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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Overview of CLEF QA Entrance Exams Task 2015</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Álvaro Rodrigo</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anselmo Peñas</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yusuke Miyao</string-name>
          <email>yusuke@nii.ac.jp</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Eduard Hovy</string-name>
          <email>hovy@cmu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Noriko Kando</string-name>
          <email>kando@nii.ac.jp</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Carnegie Mellon University</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>NLP&amp;IR group</institution>
          ,
          <addr-line>UNED</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>National Institute of Informatics</institution>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes the Entrance Exams task at the CLEF QA Track 2015. Following the last two editions, the data set has been extracted from actual university entrance examinations including a variety of topics and question types. Systems receive a set of Multiple-Choice Reading Comprehension tests where the task is to select the correct answer among a finite set of candidates, according to the given text. Questions are designed originally for testing human examinees, rather than evaluating computer systems. Therefore, the data set challenges human ability to show their understanding of texts. Thus, questions and answers are lexically distant from their supporting excerpts in text, requiring not only a high degree of textual inference, but also the development of strategies for selecting the correct answer.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>INTRODUCTION</title>
      <p>Following the 2013 and 2014 editions, the Entrance Exams task at
CLEF QA Track 2015 is focused on solving Reading Comprehension
(RC) tests of English examinations. Reading Comprehension tests are
routinely used to assess the degree to which people comprehend what
they read, so we work with the hypothesis that it is reasonable to use
these tests to assess the degree to which a machine “comprehends”
what it is reading. Despite the difficulty of the challenge, we believe we
are building a real benchmark that will serve to measure real progress
in the field during the next years.</p>
      <p>With this goal in mind, CLEF and NTCIR started collaboration in
2013 around the idea of testing systems against University Entrance
Exams, the same exams humans have to pass to enter University. The
data set was prepared and distributed by NTCIR, while other
organization efforts, including announcements, collecting and evaluating
submissions, etc. were managed by UNED. The success of this
coordination also owes to the standard data format and evaluation methodology
followed in past editions.</p>
    </sec>
    <sec id="sec-2">
      <title>TASK DESCRIPTION</title>
      <p>Participant systems are asked to read a given document and answer a
set of questions. Questions are given in multiple-choice format, with
several options from which a single answer must be selected. Systems
have to answer questions by referring to "common sense knowledge"
that high school students who aim to enter the university are expected
to have. Another important difference is that we do not intend to restrict
question types. Any type of reading comprehension questions in real
entrance exams will be included in the test data.
3</p>
    </sec>
    <sec id="sec-3">
      <title>DATA</title>
      <p>Japanese University Entrance Exams include questions formulated at
various levels of complexity and test a wide range of capabilities. The
challenge of "Entrance Exams" aims at evaluating systems under the
same conditions that humans are evaluated to enter the University.
3.1</p>
    </sec>
    <sec id="sec-4">
      <title>Sources</title>
      <p>The data set is extracted from standardized English examinations for
university admission in Japan. Exams are created by the Japanese
National Center for University Entrance Examinations. Original
examinations include various styles of questions, such as word filling,
grammatical error recognition, sentence filling, etc.</p>
      <p>One of such styles is reading comprehension, where a test
provides a text that describes some daily life situation, and questions about
the text. As in the previous edition, we reduced the challenge to these
Reading Comprehension exercises contained in the English exams.</p>
      <p>For each examination, one text is given and some (between 4 and
8) questions about the given text are asked. Each question has four
choices, with only one correct answer. For this year campaign, we
reused as development data 24 examinations from previous campaigns,
with a total number of 115 questions and 460 candidates. Besides, we
provided a new test set of 19 documents, 89 questions and 356
candidate answers to be validated.
3.2</p>
    </sec>
    <sec id="sec-5">
      <title>Languages</title>
      <p>Test data sets, originally in English, were manually translated into
German, Russian, French, Spanish and Italian 1 . They are parallel
translations of texts, questions and candidate answers. All these
collections represent a benchmark for evaluating systems in different
languages.</p>
      <p>In addition to the official data, we collected several unofficial
translations for each language. These collections have the same
meaning that the original collection, but they use different words,
expressions, syntax, semantics and anaphora, which produce
collections with a different level of difficulty. The study of results over
these variations should offer useful conclusions about systems’
performance and the main issues for current technologies.
4</p>
    </sec>
    <sec id="sec-6">
      <title>EVALUATION</title>
      <p>We obtain the score of each system comparing the answers of systems
against the gold standard collection with annotations made by humans.
This is an automatic evaluation where we do not need manual
assessments.</p>
      <p>
        Each test receives an evaluation score between 0 and 1 using c@1
[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This measure, used in previous CLEF QA Tracks, encourages
systems to reduce the number of incorrect answers while maintaining the
number of correct ones by leaving some questions unanswered.
Systems received evaluation scores from two different perspectives:
1. At the question-answering level: correct answers are counted
individually without grouping them
2. At the reading-test level: firstly we obtain scores for each
reading test. Then, we consider that a system passes a test if the
score is at least 0.5. Finally, we account for the number of
passed tests. A system passes the task if it passes more than a
half of tests.
