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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Dynamic Field Theory Based Pilot Model To Control Aircraft Pitch Attitudes</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yasin Kaygusuz (ykaygusuz@tai.com.tr)</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Murat Perit Çakır</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>TAI, Turkish Aerospace Industries</institution>
          ,
          <addr-line>Fethiye Mah., Havacılık blv. No17, Akıncı, Kazan 06980, Ankara</addr-line>
          ,
          <institution>Turkey METU Informatics Institute, Department of Cognitive Science</institution>
          ,
          <addr-line>Dumlupınar Blv. No:1, Çankaya, 06800 Ankara</addr-line>
          ,
          <country country="TR">Turkey</country>
        </aff>
      </contrib-group>
      <fpage>152</fpage>
      <lpage>157</lpage>
      <abstract>
        <p>In this study, a dynamic field theory (DFT) based cognitive model of a pilot performing pitch attitude control of a 3 degree of freedom aircraft model is presented. The cognitive model is validated by comparing the pilot model's pitch attitude hold performance with real flight test results of a human pilot on a real aircraft. A high degree of similarity was observed between the behaviour of the human pilot and the DFT model. The paper contains a brief summary of older control theory based pilot models, describes the similarities between control theoretic and DFT approaches, and shows the DFT pilot's flexibility to adapt to different temporal behaviours.</p>
      </abstract>
      <kwd-group>
        <kwd>Dynamic field theory</kwd>
        <kwd>pilot cognitive model</kwd>
        <kwd>cognitive modelling</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Several mathematical models that emulate a human pilot’s
abilities to control an aircraft have been proposed in
aerospace engineering since 1950s. Most of these are
functional models that simply provide a transfer function
constructed upon control theoretic principles such as root
loci and Bodé plots, which are primarily based on data
obtained from questionnaires filled by the pilots or flight
test instrumentation. In particular, these models belong to
the first among two main modeling paradigms, which focus
on performing a specific task by using a pilot transfer
function to control some specific aspect of aircraft attitude.
Such models treat the pilot as a set of control equations in
the control loop of an aircraft function. Although these
control models are great engineering efforts, they are
primarily geared towards controlling the aircraft as part of
an autopilot system, rather than providing tools for
understanding human piloting behaviour. The second
paradigm employs a cognitively more plausable approach,
which will be discussed further after a review of control
theory based pilot models.</p>
      <p>
        One of the earliest control theory based pilot models
focused on determining the control parameters of vertical
take-off and landing (VTOL) aircraft in the United States
Air Force Flight Dynamics Laboratory (AFFDL)
        <xref ref-type="bibr" rid="ref5">(Blakelock, 1991)</xref>
        . The purpose of this study was to
determine the VTOL specification for a future development
aircraft with a focus on matching human performance
characteristics obtained in conventional aircraft. Since no
VTOL aircraft had yet to be built at the time, AFFDL did
not have any chance to use real flight test data, so
researchers preferred to use a simulated environment to
obtain pilot performance parameters as rated by the
CooperHarper rating scale. This work led to the first control
theoretic pilot model in 1960s, which is considered as the
generic pilot model
        <xref ref-type="bibr" rid="ref8">(Johnson &amp; Pritchett, 2002)</xref>
        .
      </p>
      <p>
        The crossover model is one of the two well-known control
theory based pilot models. The model takes its name from
the crossover frequency which is the frequency where the
phase angle of a Bodé plot equals -180° or -π
        <xref ref-type="bibr" rid="ref5">(Blakelock,
1991)</xref>
        . The crossover model assumes a simple control loop
of pilot-aircraft similar to the one given in Figure 1 below.
 
      </p>
      <p>
        <xref ref-type="bibr" rid="ref13">McRuer and Jex (1967)</xref>
        give a crossover model written in
frequency domain with parameters jw and
        <xref ref-type="bibr" rid="ref5">Blakelock (1991)</xref>
        provides the same model in Laplace domain with variable s.
In the crossover model’s pilot-aircraft loop, we labelled the
input as intention, which may refer to a navigation goal
originating from the flight plan or a leg of a manoeuvre. In
any case, the pilot is mostly interested with the deviation
between the intended (or goal) state and the current
situation. The crossover model aims to achieve humanly
dynamical behaviour by adjusting the time constants to
manage the deviation between the current situation and the
goal, which is the main reason behind its stability.
