and 0.52 F-measure under exact match setting. These
results are almost two times better than the Average/Median results. The official rank
of submissions is not published at the time of publication.</p>
      <p>Our system performs well in recognizing chemical and drugs, living beings and
disorders, but it fails in recognizing phenomena and devices. Table 3 provides more
precise named entity classification results by categories.</p>
      <p>These results demonstrate the dependence of CRF classification performance on the
training set volume. The types that were rarely encountered in the training set
(Devices, Phenomena, Objects) have the lowest F-measure.</p>
      <p>In order to determine the importance of individual features, ablation experiments
were carried out. Table 4 shows the resulting changes in the F-measure in inexact
match mode. Rows are ordered by features set impact on the full gold standard.
Positive values indicate that a feature group has a negative impact on classification
quality: results are improved by omitting the features.</p>
      <p>The most important features are knowledge-based features, closely followed by
lexical features. Other features contributed relatively small individual effects, but
were necessary to achieve the overall performance in combination.</p>
      <p>As for the entities normalization subtask, our system performs poorly and needs
further development. The submitted results of the system are illustrated in table 5 and
are compared against the average and median results.
In this paper we presented a supervised statistical system originally developed for
English disorder recognition and adapted for French language to participate in shared
task 1b of the CLEF eHealth 2015 lab on Clinical Named Entity Recognition.</p>
      <p>Our system makes use of CRF for identifying clinical entities of 10 types:
Anatomy, Chemical and Drugs, Devices, Disorders, Geographic Areas, Living
Beings, Objects, Phenomena, Physiology, Procedures. The results achieved for the
entity recognition subtask are quite promising: 0.80/0.70 F-measure in inexact match
and 0.70/0.52 F-measure in exact match mode depending on test corpus. These results
are close to the ability of our system to recognize disorder mentions in English texts:
F-measure of 0.89. This fact proves promising adaptability of proposed approach to
different languages. Although these results are positive, there is still room to improve
the systems. In future, we would like to explore semi-supervised learning approaches
to take advantage of large amount of unannotated clinical text. It would be also
interesting to adapt the proposed system to other languages.</p>
      <p>In the future we will focus especially on the entity normalization subtask to
improve our result.</p>
    </sec>
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