1 Development data was translated to the same languages in the previous edition.
      </p>
    </sec>
    <sec id="sec-7">
      <title>RESULTS</title>
      <p>Table 1 enumerates the participating groups and their reference paper in
CLEF 2015 Working Notes. Although the number of participant
groups was the same than last year, they presented fewer systems (only
18 runs). Only LIMSI-CNRS has participated in the three editions,
while two teams, CICNLP and SYNAPSE, took part also in the last
edition and only one team (Synapse) has participated in a second
language different than English (French).</p>
      <p>Results are summarized in Tables 2 and 3 for the QA and the
Reading perspectives respectively.</p>
      <p>
        Table 2 shows that only the two systems from Synapse [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] gave
more correct answers than incorrect ones and obtained a c@1 score
greater than 0.5. In fact, Synapse obtained also the best results in the
previous edition. While French results remain similar, English results
raise from a c@1score of 0.45 in the last edition, to a score of 0.58 in
this edition. Furthermore, the LIMSI group has improved also its
performance with respect to the previous edition, while CICNLP obtained
similar scores.
      </p>
      <p>Overall results were lower in this edition. This may mean that the
current collection was more complex, but participants did not reported
if they performed better over past collections. This is why we would
find interesting the proposition of some baseline systems based on
lexical and syntactic similarity able to offer reference scores for
collections.</p>
      <p>RUN NAME
Synapse-English
Synapse-French</p>
      <p>LIMSI-2
LIMSI-1
LIMSI-3
LIMSI-4
cicnlp-8
cicnlp-2
NTUNLG-2</p>
      <p>CoMiC-1
cicnlp-3
cicnlp-5
cicnlp-4
cicnlp-6
cicnlp-1</p>
      <p>Random
NTUNLG-3
NTUNLG-1
cicnlp-7</p>
      <p>Only one system (NTUNLG-1) decided to leave some questions
unanswered, while several systems of two participants did it in the
previous edition. In fact, this is why NTUNLG-1 was the only system with
different c@1 and precision scores. This is because c@1 gives the same
score that accuracy and precision if all the questions are answered.</p>
      <p>Therefore, there have been fewer systems returning unanswered
questions every year. However, the reduction of unanswered questions
did not bring a reduction of incorrect answers. It seems that neither the
campaign nor the evaluation measure have been able to promote this
change in systems. Hence, we must think about new ways of promoting
such change.</p>
      <p>Synapse reported additional experiments where they left
unanswered some questions and they increased precision over answered
questions. However, they obtained fewer correct answers and lower
c@1 scores. This is because the objective of c@1 is to acknowledge
systems able to reduce incorrect answers while keeping the number of
correct answers, but systems are not able to do so.</p>
      <p>On the other hand, Table 3 shows results for the reading
perspective. First column corresponds to systems run id, second column
.02 0 0 .2 0 0 0 .02 0 .01 .20 0 0 0 .200 .60 .40 .40 .20 .60 .80 7T
0
5
1 0 0 .2 .3 .3 .3 .3 .6 .3 .3 0 0 .6 .3 0 .6 0 .3 1 .670 8T
0 0 0 0 0 0 0 0 0 0 0 0
5 3 3 3 3 7 3 3 7 7 7 3
to the overall c@1 score obtained, third column shows the number of
tests that the systems had passed if we considered a c@1 threshold of
0.5, and the rest of columns correspond to the c@1 value for each
single test.</p>
      <p>Under the reading perspective we say that a system passes the
global exam if it passes a 50% or more tests. That is, if the system
passes at least 10 reading tests. According to this requirement, only the
two systems from Synapse passed the 2015 Entrance Exams task.</p>
      <p>Although results in the QA perspective are worse than in the
previous edition, results in the RC perspective are a little bit greater. In
fact, the proportion of passed tests this year (84%) is higher than in the
previous edition (75%).</p>
      <p>We have also observed that the raking of system sometimes
changes between the QA and the Reading perspective. For instance,
system cicnlp-3 ranked fourth in the Reading perspective, while it
ranked eleventh in the QA perspective. We observed also similar
changes for other systems. We think this is because participants have
focused more on the Reading perspective, creating systems with low
results in some tests, but good results in other tests.</p>
      <p>We think Tables 4 and 5, which show the number of systems
passing each test and the maximum score per test, offer a similar
conclusion. We see in Tables 4 and 5 that the maximum scores remain
similar or better this year with respect to the previous edition. Moreover,
there are more systems passing a test despite the fact that we have
fewer systems in this edition.</p>
      <p>
        Tables 4 and 5 show also a different degree of difficulty for
systems over each test. This difficulty mainly depends on the lexical gap
between the text and the candidate answers. Besides, systems find also
difficulties depending on different formulations of the same text, as
Synapse showed last year [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and we are studying now with different
versions of the same collection.
