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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Categorical Information Improves the Effectiveness of Refutation Texts</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Stella Vosniadou (svosniad@phs.uoa.gr)</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Philosophy and History of Science, University of Athens Athens, Greece, and School of Education, The Flinders University of South Australia</institution>
          ,
          <country country="AU">Australia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Irini Skopeliti</institution>
        </aff>
      </contrib-group>
      <fpage>78</fpage>
      <lpage>83</lpage>
      <abstract>
        <p>We present the results of an empirical study, which investigated the effects of the amount of information and the type of information refuted in refutation texts. The study compared the effects of three refutation texts on elementary school children's understanding of the scientific concept of the Earth. One text refuted only the belief that the Earth is flat, the second refuted in addition the belief that people cannot live at the 'bottom' of the spherical Earth because they would fall down, and the third added the categorical information that the Earth is an astronomical object. The term 'categorical information' is used to refer to information about the category to which a concept belongs. We hypothesized that the text refuting more information as well as the one that included the categorical information that the Earth is an astronomical object would be more effective in improving students' scientific knowledge about the Earth. The refutation of categorical information is important because it is generic and carries a great deal of implicit information that can guide new learning. The findings showed that the text that included more information as well as the categorical information facilitated scientific understanding most. The results support the hypothesis that both the amount of information and the kind of information being refuted need to be taken into consideration when deciding what to refute in a refutation text.</p>
      </abstract>
      <kwd-group>
        <kwd>refutation texts</kwd>
        <kwd>categorical information</kwd>
        <kwd>learning</kwd>
        <kwd>conceptual change</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <sec id="sec-1-1">
        <title>Refutation texts</title>
        <p>
          Science texts are difficult to understand, especially for young,
elementary school children
          <xref ref-type="bibr" rid="ref7 ref8">(Goldman &amp; Bisanz, 2002;
Graesser, Leon, &amp; Otero, 2002; Vosniadou &amp; Skopeliti, in
preparation)</xref>
          . One possible reason for these difficulties is that
science texts do not take into consideration children’s
incompatible prior knowledge and their possible
misconceptions
          <xref ref-type="bibr" rid="ref14 ref16">(Mikkila-Erdmann, 2002; O’Reilly &amp;
McNamara, 2007)</xref>
          . In situations where an expository text
presents counter-intuitive scientific information which may
not be supported by readers background knowledge, the use of
refutation texts - the texts that acknowledge students’
alternative conceptions and then explicitly refute
themproduces better understanding results than non-refutation texts
(Broughton &amp; Sinatra, 2010; Diakidoy, Kendeou, &amp;
Ioannides, 2003; Dole, 2000; Guzzetti, Williams, Skeels, &amp;
        </p>
        <p>Wu, 1997; Kendeou &amp; van den Broek, 2005, 2007). However,
refutation text studies have not adequately addressed the
question of how much information as well as what kind of
information should be refuted.</p>
        <p>
          In the present study we investigated the effects of refuting
more information as well as of adding categorical information.
More specifically, the texts used refuted prior knowledge
representing the belief that the Earth is flat, and the belief that
people cannot live at the bottom of the Earth because they will
fall down. In addition, we investigated the effect of adding in
the text information about the scientific category to which the
Earth belongs. Conceptual change research has shown that
learning science often requires re-assignment of the category
to which a concept belongs
          <xref ref-type="bibr" rid="ref24 ref3">(Chi, 2013; Vosniadou &amp;
Skopeliti, 2005)</xref>
          .
        </p>
      </sec>
      <sec id="sec-1-2">
        <title>Categorical Information and Conceptual Change</title>
        <p>
          Categorization is one of the most powerful learning
mechanisms
          <xref ref-type="bibr" rid="ref13 ref3">(Chi, 2013; Medin &amp; Rips, 2005; Vosniadou,
2008)</xref>
          . When an object is assigned to a given category, all the
characteristics of the category are transferred to this object.
For example, if the ‘Earth’ is assigned to the category of
physical objects, then the characteristics of physical objects,
known to the learner, are assigned to it. Prior research has
shown that young children do indeed assign the Earth to the
category of physical objects and transfer to it characteristics of
physical objects, such as stability, support and the belief in an
‘up/down’ gravity
          <xref ref-type="bibr" rid="ref24">(Vosniadou &amp; Skopeliti, 2005)</xref>
          .
