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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Self for Others: Joint Self-Other Representation of Value During Morally Relevant Action</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Michael Spezio (mspezio@scrippscollege.edu)</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
          <xref ref-type="aff" rid="aff4">4</xref>
          <xref ref-type="aff" rid="aff5">5</xref>
          <xref ref-type="aff" rid="aff6">6</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Psychology, Scripps College Claremont, CA 91711 USA Institute for Systems Neuroscience, University of Hamburg Medical Center - Eppendorf D-20246 Hamburg, Germany Division of Humanities &amp; Social Sciences, California Institute of Technology Pasadena</institution>
          ,
          <addr-line>CA 91125</addr-line>
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Dirk Schümann Institute for Systems Neuroscience, University of Hamburg Medical Center - Eppendorf D-20246 Hamburg</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Gregory R. Peterson</institution>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Jan Gläscher Institute for Systems Neuroscience, University of Hamburg Medical Center - Eppendorf D-20246 Hamburg</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff4">
          <label>4</label>
          <institution>Kevin S. Reimer</institution>
        </aff>
        <aff id="aff5">
          <label>5</label>
          <institution>Steven Quartz</institution>
        </aff>
        <aff id="aff6">
          <label>6</label>
          <institution>Warren S. Brown</institution>
        </aff>
      </contrib-group>
      <fpage>330</fpage>
      <lpage>334</lpage>
      <abstract>
        <p />
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The cognitive science of moral action seeks accounts of moral
cognition – and their conceptual and valuational structures –
that explain stable or unstable, reasoned or unreasoned, moral
commitments in the real world. To be successful, cognitive
science requires experimental approaches that are relevant to
the lives and choices of people who demonstrate stable moral
commitment in real life. Further, cognitive science should be
able to develop models analogous to the theories from other
scholarly inquiries into moral cognition, such as moral
philosophy and theology. We applied cognitive valuational
modeling and Bayesian model comparison to analyze choices
in groups of people who 1) demonstrate real-world stable and
reasoned action for others in long-term commitments of
compassionate care; 2) demonstrate stable and reasoned
action in the laboratory over 2-3 years and across context; and
3) a large group of young adults. We compared 4 different
models, intended to correspond with being insensitive to
context (Model 1), with simple ethical utilitarianism (Model
2), with an ethics of nondual self (Model 3), and with an
ethics of relationally nondual self (Model 4). In all 3 studies,
greater action for others associated with having a joint
representation of values for self and others while still
differentiating between the two (Model 4). Our findings show
that action for others is facilitated by having a “self for
others”: a representation of value for self that is tied to value
for others without losing the distinction between the two.</p>
    </sec>
    <sec id="sec-2">
      <title>Introduction</title>
      <p>
        Two primary questions motivate this research. The first is
whether the application of cognitive modeling
methodologies from decision science, using discrete choice
theory
        <xref ref-type="bibr" rid="ref16 ref9">(W. H. Greene, 2009; Mazzanti, 2003)</xref>
        , Bayesian
parameter estimation
        <xref ref-type="bibr" rid="ref14">(Kruschke, 2010)</xref>
        , and Bayesian model
comparison
        <xref ref-type="bibr" rid="ref24">(Gelman, Hwang, &amp; Vehtari, in press; Vehtari
&amp; Gelman, 2014)</xref>
        could reveal how people value self and
other during contexts that allow, but that do not require,
compassion and costly care for others. Do people who act
more often for others represent the value of self and of other
differently than those who choose not to care when the
opportunity arises? Do people who care have a cognitive
representation of joint valuation that is absent or simply
modulated in people who act less often on behalf of others?