However, the model neglects the spatiotemporal behaviour
of the neural network underlying the decisions of the pilot.
Therefore, one can conclude that such control theoretic
models of pilot behaviour are functional engineering
models that are not neurobiologically informed.
        <xref ref-type="bibr" rid="ref13">McRuer
and Jex (1967)</xref>
        report that such a model holds only around
the crossover frequency of its Bodé plot, and this is where
the name of the model arises.
      </p>
      <p>
        The Paper Pilot is another seminal model like the
crossover model, which employs the McRuer and Jex
model as an inner loop. Hence, it is a far more complex
model in comparison with the crossover model
        <xref ref-type="bibr" rid="ref2 ref2 ref3 ref3">(Anderson,
1970; Anderson, Connors &amp; Dillow, 1970)</xref>
        . A schematic
representation of the paper pilot model is provided in Figure
2. There are two control loops, one being inside and in
contact with the aircraft dynamics, and one being outside
serving as an outer loop oriented towards position
behaviour. The use of such inner and outer control loops are
still commonly used in aircraft control modelling.
      </p>
      <p>The paper pilot model uses a performance-based approach
for the determination of model parameters (Anderson,
1969). The use of the transfer function from the crossover
model eased the development of the paper pilot. It is named
as paper pilot possibly because it depends on the evaluation
of pilot performance with questionnaires. In the model, the
most important parameters are the gain and the lead time
constants, which are selected to optimize the model
performance by minimizing attitude errors.</p>
      <p>The crossover model described above can control a single
parameter, and thus controlling multiple parameters
instantaneously requires the use of multiple crossover
models. The paper pilot model has an advantage in
comparison with the crossover model, as it uses both
position and angular parameters to control the displacement.
This parallels to the real situation in an aircraft where the
pilot generally controls the angular movements and the
thrust level (i.e. speed for displacement). Therefore, the
paper pilot is far more realistic as a model as compared to
the crossover model.</p>
      <p>The main weakness of the paper pilot is its performance
dependency. Since the model parameters are adjusted using
the model performance iteratively, the model is very much
dependent on the physical aircraft model. In other words,
the pilot model performance changes with the aircraft
model. So paper pilot is a task dependent model that differs
from a human pilot who can learn to fly any type of aircraft
with a performance depending on training hours.</p>
      <p>
        The optimal pilot model is developed to overcome the task
dependency (i.e. dependency to aircraft dynamics) of the
paper pilot
        <xref ref-type="bibr" rid="ref16">(Pollard, 1975)</xref>
        . As it can be seen in Figure 3, in
contrast to prior models the main improvement is the
addition of the angular control element to the control loop,
which is one of the primary controls performed by a human
pilot. The optimal pilot goes one step further by adding a
simulation of humanly behaviour in the form of an
estimation-control loop. Therefore, the optimal pilot model
can be considered as the first attempt in capturing the pilot’s
cognitive abilities in a computational model, even though it
is not biologically informed and it is still essentially a
control model.
global level. In other words, this organisation is similar to
        <xref ref-type="bibr" rid="ref12">Marr’s (1982</xref>
        ) three levels of analysis where the body of the
aircraft resembles the biological layer, the direct parameters
resemble the representation layer which are in direct contact
with the biological layer, and finally the indirect parameters
resemble the computational level which are shaped by the
pilot’s intentions or mission parameters e.g. climb to a
specific altitude, go to a specific place etc.
