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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Distant Supervision for Relation Extraction using Tree Kernels</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Azad Abad</string-name>
          <email>abad@disi.unitn.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alessandro Moschitti</string-name>
          <email>moschitti@disi.unitn.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>DISI, University of Trento, Italy Qatar Computing Research Institute</institution>
          ,
          <country country="QA">Qatar</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we de ne a simple Relation Extraction system based on SVMs using tree kernels and employing a weakly supervised approach, known as Distant Supervision (DS). Our method uses the simple one-versus-all strategy to handle overlapping relations, i.e., dened on the same pair of entities. The DS data is de ned over the New York Times corpus by means of Freebase as an external knowledge base, which indicates the relations of some of the entities of the NYT text. Our experiments show that our simple approach performs well in this domain with respect to the current state of the art.</p>
      </abstract>
      <kwd-group>
        <kwd>Distant Supervision</kwd>
        <kwd>Relation Extraction</kwd>
        <kwd>Support Vector Machines</kwd>
        <kwd>Tree Kernels</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Recently Relation Extraction (RE) has gained popularity in IR community due
to its potential applications to question answering, summarization, etc. The RE
task concerns extraction of prede ned relation types holding between two name
entities appearing in text.</p>
      <p>
        In the last decade, supervised learning approaches have been used widely
for RE, e.g., [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ], obtaining promising results. However, these methods require
large-scale human-labeled data to be trained, which is expensive in terms of cost
and time. It should be noted that a small dataset can only provide a limited
number of relation types, which are not enough to cover application domains.
      </p>
      <p>
        Distant Supervision (DS) is a new weakly-supervised paradigm designed to
overcome the above-mentioned problems [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] by automatically creating labeled
training data. This method maps a structured Knowledge Base (KB), e.g.,
Freebase 1, into a large-scale unlabeled corpus. The mapping is carried out with the
following heuristics: given a set of tuples r &lt;ei,ej &gt;2 KB, if a pair of entities ei
and ej appear in a text and the same pair participates in an existing relation in
KB, the sentence is marked with the corresponding relation label r.
      </p>
      <p>
        Unfortunately, DS generates noisy training data [
        <xref ref-type="bibr" rid="ref11 ref5 ref6">11, 6, 5</xref>
        ] for the following
reasons: (i) the KB can be incomplete and may not contain all the entities that
      </p>
      <sec id="sec-1-1">
        <title>1 https://www.freebase.com</title>
        <p>participate in the relation, thus false negatives can be generated; and (ii) the
semantics of the sentence containing the two target entity mentions does not
support the relations held by the two entities. For example, let us consider the
Place-of-Birth relation between &lt;Renzi, F lorence&gt;: the upper sentence of Fig. 1
supports the relation label whereas the lower sentence does not. This generates
a training instance misleading the classi er.</p>
        <p>
          In this paper we studied several aspects of DS with the aim of improving its
performance, namely we: (i) propose a state-of-the-art machine learning
algorithm based on convolution tree kernels for implicitly generating a large amount
of structural features, and (ii) demonstrate that, although our method is much
easier to re-implement than graphical models [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], it approaches the state of the
art.
2
        </p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        So far di erent approaches have been used for relation extraction and describing
all of them is out of the scope of this paper. The most popular approaches are
based on supervised learning, where all the instances are manually annotated
[
        <xref ref-type="bibr" rid="ref1 ref2 ref7 ref8">1, 2, 8, 7</xref>
        ]. The semi-supervised methods use a small number of seed examples
manually annotated for extracting patterns from a big corpus [
        <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
        ]. DS was
used for the rst time to extract binary relation between protein and cells using
the Yeast Protein Database (YPD) aligned with scienti c articles [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Recently,
di erent types of weak labeling resources have been used to address di erent
types of RE problems. In [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] a Multi-Instance Multi-Label (MIML) approach
based on undirected graphical model is used to solve the RE problem while in
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] directed graphical models are proposed. One of the most well-known
approaches in supervised and weakly-supervised settings are Tree Kernels (TKs),
which have shown promising results in this domain [2, 14{16].
3
      </p>
      <p>
        SVM and TKs
Support Vector Machine (SVM) is a discriminative classi er that separates
classes by providing an optimal hyperplane. One of the valuable features of
SVM is the possibility of using kernel functions, which can map instances into
high-dimensional feature spaces. Among others, tree kernels have shown their
e ectiveness in various NLP tasks such as RE [
        <xref ref-type="bibr" rid="ref17 ref18">17, 18</xref>
        ]. Therefore, we modeled
our RE system as a combination of tree kernels applied to syntactic/semantic
trees [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] and feature vectors.