We compared four different cognitive valuational models
intended to correspond to the following broad ethical
theories: 1) context insensitivity, which might include a
deontological ethics (
        <xref ref-type="bibr" rid="ref11">Herman, 2007</xref>
        ;
        <xref ref-type="bibr" rid="ref12">Kant, 1996</xref>
        (1798),
2005); 2) simple utilitarian ethics, with its focus on
additivity in aggregates of value
        <xref ref-type="bibr" rid="ref17 ref8">(J. D. Greene, Nystrom,
Engell, Darley, &amp; Cohen, 2004; Mill, 1871)</xref>
        ; 3) an ethics of
nondual self, in which the values of self and other are
merged such that one is indistinguishable from the other
        <xref ref-type="bibr" rid="ref10 ref15 ref7">(Gethin, 2011; Heim, 2011; Lopez, 2008)</xref>
        ; and 4) an ethics
of relationally nondual self, in which the values of self and
other are held together while maintaining the distinction
between them (
        <xref ref-type="bibr" rid="ref1">Aquinas, 1964</xref>
        ;
        <xref ref-type="bibr" rid="ref2">Aristotle, 1992</xref>
        (1925);
        <xref ref-type="bibr" rid="ref3">Bonhoeffer, 1998</xref>
        , 2005(1949);
        <xref ref-type="bibr" rid="ref6">Frick, 2008</xref>
        ).
      </p>
      <p>The second major question is whether laboratory tasks
designed to study ethical action are useful for groups of
people whose long-term decisions in the real world show
clear evidence of costly action on behalf of others.
Economists, educators, policy makers, religious leaders, and
grant-making foundations have all raised serious doubts
about whether tasks designed in the laboratory, sometimes
dismissed pejoratively as “only games”, are able to meet
this challenge. Moreover, unless such an extension of
laboratory tasks is possible, even scholars who are open to
cognitive scientific approaches will object that the research
findings from laboratory participants are unhelpful due to
“moral averaging.” (Peterson, Van Slyke, Spezio, Reimer,
&amp; Brown, 2010)</p>
      <p>“Moral averaging” refers to the practice of making
theoretical and mechanistic inferences about moral
cognition from measures during ethically salient choices
made by typical laboratory participants, whose actual
histories of unstable, stable, reasoned, or unreasoned
ethically salient choices are unknown. This practice is akin
to developing a cognitive science of calculus or a cognitive
science of language without first assessing whether the
laboratory group understands calculus or the language under
investigation, respectively. The results from such work
would assuredly include replicable patterns across groups,
but these patterns would likely be unhelpful to the
understanding of the cognitive processes calculus and
language.</p>
      <p>We took two approaches to avoid moral averaging. In
Study 1, we worked with a group of participants with
longterm commitments to stable and compassionate care of
adults with mild to profound neurodevelopmental disorders,
primarily via close, one-to-one caring dyads. They are all
members of the L’Arche organization (L’Arche USA;
http://www.larcheusa.org/), which was recognized by Pope
John Paul II as “a sign of hope in a divided world.” We then
applied cognitive valuational modeling to the choices that
they made in a novel “rescue decision” task that allows, but
does not require, costly care for others under ambiguous
threat to self. In Study 2, we first used decisions about the
common good to classify a people as Giving and as matched
Controls. We tested the stability and the generality of both
the Giving and Control groups by asking them to return
after 2-3 years to complete the same “rescue decision” task
as the L’Arche members had done. We also assessed
whether those who stably acted on behalf of others
displayed a valuational representation similar to the L’Arche
sample. In Study 3, we applied the valuational modeling
outcomes from Studies 1 and 2 to an analysis of data from a
large group of young adult participants in a northern
European city, to determine whether valuational
representations from the two groups of stable givers in
Studies 1 and 2 would also associate with giving in a more
generic group of participants from a different cultural
context. All studies involving the Rescuer Paradigm (RP)
used real money, and participants always began with twice
as much money as the Victim. In Studies 1 and 2, the
Victim is a real person who is not present and who is
unknown to the participant and who will never have an
opportunity to reciprocate any help that the participant
provides. In Study 1, participants began with a total of
US$60, in Study 2, participants began with a total of
US$90, and in Study 3, participants began with a total of 15
euro.</p>
    </sec>
    <sec id="sec-3">
      <title>Study 1</title>
      <p>
        In the first study, 48 members of L’Arche USA (Age: M ±
SD = 40.9 ± 15.9, range = 21-84 years, 34 women)
completed 30 rounds of the Rescuer Paradigm (RP; see
Figure 1), in which on each trial a participant observes a
perpetrator steal money from a victim (
        <xref ref-type="bibr" rid="ref22">(Spezio, Brown,
Peterson, Reimer, &amp; Van Slyke, 2008)</xref>
        ; Figure 1). Briefly,
on each round, the Participant (Observer) witnesses a
Perpetrator stealing money from a Victim. The Participant
has the option of helping or not helping the Victim. To help
the Victim, the participant gives of her/his own money to
make up for the amount stolen. Each time the participant
helps the Victim, the probability that the Perpetrator will
detect the participant increases. If the Perpetrator detects the
Participant, the Perpetrator steals all of the Participant’s
money. Thus, the RP tests participants’ willingness to take
action for others within a context of ambiguous
threat/danger.