      </p>
      <p>
        Researchers have been in search of an adaptive or dynamic
aircraft attitude control capability for several decades due to
the difficulty of predicting environmental effects in open
(uncontrolled) atmosphere. This necessity motivated the
second paradigm in pilot modelling, which can be referred
as neural or dynamic approaches. Such models are reported
in various publications and are generally providing
autopilot capabilities to control real or simulated aircraft
dynamics. Some examples include
        <xref ref-type="bibr" rid="ref7">Enns and Si’s (2004)</xref>
        helicopter flight control with Neural Dynamic
Programming,
        <xref ref-type="bibr" rid="ref10">Kaneshige and Burken’s (2008)</xref>
        neural
network based in-flight control model of a real F-15
aircraft, and neutrally informed intelligent models
developed in NASA
        <xref ref-type="bibr" rid="ref15">(Motter, 2008)</xref>
        . Although these
approaches offer very effective and successfully tested
autopilot models, none of them are based on dynamic field
theory
In this study, we opted for employing an intention layer to
supply the pilot model with a goal. Such a layer can be
formed with a self-excitory dynamic neural field with a
very low decaying time constant so that the pilot never
forgets his intention. Using a reference field or model to
create an intention is first proposed by
        <xref ref-type="bibr" rid="ref9">Kaneshige, Bull and
Totah (2000</xref>
        ), where 3 functions are used as reference
models for pitch, roll and yaw rates of the aircraft. Dividing
the intention into 3 components as reference models of
behaviour in this way provides a useful and easy method to
implement such a model. We have similarly used 3 different
dynamic neural fields holding or memorizing the pilot’s
intention patterns, which will be described further in
subsequent sections. Note that the
        <xref ref-type="bibr" rid="ref9">Kaneshige, Bull and
Totah (2000</xref>
        ) model uses neural networks with s-domain
transfer functions to control the aircraft, so dynamic neural
fields are not used in this approach. While Kaneshige et al.
continuously compare the reference models with current
rates and form the next action based on their difference, this
loop can be assumed as a negative feedback line to achieve
stability.
      </p>
      <p>To sum up, existing pilot models in aviation industry are
predominantly control theoretic models that focus more on
control dynamics than cognitive processes underlying a
human pilot’s performance. In this paper, we propose a
Dynamic Field Theory based approach to extend this line of
work by incorporating biologically plausible layers that
modulate cognitive processes underlying pilot behaviour.
The next section provides an overview of Dynamical Field
Theory. This is followed by a description of the physical
aircraft model used in this study and the DFT based
architecture developed to model pilot behaviour. The paper</p>
      <p>Equation 2 provides a relation of neural interaction between
neural fields depending on their distal separation, i.e. it is a
function of a spatial parameter. Notice that the activity
relation here is simply independent of time but it is a
function of the separation between the fields’ physical
distances and forms a Gaussian with standard deviation σ. A
is the excitation constant which will vary with a Gaussian
behaviour over distances between fields. winh is a constant
value of inhibitory effect between neural fields.</p>
      <p>1 ,</p>
      <p>Above given eq. 3 is the threshold function in form of a
sigmoid.</p>
      <p>The DFT method allows model builders to implement
networks of neural fields to create logical or spatiotemporal
concludes with our preliminary findings regarding the
model’s performance on an altitude hold task, which is
contrasted with real human pilot data.</p>
    </sec>
    <sec id="sec-2">
      <title>Dynamical Field Theory</title>
      <p>
        Neural field studies starting from late 1950s take the firing
rates as the primary state variable with the assumption that
neuron populations are embedded in coarse-grained areas
        <xref ref-type="bibr" rid="ref14">(Meijer and Coombes, 2013)</xref>
        . Beurle, Wilson, Cowan and
Amari have laid the mathematical groundwork for neural
field modelling.
        <xref ref-type="bibr" rid="ref4">Beurle’s (1956</xref>
        ) work on large scale neuron
population excitation behaviour was extended with
inhibitory capabilities contributed by
        <xref ref-type="bibr" rid="ref17">Wilson and Cowan
(1972)</xref>
        and Amari’s (1977) Mexican hat type kernels, which
altogether provided a mathematical model for
characterizing neural population activity.
      </p>
      <p>
        Below is the Amari equation which is used to model the
firing behaviour of a cortical area, nuclei or column on a
functional basis
        <xref ref-type="bibr" rid="ref1">(Amari, 1977)</xref>
        .
