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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>CLEF eHealth Evaluation Lab 2015 Task 1b: clinical named entity recognition</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Aurelie Neveol</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cyril Grouin</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xavier Tannier</string-name>
          <xref ref-type="aff" rid="aff4">4</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Thierry Hamon</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Liadh Kelly</string-name>
          <email>liadh.kelly@tcd.ie</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lorraine Goeuriot</string-name>
          <email>lorraine.goeuriot@imag.fr</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pierre Zweigenbaum</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ADAPT Centre, Trinity College</institution>
          ,
          <addr-line>Dublin</addr-line>
          ,
          <country country="IE">Ireland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>CNRS</institution>
          ,
          <addr-line>UPR 3251, Orsay</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Universite Grenoble Alpes</institution>
          ,
          <addr-line>Grenoble</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Universite Paris Nord</institution>
          ,
          <addr-line>Villetaneuse</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff4">
          <label>4</label>
          <institution>Universite Paris-Sud</institution>
          ,
          <addr-line>Orsay</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper reports on Task 1b of the 2015 CLEF eHealth evaluation lab which extended the previous information extraction tasks of ShARe/CLEF eHealth evaluation labs by considering ten types of entities including disorders, that were to be extracted from biomedical text in French. The task consisted of two phases: entity recognition (phase 1), in which participants could supply plain or normalized entities, and entity normalization (phase 2). The entities to be extracted were de ned according to Semantic Groups in the Uni ed Medical Language System R (UMLS R ), which was also used for normalizing the entities. Participant systems were evaluated against a blind reference standard of 832 titles of scienti c articles indexed in MEDLINE and 3 full text drug monographs published by the European Medicines Agency (EMEA) using Precision, Recall and F-measure. In total, seven teams participated in phase 1, and three teams in phase 2. The highest performance was obtained on the EMEA corpus, with an overall F-measure of 0.756 for plain entity recognition, 0.711 for normalized entity recognition and 0.872 for entity normalization.</p>
      </abstract>
      <kwd-group>
        <kwd>Natural Language Processing</kwd>
        <kwd>Information Extraction</kwd>
        <kwd>Named Entity Recognition</kwd>
        <kwd>Concept Normalization</kwd>
        <kwd>UMLS</kwd>
        <kwd>French</kwd>
        <kwd>Biomedical Text</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Following healthcare laws that grant patients access to their own medical
information in the United States [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] and in Europe [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], the information extraction
(IE) challenges in the CLEF eHealth Lab have strived to put forth tools and
methods to help patients understand the content of their health records. Over
the past two years, these IE challenges have addressed named entity recognition,
normalization [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and attribute extraction [4]. The focus was on a widely studied
type of corpus, namely written English clinical text [
        <xref ref-type="bibr" rid="ref3">3, 4</xref>
        ]. This year the lab's [5]
IE challenge evolved to address lesser studied corpora, including biomedical texts
in a language other than English. Languages other than English were previously
featured in a multilingual context in the recent CLEF-ER 2013 lab [6]. However,
the task o ered in CLEF eHealth 2015 Task 1b is the rst shared task based
on a large gold standard annotated biomedical corpus in a language other than
English.
      </p>
      <p>
        Challenges and shared tasks have had a signi cant role in advancing Natural
Language Processing (NLP) research in the clinical and biomedical domains [7,
8], especially for the extraction of named entities of clinical interest, and entity
normalization as evidenced by the previous CLEF eHealth labs [
        <xref ref-type="bibr" rid="ref3">3, 4</xref>
        ]. One of the
goals for this shared task is to foster the development of NLP tools for French
in spite of the known discrepancies in language resources available for French in
the biomedical domain, compared to English [9].
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Material and Methods</title>
      <p>We describe the dataset, the tasks and the evaluation metrics used for the CLEF
eHealth 2015 Evaluation Lab Task 1b.