L’Arche USA members gave nearly 60% of the time, with
half giving above this proportion of trials (Figure 2A).
Several gave on every trial, and these are shown
overlapping in the circle at the very top of the graph.
Reports by the participants are consistent with the view that
this level of giving was intentional and rational according to
the participants’ own value judgments. For example, one of
the participants reported giving the maximal amount on
every other trial, so as to balance a lower probability of
detection with a high degree of caring action for the Victim.
The loss ratios (loss to self divided by loss to other) prior to
any detection events were greater than 1 for nearly all
participants (Figure 2B), indicating more choices to give of
one’s own money than to allow the Victim to lose money.
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
To determine how the L’Arche members represented their
own losses with respect to the losses of the Victim, we
compared four different logistic regression models in terms
of fit to the trial-by-trial choices to keep or to give (0 v. 1) to
the Victim: 1) Model 1, a model that included no contextual
variables such as the amount stolen or how much the
participant or the Victim had lost (i.e., Contextual
Insensitivity); 2) Model 2, an additive model that separated
loss to self from loss to the Victim as two predictor
variables (i.e., simple Utilitarian); 3) Model 3, a model that
tested for a multiplicative combination of loss to self and
loss to Victim that lost all distinction between them (i.e.,
Nondual Self); and 4) Model 4, a model that offset loss to
self and loss to Victim in a unified ratio (i.e., Relationally
Nondual Self). RStan
        <xref ref-type="bibr" rid="ref19 ref19 ref23 ref23">(RStan_Development_Team, 2014;
Stan_Development_Team, 2014)</xref>
        generated Bayesian
parameter estimates and model comparison used the WAIC
statistic
        <xref ref-type="bibr" rid="ref24 ref26">(Gelman et al., in press; Vehtari &amp; Gelman, 2014;
Watanabe, 2010)</xref>
        . Almost all of our participants (78%)
favored some form of joint self-other value representation,
with 63% showing a ratio (Model 4) and 15% showing a
multiplicative (Model 3) representation of joint value. Those
who represented joint value as a ratio (Model 4) also gave
more to the Victim (R2 = 0.77).