1
2
3
,
,
      </p>
      <p>In the equation above, the term w(Δx) is the interaction
kernel and is convolved with a threshold function f (u(x’, t))
which is used to supress the kernel’s excitory parts in case
the system dynamics are below a preselected threshold. is
the time constant for the population dynamics. u(x, t) is the
field activity function. The output of the U function
provides the activity value. H is the resting level of the
model, whereas S(x, t) are the input(s).</p>
      <p>∆ is the interaction kernel representing
each neuron’s excitory or inhibitory relation from the
neuron at the origin with a distance x – x’. , is
the threshold function.</p>
      <p>Below is the equation defining a kernel example.
proportion of W with a coefficient of (1/cos( ). D: The
Drag induced on the body of the aircraft due to the airspeed.</p>
      <p>: Angle of attack; i.e. the angle between the aircraft mean
chord line (longitudinal axis of the aircraft) and the velocity
vector. Sideslip or skid effects are all neglected.</p>
      <p>
        The model described above is implemented in C++ and
connected to our pilot model as a plugin which is
implemented in the CEDAR framework
        <xref ref-type="bibr" rid="ref11">(Lomp, 2013)</xref>
        using a DFT approach.
      </p>
    </sec>
    <sec id="sec-3">
      <title>The Architecture</title>
      <p>The general architecture of our setup is the same as in
Figure 1. Unlike the crossover model that controls a single
parameter, the DFT pilot model is used to control multiple
aircraft behaviours by using 2 control inputs (Figure 4).</p>
      <p>In this study, 3 axis behaviour of the aircraft model is
controlled via two inputs, namely the pitch and heading
correction. The model will focus on emulating the
performance of a human pilot who intends to hold the
pattern of flight stable. Only the pitch results will be
summarized in this paper. The roll control is left out of the
scope of this paper. Figure 4 summarizes the control flow
for each control parameter.
decisions. One can adjust kernel parameters to modify a
spatiotemporal parameter. For example, the observation of
the distance from an object can be represented by the
activity position of the field in the spatiotemporal axis and
the saliency of the activity amplitude of the same field.</p>
    </sec>
    <sec id="sec-4">
      <title>The Aircraft Model</title>
      <p>
        A 3 degrees of freedom (3DoF) model was selected to
model the aircraft in this study. The selected 3DoF model
suits particularly well for understanding long-term
navigation behaviour, and similar models have been used in
previous studies
        <xref ref-type="bibr" rid="ref14">(e.g. Carretero, Nieto &amp; Cordon, 2013)</xref>
        . A
3DoF model neglects the moments inputs of the aircraft
model, does not contain angular rates modelling and Euler
rates. Our model will include a point mass aircraft with a
linear drag model. The mass of the aircraft is decreasing
proportional to the thrust used due to the fuel consumption.
Below is the mathematical summary of the 3DoF aircraft
model. Since phugoids or dutch rolls are not aimed to be
captured in our application, a higher degree model is not
considered.
      </p>
      <p>cos
sin
sin
cos
cos
cos</p>
      <p>sin
sin
0</p>
      <p>sin
cos
cos</p>
      <p>Equation 4 contains the rate of change of the fundamental
model parameters in time. The parameters used in Equation
4 are defined as follows.</p>
      <p>
        X: Longitudinal axis position of the aircraft (along body
axis position). Y: Lateral axis position of the aircraft (cross
body axis position). h: Altitude of the aircraft upon flat
earth Cartesian coordinate system (the normal axis
position). V: The speed of the aircraft upon flat earth
Cartesian coordinate system. : Aircraft current heading
angle. : Aircraft flight path angle. This angle is the angle
between the flat earth surface and the aircraft velocity
vector. W: The weight of the aircraft plus the weight of the
fuel. In normal conditions, fuel is expected to decrease
proportional to the thrust applied by the engines to the
aircraft. T: Constant aircraft thrust supplied by the engines.