2.1</p>
      <sec id="sec-2-1">
        <title>Dataset</title>
        <p>Description of the annotated data The data set is called QUAERO French
Medical Corpus. It was developed as a resource for named entity recognition and
normalization in 2013 [10].</p>
        <p>The data set was created in the wake of the 2013 CLEF-ER challenge [6],
with the purpose of creating a gold standard set of normalized entities for French
biomedical text. A selection of the MEDLINE titles and EMEA documents used
in the 2013 CLEF-ER challenge were submitted for human annotation. The
annotation process was guided by concepts in the Uni ed Medical Language
System (UMLS):
{ 10 types of clinical entities, as de ned by the following UMLS Semantic
Groups [11], were annotated: Anatomy, Chemicals &amp; Drugs, Devices,
Disorders, Geographic Areas, Living Beings, Objects, Phenomena, Physiology,
Procedures
{ The annotations were made in a comprehensive fashion, so that nested
entities were marked, and entities could be mapped to more than one UMLS
concept. In particular: (a) If a mention can refer to more than one Semantic
Group, all the relevant Semantic Groups should be annotated. For instance,
the mention recidive (recurrence) in the phrase prevention des recidives
(recurrence prevention) should be annotated with the category \DISORDER"
(CUI C2825055) and the category \PHENOMENON" (CUI C0034897); (b)
If a mention can refer to more than one UMLS concept within the same
Semantic Group, all the relevant concepts should be annotated. For instance,
the mention maniaques (obsessive) in the phrase patients maniaques
(obsessive patients) should be annotated with CUIs C0564408 and C0338831
(category \DISORDER"); (c) An entity whose span overlaps with that of
another entity should still be annotated. For instance, in the phrase infarctus
du myocarde (myocardial infarction), the mention myocarde (myocardium)
should be annotated with category \ANATOMY" (CUI C0027061) and the
mention infarctus du myocarde should be annotated with category
\DISORDER" (CUI C0027051).</p>
        <p>Signi cant work was done on the initial QUAERO French Medical Corpus
in order to convert the annotation format from an in-line XML format to a
stand-o format relying on text character o sets. In the process, annotation
errors were corrected, which included systematic checking of annotation format
and the introduction of discontinuous entity annotations. While discontinuous
entities were part of the original QUAERO French Medical Corpus annotation
guidelines, they had been poorly marked due to technical di culties linked to
the in-line XML format.</p>
        <p>Annotations on the training set are provided in the BRAT stando format
[12] and can be visualized using the BRAT Rapid Annotation Tool [13].
Participants were also expected to supply annotations in this format.</p>
        <p>The training set released in the CLEF eHealth 2015 Task 1b challenge
comprised 833 MEDLINE titles and 3 full EMEA documents (divided between 11
les for readability through the BRAT interface). The test set comprised 832
MEDLINE titles and 3 full EMEA documents (divided into 12 les). Table 1
presents additional statistics describing the corpus contents.
Dataset Excerpts Figure 1 shows two sample MEDLINE documents with the
corresponding complete annotations for normalized entities. Figure 2 shows an
excerpt of one EMEA document with the corresponding complete annotations
for normalized entities.</p>
        <p>MEDLINE title 1 MEDLINE title 2
La contraception par les dispositifs Meningites bacteriennes de l' adulte en
intra uterins .1 reanimation medicale .2
MEDLINE title 1 annotations MEDLINE title 2 annotations
T1 PROC 3 16 contraception T1 DISO 0 23 Meningites bacteriennes
#1 AnnotatorNotes T1 C0700589 #1 AnnotatorNotes T1 C0085437
T2 DEVI 25 50 dispositifs intra uterins T2 LIVB 29 36 adulte
#2 AnnotatorNotes T2 C0021900 #2 AnnotatorNotes T2 C0001765
T3 ANAT 43 50 uterins T3 PROC 40 60 reanimation medicale
#3 AnnotatorNotes T3 C0042149 #3 AnnotatorNotes T3 C0085559</p>
        <p>Document view using BRAT
Named entity recognition. The task of named entity recognition consisted of
analyzing plain text documents in order to mark the ten types of entities of
clinical interest de ned in the lab (see Section 2.1). Participants could mark either
plain entities (i.e. mark the text mentions referring to an entity of interest) or
normalized entities (i.e. supply UMLS Concept Unique Identi ers corresponding
to the entities in addition to marking mentions).</p>
        <p>Entity normalization. The task of entity normalization consisted of mapping
entities of clinical interest marked in biomedical text to a relevant UMLS CUI.