        </p>
        <p>
          Categorization is a dynamic rather than a static process..
During development many concepts may change category, i.e.
plants are considered to belong to the category of non-living
things at first but later change category and are considered to
belong to the category of living things
          <xref ref-type="bibr" rid="ref2">(Carey, 1985)</xref>
          . This
process of re-categorization is an important part of the
conceptual change process that takes place, particularly in
learning science. The re-categorization of plants from the
category of “non-living” to the category of “living” things is
accompanied by important changes in the characteristics
applied to pants.
        </p>
        <p>
          Many of the misconceptions children form are the result of
assimilating scientific information into their background
knowledge without changing their initial categorizations
          <xref ref-type="bibr" rid="ref20 ref25">(Vosniadou &amp; Skopeliti, 2013)</xref>
          . When conceptual change is
achieved, a new scientific concept has been formed which has
either been re-assigned to a different existing category, or an
altogether new category has been formed
          <xref ref-type="bibr" rid="ref3">(Chi, 2013)</xref>
          . In most
cases (i.e., concepts like heat, energy, force, matter, etc.) the
new, scientific category does not exist and needs to be
constructed with the help of specific instruction.  
        </p>
      </sec>
      <sec id="sec-1-3">
        <title>The concept of the Earth</title>
        <p>
          Previous research has shown that children have considerable
difficulty understanding that the Earth is a sphere that rotates
around its axis and revolves around the Sun
          <xref ref-type="bibr" rid="ref21">(Vosniadou &amp;
Brewer, 1992)</xref>
          . It has been argued that this is the case because
children categorize the Earth as a physical object and apply to
it the characteristics of physical objects, which are found on
the Earth, such as solidity, stability and up/down gravity.
These in turn constrain children's understanding of the
scientific information about the earth and become the cause
for children to form various kinds of misrepresentations of the
Earth.
        </p>
        <p>
          A substantial body of cross-cultural research supports the
conclusion that during the preschool years children construct
an initial concept of the earth based on interpretations of
everyday experience in the context of lay culture. According
to this initial concept, the Earth is a flat, stable, stationary, and
supported physical object. Objects located on the earth obey
the laws of up/down gravity, and space is organised in terms
of the dimensions of up and down. The sky and solar objects
are located above the top of this flat earth, which is thought to
occupy a geocentric universe
          <xref ref-type="bibr" rid="ref15 ref21 ref22">(Nussbaum, 1985; Vosniadou &amp;
Brewer, 1992, 1994)</xref>
          .
        </p>
        <p>The scientific concept of the Earth, to which children are
exposed at least as soon as they enter elementary school,
violates practically all of the characteristics that apply to
children’s initial Earth concept. According to the scientific
concept, the Earth is a planet, i.e., an unsupported, spherical,
astronomical object, which rotates around its axis and revolves
around the sun, in a heliocentric solar system. People live all
around the spherical Earth and gravity operates towards the
centre of the earth. Understanding the scientific concept of the
Earth requires that children re-categorize the earth to a new
ontological category, that of an astronomical object.</p>
        <p>
          <xref ref-type="bibr" rid="ref24">Vosniadou &amp; Skopeliti (2005)</xref>
          examined in detail this
hypothesis and showed that indeed there is a shift in children’s
categorizations of the Earth from a physical object to an
astronomical object, and that this shift is related to children’s
understanding of the scientific model of the Earth. In this
study 62 1st and 5th grade children were shown 10 cards with
the words ‘SUN’, ‘MOON’, ‘STAR’, ‘EARTH’, ‘PLANET’,
‘HOUSE’, ‘CAT’, ‘ROCK’, ‘TREE’, and ‘CAR’ and were
asked three categorization questions. The results showed that
the great majority of the children were able to distinguish
physical from astronomical objects and that there was a
developmental shift in their categorizations of the Earth. Many
of the younger children thought that the Earth belongs with the
physical objects, while practically all of the 5th graders
categorized the Earth with the astronomical objects.