      </p>
      <sec id="sec-2-1">
        <title>Feature Vector</title>
        <p>
          Our proposed method is based on: 1) tree kernel features and 2) syntactic and
lexical features of the two target entity mentions. The latter are originally
introduced by the model proposed in [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ], which includes: (i) the corresponding Part
Of Speech tags (POS), the window of k words of the left and the right of the
matched entity mentions, and the sequence of the tokens between them; and (ii)
the dependency tree of the sentence. To extract the lexical features, OpenNLP
2 tool was used.
3.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Tree Kernels</title>
        <p>
          We use the same convolution tree kernels as described in [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] for syntactic
parsing. Generally, given two relation examples R1 and R2, a composite
kernel K(R1,R2) is computed as:
        </p>
        <p>K(R1; R2) =
x1 x2 + (1</p>
        <p>)KT (T1; T2);
KT (T1; T2) =</p>
        <p>X</p>
        <p>X
where is a coe cient multiplying the target kernel and x1 x2 is a dot product
between two feature vectors of R1 and R2. The function KT (T1,T2) is a kernel
function applied to syntactic trees, where N1 and N2 are the set of nodes in the
trees T1 and T2, respectively and is the number of common sub-trees rooted
at n1 and n2.
4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Experiment Setup</title>
      <p>4.1</p>
      <sec id="sec-3-1">
        <title>Corpus</title>
        <p>
          We considered the New York Times (NYT) corpus provided by [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] to train our
system. The corpus originally consists of 1.8 million news articles published
between January 1987 and June 2007. Both the training and the test parts are
tagged using Stanford Named Entity Recognizer [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ], where the training part
refers to years 2005-2006 and the test part is extracted from the year 2007. The
named entity mentions were mapped with the Freebase knowledge base of 2007
at string level. As a result, 4,700 and 1,900 relations were matched in the training
and the test sets respectively. The dataset is highly imbalanced (1:134) in terms
of portion of positive and negatives examples. To decrease the e ect of dataset
disproportion, we only used 50% of examples labeled as NULL relation to train
our system.
        </p>
        <sec id="sec-3-1-1">
          <title>2 opennlp.apache.org</title>
          <p>
            Relation Type P R F1
person/nationality 34.5 15.9 21.7
location/contains 10.4 52.2 17.4
person/company 19.8 61.0 29.9
company/place-lived 18.3 10.7 13.5
company-founder 66.7 11.1 19.0
We used the Charniak parser [
            <xref ref-type="bibr" rid="ref21">21</xref>
            ] to generate constituency-based parse trees of
the examples. All the name entities were tagged with the Stanford Name Entity
Recognizer [
            <xref ref-type="bibr" rid="ref20">20</xref>
            ] in four standard classes. We used SVM-Light-TK3 for learning
our models. We applied an SVM binary classi er using the one-vs-all strategy
to handle our multi-class classi cation problem. We tuned the SVM cost-factor
parameter (option -j) and the trade-o parameter (option -c) by using 30% of
the training set as development set. The e ect was an overweighting of the errors
on positive examples with respect to errors on negative examples. Indeed, this
is crucial when the number of positive examples are dramatically lower than the
negative ones (e.g., in NYT corpus some classes have less than 10 examples in the
training set). Most importantly, we handle overlapping relations, i.e., when two
target entities are in multiple relations, we simply collect the classi er decisions
of the one-vs-all method.
4.3
          </p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>Experimental Evaluation</title>
        <p>
          In order to comparatively evaluate our model, we considered two di erent
stateof-the-art methods: (i) Mintz++ is the baseline of improved version of the
original work introduced in [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. It can predict multiple labels for a given sentence
by Or-ing the prediction for the di erent mentions, (ii) Surdeanu et al. [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]
designed a method based on two-level classi cation, where the rst classi es
relations whereas the second aggregates them according to a given entity pair.
        </p>
        <p>Tables 1 shows the Precision, Recall and F1 for 5 top classes, which is rather
low in line with previous work. More interestingly, Table 2 reports the overall
Micro-average Precision, Recall and F1 of Mintz++ and Surdeanu et al.
compared with our model. The results show that, although the accuracy of our model
is lower than the state of the art, it is promising and it is obtained with a much
simpler model and implementation. We point out that our system su ers from
low Precision, which depends on the too many false positives caused by the
imbalances in the data and also by the high number of incorrect labels assigned by
DS to some relation types, when generating training data. This research is under
progress and we are going to apply some techniques for decreasing the number
of incorrect labels generated by DS.</p>
        <sec id="sec-3-2-1">
          <title>3 http://disi.unitn.it/moschitti/Tree-Kernels.htm</title>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>
        In this article we presented a simple method for weakly supervised relation
extraction. It exploits syntactic information and lexical features by combining
tree kernels with feature vectors. Moreover, we apply SVM classi er to handle
overlapping relation problem. We experimented with our approach on the
wellknown RE dataset [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The results show that our model can potentially reach
the state of the art and at the same time retaining simplicity.
      </p>
    </sec>
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