g: The gravitational acceleration. Flat earth model is used, g
can be assumed constant. wx, wy, wz: Components of wind
vector, i.e. the speed of wind in North and East direction
and finally the third one is in normal axis. : Aircraft pitch
angle; the angle between the flat earth surface and the
aircraft nose. : Aircraft roll angle; i.e. the angle between
the lateral axis of the aircraft and the flat earth surface. L:
The lift force. In this model L will be taken equal to a
The intention layer, which is not shown in Figure 4, is used
to generate a constant behaviour to hold the aircraft at initial
attitude. The reason behind the use of the intention layer is
to provide the pilot model a goal structure. In this
preliminary study we aimed to provide a DFT model that is
deliberately oriented towards performing level flight. The
architecture is used to control the aircraft on holding the
initial heading and altitude. Due to the unavailability of the
roll control channel, the aircraft roll attitude is not held
under control and left freely to oscillate due to the control
behaviour. Since a 3DoF aircraft model is used, each
attitude channel can be assumed independent and harmless
upon aircraft pitch performance. Since there is an intention
layer to hold the aircraft in a selected path or pattern, our
DFT based architecture bears a strong similarity to the
models proposed by
        <xref ref-type="bibr" rid="ref8">Johnson and Pritchett (2002)</xref>
        and
        <xref ref-type="bibr" rid="ref9">Kaneshige, Bull and Totah (2000</xref>
        ). One major architectural
difference between our approach and the existing models is
that our intention layer is formed by a neural field, whose
decaying time constant is adjusted to a numerically larger
4
value which is normally not used for decision fields, so that
the activity of the field is almost non-decaying, even when
an input is not applied or an applied input is removed (see
Appendix). Notice Amari equation is in an
integrodifferential form and time constants can be adjusted to
shape the differential field produced by the equation.
Hence, the intention layer can be considered to function like
a working memory component. A block diagram of the
pitch decision channel is given in Figure 5.
 
      </p>
      <p>In the CEDAR implementation, the aircraft model’s
output is connected to the perceptual neural fields (sensory
fields used for observing the aircraft dynamics), which
transform the spatial parameters into neural field activations
so that they can be processed by the architecture.</p>
      <p>Figure 6 displays a graphical representation of the
performance of a T-38 Talon pilot trying to hold the aircraft
at 20000 ft constant altitude manually for 2 minutes and 55
seconds. The plot indicates that there are various deviations
from the target altitude up to approximately 90 ft. Some of
these deviations may originate from the aircraft dynamics
and some from the pilot. Accordingly, we deduce that a
human pilot’s performance unified with the aircraft
dynamics may result in up to 90 ft deviations at high
altitudes. The same Test Pilot showed a better performance
with a maximum deviation of 53.2 ft when the holding task
was carried out at 8450 ft during the same flight. When the
target altitude is 100 ft above ground, the same pilot made
an error of maximum 7.5 ft. Therefore, we can deduce that
as the aircraft is closer to the earth’s surface (i.e. as the
danger increases) during the holding task, the pilot naturally
becomes more careful.</p>
      <p>A similar analysis may be performed for lateral hold
performance. Our analysis on flight test data records have
shown that the same pilot have a performance of pattern
holding on lateral navigation with a maximum error of
29.504 ft. Lateral performance is hold out of scope for
current study.</p>
      <p>In this study we tried to hold our 3 DoF aircraft model at
level flight and our aim was to hold the deviations on or
below the deviations observed in human pilot performance
data. One important point is that the given deviations may
be dependent on the pilot’s experience. However, since the
identity and the flight experience of the pilots were not
available to the researchers, we cannot incorporate the
variability due to different expertise levels in our study.</p>
      <p>Another important consideration for pilot modelling is
that, whatever the controlled attitude (i.e. pitch or lateral),
the pilot uses an angular parameter to control the Cartesian
behaviour of the aircraft. Thus, the pilot model should be
able to make a transformation between coordinate systems
and compute the required angular correction to re-enter the
flight path or hold the flight pattern.</p>
      <p>20100
l)
e
v
 Le20050
a
e
S
 
e
vo20000
b
A
 (
t
 ,fe19950
d
u
t
li
t
A19900</p>
      <p>Manual Altitude Hold Performance of a T‐38 Pilot at 
20 K ft</p>
      <p>20092,5
20052,5
19942,5
19955
19952,5</p>
    </sec>
    <sec id="sec-5">
      <title>Results &amp; Discussion</title>
      <p>The DFT based pilot described above performed some
simulated flights completely autonomously and the results
are qualitatively compared with actual flight test data
obtained from T-38 flights. The behaviour of the human test
pilot exhibits an oscillatory behaviour around the targeted
flight pattern with plus or minus deviations. Some of these
deviations are due to the dynamical behaviour of the T-38
aircraft, which is expected. Especially in high altitudes the
pilot was not able to follow the target altitude loss strictly.