Furthermore, significant correlations were obtained between
children’s categorizations and their Earth shape models. In
conclusion, the results supported the hypothesis that there is a
change in the categorization of the Earth from a physical to an
astronomical object, and that the re-categorization of the Earth
as an astronomical object may precede children’s full
understanding of the Earth as a spherical planet that rotates
around its axis and revolves around the sun.
        </p>
        <p>
          Previous studies have shown that when children’s initial
beliefs about the Earth are addressed, their understanding of
the spherical shape of the Earth is improved. A study
comparing a control group that received traditional instruction
with an experimental group that received additional
information about the spherical shape of the Earth and gravity
based on simulations, showed much improved understanding
of the scientific concept of the Earth for the experimental
group
          <xref ref-type="bibr" rid="ref23">(Vosniadou, Ioannides, Dimitrakopoulou, &amp;
Papademetriou, 2001)</xref>
          . In another study,
          <xref ref-type="bibr" rid="ref10">Hayes, Goodhew,
Heit, and Gillan (2003</xref>
          ) based on the findings of
          <xref ref-type="bibr" rid="ref21">Vosniadou
and Brewer (1992)</xref>
          used non-refutational texts and videos to
explain the beliefs of flatness and up/down gravity that
constrain the scientific understanding about the earth. The
results again showed significant differences between the
experimental and the control group. In the present study, we
investigated the effects of the refutation of the same two
beliefs as well as of the categorical information that the Earth
is an astronomical object..
        </p>
        <p>Three refutation texts were compared. The first dealt with
the belief that the Earth is flat (Text 1), the second also refuted
the belief that people cannot live at the bottom of the Earth
because they will fall down (Text 2), and the third added to the
above the information that the Earth is an astronomical object
rather than a physical object (Text 3), i.e., a spherical planet in
a heliocentric solar system. More specifically, Text 1
explicitly stated “the Earth is not flat but spherical, like a very
big ball” and explained that “the Earth looks flat to us who
live on a very small piece of it, like Greece”. Text 2 added to
this the information that “gravity is the force that holds us on
the Earth so that we do not fall down. It pulls everything that
is found on the Earth’s surface towards the center of the
Earth. Because of gravity people can live on all the parts of
the spherical Earth without falling”. Finally, Text 3 also stated
“the Earth is one of the planets of our solar system. Today we
know that our solar system is heliocentric. All planets revolve
around the sun. The sun is located in the middle of the solar
system. The Earth is also a planet with all the characteristics
of planets. All planets are spherical, round like very large
balls”.</p>
        <p>We hypothesized that Texts 2 and 3 that refuted more
information would be better in improving children’s
understanding compared to Text 1. However, it was also
hypothesized that Text 3, which contained the categorical
information that the Earth is an astronomical object, would be
more effective than the other two.This is the case because
categorical information is generic and allows inferences about
the characteristics of astronomical objects while it prevents
inferences of the sort that the Earth is stable and in need of
support, and of ‘up/down’ gravity.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Method</title>
      <p>Eighty-one 3rd grade students (mean age 8 years and 4 months)
from a middle-class school in Athens, Greece, participated in
the study. 3rd graders were selected because previous studies
have shown that although they are exposed to scientific
information about the Earth they do not yet fully understand
the Earth concept. Furthermore, this is the youngest age at
which we expected the children to be able to read and
understand a simple science text.</p>
      <sec id="sec-2-1">
        <title>Materials</title>
        <p>The materials used were: (a) three different refutation texts
which referred to the Earth, and (b) a questionnaire consisting
of 14 open-ended questions. As mentioned earlier, Text 1
refuted the belief that the Earth is flat and explained that it is
spherical (310 words). Text 2 included all the information
found in Text 1 and also refuted the belief that people can fall
off the Earth and explained that there is force called gravity
that holds people on to the surface of the spherical Earth (410
words). Text 3 included all the information found in Texts 1
and 2 and also added the information that the Earth is an