2.3</p>
      </sec>
      <sec id="sec-2-2">
        <title>Evaluation metrics</title>
        <p>System performance was assessed by the usual metrics of information extraction:
precision (Formula 1), recall (Formula 2) and F-measure (Formula 3; speci cally,
we used =1.) for named entity recognition and entity normalization.
1 Contraception by intrauterine devices
2 Bacterial meningitis in adults in the intensive care unit.
3 What is Tysabri used for? Tysabri is used to treat adults with highly active multiple
sclerosis (MS).</p>
        <p>For normalized entity recognition, an exact match (true positive) was
counted when the system's entity type, span and CUIs matched the reference.</p>
        <p>For entity normalization, matches (true positives) were counted for each
CUI supplied with an entity. As a result, if either the system or the reference
supplied a list of CUIs associated with an entity, partial credit was awarded if the
reference and system lists were not identical but a subset of the lists matched.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>Participating teams included between one and six team members and resided
in Belarus (team IHS-RD), China (team HIT-WI), France (teams CISMeF and
LIMSI), India (team Watchdogs), the Netherlands (team Erasmus) and Spain
(Team UPF).</p>
      <p>For the plain entity recognition task, seven teams submitted a total of 10
runs for each of the corpora, EMEA and MEDLINE (20 runs in total). For the
normalized entity recognition task, four teams submitted a total of 5 runs for
each of the corpora (10 runs in total). For the normalization task, three teams
submitted a total of 4 runs for each of the corpora (8 runs in total).
3.1</p>
      <sec id="sec-3-1">
        <title>Methods implemented in the participants' systems</title>
        <p>Participants used a variety of methods, some of which used machine-learning.
Non-machine learning methods relied on lexical sources (medical terminologies
and ontologies), translation software (statistical machine translation) or a
combination of both and did not use the training corpus at all. Machine-learning
methods relied on Conditional Random Fields (CRFs) for entity recognition,
and used lexical resources as features. Many participants used the standard
distribution of the UMLS as an onto-terminological resource. Teams from France
used additional UMLS-related resources for French. Other teams relied on other
sources such as Wikipedia, MANTRA and term translations provided by
statistical machine translation tools. It can be noted that for the entity recognition
task, none of the participants sought to address the case of discontinuous entities.</p>
        <p>The CISMeF team participated in the plain and normalized entity recognition
subtasks[15]. They trained CRF models for each entity type and each of the two
corpora. They used lexical, part-of-speech and orthographical features, including
4-character pre xes and su xes for the current word and neighboring words.
A lexicon of geographical names was used independently of the CRF to tag
geographical entities. UMLS information was used only to identify CUIs, not to
produce features.</p>
        <p>The Erasmus team participated in all three subtasks [16]. They trained CRF
models for each entity type and each of the two corpora. They used lexical,
part-of-speech and orthographical features, including 4-character pre xes and
su xes for the current word and neighboring words. A lexicon of geographical
names was used independently of the CRF to tag geographical entities. UMLS
information was used only to identify CUIs, not to produce features.</p>
        <p>The HIT-WI team participated in all three subtasks [17]. They trained CRF
models for each entity type and each of the two corpora. They used lexical,
part-of-speech and orthographical features, including 4-character pre xes and
su xes for the current word and neighboring words. A lexicon of geographical
names was used independently of the CRF to tag geographical entities. UMLS
information was used only to identify CUIs, not to produce features.</p>
        <p>The IHS-RD team participated in all three subtasks [18]; however, they
focused their e orts on the plain entity recognition subtask. They authors built
10 binary classi ers with the same sets of features: uni-grams and bi-grams and
associated information such as case of the strings, presence of non-alphabetic
characters, part-of-speech, syntactic function, UMLS semantic categories and
occurrence in the general language. Their analysis of the contribution of the
type of features shows that UMLS semantic categories have a strong impact on
the results, while the contribution of syntactic features depends on the corpus.</p>
        <p>The LIMSI team participated in the plain entity recognition subtask [19].