A similar behaviour is obtained with the DFT based pilot
model. Figure 7 shows the output obtained from a sample
run.</p>
      <p>Figure 7 suggests that the DFT pilot is able to control
aircraft pitch attitude by limiting the aircraft altitude
deviations. In the above example, the aircraft makes
constant decrease from 10.000 ft with a constant loss of
altitude with 138 ft/step size (about 5 seconds). When the
pilot model is started, it directly creates an input to stop the
decrease in altitude in an effort to protect the current flight
path. As the plot indicates, the aircraft altitude oscillates
around the targeted altitude under the control of the pilot
model, which is trying to keep the altitude constant. Notice
the model reaction times and amplitudes can be adjusted via
using the dynamic fields’ time constant (shown in equation
1), sensor layer tolerances and excitory or inhibitory field
parameters.</p>
      <p>Overall, our preliminary results suggest that the pitch
attitude performance of our DFT based pilot model is
comparable to the human pilot’s performance. Human pilots
do not make any trigonometric computations to acquire the
cross track component of the distal deviation to obtain the
required angle to hold the pitch attitude of the plane. The
process of the computation happens naturally, embodied
and embedded in a continuous way. The continuity in the
inner and outer loops of pilot control in the proposed DFT
architecture captures the dynamic and embodied nature of
the human pilot’s actions. Therefore, DFT seems to be a
promising approach for modelling dynamic, embodied and
embedded aspects of pilots’ cognitive and behavioural
performance.</p>
      <p>1
11
21</p>
      <p>31
Simulation Step Number
 </p>
      <p>In future work, the aircraft model will be improved with 6
DoF dynamics to be able to discriminate between the
behaviour of the aircraft and the behaviour of the pilot
model. In the next step, the control of the attitude will be
improved with lateral navigation, roll control and obstacle
avoidance hierarchy.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgment</title>
      <p>This study is supported by Turkish Aerospace Industries
(TAI) and is part of a thesis study in METU Cognitive
Science Department with the support provided by TAI.</p>
    </sec>
    <sec id="sec-7">
      <title>Appendix</title>
      <p>A working set of parameters is given below. This set of
parameters is used with two interacting fields to obtain
dynamical control behaviour. Static gains are also used in
the architecture to adjust motor behaviour but they are not
considered here since the reader can easily adjust its own
parameters to create the temporal behaviour of the pilot.
This is similar to the neuromuscular delays and transfer
functions used in the optimal pilot model.</p>
      <p>Initial Mass: 5000 lbs, Constant Trust: 6000 lbfs, Initial X
Position: 0, Initial X Position: 0, Initial Altitude: 10000 ft,
Initial Airspeed: 298 Knots, Fuel Burn Rate: 5 lbs/min.</p>
      <p>Pitch Decision Neural Field 1; Resting level: -1, Time
scale: 100, Global inhibition: -0.001, Dimensionality: 1,
Sizes: 90, Input noise gain: 0.1, Sigmoid Kernel Threshold:
Threshold: 0, Beta: 100, Lateral kernels, Gaussian:
Dimensionality: 1, Amplitude: 2, Sigmas:3,</p>
      <p>Pitch Decision Neural Field 2; Resting level: -1, Time
scale: 500, Global inhibition: -0.01, Dimensionality: 1,
Sizes: 90, Input noise gain: 0.1, Sigmoid Kernel Threshold:
Threshold is 0, Beta: 100,</p>
      <p>Wind Mean (ft/s): 5, Standard deviation: 0,</p>
      <p>Memory Trace as Intention Layer Sizes: 90; Time scale
build up: 10, Time scale decay: 109.</p>
      <p>300
200
)
t
f
(
 no100
i
t
a
ive 0
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il
t
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‐200</p>
    </sec>
  </body>
  <back>
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            <surname>Amari S.</surname>
          </string-name>
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          <year>1977</year>
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          </string-name>
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            <given-names>A.J.</given-names>
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            <surname>J.D.</surname>
          </string-name>
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