      </p>
    </sec>
    <sec id="sec-8">
      <title>SUMMARY OF SYSTEMS</title>
      <p>In this Section we offer deeper details about systems from groups that
sent a reference paper about their participation.</p>
      <p>The general architecture of participant systems includes the
following components: (1) a preprocessing step for preparing texts for the
next steps; (2) the retrieval of relevant passages in order to reduce the
search space; (3) the creation of graph style structures from texts,
questions and candidates; (4) the enrichment of structures including, for
instance, background knowledge; (5) the comparison of structures as a
way of finding the most probable answer; (6) the ranking of candidates
with respect to the comparison score and; (7) the selection of the
candidate with the best score. Most of systems follow this architecture, with
slight changes at some levels or removing some steps.</p>
      <p>The general architecture shows that systems relied on ranking
methods instead of validation. In fact, only one system (NTUNLG-1)
decided to leave unanswered some questions. Systems know that there
is a correct answer, and they take the risk of returning always the
candidate more similar to the text, no matter if this similarity is low. As we
have pointed out above, this is not the expected behavior in the task,
and we must think about new ways of promoting the desired change in
such direction.</p>
      <p>It is still not clear the impact of selecting relevant passages rather
than working with the whole document. Systems working with
passages do it as a way of reducing the amount of work in the following steps.
Unfortunately, participant groups did not report if they return some
incorrect answers as a consequence of this selection. We think this might
be an interesting study for other researchers. Anyway, it is clear that
this step must be focused on recall rather than in precision.</p>
      <p>Some participants prefer to work with a representation of texts
and answers similar to graphs instead of raw text. We think these
participants try to exploit the properties of such structures for representing
connections between concepts, the inclusion of extra knowledge, etc.</p>
      <p>
        Regarding the use of external knowledge, we think it is one of the
main issues at this task. Reading comprehension texts contain a lot of
implicit information that automatic systems might not be able to
extract, as LIMSI reported [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. However, the best performing systems,
from Synapse, did not use any kind of external knowledge. We think
current systems are still quite far from a proper way of representing,
exploiting and using external knowledge in this task.
      </p>
      <p>
        A more detailed analysis of each system showed that Synapse [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]
built Clause Description Structures (CDS) structures, which are similar
to graphs, of whole documents. They preferred not to include external
knowledge from resources such as DBPedia or Wikipedia because they
thought that the given text contained enough information for finding
the correct candidate. They also removed candidates which did not
match the expected answer type as a way of reducing the search space.
Then, they compared CDSs from texts and candidates, measuring
proximity and the number of common elements. Finally, they chose the
candidate with the highest coefficient.
      </p>
      <p>
        On the other hand, LIMSI [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] selected a set of passages in order
to reduce the computation time. Next, they represented passages as
graphs and enriched those graphs using external sources. They wanted
to reduce the gap between the knowledge extracted from texts by
humans and computers. Then, they recorded the changes required for
passing from passages graphs to candidate graphs. Finally, they
applied two classifiers, one for validation and the other one for rejection,
using the set of changes as features. The selected candidate was the one
with the highest final score according to equation finalScore =
validationScore – rejectionScore.
      </p>
      <p>
        CoMIC [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] retrieved also a set of relevant passages. For this
purpose, they took also in consideration that passages relevant to the first
questions usually appears at the beginning of the text, while passages
referring to the last questions appears at the bottom of the text. Then,
they measured the similarity between relevant passages and candidates
without using any intermediate graph structure. They accounted for
vector-space model based measures, similarity measures using
WordNet, as well as syntactic and semantic similarity measures. Finally, they
applied a Ranking SVM model to obtain the final answer.
7
      </p>
    </sec>
    <sec id="sec-9">
      <title>CONCLUSIONS</title>
      <p>In the third edition of the task we expected a jump in performance in
comparison with previous campaigns. However, we have seen similar
results at the Question Answering perspective and slight improvements
at the Reading Comprehension perspective. Only systems from
Synapse could give more correct than incorrect answers.</p>
      <p>We think the current task is still very hard for current
technologies and it is not clear what the bottleneck is. We know that there are
several issues such as (1) the semantic gap between texts, questions and
answers; (2) external knowledge management; etc.</p>
      <p>Participants tried different approaches and offered some details
about the right way for obtaining progress in this task, but it is not clear
what the right direction is.</p>
      <p>Anyway, the availability of the created resources and
methodology provides a benchmark able to assess real progress in the field along
future years.
8</p>
    </sec>
    <sec id="sec-10">
      <title>ACKNOWLEDGEMENTS</title>
      <p>The collaboration has been developed in the framework of Todai Robot
Project in Japan, and the CHIST-ERA Readers project in Europe
(MINECO PCIN-2013-002-C02-01) and the Voxpopuli project
(TIN2013-47090-C3-1-P). The Todai Robot Project is a grand
challenge headed by NII, and aims to develop an end-to-end AI system that
can solve real entrance examinations of universities in Japan integrating
heterogeneous AI technologies, such as natural language processing,
situation understanding, math formula processing or vision processing.</p>
    </sec>
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