LIMSI's identi cation system is based on the combination of three classi ers,
in order to deal with embedded entities (16% of entities in the training set):
a rst CRF detects non-embedded entities, a second context-free CRF detects
embedded entities, and a SVM identi es their semantic class. These classi ers
rely on a set of features used in state-of-the-art classi cation systems,
including token/POS ngrams, morphologic features, and dictionary consultation in
language-dependent external sources.</p>
        <p>The UPF team participated in the plain entity recognition subtask [20]. The
team used an existing system, designed to annotate medical entities in English,
based on a distant learning approach. Their goal was to evaluate the robustness
of their method on a corps in language other than English, and the system was
used \out of box", without using the training data. The method relies on several
SVM classi ers (one per category) and a voting procedure (the best score) to
select the result from all classi ers. Classi ers are not trained on the training
corpus but on resources produced from external resources (French Wikipedia).</p>
        <p>The Watchdog team participated in the plain entity recognition subtask [21].
Their system (Run 1) used a CRF on stemmed tokens with standard lexical
features and the word position in the sentence (discretized into three bins). The
originality of the approach is that UMLS features were obtained by translating
words from French to English with the Bing translator before applying MetaMap
on the resulting English words to obtain their semantic groups. A variant of the
system (Run 2) directly used the UMLS features to detect entities for words
where the CRF detected no entity, but performs less well than the initial method
(Run 1).
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>System performance on entity recognition</title>
        <p>Tables 2 and 3 present system performance on the plain entity recognition task.
Tables 4 and 5 present system performance on the normalized entity
recognition task. Team Erasmus had the best performance in terms of F-measure for
both the EMEA and MEDLINE corpora. An analysis of the results showed that
entity o sets were a technical di culty for many teams and resulted in zero or
close-to-zero performance for runs exhibited formatting issues. To gain a better
insight of method performance, we invited participants to submitted revised
versions of their runs, where o set and formatting issues had been corrected. These
submissions occurred after the lab deadline, and are shown in italic font in the
tables.</p>
        <p>Overall, in o cial runs, systems performed higher on the MEDLINE corpus
(average F-measure of 0.396 for plain entities, and 0.336 for normalized entities)
compared to EMEA (average F-measure of 0.279 for plain entities, and 0.311 for
normalized entities). However, once format xes are taken into account, system
performance is in fact higher on EMEA documents. This is explained by the fact
that MEDLINE titles were short documents, comprising only one or two
sentences at most. EMEA documents were much longer (several hundred sentences)
and o set errors in some o cial runs often occurred beyond the rst sentence.
Once the formatting issues are corrected, it appears that systems perform better
on EMEA documents, which are much more redundant than MEDLINE titles.
We released an improved version of the QUAERO French Medical corpus through
Task 1b of the CLEFeHealth 2015 Evaluation Lab. This corpus contains
entity annotations for ten entities of clinical interest, with normalization to UMLS
CUIs. In the evaluation lab, we evaluated systems on the task of plain or
normalized entity recognition as well as on the task of assigning CUIs to pre-identi ed
entities (normalization). This is a unique biomedical NLP challenge|no
previous challenge has provided such a large gold-standard annotated corpus in a
language other than English. Results show that high performance can be achieved
by NLP systems on the task of entity recognition and normalization for French
biomedical text. However performance levels varied greatly between
participating teams, indicating that the tasks are highly challenging. This corpus and
the participating team system results are an important contribution to the
research community and the focus on a language other than English (French) is
unprecedented.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgements</title>
      <p>We want to thank all participating teams for their e ort in addressing a new and
challenging task. We also want to thank Afzal Zubair from team Erasmus for
his extensive testing of the evaluation script. The organization work for CLEF
eHealth 2015 task 1B was supported by the Agence Nationale pour la Recherche
(French National Research Agency) under grant number
ANR-13-JCJC-SIMI2CABeRneT.</p>
      <p>The CLEF eHealth 2015 evaluation lab has been supported in part by (in
alphabetical order) PhysioNetWorks Workspaces; the CLEF Initiative;
David Martinez, Guido Zuccon. Overview of the ShARe/CLEF eHealth Evaluation
Lab 2013. In Pamela Forner, Henning Muller, Roberto Paredes, Paolo Rosso, and
Benno Stein, editors, Information Access Evaluation. Multilinguality,
Multimodality, and Visualization, volume 8138 of Lecture Notes in Computer Science, pages
212{ 231. Springer Berlin Heidelberg, 2013.