astronomical object (510 words). All texts were of comparable
readability level (Flesch index: 57.84 for text 1, 61,32 for text
2 and 73,24 for text 3).</p>
        <p>The questionnaire was used both as a pre-test and as a
post-test. The questions were divided in two groups: (1)
explicit questions, some of which arose directly from all the
texts (common explicit), and some only from Text 3; and (2)
inferential questions, the answers to which were not explicitly
stated in the texts but could be inferred from it. Again, some
inferential questions could be inferred from all texts (common
inferential), while others could be inferred only from Text 3.</p>
      </sec>
      <sec id="sec-2-2">
        <title>Procedure</title>
        <p>Children were randomly assigned to one of the experimental
conditions. More specifically, each classroom was randomly
given one of the three texts to read. The pre-test was
administered first. When all children finished answering the
pretest, the answer sheets were collected and a written copy of
one of the refutation texts was distributed. They had 15
minutes to read it on their own. At the end of the reading
period, the experimenter read the text aloud in order to make
sure that the children could decode all the words. Then the
written texts were withdrawn and the posttest was
administered..</p>
      </sec>
      <sec id="sec-2-3">
        <title>Results</title>
        <p>Scoring. Two judges agreed on a scoring key, which they
used to score independently children’s responses in all the
questions. The judges’ agreement was calculated at 95%
[Kendall’s tau τ=0.939; Ν=81; p&lt;.001]. All disagreements
were discussed until a common score had been achieved on all
the items. Children’s responses to each of the 14 questions
received a score of 3 if they were scientific, of 1 if they were
“initial” (if they were consistent with the flat Earth model),
and of 2 if they revealed exposure to scientific information,
which was however not fully understood. No responses were
scored as 0. Thus, for each student the total score could range
from 0 to 42.</p>
        <p>A group type (text1*text2*text3) ANOVA was used to test
whether there were any significant pretest differences between
the two experimental groups assigned to the different text
conditions.. The results showed no statistically significant
differences between the three experimental groups in the
pretest [F(1,78)=.710, n.s.; η2=.004].</p>
        <p>Children’s total scores in all the common (explicit and
inferential) questions in the pretest and posttest were subjected
to a mixed two-way ANOVA with text type as a between
subjects variable and pre-post test performance as a within
subjects variable. The results showed that all refutation texts
improved significantly children’s responses in the posttest
[F(1,78)=49.742, p&lt;.001] (see Table 1) and the size effect for
this analysis [η2=.387] exceeded the convention for a large
effect (η2=.025).</p>
        <p>The analysis also showed a statistically significant
interaction between text type and students difference in
performance from pretest to posttest [F(2,78)=7.438, p&lt;.001].
The effect size for this analysis [η2=.160] was found to exceed
the convention for a large effect (η2=.025). The students who
read Text 3 showed greater improvement in their responses in
the posttest compared to the pretest, as opposed to the students
who read Text 1 and Text 2 (Figure 1).</p>
        <p>Post hoc comparisons using the LSD test indicated that the
mean score difference from pretest to posttest for Text 3 was
statistically significant only when Text 3 was compared to
Text 1. The mean score difference between Text 2 and Text 3
was in the expected direction but not statistically different (see
Table 2). Similarly, the mean score difference between Text 1
and Text 2 was not statistically different. Taken together, these
results suggest that Text 3, improved children’s responses in
the posttest more than the other two texts, but the difference
was statistically significant only between Text 1 and Text 3..</p>
        <p>A similar mixed ANOVA was conducted separately for the
common explicit and the common inferential questions only.
In the case of the common explicit questions the analysis
showed statistically significant improvement in children’s
responses from pretest to posttest in all three texts
[F(1,78)=20.058; p&lt;.001; η2=0.205]. No statistical significant
interactions were obtained [F(2,78)=.637; n.s.; η2=0.006],
despite the fact that Text 3 had a greater effect in children’s
responses in the posttest compared to the other two texts ( see
Table 3).</p>
        <p>In the case of the common inferential questions a
statistically significant improvement in children’s responses
from pretest to posttest in all three texts was obtained
[F(1,78)=20.058; p&lt;.001; η2=0.205] (see Table 4).