      </p>
    </sec>
    <sec id="sec-4">
      <title>Study 2</title>
      <p>In the second study, 203 participants from the greater Los
Angeles area completed one session of the Public Goods
Paradigm (PGP) in groups of 10-12 people (15 rounds, $10
initial endowment per round which could be doubled to a
$20 payout for the entire group if at least 25% of the group
contributed). We defined a Giving group by selecting all
participants who gave on at least 13 of 15 rounds, including
the first and last round (N=17). Of the people who never
gave or gave on at most 1 round, a Control group (N=17)
matched the Giving group on self-reported age, gender,
income, big 5 personality, empathy, and prosocial
personality. After 2-3 years, participants from both groups
returned to the laboratory to complete a 15-round Rescuer
Paradigm.</p>
      <sec id="sec-4-1">
        <title>Study 2: Results</title>
        <p>After a delay of 2-3 years following group classification
according to behavior on the PGP, participants in the Giving
group gave a higher proportion of their money to the RP
Victim (M ± SD = 0.45 ± 0.1; Figure 3A) compared to the
Control group (0.08 ± 0.06; Figure 3B), demonstrating
stable morally relevant decision making across behavioral
contexts and extended periods of time. Cognitive
valuational modeling followed by predictive model fitting
using WAIC showed that most of the Giving group, but not
the Control group, jointly represented losses to self and
other as a unified ratio (Model 4).</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Study 3</title>
      <p>
        In the third study, 503 young adult participants recruited
from Hamburg, Germany, and the surrounding area
completed a 15-round Rescuer Paradigm as part of a large
study of learning and decision making. The battery of
testing materials included the DOSE assessment of risk and
loss aversion
        <xref ref-type="bibr" rid="ref25">(Wang, Filiba, &amp; Camerer, 2010)</xref>
        , the Portrait
Values Scale
        <xref ref-type="bibr" rid="ref20 ref21">(Schwartz, 2006; Schwartz &amp; Boehnke, 2004)</xref>
        ,
and the Temperament and Character Inventory
        <xref ref-type="bibr" rid="ref5">(Cloninger,
Svrakic, &amp; Przybeck, 1993)</xref>
        .
      </p>
      <sec id="sec-5-1">
        <title>Study 3: Results</title>
        <p>Only 413 of 503 participants chose to give to the Victim on
at least 2 of 15 rounds. We found that self-report ratings
associated only weakly with actual behavioral outcomes
such as the proportion of giving or the loss ratio. We
determined how participants represented their own losses
and the losses to the Victim by again using the WAIC
criterion compare each of the four models of their
trial-bytrial choices. Most of the participants’ choices were not fit
best using a model that represented loss to self and Victim
as a joint value. However, participants showing
representation of joint value as a ratio of loss (Model 4) also
showed a greater propensity to give to the Victim (F(3,409)
= 8.68, p &lt; 0.0001), compared to the context-free model
(Model 1; z = 3.02, p &lt; 0.05); the additive model (Model 2;
z = 2.00, p &lt; 0.05), and the multiplicative model (Model 3; z
= 4.34, p &lt; 0.05).</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Discussion</title>
      <p>We applied cognitive valuational modeling of choices on a
“rescue decision” task, completed by two groups of
participants demonstrating stable, caring action for others.
The first group’s stability of care came in the form of their
long-term commitment to supportive relationships with
adults who have neurodevelopmental disorders. Evidence
for stable care in the second group came from measures
over 2-3 years in different morally salient laboratory tasks.
We found that when participants in both groups represented
value jointly as a ratio of self and other (Model 4), action for
others increased. Further, in a larger sample of young adults,
we also saw that this ratio representation of joint value
associated with a greater propensity to act on behalf of
others, compared to models that represented value
separately or multiplicatively.</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions</title>
      <p>Our findings show that action for others is facilitated by a
“self for others,” that is, a representation of value for self
that is tied to the value for others, but that preserves a
distinction between them. This finding opens up
possibilities for interdisciplinary inquiry with deontological
theories, with utilitarian theories, with theories emphasizing
nondual self, and with theories holding to a relationally
nondual self. We also show that laboratory methods and
cognitive valuational modeling are relevant to
understanding the moral cognition serving stable moral
commitment in real life. Once this relevance is established
and once the exemplary patterns of valuational
representation are identified, those same methods can be
applied to populations more generally.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgments</title>
      <p>We are grateful to Kathryn Aughtry, Andrea Beckam, and
Catherine Holcomb for assistance in data collection and to
James Van Slyke, Kristen Monroe, and Linda Zagzebski for
helpful discussions. We gratefully acknowledge funding
from the Science and Transcendence Advanced Research
Series of the Center for Theology and the Natural Sciences
in Berkeley, CA, from the Center of Theological Inquiry in
Princeton, NJ, from the John Templeton Foundation (Grant
21338), and from the German Ministry of Research and
Education to J.G. (01GQ1006).</p>
    </sec>
  </body>
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