4. Liadh Kelly, Lorraine Goeuriot, Hanna Suominen, Tobias Schreck, Gondy Leroy,
Danielle L. Mowery, Sumithra Velupillai, Wendy W. Chapman, David Martinez,
Guido Zuccon, Joa~o Palotti Overview of the ShARe/CLEF eHealth Evaluation Lab
2014. In Evangelos Kanoulas, Mihai Lupu, Paul Clough, Mark Sanderson, Mark
Hall, Allan Hanbury and Elaine Toms, editors, Information Access Evaluation.
Multilinguality, Multimodality, and Interaction, volume 8685 of Lecture Notes in
Computer Science, pages 172-191. Springer International Publishing, 2014.
5. Lorraine Goeuriot, Liadh Kelly, Hanna Suominen, Leif Hanlen, Aurelie Neveol,
Cyril Grouin, Joao Palotti, Guido Zuccon Overview of the CLEF eHealth
Evaluation Lab 2015. In Information Access Evaluation. Multilinguality, Multimodality,
and Interaction. Springer International Publishing, 2015.
6. Dietrich Rebholz-Schuhmann, Simon Clematide, Fabio Rinaldi, Senay Kafkas, Erik
M. van Mulligen, Chinh Bui, Johannes Hellrich, Ian Lewin, David Milward, Michael
Poprat, Antonio Jimeno-Yepes, Udo Hahn, and Jan A. Kors. Entity recognition
in parallel multilingual biomedical corpora : The CLEF-ER laboratory overview.
In Pamela Forner, Henning Muller, Roberto Paredes, Paolo Rosso, and Benno
Stein, editors, Information Access Evaluation. Multilinguality, Multimodality, and
Visualization, volume 8138 of Lecture Notes in Computer Science, pages 353{ 367.</p>
      <p>Springer Berlin Heidelberg, 2013.
7. Chapman WW, Nadkarni PM, Hirschman L, D'Avolio LW, Savova GK, Uzuner O.</p>
      <p>Overcoming barriers to NLP for clinical text: the role of shared tasks and the need
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8. Huang CC, Lu Z. Community challenges in biomedical text mining over 10 years:
success, failure and the future. Brief Bioinform. 2015 May 1. pii: bbv024.
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in the Biomedical Domain. Language and Resource Evaluation Conference, LREC
2014. 2014:2146-2151.
10. Neveol A, Grouin C, Leixa J, Rosset S, Zweigenbaum P. The QUAERO French
Medical Corpus: A Ressource for Medical Entity Recognition and Normalization.
Fourth Workshop on Building and Evaluating Ressources for Health and
Biomedical Text Processing - BioTxtM2014. 2014:24-30
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approaches. Journal of Biomedical Informatics, 36:414{432
12. BRAT Stando Annotation format. http://brat.nlplab.org/standoff.html
Accessed: 2015-05-13.
13. Pontus Stenetorp, Sampo Pyysalo, Goran Topic, Tomoko Ohta, Sophia
Ananiadou and Jun'ichi Tsujii (2012). brat: a Web-based Tool for NLP-Assisted Text
Annotation. In Proceedings of the Demonstrations Session at EACL 2012.
14. Karin Verspoor, Antonio Jimeno Yepes, Lawrence Cavedon, Tara McIntosh, Asha
Herten-Crabb, Zoe Thomas, John-Paul Plazzer (2013) Annotating the
Biomedical Literature for the Human Variome. Database: The Journal of Biological
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16. Zubair Afzal, Saber A. Akhondi, Herman van Haagen, Erik Van Mulligen and Jan
A. Kors (2015) Biomedical Concept Recognition in French Text Using Automatic
Translation of English Terms. CLEF 2015 Online Working Notes. CEUR-WS.
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Evaluation Lab 2015: Clinical Named Entity Recognition Based on CRF. CLEF 2015
Online Working Notes. CEUR-WS.
18. Maryna Chernyshevich and Vadim Stankevitch (2015) IHS-RD-BELARUS:
Clinical Named Entities Identi cation in French Medical Texts. CLEF 2015 Online
Working Notes. CEUR-WS.
19. Eva D'Hondt, Francois Morlane-Hondere, Leonardo Campillos, Dhouha Bouamor,
Swen Ribeiro and Thomas Lavergne (2015) LIMSI @ CLEF eHealth 2015 - task
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