Significant interactions were obtained only in the case of the
inferential questions [F(2,78)=6.410; p&lt;.005]. The η2 effect
size value for this analysis [η2=.141] was high. Figure 2 is a
pictorial representation of these results.</p>
        <p>It appears that Texts 1 and 2 slightly improved children’s
responses in the posttest, while Text 3 had a greater impact on
children’s posttetst explanations compared to the other two
texts. Additional post-hoc analyses using the LSD test showed
that this difference was in favor of Text 3 compared to the
other two texts (Table 5).</p>
        <p>It seems that, once again Text 3, which included the
categorical information, improved children’s responses in the
inferential questions more than the other two texts.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Discussion</title>
      <p>
        Science texts are difficult to understand, especially for young
elementary school children
        <xref ref-type="bibr" rid="ref7 ref8">(Goldman &amp; Bisanz, 2002;
Graesser, Leon, &amp; Otero, 2002; Vosniadou &amp; Skopeliti, in
preparation)</xref>
        . Refutation texts that take into consideration
children’s incompatible prior knowledge and possible
misconceptions and explicitly refute them are a good means to
promote text understanding in these cases
        <xref ref-type="bibr" rid="ref14 ref16 ref5 ref6">(Dole, 2000;
Diakidoy, Kendeou, &amp; Ioannides, 2003; Guzzeti, et al., 1997;
Mikkila-Erdmann, 2002; O’Reilly &amp; McNamara, 2007)</xref>
        . The
results of the present study are consistent with the results of
previous research in view of the fact all the refutation texts
improved children’s responses in the posttest.
      </p>
      <p>
        In addition, the results of the present study indicate that the
refutation text that included the categorical information was
more effective than the other texts in improving children's
understanding of the scientific information about the Earth.
The children who read Text 3, which included the information
about the categorization of the Earth, improved their responses
in the inferential questions in the posttest more compared to
their peers who read the other two texts. This finding is
consistent with our hypothesis that categorical information is
more important than other types of information, because it is
generic and carries with it a great deal of implicit information
that can be used by the learner to guide new learning
        <xref ref-type="bibr" rid="ref24">(Vosniadou &amp; Skopeliti, 2005)</xref>
        . However, since Text 3 also
included more information than the other two Texts, more
experiments are need in order to further test the power of
presenting categorical information alone.
      </p>
      <p>
        Overall, the present results support the conclusion that
when using refutation text, it is important to consider what
kind of information is being refuted as well as how much
information is refuted. It appears that texts are more effective
when more information is refuted as well as when the
refutation includes categorical information
        <xref ref-type="bibr" rid="ref17 ref18">(Skopeliti &amp;
Vosniadou, 2006, 2009)</xref>
        . This finding has important practical
implications and needs to be considered by curriculum
designers, authors of science text, and of course teachers.
      </p>
      <p>
        Learning science very often requires changes in the
ontological category to which an object belongs.   These  
changes   are   considered   to   be   the   most   difficult   conceptual  
changes  to  achieve  
        <xref ref-type="bibr" rid="ref19 ref20 ref25 ref3 ref4">(Chi, 2013; Chi &amp; Roscoe, 2002; Thagard,
2013; Vosniadou   &amp;   Skopeliti,   2013)</xref>
        .   In   the   case   of   the   Earth  
concept  it  was  not  too  difficult  to  add  the  information  that  the  
Earth   is   an   astronomical   object   in   the   present   texts,   because  
the   children   already   had   formed   a   category   of   astronomical  
objects.   However,   it   might   be   more   difficult   to   refer   to   the  
scientific   category   when   this   category   does   not   exist   in   the  
conceptual   repertoire   of   the   student.   For   example,   reference  
to   the   category   ‘interactions’   for   concepts   like   force,   or   heat,  
which  are  initially  categorized as  substances  or  properties  of  
objects  might  not  carry  much  meaning  or  explanatory  power  
for  a  student.  Taking  this  into  consideration,  it  has  to  be  clear  
that   caution   needs   to   be   exercised   as   to   how   categorical  
information  can  be  best  included  in  science  texts,  particularly  
in   situations   where   there   are   reasons   to   believe   that   the  
scientific   category   does   not   already   exist   in   the   conceptual  
repertoire  of  the  student.      
 
      </p>
    </sec>
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